organization · Reporting owner
Empower Annuity Insurance Co
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Kayne Anderson Energy Infrastructure Fund, Inc.KYN · Entity 4334 | 10% owner | February 13, 2020 | February 18, 2020 |
| Tortoise Midstream Energy Fund, Inc.NTG · Entity 84716 | 10% owner | April 10, 2020 | April 14, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Kayne Anderson Energy Infrastructure Fund, Inc.
Report date February 13, 2020 · Filed February 18, 2020
Jointly reported with PRUDENTIAL FINANCIAL INC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series K Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectBy Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P | 0 |
Reported balance
After 2020-02-13 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-02-13 · Other · Disposed 1,000,000 · Balance 0 F1: Share redemption by Issuer on 2/13/2020. F2: Following the transaction, the Reporting Person or its wholly-owned subsidiary has ceased to be the 10% holder of the outstanding preferred stock of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Share redemption by Issuer on 2/13/2020.
F2: Following the transaction, the Reporting Person or its wholly-owned subsidiary has ceased to be the 10% holder of the outstanding preferred stock of the Issuer.
Tortoise Midstream Energy Fund, Inc.
Report date April 10, 2020 · Filed April 14, 2020
Jointly reported with PRUDENTIAL FINANCIAL INC, PRUDENTIAL INSURANCE CO OF AMERICA
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series D Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | 96,212 |
Reported balance
After 2020-04-10 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-04-10 · Other · Disposed 903,788 · Balance 96,212 F1: Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
| Series E Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectBy Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P | 153,939 |
Reported balance
After 2020-04-10 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-04-10 · Other · Disposed 1,446,061 · Balance 153,939 F2: Preferred stock owned directly by Prudential Retirement Insurance and Annuity Company, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
| Series G Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | 84,667 |
Reported balance
After 2020-04-10 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-04-10 · Other · Disposed 795,333 · Balance 84,667 F1: Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
Filing footnotes · ownership attribution and instrument terms
F1: Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
F2: Preferred stock owned directly by Prudential Retirement Insurance and Annuity Company, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 10, 2020 Filed Apr 14, 2020 22:28 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherSeries G Mandatory Redeemable Preferred Stock | 795,333 | $25.00 | $19,883,325.00 |
DisclosureSEC source: 0001137774-20-000069 · primary_doc.xml · nonDerivative · entry 3 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Prudential Retirement Insurance & Annuity Co · CIK 0001444597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 84,667 F1 · ownership.direct: Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| April 10, 2020 Filed Apr 14, 2020 22:28 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherSeries E Mandatory Redeemable Preferred Stock | 1,446,061 | $25.00 | $36,151,525.00 |
DisclosureSEC source: 0001137774-20-000069 · primary_doc.xml · nonDerivative · entry 2 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Prudential Retirement Insurance & Annuity Co · CIK 0001444597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P Disclosed balance after: 153,939 F2 · ownership.direct: Preferred stock owned directly by Prudential Retirement Insurance and Annuity Company, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| April 10, 2020 Filed Apr 14, 2020 22:28 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherSeries D Mandatory Redeemable Preferred Stock | 903,788 | $25.00 | $22,594,700.00 |
DisclosureSEC source: 0001137774-20-000069 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Prudential Retirement Insurance & Annuity Co · CIK 0001444597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 96,212 F1 · ownership.direct: Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 16:53 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | OtherSeries K Mandatory Redeemable Preferred Stock | 1,000,000 | $25.00 | $25,000,000.00 |
DisclosureSEC source: 0001137774-20-000066 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner Prudential Retirement Insurance & Annuity Co · CIK 0001444597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P Disclosed balance after: 0 F1 · shares: Share redemption by Issuer on 2/13/2020. F2 · balance_after: Following the transaction, the Reporting Person or its wholly-owned subsidiary has ceased to be the 10% holder of the outstanding preferred stock of the Issuer. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 21:40 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | Purchase3.18% Senior Notes, Series N, due December 13, 2024 | 3,000,000 | $3,000,000.00 | $9,000,000,000,000.00 |
DisclosureSEC source: 0001137774-17-000123 · primary_doc.xml · nonDerivative · entry 3 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner Prudential Retirement Insurance & Annuity Co · CIK 0001444597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 21:40 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | Purchase3.18% Senior Notes, Series N, due December 13, 2024 | 29,000,000 | $29,000,000.00 | $841,000,000,000,000.00 |
DisclosureSEC source: 0001137774-17-000123 · primary_doc.xml · nonDerivative · entry 2 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner Prudential Retirement Insurance & Annuity Co · CIK 0001444597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P Disclosed balance after: Not disclosed F2 · ownership.direct: These notes are owned directly by Prudential Retirement Insurance and Annuity Company, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 21:40 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | PurchaseSeries E Mandatory Redeemable Preferred Stock | 1,600,000 | $25.00 | $40,000,000.00 |
DisclosureSEC source: 0001137774-17-000123 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner Prudential Retirement Insurance & Annuity Co · CIK 0001444597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P Disclosed balance after: Not disclosed F1 · ownership.direct: Preferred stock owned directly by Prudential Retirement Insurance and Annuity Company, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.