KPLT

SEC source: 0001213900-21-042344 · ownership.xml · nonDerivative · entry 1

Einbinder Lee · CIK 0001791698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,015,694

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.875 to $3.90, inclusive. The reporting person undertakes to provide to Kataplut Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

SEC source: 0001213900-21-035850 · ownership.xml · derivative · entry 1

De Gracia Rolando · CIK 0001867677 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,386,413

Underlying: Common Stock · 1,386,413 shares

Expires 2031-06-29

F1 · derivative.exercise_date: 693,207 option shares shall vest over a four-year period as follows: (i) 1/4 of such option shares shall vest on the one year anniversary of December 1, 2020 and (ii) 1/48 of such option shares shall vest at the end of each calendar month thereafter, in each case subject to the reporting person's continued employment with Katapult Holdings, Inc. or its affiliate (the "Issuer") as of any applicable vesting date. 346,603 option shares (the "Initially Vested Shares") shall vest if certain performance criteria is met by the reporting person during the first twenty-four months of the reporting person's employment with the Issuer. The remaining 346,603 option shares shall vest after the Initially Vested Shares have vested and if certain other performance criteria is met by the reporting person during the first twenty-four months of the reporting person's employment with the Issuer.

SEC source: 0001213900-21-032406 · ownership.xml · derivative · entry 5

Cupito Karissa · CIK 0001866172 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,635

Underlying: Common Stock · 796,635 shares

Expires 2029-09-04

SEC source: 0001213900-21-032406 · ownership.xml · derivative · entry 4

Cupito Karissa · CIK 0001866172 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,395

Underlying: Common Stock · 338,395 shares

Expires 2027-12-10

SEC source: 0001213900-21-032406 · ownership.xml · derivative · entry 3

Cupito Karissa · CIK 0001866172 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,220

Underlying: Common Stock · 209,220 shares

Expires 2029-09-04

SEC source: 0001213900-21-032406 · ownership.xml · derivative · entry 2

Cupito Karissa · CIK 0001866172 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,197

Underlying: Common Stock · 169,197 shares

Expires 2027-12-10

SEC source: 0001213900-21-032406 · ownership.xml · nonDerivative · entry 1

Cupito Karissa · CIK 0001866172 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,803

F1 · kind: Shares were acquired pursuant to Katapult Holdings, Inc.'s (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by the reporting person prior to the Closing.

F2 · shares: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions.

F1 · price: Shares were acquired pursuant to Katapult Holdings, Inc.'s (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by the reporting person prior to the Closing.

F2 · balance_after: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions.

SEC source: 0001213900-21-032414 · ownership.xml · derivative · entry 4

Chopra Chandan · CIK 0001866013 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,053

Underlying: Common Stock · 656,053 shares

Expires 2029-09-04

SEC source: 0001213900-21-032414 · ownership.xml · derivative · entry 3

Chopra Chandan · CIK 0001866013 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,060

Underlying: Common Stock · 177,060 shares

Expires 2028-07-03

SEC source: 0001213900-21-032414 · ownership.xml · derivative · entry 2

Chopra Chandan · CIK 0001866013 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,596

Underlying: Common Stock · 148,596 shares

Expires 2029-09-04

SEC source: 0001213900-21-032414 · ownership.xml · nonDerivative · entry 1

Chopra Chandan · CIK 0001866013 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,479

F1 · kind: Shares were acquired pursuant to Katapult Holdings, Inc.'s (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by the reporting person prior to the Closing.

F2 · shares: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions.

F1 · price: Shares were acquired pursuant to Katapult Holdings, Inc.'s (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by the reporting person prior to the Closing.

F2 · balance_after: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions.

SEC source: 0001213900-21-032404 · ownership.xml · derivative · entry 4

Zayas Orlando · CIK 0001866017 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,811,656

Underlying: Common Stock · 2,811,656 shares

Expires 2029-09-04

SEC source: 0001213900-21-032404 · ownership.xml · derivative · entry 3

Zayas Orlando · CIK 0001866017 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 882,457

Underlying: Common Stock · 882,457 shares

Expires 2027-11-20

SEC source: 0001213900-21-032404 · ownership.xml · derivative · entry 2

Zayas Orlando · CIK 0001866017 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554,319

Underlying: Common Stock · 554,319 shares

Expires 2029-09-04

SEC source: 0001213900-21-032404 · ownership.xml · nonDerivative · entry 1

Zayas Orlando · CIK 0001866017 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,513,251

F1 · kind: Shares were acquired pursuant to Katapult Holdings, Inc.'s (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by the reporting person prior to the Closing.

F2 · shares: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions.

F1 · price: Shares were acquired pursuant to Katapult Holdings, Inc.'s (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by the reporting person prior to the Closing.

F2 · balance_after: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions.

SEC source: 0001213900-21-032408 · ownership.xml · derivative · entry 5

Medlin Derek · CIK 0001866031 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702,914

Underlying: Common Stock · 702,914 shares

Expires 2029-09-04

SEC source: 0001213900-21-032408 · ownership.xml · derivative · entry 4

Medlin Derek · CIK 0001866031 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,671

Underlying: Common Stock · 204,671 shares

Expires 2029-09-04

SEC source: 0001213900-21-032408 · ownership.xml · derivative · entry 3

Medlin Derek · CIK 0001866031 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,612

Underlying: Common Stock · 94,612 shares

Expires 2028-07-31

SEC source: 0001213900-21-032408 · ownership.xml · derivative · entry 2

Medlin Derek · CIK 0001866031 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,646

Underlying: Common Stock · 79,646 shares

Expires 2027-07-30

SEC source: 0001213900-21-032408 · ownership.xml · nonDerivative · entry 1

Medlin Derek · CIK 0001866031 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,482

F1 · kind: Shares were acquired pursuant to Katapult Holdings, Inc.'s (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by the reporting person prior to the Closing.

F2 · shares: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions.

F1 · price: Shares were acquired pursuant to Katapult Holdings, Inc.'s (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by the reporting person prior to the Closing.

F2 · balance_after: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions.

SEC source: 0001213900-21-032412 · ownership.xml · derivative · entry 3

Sun Fangqui · CIK 0001866027 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,887

Underlying: Common Stock · 374,887 shares

Expires 2029-09-04

SEC source: 0001213900-21-032412 · ownership.xml · derivative · entry 2

Sun Fangqui · CIK 0001866027 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,334

Underlying: Common Stock · 139,334 shares

Expires 2028-10-21

SEC source: 0001213900-21-032412 · ownership.xml · nonDerivative · entry 1

Sun Fangqui · CIK 0001866027 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,579

F1 · kind: Shares were acquired pursuant to Katapult Holdings, Inc.'s (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by the reporting person prior to the Closing.

F2 · shares: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions.

F1 · price: Shares were acquired pursuant to Katapult Holdings, Inc.'s (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by the reporting person prior to the Closing.

F2 · balance_after: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions.

SEC source: 0001567619-21-012092 · doc1.xml · nonDerivative · entry 1

Curo Financial Technologies Corp. · CIK 0001866753 · Director · 10% owner

CURO Group Holdings Corp. · CIK 0001711291 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,892,864

F1 · kind: Shares were acquired pursuant to Katapult Holdings, Inc's (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by the Reporting Person prior to the Closing.

F2 · shares: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions.

F1 · price: Shares were acquired pursuant to Katapult Holdings, Inc's (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by the Reporting Person prior to the Closing.

F2 · balance_after: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions.

F3 · balance_after: Solely for purposes of Section 16 of the Securities Exchange Act of 1934, each of Curo Financial Technologies Corp. and Curo Group Holdings Corp. (the "Reporting Persons"), may be deemed to be directors-by-deputization by virtue of their right to designate two members of the board of directors of the Issuer. The Reporting Persons designated Don Gayhardt and Chris Masto, as members of the board of directors of the Issuer. Each Reporting Person expressly disclaims beneficial ownership of the shares except to the extent of such Reporting Person's pecuniary interest therein.

SEC source: 0001213900-21-032594 · ownership.xml · nonDerivative · entry 1

Taragin Bruce · CIK 0001866227 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,465,834

F1 · kind: Shares were acquired pursuant to Katapult Holdings, Inc.'s (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by Blumberg Capital III, L.P. prior to the Closing.

F2 · shares: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions.

F1 · price: Shares were acquired pursuant to Katapult Holdings, Inc.'s (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by Blumberg Capital III, L.P. prior to the Closing.

F2 · balance_after: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions.

F3 · ownership.nature: Shares held by Blumberg Capital III, L.P., of which Mr. Taragin is a Managing Director. Mr. Taragin disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001213900-21-032426 · ownership.xml · nonDerivative · entry 1

Hirsch Brian · CIK 0001851605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,608,069

F1 · kind: Shares were acquired pursuant to Katapult Holdings, Inc.'s (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by Tribeca Venture Fund I (NY), L.P., Tribeca Venture Fund I, L.P. and Tribeca Annex Fund.

F2 · shares: Includes earn out shares granted in connection with Katapult Holdings, Inc.'s ("Issuer") the Issuer's initial business combination, subject to certain vesting provisions.

F1 · price: Shares were acquired pursuant to Katapult Holdings, Inc.'s (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by Tribeca Venture Fund I (NY), L.P., Tribeca Venture Fund I, L.P. and Tribeca Annex Fund.

F2 · balance_after: Includes earn out shares granted in connection with Katapult Holdings, Inc.'s ("Issuer") the Issuer's initial business combination, subject to certain vesting provisions.

F3 · ownership.nature: Shares held by Tribeca Venture Fund I (NY), L.P., Tribeca Venture Fund I, L.P. and Tribeca Annex Fund, of which Mr. Hirsch is the Managing Partner. Mr. Hirsch disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001213900-21-032579 · ownership.xml · nonDerivative · entry 1

Gayhardt Donald · CIK 0001298489 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 21,892,864

F1 · kind: Shares were acquired pursuant to Katapult Holdings, Inc's (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by Curo Financial Technologies Corp. prior to the Closing.

F2 · shares: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions.

F1 · price: Shares were acquired pursuant to Katapult Holdings, Inc's (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by Curo Financial Technologies Corp. prior to the Closing.

F2 · balance_after: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions.

F3 · ownership.nature: Shares held by CURO Financial Technologies Corp., of which Mr. Gayhardt is a director and Chief Executive Officer, and who may share voting or dispositive power over such shares. Mr. Gayhardt disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001213900-21-032520 · ownership.xml · nonDerivative · entry 1

MASTO CHRISTOPHER A · CIK 0001272800 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 21,892,864

F1 · kind: Shares were acquired pursuant to Katapult Holdings, Inc's (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by Curo Financial Technologies Corp. prior to the Closing.

F2 · shares: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions.

F1 · price: Shares were acquired pursuant to Katapult Holdings, Inc's (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by Curo Financial Technologies Corp. prior to the Closing.

F2 · balance_after: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions.

F3 · ownership.nature: Shares held by CURO Financial Technologies Corp. Mr. Masto is a director of CURO Group Holdings Corp., which owns 100% of the equity of CURO Financial Technologies Corp. and who may share voting or dispositive power over such shares. Mr. Masto disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001213900-21-032581 · ownership.xml · derivative · entry 3

Wildeman Gregory · CIK 0001867676 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,203

Underlying: Common Stock · 156,203 shares

Expires 2029-09-04

SEC source: 0001213900-21-032581 · ownership.xml · derivative · entry 2

Wildeman Gregory · CIK 0001867676 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,757

Underlying: Common Stock · 1,757 shares

Expires 2027-11-20

SEC source: 0001213900-21-032581 · ownership.xml · nonDerivative · entry 1

Wildeman Gregory · CIK 0001867676 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,229

F1 · kind: Shares were acquired pursuant to Katapult Holdings, Inc.'s (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by the reporting person prior to the Closing.

F2 · shares: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions.

F1 · price: Shares were acquired pursuant to Katapult Holdings, Inc.'s (the "Issuer") initial business combination in exchange for shares of the legacy Katapult Holdings, Inc. entity that were owned by the reporting person prior to the Closing.

F2 · balance_after: Includes earn out shares granted in connection with the Issuer's initial business combination, subject to certain vesting provisions.

SEC source: 0001213900-19-022349 · ownership.xml · derivative · entry 2

Kurz Howard · CIK 0001791828 · Director · President and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,250,000

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

F3 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 ((File No. 333-234182) under the heading "Description of Securities--Founder Shares and Placement Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.

F4 · kind: As contemplated in connection with the initial public offering of the issuer, 75,000 shares of Class B common stock of the issuer were returned by the Sponsor to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.

F3 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 ((File No. 333-234182) under the heading "Description of Securities--Founder Shares and Placement Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.

F3 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 ((File No. 333-234182) under the heading "Description of Securities--Founder Shares and Placement Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.

F2 · ownership.nature: Howard Kurz is the Chief Executive Officer and a director of the issuer. He is also a managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Kurz may be deemed to share beneficial ownership of the shares of Class B common stock held directly by the Sponsor. Mr. Kurz disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001213900-19-022349 · ownership.xml · nonDerivative · entry 1

Kurz Howard · CIK 0001791828 · Director · President and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 665,000

F1 · shares: These shares are underlying units (each unit consisting of one share of Class A common stock and one half of one warrant, each whole warrant exercisable to purchase one share of Class A common stock) held by FinServ Holdings LLC (the "Sponsor"), acquired pursuant to a unit subscription agreement by and between the Sponsor and the issuer. Does not include 6,250,000 shares of Class B common stock, which shares will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights.

F1 · balance_after: These shares are underlying units (each unit consisting of one share of Class A common stock and one half of one warrant, each whole warrant exercisable to purchase one share of Class A common stock) held by FinServ Holdings LLC (the "Sponsor"), acquired pursuant to a unit subscription agreement by and between the Sponsor and the issuer. Does not include 6,250,000 shares of Class B common stock, which shares will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights.

F2 · ownership.nature: Howard Kurz is the Chief Executive Officer and a director of the issuer. He is also a managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Kurz may be deemed to share beneficial ownership of the shares of Class B common stock held directly by the Sponsor. Mr. Kurz disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001213900-19-022347 · ownership.xml · derivative · entry 2

FinServ Holdings LLC · CIK 0001785426 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250,000

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

F3 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 ((File No. 333-234182) under the heading "Description of Securities--Founder Shares and Placement Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.

F4 · kind: As contemplated in connection with the initial public offering of the issuer, 75,000 shares of Class B common stock of the issuer were returned by the reporting person to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.

F3 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 ((File No. 333-234182) under the heading "Description of Securities--Founder Shares and Placement Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.

F3 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 ((File No. 333-234182) under the heading "Description of Securities--Founder Shares and Placement Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.

SEC source: 0001213900-19-022347 · ownership.xml · nonDerivative · entry 1

FinServ Holdings LLC · CIK 0001785426 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,000

F1 · shares: These shares are underlying units (each unit consisting of one share of Class A common stock and one half of one warrant, each whole warrant exercisable to purchase one share of Class A common stock) held by FinServ Holdings LLC (the "Sponsor"), acquired pursuant to a unit subscription agreement by and between the Sponsor and the issuer. Does not include 6,250,000 shares of Class B common stock, which shares will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights.

F1 · balance_after: These shares are underlying units (each unit consisting of one share of Class A common stock and one half of one warrant, each whole warrant exercisable to purchase one share of Class A common stock) held by FinServ Holdings LLC (the "Sponsor"), acquired pursuant to a unit subscription agreement by and between the Sponsor and the issuer. Does not include 6,250,000 shares of Class B common stock, which shares will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights.

F2 · ownership.direct: Lee Einbinder, the Chief Executive Officer and a director of the issuer, and Howard Kurz, the President and Chief Financial Officer and a director of the issuer, are the managing members of the Sponsor and have voting and investment discretion with respect to the securities held by the Sponsor. As such, each of Mr. Einbinder and Mr. Kurz may be deemed to share beneficial ownership of the securities held directly by the Sponsor. Each such person disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001213900-19-022342 · ownership.xml · derivative · entry 2

Einbinder Lee · CIK 0001791698 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,250,000

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

F3 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 ((File No. 333-234182) under the heading "Description of Securities--Founder Shares and Placement Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.

F4 · kind: As contemplated in connection with the initial public offering of the issuer, 75,000 shares of Class B common stock of the issuer were returned by the Sponsor to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.

F3 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 ((File No. 333-234182) under the heading "Description of Securities--Founder Shares and Placement Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.

F3 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 ((File No. 333-234182) under the heading "Description of Securities--Founder Shares and Placement Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.

F2 · ownership.nature: Lee Einbinder is the Chief Executive Officer and a director of the issuer. He is also a managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Einbinder may be deemed to share beneficial ownership of the shares of Class B common stock held directly by the Sponsor. Mr. Einbinder disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001213900-19-022342 · ownership.xml · nonDerivative · entry 1

Einbinder Lee · CIK 0001791698 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 665,000

F1 · shares: These shares are underlying units (each unit consisting of one share of Class A common stock and one half of one warrant, each whole warrant exercisable to purchase one share of Class A common stock) held by FinServ Holdings LLC (the "Sponsor"), acquired pursuant to a unit subscription agreement by and between the Sponsor and the issuer. Does not include 6,250,000 shares of Class B common stock, which shares will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights.

F1 · balance_after: These shares are underlying units (each unit consisting of one share of Class A common stock and one half of one warrant, each whole warrant exercisable to purchase one share of Class A common stock) held by FinServ Holdings LLC (the "Sponsor"), acquired pursuant to a unit subscription agreement by and between the Sponsor and the issuer. Does not include 6,250,000 shares of Class B common stock, which shares will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights.

F2 · ownership.nature: Lee Einbinder is the Chief Executive Officer and a director of the issuer. He is also a managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Einbinder may be deemed to share beneficial ownership of the shares of Class B common stock held directly by the Sponsor. Mr. Einbinder disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.