Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Finserv Acquisition Corp. IIFSRXU · Entity 117418 | Director · President | February 17, 2021 | February 17, 2021 |
| Katapult Holdings, Inc.FSRVU · Entity 5517 | Director · President and CFO | November 05, 2019 | November 07, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Finserv Acquisition Corp. II
Report date February 17, 2021 · Filed February 17, 2021
This filing explicitly reported no securities owned.
Katapult Holdings, Inc.
Report date November 05, 2019 · Filed November 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 665,000 |
Reported balance
After 2019-11-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-11-05 · Purchase · Acquired 665,000 · Balance 665,000 F1: These shares are underlying units (each unit consisting of one share of Class A common stock and one half of one warrant, each whole warrant exercisable to purchase one share of Class A common stock) held by FinServ Holdings LLC (the "Sponsor"), acquired pursuant to a unit subscription agreement by and between the Sponsor and the issuer. Does not include 6,250,000 shares of Class B common stock, which shares will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights. F2: Howard Kurz is the Chief Executive Officer and a director of the issuer. He is also a managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Kurz may be deemed to share beneficial ownership of the shares of Class B common stock held directly by the Sponsor. Mr. Kurz disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 6,250,000 |
Reported balance
After 2019-11-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-11-05 · Other · Acquired 75,000 · Balance 6,250,000 F3: As described in the issuer's registration statement on Form S-1 ((File No. 333-234182) under the heading "Description of Securities--Founder Shares and Placement Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F4: As contemplated in connection with the initial public offering of the issuer, 75,000 shares of Class B common stock of the issuer were returned by the Sponsor to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. F2: Howard Kurz is the Chief Executive Officer and a director of the issuer. He is also a managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Kurz may be deemed to share beneficial ownership of the shares of Class B common stock held directly by the Sponsor. Mr. Kurz disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are underlying units (each unit consisting of one share of Class A common stock and one half of one warrant, each whole warrant exercisable to purchase one share of Class A common stock) held by FinServ Holdings LLC (the "Sponsor"), acquired pursuant to a unit subscription agreement by and between the Sponsor and the issuer. Does not include 6,250,000 shares of Class B common stock, which shares will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights.
F2: Howard Kurz is the Chief Executive Officer and a director of the issuer. He is also a managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Kurz may be deemed to share beneficial ownership of the shares of Class B common stock held directly by the Sponsor. Mr. Kurz disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
F3: As described in the issuer's registration statement on Form S-1 ((File No. 333-234182) under the heading "Description of Securities--Founder Shares and Placement Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.
F4: As contemplated in connection with the initial public offering of the issuer, 75,000 shares of Class B common stock of the issuer were returned by the Sponsor to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 05, 2019 Filed Nov 7, 2019 21:08 UTC | Katapult Holdings, Inc. FSRVU · Entity 5517 | OtherClass B Common Stock · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-022349 · ownership.xml · derivative · entry 2 Kurz Howard · CIK 0001791828 · Director · President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,250,000 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed F3 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 ((File No. 333-234182) under the heading "Description of Securities--Founder Shares and Placement Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F4 · kind: As contemplated in connection with the initial public offering of the issuer, 75,000 shares of Class B common stock of the issuer were returned by the Sponsor to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. F3 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 ((File No. 333-234182) under the heading "Description of Securities--Founder Shares and Placement Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F3 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 ((File No. 333-234182) under the heading "Description of Securities--Founder Shares and Placement Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F2 · ownership.nature: Howard Kurz is the Chief Executive Officer and a director of the issuer. He is also a managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Kurz may be deemed to share beneficial ownership of the shares of Class B common stock held directly by the Sponsor. Mr. Kurz disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 21:08 UTC | Katapult Holdings, Inc. FSRVU · Entity 5517 | PurchaseClass A Common Stock | 665,000 | $10.00 | $6,650,000.00 |
DisclosureSEC source: 0001213900-19-022349 · ownership.xml · nonDerivative · entry 1 Kurz Howard · CIK 0001791828 · Director · President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 665,000 F1 · shares: These shares are underlying units (each unit consisting of one share of Class A common stock and one half of one warrant, each whole warrant exercisable to purchase one share of Class A common stock) held by FinServ Holdings LLC (the "Sponsor"), acquired pursuant to a unit subscription agreement by and between the Sponsor and the issuer. Does not include 6,250,000 shares of Class B common stock, which shares will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights. F1 · balance_after: These shares are underlying units (each unit consisting of one share of Class A common stock and one half of one warrant, each whole warrant exercisable to purchase one share of Class A common stock) held by FinServ Holdings LLC (the "Sponsor"), acquired pursuant to a unit subscription agreement by and between the Sponsor and the issuer. Does not include 6,250,000 shares of Class B common stock, which shares will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights. F2 · ownership.nature: Howard Kurz is the Chief Executive Officer and a director of the issuer. He is also a managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Kurz may be deemed to share beneficial ownership of the shares of Class B common stock held directly by the Sponsor. Mr. Kurz disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.