organization · Reporting owner
SUN LIFE FINANCIAL INC
Disclosed activity across 8 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Angel Oak Financial Strategies Income Term TrustFINS · Entity 5597 | 10% owner | July 08, 2021 | July 20, 2021 |
| Ares Dynamic Credit Allocation Fund, Inc.ARDC · Entity 5956 | 10% owner | September 15, 2021 | September 17, 2021 |
| Crescent Private Credit Income CorpN/A · Entity 1507 | 10% owner | June 02, 2025 | August 12, 2025 |
| SRH Total Return Fund, Inc.BIF · Entity 4587 | 10% owner | November 05, 2020 | November 09, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Angel Oak Financial Strategies Income Term Trust
Report date July 08, 2021 · Filed July 20, 2021 · Amendment
Jointly reported with Sun Life Assurance Co of Canada
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2.35% Series A Senior Notes due July 8, 2026SEC Table I · non-derivative | Direct | 20,000,000 |
Reported balance
Holding disclosure · report date 2021-07-08 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 20,000,000 |
| 2.80% Series B Senior Notes due July 8, 2028SEC Table I · non-derivative | Direct | 2,500,000 |
Reported balance
Holding disclosure · report date 2021-07-08 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 2,500,000 |
| 2.35% Series A Senior Notes due July 8, 2026SEC Table I · non-derivative | IndirectSee Footnote 1. | 20,000,000 |
Reported balance
Holding disclosure · report date 2021-07-08 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 20,000,000 F1: Sun Life Financial Inc. (a) owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of $20,000,000 of the 2.35% Series A Senior Notes due July 8, 2026 and $2,500,000 of the 2.80% Series B Senior Notes due July 8, 2028 and (b) indirectly owns 100% of the outstanding shares of the common stock of Sun Life Capital Management (U.S.) LLC, which is deemed to be the beneficial owner of $12,500,000 of the 2.80% Series B Senior Notes due July 8, 2028 on behalf of certain of its investment advisory clients. |
| 2.80% Series B Senior Notes due July 8, 2028SEC Table I · non-derivative | IndirectSee Footnote 1. | 15,000,000 |
Reported balance
Holding disclosure · report date 2021-07-08 · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · Balance 15,000,000 F1: Sun Life Financial Inc. (a) owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of $20,000,000 of the 2.35% Series A Senior Notes due July 8, 2026 and $2,500,000 of the 2.80% Series B Senior Notes due July 8, 2028 and (b) indirectly owns 100% of the outstanding shares of the common stock of Sun Life Capital Management (U.S.) LLC, which is deemed to be the beneficial owner of $12,500,000 of the 2.80% Series B Senior Notes due July 8, 2028 on behalf of certain of its investment advisory clients. |
Filing footnotes · ownership attribution and instrument terms
F1: Sun Life Financial Inc. (a) owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of $20,000,000 of the 2.35% Series A Senior Notes due July 8, 2026 and $2,500,000 of the 2.80% Series B Senior Notes due July 8, 2028 and (b) indirectly owns 100% of the outstanding shares of the common stock of Sun Life Capital Management (U.S.) LLC, which is deemed to be the beneficial owner of $12,500,000 of the 2.80% Series B Senior Notes due July 8, 2028 on behalf of certain of its investment advisory clients.
Ares Dynamic Credit Allocation Fund, Inc.
Report date September 15, 2021 · Filed September 17, 2021
Jointly reported with Sun Life Assurance Co of Canada
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series C Mandatory Redeemable Preferred StockSEC Table I · non-derivative | Direct | 560,000 |
Reported balance
After 2021-09-15 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-09-15 · Purchase · Acquired 320,000 · Balance 560,000 |
| Series C Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectSee Footnote 1. | 560,000 |
Reported balance
After 2021-09-15 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-09-15 · Purchase · Acquired 320,000 · Balance 560,000 F1: Sun Life Financial Inc. owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of the shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Sun Life Financial Inc. owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of the shares.
Crescent Private Credit Income Corp
Report date June 02, 2025 · Filed August 12, 2025 · Amendment
Jointly reported with BK Canada Holdings Inc., SLC Asset Management ULC, Sun Life Assurance Co of Canada
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Common Shares, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 4,674,723 |
Reported balance
After 2025-06-02 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2025-06-02 · Other · Disposed 4,674,723 · Balance 4,674,723 F1: Effective as of June 2, 2025, in connection with a corporate reorganization transaction, BK Canada Holdings Inc. transferred all of its shares in Crescent Private Credit Income Corp. (the "Company") to its wholly-owned subsidiary SLC Asset Management ULC. This joint filing on Form 4 is being made in order to include by amendment SLC Asset Management ULC as a joint filer along with its affiliates BK Canada Holdings Inc, Sun Life Assurance Company of Canada and Sun Life Financial Inc. with respect to the Company's securities and therefore amends the Form 4 that was previously filed by BK Canada Holdings Inc., Sun Life Assurance Company of Canada and Sun Life Financial Inc. on February 14, 2025. As the parent holding company of BK Canada Holdings Inc., Sun Life Financial Inc. is deemed to have an indirect beneficial ownership interest in the shares directly owned by SLC Asset Management ULC, BK Canada Holding Inc.'s wholly-owned subsidiary. F2: In addition, as the parent holding company of Sun Life Assurance Company of Canada, Sun Life Financial Inc. is deemed to have an indirect beneficial ownership interest in the shares of the Company directly owned by Sun Life Assurance Company of Canada. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective as of June 2, 2025, in connection with a corporate reorganization transaction, BK Canada Holdings Inc. transferred all of its shares in Crescent Private Credit Income Corp. (the "Company") to its wholly-owned subsidiary SLC Asset Management ULC. This joint filing on Form 4 is being made in order to include by amendment SLC Asset Management ULC as a joint filer along with its affiliates BK Canada Holdings Inc, Sun Life Assurance Company of Canada and Sun Life Financial Inc. with respect to the Company's securities and therefore amends the Form 4 that was previously filed by BK Canada Holdings Inc., Sun Life Assurance Company of Canada and Sun Life Financial Inc. on February 14, 2025. As the parent holding company of BK Canada Holdings Inc., Sun Life Financial Inc. is deemed to have an indirect beneficial ownership interest in the shares directly owned by SLC Asset Management ULC, BK Canada Holding Inc.'s wholly-owned subsidiary.
F2: In addition, as the parent holding company of Sun Life Assurance Company of Canada, Sun Life Financial Inc. is deemed to have an indirect beneficial ownership interest in the shares of the Company directly owned by Sun Life Assurance Company of Canada.
SRH Total Return Fund, Inc.
Report date November 05, 2020 · Filed November 09, 2020
Jointly reported with Sun Life Assurance Co of Canada
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2.62% Series A Senior Notes due November 5, 2030SEC Table I · non-derivative | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-11-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance Not disclosed |
| 2.72% Series B Senior Notes due November 5, 2032SEC Table I · non-derivative | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-11-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance Not disclosed |
| 2.62% Series A Senior Notes due November 5, 2030SEC Table I · non-derivative | IndirectSee Footnote 1 | Not disclosed |
Reported balance
Holding disclosure · report date 2020-11-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance Not disclosed F1: Sun Life Financial Inc. (a) owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of $18,200,000 of the 2.62% Series A Senior Notes due November 5, 2030 and $13,600,000 of the 2.72% Series B Senior Notes due November 5, 2032 and (b) indirectly owns 100% of the outstanding shares of the common stock of Sun Life Capital Management (U.S.) LLC, which is deemed to be the beneficial owner of $1,800,000 of the 2.62% Series A Senior Notes due November 5, 2030 and $1,400,000 of the 2.72% Series B Senior Notes due November 5, 2032 on behalf of certain of its investment advisory clients. |
| 2.72% Series B Senior Notes due November 5, 2032SEC Table I · non-derivative | IndirectSee Footnote 1 | Not disclosed |
Reported balance
Holding disclosure · report date 2020-11-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance Not disclosed F1: Sun Life Financial Inc. (a) owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of $18,200,000 of the 2.62% Series A Senior Notes due November 5, 2030 and $13,600,000 of the 2.72% Series B Senior Notes due November 5, 2032 and (b) indirectly owns 100% of the outstanding shares of the common stock of Sun Life Capital Management (U.S.) LLC, which is deemed to be the beneficial owner of $1,800,000 of the 2.62% Series A Senior Notes due November 5, 2030 and $1,400,000 of the 2.72% Series B Senior Notes due November 5, 2032 on behalf of certain of its investment advisory clients. |
Filing footnotes · ownership attribution and instrument terms
F1: Sun Life Financial Inc. (a) owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of $18,200,000 of the 2.62% Series A Senior Notes due November 5, 2030 and $13,600,000 of the 2.72% Series B Senior Notes due November 5, 2032 and (b) indirectly owns 100% of the outstanding shares of the common stock of Sun Life Capital Management (U.S.) LLC, which is deemed to be the beneficial owner of $1,800,000 of the 2.62% Series A Senior Notes due November 5, 2030 and $1,400,000 of the 2.72% Series B Senior Notes due November 5, 2032 on behalf of certain of its investment advisory clients.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CION Ares Diversified Credit Fund
Report date September 30, 2021 · Filed October 04, 2021
Jointly reported with Sun Life Assurance Co of Canada
Section 16 reporting ended · disclosed 2021-10-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | Direct | 40,000 |
Reported balance
After 2021-09-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-09-30 · Purchase · Acquired 40,000 · Balance 40,000 |
| Series B Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | IndirectSee Footnote 1. | 40,000 |
Reported balance
After 2021-09-30 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-09-30 · Purchase · Acquired 40,000 · Balance 40,000 F1: Sun Life Financial Inc. owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of the shares. |
| Series C Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | Direct | 400,000 |
Reported balance
After 2021-09-30 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-09-30 · Purchase · Acquired 400,000 · Balance 400,000 |
| Series C Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | IndirectSee Footnote 1. | 400,000 |
Reported balance
After 2021-09-30 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2021-09-30 · Purchase · Acquired 400,000 · Balance 400,000 F1: Sun Life Financial Inc. owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of the shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Sun Life Financial Inc. owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of the shares.
Kayne Anderson Energy Infrastructure Fund, Inc.
Report date May 07, 2020 · Filed July 24, 2020
Jointly reported with Sun Life Assurance Co of Canada
Section 16 reporting ended · disclosed 2020-07-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Mandatory Redeemable Preferred Shares Series CSEC Table I · non-derivative | Direct | 822,951.02 |
Reported balance
After 2020-04-29 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-04-29 · Other · Disposed 217,048.98 · Balance 822,951.02 F1: On April 29, 2020, the issuer redeemed a portion of its Series C Mandatory Redeemable Preferred Stock held by the Reporting Persons. F2: Sun Life Financial Inc. owns 100% of the outstanding shares of common stock of Sun Life Assurance Co of Canada, the direct owner of the Series C Mandatory Redeemable Preferred Stock of Kayne Anderson MLP Investment Co. |
| Mandatory Redeemable Preferred Shares Series CSEC Table I · non-derivative | IndirectSee footnote | 822,951.02 |
Reported balance
After 2020-04-29 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-04-29 · Other · Disposed 217,048.98 · Balance 822,951.02 F1: On April 29, 2020, the issuer redeemed a portion of its Series C Mandatory Redeemable Preferred Stock held by the Reporting Persons. F2: Sun Life Financial Inc. owns 100% of the outstanding shares of common stock of Sun Life Assurance Co of Canada, the direct owner of the Series C Mandatory Redeemable Preferred Stock of Kayne Anderson MLP Investment Co. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 29, 2020, the issuer redeemed a portion of its Series C Mandatory Redeemable Preferred Stock held by the Reporting Persons.
F2: Sun Life Financial Inc. owns 100% of the outstanding shares of common stock of Sun Life Assurance Co of Canada, the direct owner of the Series C Mandatory Redeemable Preferred Stock of Kayne Anderson MLP Investment Co.
Kayne Anderson Energy Total Return Fund, Inc.
Report date September 07, 2016 · Filed February 17, 2017
Jointly reported with Sun Life Assurance Co of Canada
Section 16 reporting ended · disclosed 2017-02-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectBy Sun Life Assurance Co of Canada | 0 |
Reported balance
After 2016-09-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2016-09-07 · Other · Disposed 266,666 · Balance 0 F1: On September 7, 2016, the issuer redeemed all outstanding shares of its Series A Mandatory Redeemable Preferred Stock. F2: Shares are owned by Sun Life Assurance Co of Canada, a 100% owned subsidiary of Sun Life Financial Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 7, 2016, the issuer redeemed all outstanding shares of its Series A Mandatory Redeemable Preferred Stock.
F2: Shares are owned by Sun Life Assurance Co of Canada, a 100% owned subsidiary of Sun Life Financial Inc.
NEUBERGER REAL ESTATE SECURITIES INCOME FUND INC
Report date April 12, 2017 · Filed June 06, 2017
Jointly reported with Sun Life Assurance Co of Canada
Section 16 reporting ended · disclosed 2017-06-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectBy SUN LIFE FINANCIAL INC. | 0 |
Reported balance
After 2017-04-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-04-12 · Other · Disposed 160 · Balance 0 F1: On April 12, 2017, the issuer redeemed all outstanding shares of its Series A Mandatory Redeemable Preferred Stock. F2: Sun Life Financial Inc. owns 100% of the outstanding shares of common stock of Sun Life Assurance Company of Canada, the direct owner of 140 shares of the Series A Mandatory Redeemable Preferred Stock of the issuer. |
| Series A Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectBy SUN LIFE FINANCIAL INC. | 0 |
Reported balance
After 2017-04-12 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-04-12 · Other · Disposed 40 · Balance 0 F1: On April 12, 2017, the issuer redeemed all outstanding shares of its Series A Mandatory Redeemable Preferred Stock. F3: Sun Life Financial Inc. owns 100% of the outstanding shares of common stock of Sun Life Assurance Company of Canada, which owns 100% of the outstanding shares of common stock of Sun Life and Health Insurance Company (U.S.), the direct owner of 60 shares of the Series A Mandatory Redeemable Preferred Stock of the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 12, 2017, the issuer redeemed all outstanding shares of its Series A Mandatory Redeemable Preferred Stock.
F2: Sun Life Financial Inc. owns 100% of the outstanding shares of common stock of Sun Life Assurance Company of Canada, the direct owner of 140 shares of the Series A Mandatory Redeemable Preferred Stock of the issuer.
F3: Sun Life Financial Inc. owns 100% of the outstanding shares of common stock of Sun Life Assurance Company of Canada, which owns 100% of the outstanding shares of common stock of Sun Life and Health Insurance Company (U.S.), the direct owner of 60 shares of the Series A Mandatory Redeemable Preferred Stock of the issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2025 Filed Aug 12, 2025 20:58 UTC Amendment | Crescent Private Credit Income Corp N/A · Entity 1507 | OtherClass I Common Shares, par value $0.01 per share | 4,674,723 | $26.92 | $125,843,543.16 |
DisclosureSEC source: 0000945621-25-000744 · form4.xml · nonDerivative · entry 1 BK Canada Holdings Inc. · CIK 0001992700 · 10% owner SLC Asset Management ULC · CIK 0002075359 · 10% owner Sun Life Assurance Co of Canada · CIK 0001381352 · 10% owner SUN LIFE FINANCIAL INC · CIK 0001097362 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,674,723 F1 · shares: Effective as of June 2, 2025, in connection with a corporate reorganization transaction, BK Canada Holdings Inc. transferred all of its shares in Crescent Private Credit Income Corp. (the "Company") to its wholly-owned subsidiary SLC Asset Management ULC. This joint filing on Form 4 is being made in order to include by amendment SLC Asset Management ULC as a joint filer along with its affiliates BK Canada Holdings Inc, Sun Life Assurance Company of Canada and Sun Life Financial Inc. with respect to the Company's securities and therefore amends the Form 4 that was previously filed by BK Canada Holdings Inc., Sun Life Assurance Company of Canada and Sun Life Financial Inc. on February 14, 2025. As the parent holding company of BK Canada Holdings Inc., Sun Life Financial Inc. is deemed to have an indirect beneficial ownership interest in the shares directly owned by SLC Asset Management ULC, BK Canada Holding Inc.'s wholly-owned subsidiary. F2 · shares: In addition, as the parent holding company of Sun Life Assurance Company of Canada, Sun Life Financial Inc. is deemed to have an indirect beneficial ownership interest in the shares of the Company directly owned by Sun Life Assurance Company of Canada. F1 · ownership.nature: Effective as of June 2, 2025, in connection with a corporate reorganization transaction, BK Canada Holdings Inc. transferred all of its shares in Crescent Private Credit Income Corp. (the "Company") to its wholly-owned subsidiary SLC Asset Management ULC. This joint filing on Form 4 is being made in order to include by amendment SLC Asset Management ULC as a joint filer along with its affiliates BK Canada Holdings Inc, Sun Life Assurance Company of Canada and Sun Life Financial Inc. with respect to the Company's securities and therefore amends the Form 4 that was previously filed by BK Canada Holdings Inc., Sun Life Assurance Company of Canada and Sun Life Financial Inc. on February 14, 2025. As the parent holding company of BK Canada Holdings Inc., Sun Life Financial Inc. is deemed to have an indirect beneficial ownership interest in the shares directly owned by SLC Asset Management ULC, BK Canada Holding Inc.'s wholly-owned subsidiary. F2 · ownership.nature: In addition, as the parent holding company of Sun Life Assurance Company of Canada, Sun Life Financial Inc. is deemed to have an indirect beneficial ownership interest in the shares of the Company directly owned by Sun Life Assurance Company of Canada. Read SEC document |
| March 22, 2024 Filed Feb 14, 2025 21:46 UTC Amendment | Crescent Private Credit Income Corp N/A · Entity 1507 | PurchaseClass I Common Shares, par value $0.01 per share | 945,179 | $26.45 | $24,999,984.55 |
DisclosureSEC source: 0000945621-25-000227 · form4.xml · nonDerivative · entry 2 SUN LIFE FINANCIAL INC · CIK 0001097362 · 10% owner BK Canada Holdings Inc. · CIK 0001992700 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes 2 and 3. Disclosed balance after: 5,874,723 F2 · shares: Sun Life Financial Inc. is the parent holding company of BK Canada Holdings Inc., the direct owner of the reported shares. This joint filing on Form 4 is being made in order to include by amendment Sun Life Financial Inc. as a joint filer along with its affiliate BK Canada Holdings Inc. with respect to the Company's securities and therefore amends the Form 4 that was previously filed by BK Canada Holdings Inc. on March 25, 2024, as Sun Life Financial Inc. had not previously been made a party to such filing. As the parent holding company of BK Canada Holdings Inc., Sun Life Financial Inc. is deemed to have an indirect beneficial ownership interest in the shares directly owned by BK Canada Holdings Inc. as reported herein. F3 · balance_after: In addition, Sun Life Financial Inc. is also the parent holding company of Sun Life Assurance Company of Canada. As of March 22, 2024, Sun Life Assurance Company of Canada was the owner of 1,200,000 Class I common shares of the Company that were held directly by Sun Life Assurance Company of Canada. As the parent holding company of both BK Canada Holdings Inc. and Sun Life Assurance Company of Canada, Sun Life Financial Inc. is deemed to have an indirect beneficial ownership interest in the shares of the Company directly owned by each of BK Canada Holdings Inc. and Sun Life Assurance of Canada as reported herein. Read SEC document |
| March 22, 2024 Filed Feb 14, 2025 21:46 UTC Amendment | Crescent Private Credit Income Corp N/A · Entity 1507 | PurchaseClass I Common Shares, par value $0.01 per share | 945,179 | $26.45 | $24,999,984.55 |
DisclosureSEC source: 0000945621-25-000227 · form4.xml · nonDerivative · entry 1 SUN LIFE FINANCIAL INC · CIK 0001097362 · 10% owner BK Canada Holdings Inc. · CIK 0001992700 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,674,723 F1 · shares: As previously reported, BK Canada Holdings Inc. made an aggregate $120 million capital commitment (the "Capital Commitment") to Crescent Private Credit Income Corp. (the "Company"). On March 1, 2024, $25 million of the Capital Commitment was drawn down by the Company in exchange for Class I common shares. The purchase price per share and number of Class I common shares acquired by BK Canada Holdings Inc. in respect of such draw down were fixed and determined on March 22, 2024, as disclosed in the Current Report on Form 8-K filed with the SEC by the Company on such date. Read SEC document |
| February 28, 2024 Filed Feb 14, 2025 21:43 UTC Amendment | Crescent Private Credit Income Corp N/A · Entity 1507 | PurchaseClass I Common Shares, par value $0.01 per share | 952,744 | $26.24 | $25,000,002.56 |
DisclosureSEC source: 0000945621-25-000225 · form4.xml · nonDerivative · entry 2 SUN LIFE FINANCIAL INC · CIK 0001097362 · 10% owner BK Canada Holdings Inc. · CIK 0001992700 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes 2 and 3. Disclosed balance after: 4,929,543 F2 · shares: Sun Life Financial Inc. is the parent holding company of BK Canada Holdings Inc., the direct owner of the reported shares. This joint filing on Form 4 is being made in order to include by amendment Sun Life Financial Inc. as a joint filer along with its affiliate BK Canada Holdings Inc. with respect to the Company's securities and therefore amends the Form 4 that was previously filed by BK Canada Holdings Inc. on February 29, 2024, as Sun Life Financial Inc. had not previously been made a party to such filing. As the parent holding company of BK Canada Holdings Inc., Sun Life Financial Inc. is deemed to have an indirect beneficial ownership interest in the shares directly owned by BK Canada Holdings Inc. as reported herein. F3 · balance_after: In addition, Sun Life Financial Inc. is also the parent holding company of Sun Life Assurance Company of Canada. As of February 28, 2024, Sun Life Assurance Company of Canada was the owner of 1,200,000 Class I common shares of the Company that were held directly by Sun Life Assurance Company of Canada. As the parent holding company of both BK Canada Holdings Inc. and Sun Life Assurance Company of Canada, Sun Life Financial Inc. is deemed to have an indirect beneficial ownership interest in the shares of the Company directly owned by each of BK Canada Holdings Inc. and Sun Life Assurance of Canada as reported herein. Read SEC document |
| February 28, 2024 Filed Feb 14, 2025 21:43 UTC Amendment | Crescent Private Credit Income Corp N/A · Entity 1507 | PurchaseClass I Common Shares, par value $0.01 per share | 952,744 | $26.24 | $25,000,002.56 |
DisclosureSEC source: 0000945621-25-000225 · form4.xml · nonDerivative · entry 1 SUN LIFE FINANCIAL INC · CIK 0001097362 · 10% owner BK Canada Holdings Inc. · CIK 0001992700 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,729,543 F1 · shares: As previously reported, BK Canada Holdings Inc. made an aggregate $120 million capital commitment (the "Capital Commitment") to Crescent Private Credit Income Corp. (the "Company"). On February 1, 2024, $25 million of the Capital Commitment was drawn down by the Company in exchange for Class I common shares. The purchase price per share and number of Class I common shares acquired by BK Canada Holdings Inc. in respect of such draw down were fixed and determined on February 28, 2024, as disclosed in the Current Report on Form 8-K filed with the SEC by the Company on such date. Read SEC document |
| November 21, 2023 Filed Feb 14, 2025 20:34 UTC Amendment | Crescent Private Credit Income Corp N/A · Entity 1507 | PurchaseClass I Common Shares, par value $0.01 per share | 980,392 | $25.50 | $24,999,996.00 |
DisclosureSEC source: 0000945621-25-000220 · form4.xml · nonDerivative · entry 2 SUN LIFE FINANCIAL INC · CIK 0001097362 · 10% owner BK Canada Holdings Inc. · CIK 0001992700 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes 2 and 3. Disclosed balance after: 3,976,799 F2 · shares: Sun Life Financial Inc. is the parent holding company of BK Canada Holdings Inc., the direct owner of the reported shares. This joint filing on Form 4 is being made in order to include by amendment Sun Life Financial Inc. as a joint filer along with its affiliate BK Canada Holdings Inc. with respect to the Company's securities and therefore amends the Form 4 that was previously filed by BK Canada Holdings Inc. on November 21, 2023, as Sun Life Financial Inc. had not previously been made a party to such filing. As the parent holding company of BK Canada Holdings Inc., Sun Life Financial Inc. is deemed to have an indirect beneficial ownership interest in the shares directly owned by BK Canada Holdings Inc. as reported herein. F3 · balance_after: In addition, Sun Life Financial Inc. is also the parent holding company of Sun Life Assurance Company of Canada. As of November 21, 2023, Sun Life Assurance Company of Canada was the owner of 1,200,000 Class I common shares of the Company that were held directly by Sun Life Assurance Company of Canada. As the parent holding company of both BK Canada Holdings Inc. and Sun Life Assurance Company of Canada, Sun Life Financial Inc. is deemed to have an indirect beneficial ownership interest in the shares of the Company directly owned by each of BK Canada Holdings Inc. and Sun Life Assurance of Canada as reported herein. Read SEC document |
| November 21, 2023 Filed Feb 14, 2025 20:34 UTC Amendment | Crescent Private Credit Income Corp N/A · Entity 1507 | PurchaseClass I Common Shares, par value $0.01 per share | 980,392 | $25.50 | $24,999,996.00 |
DisclosureSEC source: 0000945621-25-000220 · form4.xml · nonDerivative · entry 1 SUN LIFE FINANCIAL INC · CIK 0001097362 · 10% owner BK Canada Holdings Inc. · CIK 0001992700 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,776,799 F1 · shares: As previously reported, BK Canada Holdings Inc. made an aggregate $120 million capital commitment (the "Capital Commitment") to Crescent Private Credit Income Corp. (the "Company"). On November 1, 2023, $25 million of the Capital Commitment was drawn down by the Company in exchange for Class I common shares. The purchase price per share and number of Class I common shares acquired by BK Canada Holdings Inc. in respect of such draw down were fixed and determined on November 21, 2023, as disclosed in the Current Report on Form 8-K filed with the SEC by the Company on such date. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 15:21 UTC | CION Ares Diversified Credit Fund CADEX · Entity 31546 | PurchaseSeries C Mandatory Redeemable Preferred Shares | 400,000 | $25.00 | $10,000,000.00 |
DisclosureSEC source: 0001567619-21-017779 · doc1.xml · nonDerivative · entry 4 Sun Life Assurance Co of Canada · CIK 0001381352 · Former 10% Owner SUN LIFE FINANCIAL INC · CIK 0001097362 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 400,000 F1 · ownership.nature: Sun Life Financial Inc. owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of the shares. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 15:21 UTC | CION Ares Diversified Credit Fund CADEX · Entity 31546 | PurchaseSeries C Mandatory Redeemable Preferred Shares | 400,000 | $25.00 | $10,000,000.00 |
DisclosureSEC source: 0001567619-21-017779 · doc1.xml · nonDerivative · entry 3 Sun Life Assurance Co of Canada · CIK 0001381352 · Former 10% Owner SUN LIFE FINANCIAL INC · CIK 0001097362 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 15:21 UTC | CION Ares Diversified Credit Fund CADEX · Entity 31546 | PurchaseSeries B Mandatory Redeemable Preferred Shares | 40,000 | $25.00 | $1,000,000.00 |
DisclosureSEC source: 0001567619-21-017779 · doc1.xml · nonDerivative · entry 2 Sun Life Assurance Co of Canada · CIK 0001381352 · Former 10% Owner SUN LIFE FINANCIAL INC · CIK 0001097362 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 40,000 F1 · ownership.nature: Sun Life Financial Inc. owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of the shares. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 15:21 UTC | CION Ares Diversified Credit Fund CADEX · Entity 31546 | PurchaseSeries B Mandatory Redeemable Preferred Shares | 40,000 | $25.00 | $1,000,000.00 |
DisclosureSEC source: 0001567619-21-017779 · doc1.xml · nonDerivative · entry 1 Sun Life Assurance Co of Canada · CIK 0001381352 · Former 10% Owner SUN LIFE FINANCIAL INC · CIK 0001097362 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 19:46 UTC | Ares Dynamic Credit Allocation Fund, Inc. ARDC · Entity 5956 | PurchaseSeries C Mandatory Redeemable Preferred Stock | 320,000 | $25.00 | $8,000,000.00 |
DisclosureSEC source: 0001567619-21-017229 · doc1.xml · nonDerivative · entry 2 Sun Life Assurance Co of Canada · CIK 0001381352 · 10% owner SUN LIFE FINANCIAL INC · CIK 0001097362 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 560,000 F1 · ownership.nature: Sun Life Financial Inc. owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of the shares. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 19:46 UTC | Ares Dynamic Credit Allocation Fund, Inc. ARDC · Entity 5956 | PurchaseSeries C Mandatory Redeemable Preferred Stock | 320,000 | $25.00 | $8,000,000.00 |
DisclosureSEC source: 0001567619-21-017229 · doc1.xml · nonDerivative · entry 1 Sun Life Assurance Co of Canada · CIK 0001381352 · 10% owner SUN LIFE FINANCIAL INC · CIK 0001097362 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,000 Read SEC document |
| April 29, 2020 Filed Jul 24, 2020 00:29 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | OtherMandatory Redeemable Preferred Shares Series C | 217,048.98 | $5,531,332.96 | $1,200,570,177,008.38 |
DisclosureSEC source: 0001567619-20-013672 · doc1.xml · nonDerivative · entry 2 Sun Life Assurance Co of Canada · CIK 0001381352 · Former 10% Owner SUN LIFE FINANCIAL INC · CIK 0001097362 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 822,951.02 F1 · kind: On April 29, 2020, the issuer redeemed a portion of its Series C Mandatory Redeemable Preferred Stock held by the Reporting Persons. F2 · ownership.direct: Sun Life Financial Inc. owns 100% of the outstanding shares of common stock of Sun Life Assurance Co of Canada, the direct owner of the Series C Mandatory Redeemable Preferred Stock of Kayne Anderson MLP Investment Co. F2 · ownership.nature: Sun Life Financial Inc. owns 100% of the outstanding shares of common stock of Sun Life Assurance Co of Canada, the direct owner of the Series C Mandatory Redeemable Preferred Stock of Kayne Anderson MLP Investment Co. Read SEC document |
| April 29, 2020 Filed Jul 24, 2020 00:29 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | OtherMandatory Redeemable Preferred Shares Series C | 217,048.98 | $5,531,332.96 | $1,200,570,177,008.38 |
DisclosureSEC source: 0001567619-20-013672 · doc1.xml · nonDerivative · entry 1 Sun Life Assurance Co of Canada · CIK 0001381352 · Former 10% Owner SUN LIFE FINANCIAL INC · CIK 0001097362 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 822,951.02 F1 · kind: On April 29, 2020, the issuer redeemed a portion of its Series C Mandatory Redeemable Preferred Stock held by the Reporting Persons. F2 · ownership.direct: Sun Life Financial Inc. owns 100% of the outstanding shares of common stock of Sun Life Assurance Co of Canada, the direct owner of the Series C Mandatory Redeemable Preferred Stock of Kayne Anderson MLP Investment Co. Read SEC document |
| April 12, 2017 Filed Jun 6, 2017 22:25 UTC | NEUBERGER REAL ESTATE SECURITIES INCOME FUND INC NRO · Entity 6377 | OtherSeries A Mandatory Redeemable Preferred Stock | 40 | $125.00 | $5,000.00 |
DisclosureSEC source: 0001140361-17-024080 · doc1.xml · nonDerivative · entry 2 SUN LIFE FINANCIAL INC · CIK 0001097362 · 10% owner Sun Life Assurance Co of Canada · CIK 0001381352 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SUN LIFE FINANCIAL INC. Disclosed balance after: 0 F1 · kind: On April 12, 2017, the issuer redeemed all outstanding shares of its Series A Mandatory Redeemable Preferred Stock. F3 · ownership.nature: Sun Life Financial Inc. owns 100% of the outstanding shares of common stock of Sun Life Assurance Company of Canada, which owns 100% of the outstanding shares of common stock of Sun Life and Health Insurance Company (U.S.), the direct owner of 60 shares of the Series A Mandatory Redeemable Preferred Stock of the issuer. Read SEC document |
| April 12, 2017 Filed Jun 6, 2017 22:25 UTC | NEUBERGER REAL ESTATE SECURITIES INCOME FUND INC NRO · Entity 6377 | OtherSeries A Mandatory Redeemable Preferred Stock | 160 | $125.00 | $20,000.00 |
DisclosureSEC source: 0001140361-17-024080 · doc1.xml · nonDerivative · entry 1 SUN LIFE FINANCIAL INC · CIK 0001097362 · 10% owner Sun Life Assurance Co of Canada · CIK 0001381352 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SUN LIFE FINANCIAL INC. Disclosed balance after: 0 F1 · kind: On April 12, 2017, the issuer redeemed all outstanding shares of its Series A Mandatory Redeemable Preferred Stock. F2 · ownership.nature: Sun Life Financial Inc. owns 100% of the outstanding shares of common stock of Sun Life Assurance Company of Canada, the direct owner of 140 shares of the Series A Mandatory Redeemable Preferred Stock of the issuer. Read SEC document |
| November 09, 2016 Filed Feb 17, 2017 22:26 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | OtherSeries A Mandatory Redeemable Preferred Stock | 600,000 | $25.27 | $15,162,000.00 |
DisclosureSEC source: 0001140361-17-008156 · doc1.xml · nonDerivative · entry 1 Sun Life Assurance Co of Canada · CIK 0001381352 · 10% owner SUN LIFE FINANCIAL INC · CIK 0001097362 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On November 9, 2016, the issuer redeemed all outstanding shares of its Series A Mandatory Redeemable Preferred Stock. F2 · ownership.direct: Sun Life Financial Inc. owns 100% of the outstanding shares of common stock of Sun Life Assurance Co of Canada, the direct owner of the Series A Mandatory Redeemable Preferred Stock of Kayne Anderson MLP Investment Co. Read SEC document |
| September 07, 2016 Filed Feb 17, 2017 22:23 UTC | Kayne Anderson Energy Total Return Fund, Inc. KYE · Entity 164253 | OtherSeries A Mandatory Redeemable Preferred Stock | 266,666 | $25.02 | $6,671,983.32 |
DisclosureSEC source: 0001140361-17-008154 · doc1.xml · nonDerivative · entry 1 SUN LIFE FINANCIAL INC · CIK 0001097362 · 10% owner Sun Life Assurance Co of Canada · CIK 0001381352 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sun Life Assurance Co of Canada Disclosed balance after: 0 F1 · kind: On September 7, 2016, the issuer redeemed all outstanding shares of its Series A Mandatory Redeemable Preferred Stock. F2 · ownership.nature: Shares are owned by Sun Life Assurance Co of Canada, a 100% owned subsidiary of Sun Life Financial Inc. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.