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KROGER CO

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SEC CIK
0000056873
Parsed reports
1,050

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2020 Filed Mar 9, 2020 19:54 UTC
Clark Robert WSenior Vice President
Exercise / conversionCommon Stock 21,500 $10.08 $216,720.00
Disclosure

SEC source: 0001209191-20-017211 · doc4.xml · nonDerivative · entry 2

Clark Robert W · CIK 0001571458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,457.9812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 19:54 UTC
Clark Robert WSenior Vice President
Exercise / conversionCommon Stock 7,000 $10.94 $76,580.00
Disclosure

SEC source: 0001209191-20-017211 · doc4.xml · nonDerivative · entry 1

Clark Robert W · CIK 0001571458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,957.9812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 18:13 UTC GrantPhantom Stock - Incentive Shares · Derivative 50.655 $29.68 Strike: $0.00 $1,503.44
Disclosure

SEC source: 0001209191-20-014928 · doc4.xml · derivative · entry 2

Aufreiter Nora A · CIK 0001626845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,447.205

Underlying: Common Stock · 50.655 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 18:58 UTC GrantPhantom Stock - Incentive Shares · Derivative 34.868 $29.68 Strike: $0.00 $1,034.88
Disclosure

SEC source: 0001209191-20-014951 · doc4.xml · derivative · entry 2

Sutton Mark S · CIK 0001402419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,502.878

Underlying: Common Stock · 34.868 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 18:57 UTC GrantPhantom Stock - Incentive Shares · Derivative 209.808 $29.68 Strike: $0.00 $6,227.10
Disclosure

SEC source: 0001209191-20-014950 · doc4.xml · derivative · entry 2

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,129.299

Underlying: Common Stock · 209.808 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 18:56 UTC GrantPhantom Stock - Incentive Shares · Derivative 209.808 $29.68 Strike: $0.00 $6,227.10
Disclosure

SEC source: 0001209191-20-014949 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,129.299

Underlying: Common Stock · 209.808 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 18:54 UTC
Gates AnneDirector
GrantPhantom Stock - Incentive Shares · Derivative 41.12 $29.68 Strike: $0.00 $1,220.44
Disclosure

SEC source: 0001209191-20-014946 · doc4.xml · derivative · entry 2

Gates Anne · CIK 0001660111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,668.926

Underlying: Common Stock · 41.12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 19:03 UTC
Tuffin Mark CSenior Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 2,600 $0.00 Strike: $10.08 $0.00
Disclosure

SEC source: 0001209191-20-000671 · doc4.xml · derivative · entry 3

Tuffin Mark C · CIK 0001595371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,600 shares

Expires 2020-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 19:03 UTC
Tuffin Mark CSenior Vice President
SaleCommon Stock 2,600 $28.44 $73,941.40
Disclosure

SEC source: 0001209191-20-000671 · doc4.xml · nonDerivative · entry 2

Tuffin Mark C · CIK 0001595371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,705

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.43 to $28.44, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 19:03 UTC
Tuffin Mark CSenior Vice President
Exercise / conversionCommon Stock 2,600 $10.08 $26,208.00
Disclosure

SEC source: 0001209191-20-000671 · doc4.xml · nonDerivative · entry 1

Tuffin Mark C · CIK 0001595371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 16:41 UTC GrantPhantom Stock · Derivative 1,397.1052 $27.29 Strike: $0.00 $38,127.00
Disclosure

SEC source: 0001209191-20-000090 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,177.3403

Underlying: Common Stock · 1,397.1052 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 16:45 UTC
Massa Timothy ASenior Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 8,000 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001209191-19-061881 · doc4.xml · derivative · entry 3

Massa Timothy A · CIK 0001608128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2020-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 16:45 UTC
Massa Timothy ASenior Vice President
SaleCommon Stock 8,000 $29.16 $233,288.00
Disclosure

SEC source: 0001209191-19-061881 · doc4.xml · nonDerivative · entry 2

Massa Timothy A · CIK 0001608128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,917

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.16 to $29.17, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 16:45 UTC
Massa Timothy ASenior Vice President
Exercise / conversionCommon Stock 8,000 $10.38 $83,040.00
Disclosure

SEC source: 0001209191-19-061881 · doc4.xml · nonDerivative · entry 1

Massa Timothy A · CIK 0001608128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 18:43 UTC GrantCommon Stock 3,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060330 · doc4.xml · nonDerivative · entry 1

HOGUET KAREN M · CIK 0001180671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,620

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 15:58 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
SaleCommon Stock 300 $27.80 $8,338.50
Disclosure

SEC source: 0001209191-19-059980 · doc4.xml · nonDerivative · entry 2

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,662.4311

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 25, 2019.

F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 15:58 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
SaleCommon Stock 3,590 $27.79 $99,780.46
Disclosure

SEC source: 0001209191-19-059980 · doc4.xml · nonDerivative · entry 1

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,962.4311

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 25, 2019.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 15:23 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
Tax withholdingCommon Stock 3,178 $27.49 $87,363.22
Disclosure

SEC source: 0001209191-19-059549 · doc4.xml · nonDerivative · entry 1

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,552.4311

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: Between July 1, 2019 and September 30, 2019, the reporting person acquired 95.2043 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 17:00 UTC GrantPhantom Stock - Incentive Shares · Derivative 37.093 $27.74 Strike: $0.00 $1,028.96
Disclosure

SEC source: 0001209191-19-058969 · doc4.xml · derivative · entry 2

Sutton Mark S · CIK 0001402419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,468.01

Underlying: Common Stock · 37.093 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 16:58 UTC GrantPhantom Stock - Incentive Shares · Derivative 223.195 $27.74 Strike: $0.00 $6,191.43
Disclosure

SEC source: 0001209191-19-058967 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,919.491

Underlying: Common Stock · 223.195 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 16:57 UTC
Gates AnneDirector
GrantPhantom Stock - Incentive Shares · Derivative 43.744 $27.74 Strike: $0.00 $1,213.46
Disclosure

SEC source: 0001209191-19-058966 · doc4.xml · derivative · entry 2

Gates Anne · CIK 0001660111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,627.806

Underlying: Common Stock · 43.744 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 16:59 UTC GrantPhantom Stock - Incentive Shares · Derivative 223.195 $27.74 Strike: $0.00 $6,191.43
Disclosure

SEC source: 0001209191-19-058968 · doc4.xml · derivative · entry 2

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,919.491

Underlying: Common Stock · 223.195 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 16:55 UTC GrantPhantom Stock - Incentive Shares · Derivative 53.887 $27.74 Strike: $0.00 $1,494.83
Disclosure

SEC source: 0001209191-19-058965 · doc4.xml · derivative · entry 2

Aufreiter Nora A · CIK 0001626845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,396.55

Underlying: Common Stock · 53.887 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
November 22, 2019 Filed Nov 25, 2019 16:38 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 13,000 $0.00 Strike: $10.03 $0.00
Disclosure

SEC source: 0001209191-19-057899 · doc4.xml · derivative · entry 4

Montoya Jorge P · CIK 0001180790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2019-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
November 22, 2019 Filed Nov 25, 2019 16:38 UTC Tax withholdingCommon Stock 6,616 $26.80 $177,308.80
Disclosure

SEC source: 0001209191-19-057899 · doc4.xml · nonDerivative · entry 2

Montoya Jorge P · CIK 0001180790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,059

F1 · shares: Delivery of mature shares to pay exercise price related to stock option exercise.

Read SEC document
November 22, 2019 Filed Nov 25, 2019 16:38 UTC Exercise / conversionCommon Stock 13,000 $10.03 $130,390.00
Disclosure

SEC source: 0001209191-19-057899 · doc4.xml · nonDerivative · entry 1

Montoya Jorge P · CIK 0001180790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 15:44 UTC
Adcock Mary EllenSenior Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 9,600 $0.00 Strike: $10.98 $0.00
Disclosure

SEC source: 0001209191-19-055432 · doc4.xml · derivative · entry 5

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,600 shares

Expires 2022-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 15:44 UTC
Adcock Mary EllenSenior Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 5,800 $0.00 Strike: $12.37 $0.00
Disclosure

SEC source: 0001209191-19-055432 · doc4.xml · derivative · entry 4

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,800 shares

Expires 2021-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 15:44 UTC
Adcock Mary EllenSenior Vice President
SaleCommon Stock 15,400 $28.00 $431,200.00
Disclosure

SEC source: 0001209191-19-055432 · doc4.xml · nonDerivative · entry 3

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,285

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 8, 2019.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 15:44 UTC
Adcock Mary EllenSenior Vice President
Exercise / conversionCommon Stock 9,600 $10.98 $105,408.00
Disclosure

SEC source: 0001209191-19-055432 · doc4.xml · nonDerivative · entry 2

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 15:44 UTC
Adcock Mary EllenSenior Vice President
Exercise / conversionCommon Stock 5,800 $12.37 $71,746.00
Disclosure

SEC source: 0001209191-19-055432 · doc4.xml · nonDerivative · entry 1

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 14:29 UTC GrantPhantom Stock · Derivative 1,609.3288 $23.69 Strike: $0.00 $38,125.00
Disclosure

SEC source: 0001209191-19-051430 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,780.2351

Underlying: Common Stock · 1,609.3288 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

Read SEC document
September 27, 2019 Filed Sep 30, 2019 16:49 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 13,000 $0.00 Strike: $10.03 $0.00
Disclosure

SEC source: 0001209191-19-051067 · doc4.xml · derivative · entry 3

MOORE CLYDE R · CIK 0001190767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2019-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
September 27, 2019 Filed Sep 30, 2019 16:49 UTC SaleCommon Stock 13,000 $25.89 $336,570.00
Disclosure

SEC source: 0001209191-19-051067 · doc4.xml · nonDerivative · entry 2

MOORE CLYDE R · CIK 0001190767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,566

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2019.

Read SEC document
September 27, 2019 Filed Sep 30, 2019 16:49 UTC Exercise / conversionCommon Stock 13,000 $10.03 $130,390.00
Disclosure

SEC source: 0001209191-19-051067 · doc4.xml · nonDerivative · entry 1

MOORE CLYDE R · CIK 0001190767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 18:27 UTC
SCHLOTMAN J MICHAELExecutive Vice President
GiftCommon Stock 12,040 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049804 · doc4.xml · nonDerivative · entry 1

SCHLOTMAN J MICHAEL · CIK 0001187561 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,933.4821

F1 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

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September 16, 2019 Filed Sep 17, 2019 18:26 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
Exercise / conversionNon-Qualified Stock Option · Derivative 27,510 $0.00 Strike: $10.08 $0.00
Disclosure

SEC source: 0001209191-19-049803 · doc4.xml · derivative · entry 3

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,510 shares

Expires 2020-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

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September 16, 2019 Filed Sep 17, 2019 18:26 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
SaleCommon Stock 40,510 $26.28 $1,064,602.80
Disclosure

SEC source: 0001209191-19-049803 · doc4.xml · nonDerivative · entry 2

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,635.2268

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.295 to $26.280, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

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September 16, 2019 Filed Sep 17, 2019 18:26 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
Exercise / conversionCommon Stock 27,510 $27,510.00 $756,800,100.00
Disclosure

SEC source: 0001209191-19-049803 · doc4.xml · nonDerivative · entry 1

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,145.2268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 16, 2019 Filed Sep 17, 2019 18:19 UTC
FIKE CARIN LVice President and Treasurer
Exercise / conversionNon-Qualified Stock Option · Derivative 4,000 $0.00 Strike: $10.08 $0.00
Disclosure

SEC source: 0001209191-19-049799 · doc4.xml · derivative · entry 5

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2020-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

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September 16, 2019 Filed Sep 17, 2019 18:19 UTC
FIKE CARIN LVice President and Treasurer
SaleCommon Stock 4,000 $26.19 $104,760.00
Disclosure

SEC source: 0001209191-19-049799 · doc4.xml · nonDerivative · entry 2

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,795.918

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.18 to $26.19, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

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September 16, 2019 Filed Sep 17, 2019 18:19 UTC
FIKE CARIN LVice President and Treasurer
Exercise / conversionCommon Stock 4,000 $10.08 $40,320.00
Disclosure

SEC source: 0001209191-19-049799 · doc4.xml · nonDerivative · entry 1

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,795.918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 13, 2019 Filed Sep 16, 2019 17:50 UTC
SCHLOTMAN J MICHAELExecutive Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 50,000 $0.00 Strike: $10.08 $0.00
Disclosure

SEC source: 0001209191-19-049572 · doc4.xml · derivative · entry 3

SCHLOTMAN J MICHAEL · CIK 0001187561 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2020-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

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September 13, 2019 Filed Sep 16, 2019 17:50 UTC
SCHLOTMAN J MICHAELExecutive Vice President
SaleCommon Stock 68,187 $26.02 $1,774,498.49
Disclosure

SEC source: 0001209191-19-049572 · doc4.xml · nonDerivative · entry 2

SCHLOTMAN J MICHAEL · CIK 0001187561 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,973.4821

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.98 to $26.06, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 17:50 UTC
SCHLOTMAN J MICHAELExecutive Vice President
Exercise / conversionCommon Stock 50,000 $10.08 $504,000.00
Disclosure

SEC source: 0001209191-19-049572 · doc4.xml · nonDerivative · entry 1

SCHLOTMAN J MICHAEL · CIK 0001187561 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,160.4821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 13, 2019 Filed Sep 16, 2019 17:47 UTC
COSSET YAELSenior Vice President and CIO
Tax withholdingCommon Stock 298 $26.23 $7,816.54
Disclosure

SEC source: 0001209191-19-049569 · doc4.xml · nonDerivative · entry 1

COSSET YAEL · CIK 0001694418 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,188

F1 · shares: Payment of tax liability associated with restricted stock.

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September 13, 2019 Filed Sep 17, 2019 18:19 UTC
FIKE CARIN LVice President and Treasurer
Exercise / conversionNon-Qualified Stock Option · Derivative 3,300 $0.00 Strike: $10.08 $0.00
Disclosure

SEC source: 0001209191-19-049799 · doc4.xml · derivative · entry 6

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 0

Underlying: Common Stock · 3,300 shares

Expires 2020-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
September 13, 2019 Filed Sep 17, 2019 18:19 UTC
FIKE CARIN LVice President and Treasurer
SaleCommon Stock 4,652 $26.00 $120,952.00
Disclosure

SEC source: 0001209191-19-049799 · doc4.xml · nonDerivative · entry 4

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 9,380

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.99 to $26.01, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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September 13, 2019 Filed Sep 17, 2019 18:19 UTC
FIKE CARIN LVice President and Treasurer
Exercise / conversionCommon Stock 3,300 $10.08 $33,264.00
Disclosure

SEC source: 0001209191-19-049799 · doc4.xml · nonDerivative · entry 3

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 14,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2019 Filed Sep 16, 2019 16:04 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
Exercise / conversionNon-Qualified Stock Option · Derivative 1,574 $0.00 Strike: $10.08 $0.00
Disclosure

SEC source: 0001209191-19-049560 · doc4.xml · derivative · entry 3

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,510

Underlying: Common Stock · 1,574 shares

Expires 2020-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.