Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Kayne Anderson Energy Infrastructure Fund, Inc.KYN · Entity 4334 | Director | June 20, 2019 | June 27, 2019 |
| QEP RESOURCES, INC.QEP · Entity 141219 | Director | March 01, 2019 | March 05, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Kayne Anderson Energy Infrastructure Fund, Inc.
Report date June 20, 2019 · Filed June 27, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,800 |
Reported balance
After 2019-06-20 transaction · row 1
1 source rowRow 1 · 2019-06-20 · Purchase · Acquired 5,304 · Balance 17,800 |
QEP RESOURCES, INC.
Report date March 01, 2019 · Filed March 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 89,562.4817 |
Reported balance
After 2019-03-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-03-01 · Grant · Acquired 22,699 · Balance 89,562.4817 F1: Phantom stock units will be payable in cash or shares on the date of, or at a designated anniversary date following, the first to occur of the reporting person's (i) distribution election date which is not earlier than two years from the plan year (ii) separation from service from QEP (subject to 6-month delay if necessary to comply with IRC 409A), (iii) death or (iv) disability, pursuant to the QEP Resources, Inc. Deferred Compensation Wrap Plan. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-03-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units will be payable in cash or shares on the date of, or at a designated anniversary date following, the first to occur of the reporting person's (i) distribution election date which is not earlier than two years from the plan year (ii) separation from service from QEP (subject to 6-month delay if necessary to comply with IRC 409A), (iii) death or (iv) disability, pursuant to the QEP Resources, Inc. Deferred Compensation Wrap Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 20, 2019 Filed Jun 27, 2019 18:19 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | PurchaseCommon Stock | 5,304 | $15.18 | $80,514.72 |
DisclosureSEC source: 0001304186-19-000004 · primary_doc.xml · nonDerivative · entry 1 THACKER WILLIAM L · CIK 0001287047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,800 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 15:45 UTC | QEP RESOURCES, INC. QEP · Entity 141219 | GrantPhantom Stock Units · Derivative | 22,699 | $7.93 Strike: $0.00 | $180,003.07 |
DisclosureSEC source: 0001209191-19-016350 · doc4.xml · derivative · entry 2 THACKER WILLIAM L · CIK 0001287047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,562.4817 Underlying: Phantom Stock Units · 22,699 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units will be payable in cash or shares on the date of, or at a designated anniversary date following, the first to occur of the reporting person's (i) distribution election date which is not earlier than two years from the plan year (ii) separation from service from QEP (subject to 6-month delay if necessary to comply with IRC 409A), (iii) death or (iv) disability, pursuant to the QEP Resources, Inc. Deferred Compensation Wrap Plan. F1 · derivative.expiration_date: Phantom stock units will be payable in cash or shares on the date of, or at a designated anniversary date following, the first to occur of the reporting person's (i) distribution election date which is not earlier than two years from the plan year (ii) separation from service from QEP (subject to 6-month delay if necessary to comply with IRC 409A), (iii) death or (iv) disability, pursuant to the QEP Resources, Inc. Deferred Compensation Wrap Plan. Read SEC document |
| August 06, 2018 Filed Aug 16, 2018 19:33 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | OtherCOMMON STOCK | 2,496 | $20.02 | $49,969.92 |
DisclosureSEC source: 0000899243-18-022550 · doc4.xml · nonDerivative · entry 1 THACKER WILLIAM L · CIK 0001287047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,496 F1 · kind: SHARES RECEIVED IN EXCHANGE FOR SHARES FORMERLY HELD IN KAYNE ANDERSON ENERGY DEVELOPMENT COMPANY IN CONNECTION WITH ITS REORGANIZATION INTO KYN, USING RESPECTIVE NET ASSET VALUES PER SHARE. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:42 UTC | QEP RESOURCES, INC. QEP · Entity 141219 | GrantPhantom Stock Units · Derivative | 20,943 | $9.55 Strike: $0.00 | $200,005.65 |
DisclosureSEC source: 0001209191-18-016714 · doc4.xml · derivative · entry 2 THACKER WILLIAM L · CIK 0001287047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,863.4817 Underlying: Phantom Stock Units · 20,943 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units will be payable in cash or shares on the date of, or at a designated anniversary date following, the first to occur of the reporting person's (i) distribution election date which is not earlier than two years from the plan year (ii) separation from service from QEP (subject to 6-month delay if necessary to comply with IRC 409A), (iii) death or (iv) disability, pursuant to the QEP Resources, Inc. Deferred Compensation Wrap Plan. F1 · derivative.expiration_date: Phantom stock units will be payable in cash or shares on the date of, or at a designated anniversary date following, the first to occur of the reporting person's (i) distribution election date which is not earlier than two years from the plan year (ii) separation from service from QEP (subject to 6-month delay if necessary to comply with IRC 409A), (iii) death or (iv) disability, pursuant to the QEP Resources, Inc. Deferred Compensation Wrap Plan. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 17:52 UTC | QEP RESOURCES, INC. QEP · Entity 141219 | GrantPhantom Stock Units · Derivative | 11,779 | $16.98 Strike: $0.00 | $200,007.42 |
DisclosureSEC source: 0001209191-17-010687 · doc4.xml · derivative · entry 1 THACKER WILLIAM L · CIK 0001287047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,920.4817 Underlying: Phantom Stock Units · 11,779 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units will be payable in cash or shares on the date of, or at a designated anniversary date following, the first to occur of the reporting person's (i) distribution election date which is not earlier than two years from the plan year (ii) separation from service from QEP (subject to 6-month delay if necessary to comply with IRC 409A), (iii) death or (iv) disability, pursuant to the QEP Resources, Inc. Deferred Compensation Wrap Plan. F1 · derivative.expiration_date: Phantom stock units will be payable in cash or shares on the date of, or at a designated anniversary date following, the first to occur of the reporting person's (i) distribution election date which is not earlier than two years from the plan year (ii) separation from service from QEP (subject to 6-month delay if necessary to comply with IRC 409A), (iii) death or (iv) disability, pursuant to the QEP Resources, Inc. Deferred Compensation Wrap Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.