organization · Reporting owner
Voya Holdings, Inc.
Disclosed activity across 8 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ABRDN ASIA-PACIFIC INCOME FUND, INC.FAX · Entity 5334 | 10% owner | August 10, 2017 | August 11, 2017 |
| Ares Dynamic Credit Allocation Fund, Inc.ARDC · Entity 5956 | 10% owner | July 15, 2021 | July 23, 2021 |
| CALAMOS STRATEGIC TOTAL RETURN FUNDCSQ · Entity 1296 | 10% owner | May 24, 2022 | May 27, 2022 |
| DNP SELECT INCOME FUND INCDNP · Entity 4041 | 10% owner | September 30, 2016 | October 07, 2016 |
| KKR Income Opportunities FundKIO · Entity 5545 | 10% owner | October 15, 2019 | October 24, 2019 |
| Kayne Anderson Energy Infrastructure Fund, Inc.KYN · Entity 4334 | 10% owner | June 01, 2018 | February 13, 2020 |
| Kayne Anderson NextGen Energy & Infrastructure, Inc.KMF · Entity 108252 | 10% owner | January 05, 2016 | August 08, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ABRDN ASIA-PACIFIC INCOME FUND, INC.
Report date August 10, 2017 · Filed August 11, 2017
Jointly reported with Voya Financial, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Senior Secured Notes Series DSEC Table I · non-derivative | IndirectBy Subsidiary | Not disclosed |
Reported balance
After 2017-08-10 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-08-10 · Purchase · Acquired 24,000,000 · Balance Not disclosed F1: Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Voya Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory reporting purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Voya Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory reporting purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein.
Ares Dynamic Credit Allocation Fund, Inc.
Report date July 15, 2021 · Filed July 23, 2021
Jointly reported with Voya Financial, Inc., VOYA RETIREMENT INSURANCE & ANNUITY Co
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 5-year MRPS with Final Redemption July 15, 2026SEC Table I · non-derivative | IndirectBy Subsidiary | 120,000 |
Reported balance
Holding disclosure · report date 2021-07-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 120,000 F1: The Securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and Voya Holdings, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: The Securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and Voya Holdings, Inc.
CALAMOS STRATEGIC TOTAL RETURN FUND
Report date May 24, 2022 · Filed May 27, 2022
Jointly reported with Voya Financial, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series F Mandatory Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 680,000 |
Reported balance
Holding disclosure · report date 2022-05-24 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 680,000 F1: Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Voya Services Company, and ReliaStar Life Insurance Company, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Voya Services Company, and ReliaStar Life Insurance Company, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein.
DNP SELECT INCOME FUND INC
Report date September 30, 2016 · Filed October 07, 2016
Jointly reported with Voya Financial, Inc., VOYA RETIREMENT INSURANCE & ANNUITY Co
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Mandatorily Redeemable Preferred StockSEC Table I · non-derivative | IndirectBy Subsidiary | 200 |
Reported balance
Holding disclosure · report date 2016-09-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 200 F1: The securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Voya Insurance and Annuity Company, ReliaStar Life Insurance Company and Security Life of Denver Insurance Company, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. |
| Series C Mandatorily Redeemable Preferred StockSEC Table I · non-derivative | IndirectBy Subsidiary | 380 |
Reported balance
Holding disclosure · report date 2016-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 380 F1: The securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Voya Insurance and Annuity Company, ReliaStar Life Insurance Company and Security Life of Denver Insurance Company, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. |
| Series D Mandatorily Redeemable Preferred StockSEC Table I · non-derivative | IndirectBy Subsidiary | 100 |
Reported balance
Holding disclosure · report date 2016-09-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 100 F1: The securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Voya Insurance and Annuity Company, ReliaStar Life Insurance Company and Security Life of Denver Insurance Company, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Voya Insurance and Annuity Company, ReliaStar Life Insurance Company and Security Life of Denver Insurance Company, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein.
KKR Income Opportunities Fund
Report date October 15, 2019 · Filed October 24, 2019
Jointly reported with Voya Financial, Inc., VOYA RETIREMENT INSURANCE & ANNUITY Co, RELIASTAR LIFE INSURANCE CO
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 10-year Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 680,000 |
Reported balance
Holding disclosure · report date 2019-10-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 680,000 F1: The securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, ReliaStar Life Insurance Company, ReliaStar Life Insurance Company of New York, and Security Life of Denver Insurance Company, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings, Inc. Voya Holdings, Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, ReliaStar Life Insurance Company, ReliaStar Life Insurance Company of New York, and Security Life of Denver Insurance Company, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings, Inc. Voya Holdings, Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein.
Kayne Anderson Energy Infrastructure Fund, Inc.
Report date June 01, 2018 · Filed February 13, 2020
Jointly reported with Voya Financial, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series H Manadatory Redeemable Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 200,000 |
Reported balance
After 2018-06-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-06-01 · Other · Disposed 120,000 · Balance 200,000 F1: Securities were divested from the Voya Financial, Inc. ownership structure as a result of the divestment of former subsidiary Voya Insurance and Annuity Company on June 1, 2018. F2: Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. |
| Series I Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 144,000 |
Reported balance
After 2018-06-01 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-06-01 · Other · Disposed 56,000 · Balance 144,000 F1: Securities were divested from the Voya Financial, Inc. ownership structure as a result of the divestment of former subsidiary Voya Insurance and Annuity Company on June 1, 2018. F2: Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. |
| Series J Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 1,254,000 |
Reported balance
After 2018-06-01 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2018-06-01 · Other · Disposed 746,000 · Balance 1,254,000 F1: Securities were divested from the Voya Financial, Inc. ownership structure as a result of the divestment of former subsidiary Voya Insurance and Annuity Company on June 1, 2018. F2: Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. |
| Series L Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 800,000 |
Reported balance
After 2020-02-11 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2020-02-11 · Purchase · Acquired 800,000 · Balance 800,000 F2: Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities were divested from the Voya Financial, Inc. ownership structure as a result of the divestment of former subsidiary Voya Insurance and Annuity Company on June 1, 2018.
F2: Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein.
Kayne Anderson NextGen Energy & Infrastructure, Inc.
Report date January 05, 2016 · Filed August 08, 2018
Jointly reported with Voya Financial, Inc., VOYA RETIREMENT INSURANCE & ANNUITY Co, VOYA INVESTMENT MANAGEMENT LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 0 |
Last balance in matching sequence
After 2018-03-03 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2016-01-05 · Other · Disposed 66,667 · Balance 133,333 F1: On January 5, 2016, the Issuer redeemed $10,000,000 of its Series B Mandatory Redeemable Preferred Shares. F2: Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory reporting purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. Row 2 · 2018-03-03 · Other · Disposed 133,333 · Balance 0 F3: On March 3, 2018, the remaining Series B Mandatory Redeemable Preferred Shares of the Issuer matured. F2: Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory reporting purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. |
| Series C Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 350,000 |
Reported balance
After 2016-02-29 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2016-02-29 · Other · Disposed 50,000 · Balance 350,000 F4: On February 29, 2016, the Issuer redeemed $5,000,000 of its Series C Mandatory Redeemable Preferred Shares. F2: Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory reporting purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. |
| Series D Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 800,000 |
Reported balance
After 2018-08-06 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2018-08-06 · Other · Acquired 800,000 · Balance 800,000 F5: The Securities reported herein were terminated and reissued in connection with the Merger of Kayne Anderson Total Return Fund, Inc. (KYE) into KMF. on August 6, 2018. A separate Form 4 will be filed reporting the disposition of the securities terminated under that Issuer. These securities were formerly held as KYE Series C Mandatorily Redeemable Preferred Shares. F2: Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory reporting purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 5, 2016, the Issuer redeemed $10,000,000 of its Series B Mandatory Redeemable Preferred Shares.
F2: Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory reporting purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein.
F3: On March 3, 2018, the remaining Series B Mandatory Redeemable Preferred Shares of the Issuer matured.
F4: On February 29, 2016, the Issuer redeemed $5,000,000 of its Series C Mandatory Redeemable Preferred Shares.
F5: The Securities reported herein were terminated and reissued in connection with the Merger of Kayne Anderson Total Return Fund, Inc. (KYE) into KMF. on August 6, 2018. A separate Form 4 will be filed reporting the disposition of the securities terminated under that Issuer. These securities were formerly held as KYE Series C Mandatorily Redeemable Preferred Shares.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Kayne Anderson Energy Total Return Fund, Inc.
Report date December 08, 2017 · Filed August 08, 2018
Jointly reported with Voya Financial, Inc., VOYA RETIREMENT INSURANCE & ANNUITY Co
Section 16 reporting ended · disclosed 2018-08-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 0 |
Reported balance
After 2017-12-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-12-08 · Other · Disposed 200,000 · Balance 0 F1: On December 8, 2017, the Issuer redeemed $30,000,000 of its Series B Mandatory Redeemable Preferred Shares. F2: Most of the securities reported herein were directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory reporting purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. |
| Series C Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 0 |
Reported balance
After 2018-08-06 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-08-06 · Other · Disposed 800,000 · Balance 0 F3: The Securities reported herein are being terminated and reissued in connection with the Merger of KYE into Kayne Anderson Midstream/Energy Fund, Inc. on August 6, 2018. A separate Form 4 will be filed reporting ownership of the securities reissued under that Issuer. F2: Most of the securities reported herein were directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory reporting purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 8, 2017, the Issuer redeemed $30,000,000 of its Series B Mandatory Redeemable Preferred Shares.
F2: Most of the securities reported herein were directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory reporting purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein.
F3: The Securities reported herein are being terminated and reissued in connection with the Merger of KYE into Kayne Anderson Midstream/Energy Fund, Inc. on August 6, 2018. A separate Form 4 will be filed reporting ownership of the securities reissued under that Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2020 Filed Feb 13, 2020 21:33 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | PurchaseSeries L Mandatory Redeemable Preferred Shares | 800,000 | $25.00 | $20,000,000.00 |
DisclosureSEC source: 0000899243-20-004486 · doc4.xml · nonDerivative · entry 4 Voya Financial, Inc. · CIK 0001535929 · 10% owner Voya Holdings, Inc. · CIK 0001577976 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 800,000 F2 · ownership.direct: Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 20:24 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | OtherSeries D Mandatory Redeemable Preferred Shares | 800,000 | $25.00 | $20,000,000.00 |
DisclosureSEC source: 0000899243-18-021678 · doc4.xml · nonDerivative · entry 4 Voya Financial, Inc. · CIK 0001535929 · 10% owner Voya Holdings, Inc. · CIK 0001577976 · 10% owner VOYA RETIREMENT INSURANCE & ANNUITY Co · CIK 0000837010 · 10% owner VOYA INVESTMENT MANAGEMENT LLC · CIK 0001068837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 800,000 F5 · kind: The Securities reported herein were terminated and reissued in connection with the Merger of Kayne Anderson Total Return Fund, Inc. (KYE) into KMF. on August 6, 2018. A separate Form 4 will be filed reporting the disposition of the securities terminated under that Issuer. These securities were formerly held as KYE Series C Mandatorily Redeemable Preferred Shares. F5 · acquired: The Securities reported herein were terminated and reissued in connection with the Merger of Kayne Anderson Total Return Fund, Inc. (KYE) into KMF. on August 6, 2018. A separate Form 4 will be filed reporting the disposition of the securities terminated under that Issuer. These securities were formerly held as KYE Series C Mandatorily Redeemable Preferred Shares. F2 · ownership.direct: Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory reporting purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 20:24 UTC | Kayne Anderson Energy Total Return Fund, Inc. KYE · Entity 164253 | OtherSeries C Mandatory Redeemable Preferred Shares | 800,000 | $25.00 | $20,000,000.00 |
DisclosureSEC source: 0000899243-18-021677 · doc4.xml · nonDerivative · entry 2 Voya Financial, Inc. · CIK 0001535929 · 10% owner Voya Holdings, Inc. · CIK 0001577976 · 10% owner VOYA RETIREMENT INSURANCE & ANNUITY Co · CIK 0000837010 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F3 · kind: The Securities reported herein are being terminated and reissued in connection with the Merger of KYE into Kayne Anderson Midstream/Energy Fund, Inc. on August 6, 2018. A separate Form 4 will be filed reporting ownership of the securities reissued under that Issuer. F3 · acquired: The Securities reported herein are being terminated and reissued in connection with the Merger of KYE into Kayne Anderson Midstream/Energy Fund, Inc. on August 6, 2018. A separate Form 4 will be filed reporting ownership of the securities reissued under that Issuer. F2 · ownership.direct: Most of the securities reported herein were directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory reporting purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. Read SEC document |
| June 01, 2018 Filed Feb 13, 2020 21:33 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | OtherSeries J Mandatory Redeemable Preferred Shares | 746,000 | $24.32 | $18,144,958.00 |
DisclosureSEC source: 0000899243-20-004486 · doc4.xml · nonDerivative · entry 3 Voya Financial, Inc. · CIK 0001535929 · 10% owner Voya Holdings, Inc. · CIK 0001577976 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,254,000 F1 · kind: Securities were divested from the Voya Financial, Inc. ownership structure as a result of the divestment of former subsidiary Voya Insurance and Annuity Company on June 1, 2018. F2 · ownership.direct: Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. Read SEC document |
| June 01, 2018 Filed Feb 13, 2020 21:33 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | OtherSeries I Mandatory Redeemable Preferred Shares | 56,000 | $24.25 | $1,358,056.00 |
DisclosureSEC source: 0000899243-20-004486 · doc4.xml · nonDerivative · entry 2 Voya Financial, Inc. · CIK 0001535929 · 10% owner Voya Holdings, Inc. · CIK 0001577976 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 144,000 F1 · kind: Securities were divested from the Voya Financial, Inc. ownership structure as a result of the divestment of former subsidiary Voya Insurance and Annuity Company on June 1, 2018. F2 · ownership.direct: Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. Read SEC document |
| June 01, 2018 Filed Feb 13, 2020 21:33 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | OtherSeries H Manadatory Redeemable Preferred Shares | 120,000 | $24.75 | $2,970,120.00 |
DisclosureSEC source: 0000899243-20-004486 · doc4.xml · nonDerivative · entry 1 Voya Financial, Inc. · CIK 0001535929 · 10% owner Voya Holdings, Inc. · CIK 0001577976 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 200,000 F1 · kind: Securities were divested from the Voya Financial, Inc. ownership structure as a result of the divestment of former subsidiary Voya Insurance and Annuity Company on June 1, 2018. F2 · ownership.direct: Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. Read SEC document |
| March 03, 2018 Filed Aug 8, 2018 20:24 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | OtherSeries B Mandatory Redeemable Preferred Shares | 133,333 | $25.00 | $3,333,325.00 |
DisclosureSEC source: 0000899243-18-021678 · doc4.xml · nonDerivative · entry 2 Voya Financial, Inc. · CIK 0001535929 · 10% owner Voya Holdings, Inc. · CIK 0001577976 · 10% owner VOYA RETIREMENT INSURANCE & ANNUITY Co · CIK 0000837010 · 10% owner VOYA INVESTMENT MANAGEMENT LLC · CIK 0001068837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F3 · kind: On March 3, 2018, the remaining Series B Mandatory Redeemable Preferred Shares of the Issuer matured. F2 · ownership.direct: Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory reporting purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. Read SEC document |
| December 08, 2017 Filed Aug 8, 2018 20:24 UTC | Kayne Anderson Energy Total Return Fund, Inc. KYE · Entity 164253 | OtherSeries B Mandatory Redeemable Preferred Shares | 200,000 | $25.02 | $5,004,000.00 |
DisclosureSEC source: 0000899243-18-021677 · doc4.xml · nonDerivative · entry 1 Voya Financial, Inc. · CIK 0001535929 · 10% owner Voya Holdings, Inc. · CIK 0001577976 · 10% owner VOYA RETIREMENT INSURANCE & ANNUITY Co · CIK 0000837010 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · kind: On December 8, 2017, the Issuer redeemed $30,000,000 of its Series B Mandatory Redeemable Preferred Shares. F2 · ownership.direct: Most of the securities reported herein were directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory reporting purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. Read SEC document |
| August 10, 2017 Filed Aug 11, 2017 20:27 UTC | ABRDN ASIA-PACIFIC INCOME FUND, INC. FAX · Entity 5334 | PurchaseSenior Secured Notes Series D | 24,000,000 | $24,000,000.00 | $576,000,000,000,000.00 |
DisclosureSEC source: 0000899243-17-020150 · doc4.xml · nonDerivative · entry 1 Voya Financial, Inc. · CIK 0001535929 · 10% owner Voya Holdings, Inc. · CIK 0001577976 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: Not disclosed F1 · ownership.direct: Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Voya Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory reporting purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 20:09 UTC | Kayne Anderson Energy Total Return Fund, Inc. KYE · Entity 164253 | PurchaseSeries C Mandatory Redeemable Preferred Shares | 800,000 | $20,000,000.00 | $16,000,000,000,000.00 |
DisclosureSEC source: 0000899243-16-028749 · doc4.xml · nonDerivative · entry 3 Voya Financial, Inc. · CIK 0001535929 · 10% owner Voya Holdings, Inc. · CIK 0001577976 · 10% owner VOYA RETIREMENT INSURANCE & ANNUITY Co · CIK 0000837010 · 10% owner VOYA INSURANCE & ANNUITY Co · CIK 0000836658 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 800,000 F2 · ownership.direct: Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Voya Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory reporting purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 20:09 UTC | Kayne Anderson Energy Total Return Fund, Inc. KYE · Entity 164253 | OtherSeries A Mandatory Redeemable Preferred Shares | 533,333 | $25.02 | $13,343,991.66 |
DisclosureSEC source: 0000899243-16-028749 · doc4.xml · nonDerivative · entry 2 Voya Financial, Inc. · CIK 0001535929 · 10% owner Voya Holdings, Inc. · CIK 0001577976 · 10% owner VOYA RETIREMENT INSURANCE & ANNUITY Co · CIK 0000837010 · 10% owner VOYA INSURANCE & ANNUITY Co · CIK 0000836658 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F3 · kind: On September 7, 2016, the Issuer redeemed $40,000,000 of its Series A Mandatory Redeemable Preferred Shares. F2 · ownership.direct: Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Voya Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory reporting purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. Read SEC document |
| February 29, 2016 Filed Aug 8, 2018 20:24 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | OtherSeries C Mandatory Redeemable Preferred Shares | 50,000 | $25.75 | $1,287,500.00 |
DisclosureSEC source: 0000899243-18-021678 · doc4.xml · nonDerivative · entry 3 Voya Financial, Inc. · CIK 0001535929 · 10% owner Voya Holdings, Inc. · CIK 0001577976 · 10% owner VOYA RETIREMENT INSURANCE & ANNUITY Co · CIK 0000837010 · 10% owner VOYA INVESTMENT MANAGEMENT LLC · CIK 0001068837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 350,000 F4 · kind: On February 29, 2016, the Issuer redeemed $5,000,000 of its Series C Mandatory Redeemable Preferred Shares. F2 · ownership.direct: Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory reporting purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. Read SEC document |
| January 13, 2016 Filed Sep 9, 2016 20:09 UTC | Kayne Anderson Energy Total Return Fund, Inc. KYE · Entity 164253 | OtherSeries A Mandatory Redeemable Preferred Shares | 133,334 | $25.66 | $3,421,350.44 |
DisclosureSEC source: 0000899243-16-028749 · doc4.xml · nonDerivative · entry 1 Voya Financial, Inc. · CIK 0001535929 · 10% owner Voya Holdings, Inc. · CIK 0001577976 · 10% owner VOYA RETIREMENT INSURANCE & ANNUITY Co · CIK 0000837010 · 10% owner VOYA INSURANCE & ANNUITY Co · CIK 0000836658 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 533,333 F1 · kind: On January 13, 2016, the Issuer redeemed $10,000,000 of its Series A Mandatory Redeemable Preferred Shares. F2 · ownership.direct: Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Voya Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory reporting purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. Read SEC document |
| January 05, 2016 Filed Aug 8, 2018 20:24 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | OtherSeries B Mandatory Redeemable Preferred Shares | 66,667 | $25.61 | $1,707,341.87 |
DisclosureSEC source: 0000899243-18-021678 · doc4.xml · nonDerivative · entry 1 Voya Financial, Inc. · CIK 0001535929 · 10% owner Voya Holdings, Inc. · CIK 0001577976 · 10% owner VOYA RETIREMENT INSURANCE & ANNUITY Co · CIK 0000837010 · 10% owner VOYA INVESTMENT MANAGEMENT LLC · CIK 0001068837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 133,333 F1 · kind: On January 5, 2016, the Issuer redeemed $10,000,000 of its Series B Mandatory Redeemable Preferred Shares. F2 · ownership.direct: Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory reporting purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.