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KROGER CO

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100
SEC CIK
0000056873
Parsed reports
1,050

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2021 Filed Mar 9, 2021 19:54 UTC SaleCommon Stock 13,000 $34.90 $453,713.00
Disclosure

SEC source: 0001209191-21-018895 · doc4.xml · nonDerivative · entry 2

KROPF SUSAN J · CIK 0001051402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,277

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.89 to $34.925, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 19:54 UTC Exercise / conversionCommon Stock 13,000 $12.37 $160,810.00
Disclosure

SEC source: 0001209191-21-018895 · doc4.xml · nonDerivative · entry 1

KROPF SUSAN J · CIK 0001051402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 16:35 UTC GrantPhantom Stock - Incentive Shares · Derivative 36.142 $32.89 Strike: $0.00 $1,188.71
Disclosure

SEC source: 0001209191-21-015602 · doc4.xml · derivative · entry 2

Sutton Mark S · CIK 0001402419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,640.087

Underlying: Common Stock · 36.142 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 16:34 UTC GrantPhantom Stock - Incentive Shares · Derivative 245.742 $32.89 Strike: $0.00 $8,082.45
Disclosure

SEC source: 0001209191-21-015601 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,148.188

Underlying: Common Stock · 245.742 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 16:33 UTC
Gates AnneDirector
GrantPhantom Stock - Incentive Shares · Derivative 42.623 $32.89 Strike: $0.00 $1,401.87
Disclosure

SEC source: 0001209191-21-015600 · doc4.xml · derivative · entry 2

Gates Anne · CIK 0001660111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,830.739

Underlying: Common Stock · 42.623 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 16:32 UTC GrantPhantom Stock - Incentive Shares · Derivative 52.506 $32.89 Strike: $0.00 $1,726.92
Disclosure

SEC source: 0001209191-21-015599 · doc4.xml · derivative · entry 2

Aufreiter Nora A · CIK 0001626845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,646.54

Underlying: Common Stock · 52.506 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 17:21 UTC GrantCommon Stock 2,258 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005844 · doc4.xml · nonDerivative · entry 1

Brown Kevin M · CIK 0001842503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,258

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 17:22 UTC GrantCommon Stock 2,258 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005845 · doc4.xml · nonDerivative · entry 1

SOURRY KNOX JUDITH AMANDA · CIK 0001691983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,258

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 16:41 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 13,000 $0.00 Strike: $10.98 $0.00
Disclosure

SEC source: 0001209191-21-005835 · doc4.xml · derivative · entry 3

MOORE CLYDE R · CIK 0001190767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2022-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 16:41 UTC SaleCommon Stock 13,000 $39.89 $518,570.00
Disclosure

SEC source: 0001209191-21-005835 · doc4.xml · nonDerivative · entry 2

MOORE CLYDE R · CIK 0001190767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,677

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2020.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 16:41 UTC Exercise / conversionCommon Stock 13,000 $10.98 $142,740.00
Disclosure

SEC source: 0001209191-21-005835 · doc4.xml · nonDerivative · entry 1

MOORE CLYDE R · CIK 0001190767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 15:45 UTC GrantPhantom Stock · Derivative 1,159.2277 $32.89 Strike: $0.00 $38,127.00
Disclosure

SEC source: 0001209191-21-000705 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,941.3319

Underlying: Common Stock · 1,159.2277 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

Read SEC document
December 30, 2020 Filed Dec 31, 2020 19:39 UTC PurchaseCommon Stock 3,200 $31.65 $101,280.00
Disclosure

SEC source: 0001209191-20-065661 · doc4.xml · nonDerivative · entry 1

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,520

Read SEC document
December 28, 2020 Filed Dec 29, 2020 14:13 UTC
FIKE CARIN LVice President and Treasurer
Exercise / conversionNon-Qualified Stock Option · Derivative 2,000 $0.00 Strike: $10.98 $0.00
Disclosure

SEC source: 0001209191-20-065308 · doc4.xml · derivative · entry 5

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2022-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
December 28, 2020 Filed Dec 29, 2020 14:13 UTC
FIKE CARIN LVice President and Treasurer
SaleCommon Stock 300 $31.53 $9,459.30
Disclosure

SEC source: 0001209191-20-065308 · doc4.xml · nonDerivative · entry 4

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 9,273

Read SEC document
December 28, 2020 Filed Dec 29, 2020 14:13 UTC
FIKE CARIN LVice President and Treasurer
SaleCommon Stock 1,700 $31.53 $53,601.00
Disclosure

SEC source: 0001209191-20-065308 · doc4.xml · nonDerivative · entry 3

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 9,573

Read SEC document
December 28, 2020 Filed Dec 29, 2020 14:13 UTC
FIKE CARIN LVice President and Treasurer
Exercise / conversionCommon Stock 2,000 $10.98 $21,960.00
Disclosure

SEC source: 0001209191-20-065308 · doc4.xml · nonDerivative · entry 2

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 11,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2020 Filed Dec 11, 2020 18:00 UTC
Arreaga GabrielSenior Vice President
GrantCommon Stock 9,613 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062884 · doc4.xml · nonDerivative · entry 1

Arreaga Gabriel · CIK 0001831556 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,613

F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a three-year period, at the rate of 33% per year commencing one year from the date of the award.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 15:13 UTC
Clark Robert WSenior Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 22,500 $0.00 Strike: $12.37 $0.00
Disclosure

SEC source: 0001209191-20-062657 · doc4.xml · derivative · entry 5

Clark Robert W · CIK 0001571458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,500 shares

Expires 2021-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 15:13 UTC
Clark Robert WSenior Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 10,000 $0.00 Strike: $11.76 $0.00
Disclosure

SEC source: 0001209191-20-062657 · doc4.xml · derivative · entry 4

Clark Robert W · CIK 0001571458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2021-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 15:13 UTC
Clark Robert WSenior Vice President
SaleCommon Stock 32,500 $31.10 $1,010,750.00
Disclosure

SEC source: 0001209191-20-062657 · doc4.xml · nonDerivative · entry 3

Clark Robert W · CIK 0001571458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,980.7126

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.09 to $31.121, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: Between July 1, 2020 and September 30, 2020, the reporting person acquired 110.8160 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 15:13 UTC
Clark Robert WSenior Vice President
Exercise / conversionCommon Stock 22,500 $12.37 $278,325.00
Disclosure

SEC source: 0001209191-20-062657 · doc4.xml · nonDerivative · entry 2

Clark Robert W · CIK 0001571458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,480.7126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 15:13 UTC
Clark Robert WSenior Vice President
Exercise / conversionCommon Stock 10,000 $11.76 $117,600.00
Disclosure

SEC source: 0001209191-20-062657 · doc4.xml · nonDerivative · entry 1

Clark Robert W · CIK 0001571458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,980.7126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 18:14 UTC
Clark Robert WSenior Vice President
SaleCommon Stock 6,062 $30.91 $187,403.70
Disclosure

SEC source: 0001209191-20-062446 · doc4.xml · nonDerivative · entry 2

Clark Robert W · CIK 0001571458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,980.7126

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.91 to $30.94, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 16:54 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
Tax withholdingCommon Stock 6,354 $30.95 $196,656.30
Disclosure

SEC source: 0001209191-20-062150 · doc4.xml · nonDerivative · entry 1

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,135.8969

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: Between July 1, 2020 and September 30, 2020, the reporting person acquired 74.188 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 18:14 UTC
Clark Robert WSenior Vice President
SaleCommon Stock 6,807 $30.97 $210,778.76
Disclosure

SEC source: 0001209191-20-062446 · doc4.xml · nonDerivative · entry 1

Clark Robert W · CIK 0001571458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,042.7126

Read SEC document
December 01, 2020 Filed Dec 2, 2020 19:33 UTC GrantPhantom Stock - Incentive Shares · Derivative 35.815 $33.01 Strike: $0.00 $1,182.25
Disclosure

SEC source: 0001209191-20-061073 · doc4.xml · derivative · entry 2

Sutton Mark S · CIK 0001402419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,603.945

Underlying: Common Stock · 35.815 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 19:32 UTC GrantPhantom Stock - Incentive Shares · Derivative 243.522 $33.01 Strike: $0.00 $8,038.66
Disclosure

SEC source: 0001209191-20-061071 · doc4.xml · derivative · entry 2

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,902.446

Underlying: Common Stock · 243.522 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 19:32 UTC GrantPhantom Stock - Incentive Shares · Derivative 243.522 $33.01 Strike: $0.00 $8,038.66
Disclosure

SEC source: 0001209191-20-061070 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,902.446

Underlying: Common Stock · 243.522 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 19:30 UTC GrantPhantom Stock - Incentive Shares · Derivative 52.032 $33.01 Strike: $0.00 $1,717.58
Disclosure

SEC source: 0001209191-20-061066 · doc4.xml · derivative · entry 2

Aufreiter Nora A · CIK 0001626845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,594.034

Underlying: Common Stock · 52.032 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 19:31 UTC
Gates AnneDirector
GrantPhantom Stock - Incentive Shares · Derivative 42.238 $33.01 Strike: $0.00 $1,394.28
Disclosure

SEC source: 0001209191-20-061068 · doc4.xml · derivative · entry 2

Gates Anne · CIK 0001660111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,788.116

Underlying: Common Stock · 42.238 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 14:55 UTC GrantPhantom Stock · Derivative 1,129.9348 $33.74 Strike: $0.00 $38,124.00
Disclosure

SEC source: 0001209191-20-052875 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,782.1042

Underlying: Common Stock · 1,129.9348 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 16:35 UTC
Adcock Mary EllenSenior Vice President
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052413 · doc4.xml · nonDerivative · entry 2

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,314

Read SEC document
September 29, 2020 Filed Sep 30, 2020 16:35 UTC
Adcock Mary EllenSenior Vice President
SaleCommon Stock 6,000 $33.86 $203,166.00
Disclosure

SEC source: 0001209191-20-052413 · doc4.xml · nonDerivative · entry 1

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,814

Read SEC document
September 22, 2020 Filed Sep 23, 2020 13:47 UTC
McKinney Stephen MSenior Vice President
SaleCommon Stock 10,000 $33.90 $338,950.00
Disclosure

SEC source: 0001209191-20-051633 · doc4.xml · nonDerivative · entry 1

McKinney Stephen M · CIK 0001733941 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,617.2993

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.891 to $33.895, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
September 17, 2020 Filed Sep 18, 2020 13:51 UTC
Aitken StuartSenior Vice President
GrantCommon Stock 15,380 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051113 · doc4.xml · nonDerivative · entry 1

Aitken Stuart · CIK 0001638341 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,073.1788

F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a three-year period, at the rate of 33% per year commencing one year from the date of the award.

Read SEC document
September 17, 2020 Filed Sep 18, 2020 13:52 UTC
COSSET YAELSenior Vice President and CIO
GrantCommon Stock 15,380 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051114 · doc4.xml · nonDerivative · entry 1

COSSET YAEL · CIK 0001694418 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,250

F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a three-year period, at the rate of 33% per year commencing one year from the date of the award.

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September 15, 2020 Filed Sep 16, 2020 14:20 UTC
COSSET YAELSenior Vice President and CIO
Tax withholdingCommon Stock 298 $32.72 $9,750.56
Disclosure

SEC source: 0001209191-20-050624 · doc4.xml · nonDerivative · entry 1

COSSET YAEL · CIK 0001694418 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,870

F1 · shares: Payment of tax liability associated with restricted stock.

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September 14, 2020 Filed Sep 15, 2020 17:57 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
Exercise / conversionNon-Qualified Stock Option · Derivative 70,720 $0.00 Strike: $12.37 $0.00
Disclosure

SEC source: 0001209191-20-050436 · doc4.xml · derivative · entry 3

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,720 shares

Expires 2021-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 14, 2020 Filed Sep 15, 2020 17:57 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
SaleCommon Stock 70,720 $33.22 $2,349,318.40
Disclosure

SEC source: 0001209191-20-050436 · doc4.xml · nonDerivative · entry 2

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,415.7089

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.12 to $33.71, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

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September 14, 2020 Filed Sep 15, 2020 17:57 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
Exercise / conversionCommon Stock 70,720 $12.37 $874,806.40
Disclosure

SEC source: 0001209191-20-050436 · doc4.xml · nonDerivative · entry 1

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,135.7089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 01, 2020 Filed Sep 3, 2020 15:25 UTC GrantPhantom Stock - Incentive Shares · Derivative 33.228 $35.40 Strike: $0.00 $1,176.27
Disclosure

SEC source: 0001209191-20-049294 · doc4.xml · derivative · entry 2

Sutton Mark S · CIK 0001402419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,568.13

Underlying: Common Stock · 33.228 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

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September 01, 2020 Filed Sep 3, 2020 15:21 UTC GrantPhantom Stock - Incentive Shares · Derivative 225.929 $35.40 Strike: $0.00 $7,997.89
Disclosure

SEC source: 0001209191-20-049292 · doc4.xml · derivative · entry 2

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,658.924

Underlying: Common Stock · 225.929 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

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September 01, 2020 Filed Sep 3, 2020 15:17 UTC
Gates AnneDirector
GrantPhantom Stock - Incentive Shares · Derivative 39.186 $35.40 Strike: $0.00 $1,387.18
Disclosure

SEC source: 0001209191-20-049290 · doc4.xml · derivative · entry 2

Gates Anne · CIK 0001660111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,745.878

Underlying: Common Stock · 39.186 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

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September 01, 2020 Filed Sep 3, 2020 15:19 UTC GrantPhantom Stock - Incentive Shares · Derivative 225.929 $35.40 Strike: $0.00 $7,997.89
Disclosure

SEC source: 0001209191-20-049291 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,658.924

Underlying: Common Stock · 225.929 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

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September 01, 2020 Filed Sep 3, 2020 15:15 UTC GrantPhantom Stock - Incentive Shares · Derivative 48.273 $35.40 Strike: $0.00 $1,708.86
Disclosure

SEC source: 0001209191-20-049289 · doc4.xml · derivative · entry 2

Aufreiter Nora A · CIK 0001626845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,542.002

Underlying: Common Stock · 48.273 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

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August 14, 2020 Filed Aug 17, 2020 17:15 UTC
Adcock Mary EllenSenior Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 14,500 $0.00 Strike: $18.88 $0.00
Disclosure

SEC source: 0001209191-20-046908 · doc4.xml · derivative · entry 3

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,500 shares

Expires 2023-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

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August 14, 2020 Filed Aug 17, 2020 17:15 UTC
Adcock Mary EllenSenior Vice President
SaleCommon Stock 22,738 $34.61 $786,962.18
Disclosure

SEC source: 0001209191-20-046908 · doc4.xml · nonDerivative · entry 2

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,814

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 7, 2020.

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August 14, 2020 Filed Aug 17, 2020 17:15 UTC
Adcock Mary EllenSenior Vice President
Exercise / conversionCommon Stock 14,500 $18.88 $273,760.00
Disclosure

SEC source: 0001209191-20-046908 · doc4.xml · nonDerivative · entry 1

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 14, 2020 Filed Aug 17, 2020 15:22 UTC SaleCommon Stock 10,000 $36.00 $360,000.00
Disclosure

SEC source: 0001209191-20-046898 · doc4.xml · nonDerivative · entry 1

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,845

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 1, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.