KPLT

SEC source: 0001104659-26-094993 · tm2622914-1_4seq1.xml · derivative · entry 8

HHCF Series 21 Sub, LLC · CIK 0002095529 · 10% owner

HHCF Series 21 Sub Holdco, LLC · CIK 0002095528 · 10% owner

Hawthorn Horizon Credit Fund LLC, Series 21 · CIK 0002095523 · 10% owner

Risser Lane · CIK 0002095688 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,633,890 shares

Expires not disclosed

F8 · derivative.exercise_price: Each share of Series B Preferred Stock of the Issuer is convertible into 87.79631 shares of Common Stock, based on an implied initial conversion price of $11.39 per share of Common Stock.

F9 · derivative.exercise_price: Until the stockholders of the Issuer approve the conversion of the Series B Convertible Preferred Stock into shares of Common Stock as contemplated by the Nasdaq listing rules, no holder of Preferred Stock may convert shares of Series B Convertible Preferred Stock through either an optional or a mandatory conversion into shares of Common Stock, if and to the extent that such conversion would result in the holder beneficially owning in excess of 19.99% of the aggregate number of votes entitled to be cast generally at a meeting of the Issuer's stockholders held for the election of directors by all outstanding shares of Common Stock as of immediately prior to the closing of the issuance and sale of Series B Convertible Preferred Stock by the Issuer to HHCF Sub.

F6 · price: The Issuer, Katapult Merger Sub 1, Inc., a wholly-owned indirect subsidiary of the Issuer ("Merger Sub 1"), Katapult Merger Sub 2, LLC, a wholly-owned indirect subsidiary of Katapult ("Merger Sub 2"), CCF Holdings LLC, and Aaron's Intermediate Holdco, INC. ("Aaron's"), entered into an Agreement and Plan of Merger (the "Merger Agreement"). At the closing of the Mergers, which occurred on August 11, 2026, Merger Sub 1 merged with and into Aaron's (the "Aaron's Merger") and Merger Sub 2 merged with and into CCFI (the "CCFI Merger" and together with the Aaron's Merger, collectively the "Mergers").

F7 · price: Immediately prior to the effective time of the Aaron's Merger, (i) the holders (the "Aaron's MIP Holders") of Class A Unit and Class B Unit membership interests ("Aaron's MIP Units") of Aaron's MIP Holdings, LLC assigned to the Issuer the Aaron's MIP Units and (ii) the Issuer issued to the Aaron's MIP Holders, 943,580 shares of the Issuer's Common Stock (the "Aaron's MIP Exchange"). The Issuer, Aaron's, CCFI and HHCF Sub entered into a side letter, effective as of immediately prior to the Aaron's MIP Exchange, pursuant to which (i) HHCF sold to the Issuer all Series A Convertible Preferred Stock and Series B Preferred Stock held by HHCF at a price per share equal to the liquidation preference of such share, plus any accrued and unpaid regular dividends thereon which purchase price was paid by the issuance of a new debt instrument by a subsidiary of the Issuer.

F8 · derivative.exercise_date: Each share of Series B Preferred Stock of the Issuer is convertible into 87.79631 shares of Common Stock, based on an implied initial conversion price of $11.39 per share of Common Stock.

F9 · derivative.exercise_date: Until the stockholders of the Issuer approve the conversion of the Series B Convertible Preferred Stock into shares of Common Stock as contemplated by the Nasdaq listing rules, no holder of Preferred Stock may convert shares of Series B Convertible Preferred Stock through either an optional or a mandatory conversion into shares of Common Stock, if and to the extent that such conversion would result in the holder beneficially owning in excess of 19.99% of the aggregate number of votes entitled to be cast generally at a meeting of the Issuer's stockholders held for the election of directors by all outstanding shares of Common Stock as of immediately prior to the closing of the issuance and sale of Series B Convertible Preferred Stock by the Issuer to HHCF Sub.

F8 · derivative.expiration_date: Each share of Series B Preferred Stock of the Issuer is convertible into 87.79631 shares of Common Stock, based on an implied initial conversion price of $11.39 per share of Common Stock.

F9 · derivative.expiration_date: Until the stockholders of the Issuer approve the conversion of the Series B Convertible Preferred Stock into shares of Common Stock as contemplated by the Nasdaq listing rules, no holder of Preferred Stock may convert shares of Series B Convertible Preferred Stock through either an optional or a mandatory conversion into shares of Common Stock, if and to the extent that such conversion would result in the holder beneficially owning in excess of 19.99% of the aggregate number of votes entitled to be cast generally at a meeting of the Issuer's stockholders held for the election of directors by all outstanding shares of Common Stock as of immediately prior to the closing of the issuance and sale of Series B Convertible Preferred Stock by the Issuer to HHCF Sub.

F1 · ownership.direct: HHCF Series 21 Sub, LLC, a Delaware limited liability company ("HHCF Sub") is a wholly-owned subsidiary of HHCF Series 21 Sub Holdco, LLC, a Delaware limited liability company ("Holdco"), and Holdco is a wholly-owned subsidiary of Hawthorn Horizon Credit Fund LLC, Series 21. Lane Risser ("Mr. Risser") is the sole manager of Hawthorn. Each of Holdco, Hawthorn and Mr. Risser disclaims Section 16 beneficial ownership of the securities reported herein, except to the extent, if any, of its or his pecuniary interest in such securities, and nothing contained herein shall be deemed an omission that any of Holdco, Hawthorn or Mr. Risser is the beneficial owner of such securities for Section 16 or any other purpose.

SEC source: 0001104659-26-094993 · tm2622914-1_4seq1.xml · derivative · entry 7

HHCF Series 21 Sub, LLC · CIK 0002095529 · 10% owner

HHCF Series 21 Sub Holdco, LLC · CIK 0002095528 · 10% owner

Hawthorn Horizon Credit Fund LLC, Series 21 · CIK 0002095523 · 10% owner

Risser Lane · CIK 0002095688 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,840,910 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock (the "Series A Convertible Preferred Stock"), of Katapult Holdings, Inc., a Delaware corporation (the "Issuer"), is convertible into 81.16883 shares of Common Stock of the Issuer, based on an implied initial conversion price of $12.32 per share of Common Stock.

F5 · derivative.exercise_price: Until the stockholders of the Issuer approve the conversion of the Series A Convertible Preferred Stock into shares of Common Stock as contemplated by the Nasdaq listing rules, no holder of Series A Convertible Preferred Stock may convert shares of Series A Convertible Preferred Stock through either an optional or a mandatory conversion into shares of Common Stock, if and to the extent that such conversion would result in the holder beneficially owning in excess of 19.99% of the aggregate number of votes entitled to be cast generally at a meeting of the Issuer's stockholders held for the election of directors by all outstanding shares of Common Stock as of immediately prior to the closing of the issuance and sale of Series A Convertible Preferred Stock by the Issuer to HHCF Sub.

F6 · price: The Issuer, Katapult Merger Sub 1, Inc., a wholly-owned indirect subsidiary of the Issuer ("Merger Sub 1"), Katapult Merger Sub 2, LLC, a wholly-owned indirect subsidiary of Katapult ("Merger Sub 2"), CCF Holdings LLC, and Aaron's Intermediate Holdco, INC. ("Aaron's"), entered into an Agreement and Plan of Merger (the "Merger Agreement"). At the closing of the Mergers, which occurred on August 11, 2026, Merger Sub 1 merged with and into Aaron's (the "Aaron's Merger") and Merger Sub 2 merged with and into CCFI (the "CCFI Merger" and together with the Aaron's Merger, collectively the "Mergers").

F7 · price: Immediately prior to the effective time of the Aaron's Merger, (i) the holders (the "Aaron's MIP Holders") of Class A Unit and Class B Unit membership interests ("Aaron's MIP Units") of Aaron's MIP Holdings, LLC assigned to the Issuer the Aaron's MIP Units and (ii) the Issuer issued to the Aaron's MIP Holders, 943,580 shares of the Issuer's Common Stock (the "Aaron's MIP Exchange"). The Issuer, Aaron's, CCFI and HHCF Sub entered into a side letter, effective as of immediately prior to the Aaron's MIP Exchange, pursuant to which (i) HHCF sold to the Issuer all Series A Convertible Preferred Stock and Series B Preferred Stock held by HHCF at a price per share equal to the liquidation preference of such share, plus any accrued and unpaid regular dividends thereon which purchase price was paid by the issuance of a new debt instrument by a subsidiary of the Issuer.

F4 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock (the "Series A Convertible Preferred Stock"), of Katapult Holdings, Inc., a Delaware corporation (the "Issuer"), is convertible into 81.16883 shares of Common Stock of the Issuer, based on an implied initial conversion price of $12.32 per share of Common Stock.

F5 · derivative.exercise_date: Until the stockholders of the Issuer approve the conversion of the Series A Convertible Preferred Stock into shares of Common Stock as contemplated by the Nasdaq listing rules, no holder of Series A Convertible Preferred Stock may convert shares of Series A Convertible Preferred Stock through either an optional or a mandatory conversion into shares of Common Stock, if and to the extent that such conversion would result in the holder beneficially owning in excess of 19.99% of the aggregate number of votes entitled to be cast generally at a meeting of the Issuer's stockholders held for the election of directors by all outstanding shares of Common Stock as of immediately prior to the closing of the issuance and sale of Series A Convertible Preferred Stock by the Issuer to HHCF Sub.

F4 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock (the "Series A Convertible Preferred Stock"), of Katapult Holdings, Inc., a Delaware corporation (the "Issuer"), is convertible into 81.16883 shares of Common Stock of the Issuer, based on an implied initial conversion price of $12.32 per share of Common Stock.

F5 · derivative.expiration_date: Until the stockholders of the Issuer approve the conversion of the Series A Convertible Preferred Stock into shares of Common Stock as contemplated by the Nasdaq listing rules, no holder of Series A Convertible Preferred Stock may convert shares of Series A Convertible Preferred Stock through either an optional or a mandatory conversion into shares of Common Stock, if and to the extent that such conversion would result in the holder beneficially owning in excess of 19.99% of the aggregate number of votes entitled to be cast generally at a meeting of the Issuer's stockholders held for the election of directors by all outstanding shares of Common Stock as of immediately prior to the closing of the issuance and sale of Series A Convertible Preferred Stock by the Issuer to HHCF Sub.

F1 · ownership.direct: HHCF Series 21 Sub, LLC, a Delaware limited liability company ("HHCF Sub") is a wholly-owned subsidiary of HHCF Series 21 Sub Holdco, LLC, a Delaware limited liability company ("Holdco"), and Holdco is a wholly-owned subsidiary of Hawthorn Horizon Credit Fund LLC, Series 21. Lane Risser ("Mr. Risser") is the sole manager of Hawthorn. Each of Holdco, Hawthorn and Mr. Risser disclaims Section 16 beneficial ownership of the securities reported herein, except to the extent, if any, of its or his pecuniary interest in such securities, and nothing contained herein shall be deemed an omission that any of Holdco, Hawthorn or Mr. Risser is the beneficial owner of such securities for Section 16 or any other purpose.

SEC source: 0001104659-26-095130 · tm2622576-14_4seq1.xml · nonDerivative · entry 1

Baldock Jennifer A · CIK 0001281437 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 596,320

F1 · price: Reflects the right to receive shares of the Issuer's common stock in exchange for 18,447,791 phantom restricted units of CCF Holdings, LLC twelve months following the termination of the CCF Holdings, LLC 2021 management incentive plan in connection with the mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC into the Issuer (the "Mergers"). On the effective date of the Mergers, the closing price of the Issuer's common stock was $8.00 per share.

SEC source: 0001104659-26-095138 · tm2622576-20_4seq1.xml · nonDerivative · entry 2

BAKER WILLIAM C · CIK 0001196259 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 393,082

F2 · shares: Reflects an award of restricted stock units pursuant ("RSUs") as part of the mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC into the Issuer that will vest over two years, with 25% of the RSUs vesting on February 11, 2027, and the remaining RSUs vesting thereafter in three substantially equal semi-annual installments on the 11th of each of February and August of each year, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

SEC source: 0001104659-26-095138 · tm2622576-20_4seq1.xml · nonDerivative · entry 1

BAKER WILLIAM C · CIK 0001196259 · President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Penn River Ventures, LLC

Disclosed balance after: 1,268,047

F1 · price: Received in exchange for the contribution and assignment of 41.4 units of CCFI MIP Holdings LLC to the Issuer in exchange for shares of the Issuer's common stock in connection with the mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC with subsidiaries of the Issuer (the "Mergers"). On the effective date of the Mergers, the closing price of the Issuer's common stock was $8.00 per share.

SEC source: 0001104659-26-095141 · tm2622576-22_4seq1.xml · nonDerivative · entry 1

Schutt Eugene R Jr · CIK 0001548067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 596,320

F1 · price: Reflects the right to receive shares of the Issuer's common stock in exchange for 18,447,791 phantom restricted units of CCF Holdings, LLC twelve months following the termination of the CCF Holdings, LLC 2021 management incentive plan in connection with the mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC into the Issuer (the "Mergers"). On the effective date of the Mergers, the closing price of the Issuer's common stock was $8.00 per share.

SEC source: 0001104659-26-095132 · tm2622576-15_4seq1.xml · nonDerivative · entry 3

Hanson Kyle · CIK 0001548430 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 628,931

F3 · shares: Reflects an award of restricted stock units pursuant ("RSUs") as part of the Mergers that will vest over two years, with 25% of the RSUs vesting on February 11, 2027, and the remaining RSUs vesting thereafter in three substantially equal semi-annual installments on the 11th of each of February and August of each year, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

SEC source: 0001104659-26-095132 · tm2622576-15_4seq1.xml · nonDerivative · entry 2

Hanson Kyle · CIK 0001548430 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Hanson Enterprises International, LLC

Disclosed balance after: 4,405,453

F2 · kind: Reflects a pro rata distribution from KMJ Group Holdings, LLC, a manager-managed Ohio limited liability company, of which the reporting person is a member. Not a market sale.

SEC source: 0001104659-26-095132 · tm2622576-15_4seq1.xml · nonDerivative · entry 1

Hanson Kyle · CIK 0001548430 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Hanson Enterprises International Trust

Disclosed balance after: 3,505,145

F1 · price: Received in exchange for the contribution and assignment of 114.4 units of CCFI MIP Holdings LLC to the Issuer in exchange for shares of the Issuer's common stock in connection with the mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC with subsidiaries of the Issuer (the "Mergers"). On the effective date of the Mergers, the closing price of the Issuer's common stock was $8.00 per share.

SEC source: 0001104659-26-095139 · tm2622576-21_4seq1.xml · nonDerivative · entry 2

Miller Cory J · CIK 0001840117 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 779,926

F2 · shares: Reflects an award of restricted stock units pursuant ("RSUs") as part of the Mergers that will vest over two years, with 25% of the RSUs vesting on February 11, 2027, and the remaining RSUs vesting thereafter in three substantially equal semi-annual installments on the 11th of each of February and August of each year, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

SEC source: 0001104659-26-095139 · tm2622576-21_4seq1.xml · nonDerivative · entry 1

Miller Cory J · CIK 0001840117 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,920

F1 · price: Received in exchange for the contribution and assignment of 114 Class B Units of Aaron's MIP Holdings, LLC to the Issuer in exchange for shares the Issuer's common stock in connection with the mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC with subsidiaries of the Issuer (the "Mergers"). On the effective date of the Mergers, the closing price of the Issuer's common stock was $8.00 per share.

SEC source: 0001104659-26-095137 · tm2622576-19_4seq1.xml · nonDerivative · entry 2

Falkenstein Russell · CIK 0001993232 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 617,182

F2 · shares: Reflects an award of restricted stock units pursuant ("RSUs") as part of the Mergers that will vest over two years, with 25% of the RSUs vesting on February 11, 2027, and the remaining RSUs vesting thereafter in three substantially equal semi-annual installments on the 11th of each of February and August of each year, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

SEC source: 0001104659-26-095137 · tm2622576-19_4seq1.xml · nonDerivative · entry 1

Falkenstein Russell · CIK 0001993232 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,100

F1 · price: Received in exchange for the contribution and assignment of 95 Class B Units of Aaron's MIP Holdings, LLC to the Issuer in exchange for shares the Issuer's common stock in connection with the mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC into the Issuer (the "Mergers"). On the effective date of the Mergers, the closing price of the Issuer's common stock was $8.00 per share.

SEC source: 0001104659-26-095136 · tm2622576-18_4seq1.xml · nonDerivative · entry 2

George Rachel G · CIK 0001834065 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 493,745

F2 · shares: Reflects an award of restricted stock units pursuant ("RSUs") as part of the Mergers that will vest over two years, with 25% of the RSUs vesting on February 11, 2027, and the remaining RSUs vesting thereafter in three substantially equal semi-annual installments on the 11th of each of February and August of each year, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

SEC source: 0001104659-26-095136 · tm2622576-18_4seq1.xml · nonDerivative · entry 1

George Rachel G · CIK 0001834065 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,280

F1 · price: Received in exchange for the contribution and assignment of 76 Class B Units of Aaron's MIP Holdings, LLC to the Issuer in exchange for shares the Issuer's common stock in connection with the mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC with subsidiaries of the Issuer (the "Mergers"). On the effective date of the Mergers, the closing price of the Issuer's common stock was $8.00 per share.

SEC source: 0001104659-26-095135 · tm2622576-17_4seq1.xml · nonDerivative · entry 1

Heller Michael MH · CIK 0002149585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 596,320

F1 · price: Reflects the right to receive shares of the Issuer's common stock in exchange for 18,447,791 phantom restricted units of CCF Holdings, LLC twelve months following the termination of the CCF Holdings, LLC 2021 management incentive plan in connection with the mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC into the Issuer (the "Mergers"). On the effective date of the Mergers, the closing price of the Issuer's common stock was $8.00 per share.

SEC source: 0001104659-26-095134 · tm2622576-16_4seq1.xml · nonDerivative · entry 1

DeVault Lynn · CIK 0002147874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,202

F1 · price: Received in exchange for 6,286,289 Class D Preferred Units of CCF Holdings, LLC in connection with the mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC into the Issuer (the "Mergers"). On the effective date of the Mergers, the closing price of the Issuer's common stock was $8.00 per share.

SEC source: 0001104659-26-095129 · tm2622576-13_4seq1.xml · nonDerivative · entry 1

IQV Holdco, LLC · CIK 0002149932 · 10% owner

KMJ Group Holdings, LLC · CIK 0002149926 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,179

F1 · kind: Reflects (i) a transfer of 57,801 shares from IQV Holdco, LLC ("IQV Holdco") to Brent Turner, (ii) a pro rata distribution from IQV Holdco to its members, including KMJ Group Holdings, LLC ("KMJ") and (iii) a subsequent pro rata distribution immediately thereafter from KMJ of all of the shares received in the distribution from IQV Holdco to all of its members.

SEC source: 0001104659-26-096040 · tm2623173-2_4seq1.xml · nonDerivative · entry 1

HHCF Series 21 Sub, LLC · CIK 0002095529 · 10% owner

HHCF Series 21 Sub Holdco, LLC · CIK 0002095528 · 10% owner

Hawthorn Horizon Credit Fund LLC, Series 21 · CIK 0002095523 · 10% owner

Risser Lane · CIK 0002095688 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,262

F1 · ownership.direct: HHCF Series 21 Sub, LLC, a Delaware limited liability company ("HHCF Sub") is a wholly-owned subsidiary of HHCF Series 21 Sub Holdco, LLC, a Delaware limited liability company ("Holdco"), and Holdco is a wholly-owned subsidiary of Hawthorn Horizon Credit Fund LLC ("Hawthorn"). Lane Risser ("Mr. Risser") is the sole manager of Hawthorn. Each of Holdco, Hawthorn and Mr. Risser disclaims Section 16 beneficial ownership of the securities reported herein, except to the extent, if any, of its or his pecuniary interest in such securities, and nothing contained herein shall be deemed an omission that any of Holdco, Hawthorn or Mr. Risser is the beneficial owner of such securities for Section 16 or any other purpose.

SEC source: 0000950103-26-012351 · ownership.xml · nonDerivative · entry 2

Zayas Orlando · CIK 0001866017 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,608

SEC source: 0000950103-26-012351 · ownership.xml · nonDerivative · entry 1

Zayas Orlando · CIK 0001866017 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,076

F1 · date: On August 11, 2026, the reporting person resigned as Chief Executive Officer of the issuer but will continue to serve as a director.

F2 · shares: The shares reported in Column 4 are shares withheld for the payment of taxes associated with the acceleration and settlement of the reporting person's outstanding, unvested restricted stock units that were awarded on May 6, 2024.

SEC source: 0001104659-26-098436 · tm2623532-1_4aseq1.xml · nonDerivative · entry 2

Hanson Kyle · CIK 0001548430 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 628,931

F2 · shares: Reflects an award of restricted stock units pursuant ("RSUs") as part of the mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC with subsidiaries of the Issuer that will vest over two years, with 25% of the RSUs vesting on February 11, 2027, and the remaining RSUs vesting thereafter in three substantially equal semi-annual installments on the 11th of each of February and August of each year, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

SEC source: 0001104659-26-098436 · tm2623532-1_4aseq1.xml · nonDerivative · entry 1

Hanson Kyle · CIK 0001548430 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Hanson Enterprises International, LLC

Disclosed balance after: 900,308

F1 · kind: Reflects a pro rata distribution from KMJ Group Holdings, LLC, a manager-managed Ohio limited liability company, of which the reporting person is a member. Not a market sale.

SEC source: 0001104659-26-094993 · tm2622914-1_4seq1.xml · derivative · entry 6

HHCF Series 21 Sub, LLC · CIK 0002095529 · 10% owner

HHCF Series 21 Sub Holdco, LLC · CIK 0002095528 · 10% owner

Hawthorn Horizon Credit Fund LLC, Series 21 · CIK 0002095523 · 10% owner

Risser Lane · CIK 0002095688 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 160,000 shares

Expires 2030-03-06

F1 · ownership.direct: HHCF Series 21 Sub, LLC, a Delaware limited liability company ("HHCF Sub") is a wholly-owned subsidiary of HHCF Series 21 Sub Holdco, LLC, a Delaware limited liability company ("Holdco"), and Holdco is a wholly-owned subsidiary of Hawthorn Horizon Credit Fund LLC, Series 21. Lane Risser ("Mr. Risser") is the sole manager of Hawthorn. Each of Holdco, Hawthorn and Mr. Risser disclaims Section 16 beneficial ownership of the securities reported herein, except to the extent, if any, of its or his pecuniary interest in such securities, and nothing contained herein shall be deemed an omission that any of Holdco, Hawthorn or Mr. Risser is the beneficial owner of such securities for Section 16 or any other purpose.

SEC source: 0001104659-26-094993 · tm2622914-1_4seq1.xml · derivative · entry 5

HHCF Series 21 Sub, LLC · CIK 0002095529 · 10% owner

HHCF Series 21 Sub Holdco, LLC · CIK 0002095528 · 10% owner

Hawthorn Horizon Credit Fund LLC, Series 21 · CIK 0002095523 · 10% owner

Risser Lane · CIK 0002095688 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 486,264 shares

Expires 2032-06-12

F1 · ownership.direct: HHCF Series 21 Sub, LLC, a Delaware limited liability company ("HHCF Sub") is a wholly-owned subsidiary of HHCF Series 21 Sub Holdco, LLC, a Delaware limited liability company ("Holdco"), and Holdco is a wholly-owned subsidiary of Hawthorn Horizon Credit Fund LLC, Series 21. Lane Risser ("Mr. Risser") is the sole manager of Hawthorn. Each of Holdco, Hawthorn and Mr. Risser disclaims Section 16 beneficial ownership of the securities reported herein, except to the extent, if any, of its or his pecuniary interest in such securities, and nothing contained herein shall be deemed an omission that any of Holdco, Hawthorn or Mr. Risser is the beneficial owner of such securities for Section 16 or any other purpose.

SEC source: 0001104659-26-094993 · tm2622914-1_4seq1.xml · nonDerivative · entry 4

HHCF Series 21 Sub, LLC · CIK 0002095529 · 10% owner

HHCF Series 21 Sub Holdco, LLC · CIK 0002095528 · 10% owner

Hawthorn Horizon Credit Fund LLC, Series 21 · CIK 0002095523 · 10% owner

Risser Lane · CIK 0002095688 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 645,247

F3 · kind: On August 10, 2026, the reporting persons exercised a warrant to purchase 160,000 shares of Common Stock of the Issuer for $0.01 per share. The reporting persons paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 252 of the warrant shares to pay the exercise price and issuing to the reporting persons the remaining 159,748 shares.

F1 · ownership.direct: HHCF Series 21 Sub, LLC, a Delaware limited liability company ("HHCF Sub") is a wholly-owned subsidiary of HHCF Series 21 Sub Holdco, LLC, a Delaware limited liability company ("Holdco"), and Holdco is a wholly-owned subsidiary of Hawthorn Horizon Credit Fund LLC, Series 21. Lane Risser ("Mr. Risser") is the sole manager of Hawthorn. Each of Holdco, Hawthorn and Mr. Risser disclaims Section 16 beneficial ownership of the securities reported herein, except to the extent, if any, of its or his pecuniary interest in such securities, and nothing contained herein shall be deemed an omission that any of Holdco, Hawthorn or Mr. Risser is the beneficial owner of such securities for Section 16 or any other purpose.

SEC source: 0001104659-26-094993 · tm2622914-1_4seq1.xml · nonDerivative · entry 3

HHCF Series 21 Sub, LLC · CIK 0002095529 · 10% owner

HHCF Series 21 Sub Holdco, LLC · CIK 0002095528 · 10% owner

Hawthorn Horizon Credit Fund LLC, Series 21 · CIK 0002095523 · 10% owner

Risser Lane · CIK 0002095688 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 645,499

F2 · kind: On August 10, 2026, the reporting persons exercised a warrant to purchase 486,264 shares of common stock (the "Common Stock"), of Katapult Holdings, Inc. (the "Issuer') for $0.01 per share. The reporting persons paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 765 of the warrant shares to pay the exercise price and issuing to the reporting persons the remaining 485,499 shares.

F1 · ownership.direct: HHCF Series 21 Sub, LLC, a Delaware limited liability company ("HHCF Sub") is a wholly-owned subsidiary of HHCF Series 21 Sub Holdco, LLC, a Delaware limited liability company ("Holdco"), and Holdco is a wholly-owned subsidiary of Hawthorn Horizon Credit Fund LLC, Series 21. Lane Risser ("Mr. Risser") is the sole manager of Hawthorn. Each of Holdco, Hawthorn and Mr. Risser disclaims Section 16 beneficial ownership of the securities reported herein, except to the extent, if any, of its or his pecuniary interest in such securities, and nothing contained herein shall be deemed an omission that any of Holdco, Hawthorn or Mr. Risser is the beneficial owner of such securities for Section 16 or any other purpose.

SEC source: 0001104659-26-094993 · tm2622914-1_4seq1.xml · nonDerivative · entry 2

HHCF Series 21 Sub, LLC · CIK 0002095529 · 10% owner

HHCF Series 21 Sub Holdco, LLC · CIK 0002095528 · 10% owner

Hawthorn Horizon Credit Fund LLC, Series 21 · CIK 0002095523 · 10% owner

Risser Lane · CIK 0002095688 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 646,264

F1 · ownership.direct: HHCF Series 21 Sub, LLC, a Delaware limited liability company ("HHCF Sub") is a wholly-owned subsidiary of HHCF Series 21 Sub Holdco, LLC, a Delaware limited liability company ("Holdco"), and Holdco is a wholly-owned subsidiary of Hawthorn Horizon Credit Fund LLC, Series 21. Lane Risser ("Mr. Risser") is the sole manager of Hawthorn. Each of Holdco, Hawthorn and Mr. Risser disclaims Section 16 beneficial ownership of the securities reported herein, except to the extent, if any, of its or his pecuniary interest in such securities, and nothing contained herein shall be deemed an omission that any of Holdco, Hawthorn or Mr. Risser is the beneficial owner of such securities for Section 16 or any other purpose.

SEC source: 0001104659-26-094993 · tm2622914-1_4seq1.xml · nonDerivative · entry 1

HHCF Series 21 Sub, LLC · CIK 0002095529 · 10% owner

HHCF Series 21 Sub Holdco, LLC · CIK 0002095528 · 10% owner

Hawthorn Horizon Credit Fund LLC, Series 21 · CIK 0002095523 · 10% owner

Risser Lane · CIK 0002095688 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 486,264

F1 · ownership.direct: HHCF Series 21 Sub, LLC, a Delaware limited liability company ("HHCF Sub") is a wholly-owned subsidiary of HHCF Series 21 Sub Holdco, LLC, a Delaware limited liability company ("Holdco"), and Holdco is a wholly-owned subsidiary of Hawthorn Horizon Credit Fund LLC, Series 21. Lane Risser ("Mr. Risser") is the sole manager of Hawthorn. Each of Holdco, Hawthorn and Mr. Risser disclaims Section 16 beneficial ownership of the securities reported herein, except to the extent, if any, of its or his pecuniary interest in such securities, and nothing contained herein shall be deemed an omission that any of Holdco, Hawthorn or Mr. Risser is the beneficial owner of such securities for Section 16 or any other purpose.

SEC source: 0001628280-26-036666 · wk-form4_1779234919.xml · nonDerivative · entry 1

Zayas Orlando · CIK 0001866017 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,684

F1 · balance_after: On May 6, 2024, the reporting person was granted 26,500 RSUs, one-third of which vested on March 15, 2025, and the remainder scheduled to vest thereafter in eight quarterly installments on each of May 15, August 15, November 15 and February 15 subject to the reporting person's continued employment with the Issuer on each applicable vesting date (the "2024 Award").

F2 · balance_after: The shares reported in Column 4 are shares withheld for the payment of taxes associated with the 2024 Award.

SEC source: 0001628280-26-036677 · wk-form4_1779235128.xml · nonDerivative · entry 1

Medlin Derek · CIK 0001866031 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,299

F1 · balance_after: On May 6, 2024, the reporting person was granted 20,000 RSUs, one-third of which vested on March 15, 2025, and the remainder scheduled to vest thereafter in eight quarterly installments on each of May 15, August 15, November 15 and February 15 subject to the reporting person's continued employment with the Issuer on each applicable vesting date (the "2024 Award").

F2 · balance_after: The shares reported in Column 4 are shares withheld for the payment of taxes associated with the 2024 Award.

SEC source: 0001628280-26-036672 · wk-form4_1779235033.xml · nonDerivative · entry 1

Walsh Nancy A · CIK 0001657995 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,104

F1 · balance_after: On May 6, 2024, the reporting person was granted 23,000 RSUs, one-third of which vested on March 15, 2025, and the remainder scheduled to vest thereafter in eight quarterly installments on each of May 15, August 15, November 15 and February 15 subject to the reporting person's continued employment with the Issuer on each applicable vesting date (the "2024 Award").

F2 · balance_after: On June 16, 2023, the reporting person was granted 511,364 performance stock units ("PSUs") (which, following the Issuer's July 27, 2023 1-for-25 reverse stock split, resulted in 20,455 PSUs), one-third of which vested on March 15, 2024, and the remainder scheduled to vest thereafter in eight quarterly installments on each of May 15, August 15, November 15 and February 15 subject to the reporting person's continued employment with the Issuer on each applicable vesting date and the achievement of the applicable performance goals ("2023 Award").

F3 · balance_after: The shares reported in Column 4 are shares withheld for the payment of taxes associated with the 2023 Award and 2024 Award.

SEC source: 0001628280-26-030047 · wk-form4_1777939180.xml · nonDerivative · entry 1

Gayhardt Donald · CIK 0001298489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,460

F1 · balance_after: Annual grant of deferred restricted stock units ("DSUs") for service as a director of the Issuer. The DSU vests on the earlier of (i) April 30, 2027 and (ii) the date of the Issuer's 2027 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date.

SEC source: 0001628280-26-030050 · wk-form4_1777939350.xml · nonDerivative · entry 1

Bartow Philip K III · CIK 0001683094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,435

F1 · balance_after: Annual grant of restricted stock units ("RSUs") for service as a director of the Issuer. The RSUs vest on the earlier of (i) Apirl 30, 2027 and (ii) the date of the Issuer's 2027 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date.

SEC source: 0001628280-26-030049 · wk-form4_1777939282.xml · nonDerivative · entry 1

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,552

F1 · ownership.direct: Annual grant of restricted stock units ("RSUs") for service as a director of the Issuer. The RSUs vest on the earlier of (i) Apirl 30, 2027 and (ii) the date of the Issuer's 2027 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date.

SEC source: 0000950103-26-003437 · dp242971_4-zayas.xml · nonDerivative · entry 1

Zayas Orlando · CIK 0001866017 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,552

F1 · shares: On March 15, 2022, the reporting person was granted 1,183,224 RSUs (which, following the Issuer's July 27, 2023 1-for-25 reverse stock split, resulted in 47,329 RSUs), 25% of which vested on March 15, 2023,with the remainder scheduled to vest thereafter in 12 quarterly installments on each of May 15, August 15, November 15 and February 15 subject to the reporting person's continued employment with the Issuer on each applicable vesting date (the "2022 Award").

F2 · shares: On June 16, 2023, the reporting person was granted 530,000 RSUs (which, following the Issuer's July 27, 2023 1-for-25 reverse stock split, resulted in 21,200RSUs), one-third of which vested on March 15, 2024, and the remainder scheduled to vest thereafter in eight quarterly installments on each of May 15, August 15, November 15 and February 15 subject to the reporting person's continued employment with the Issuer on each applicable vesting date (the "2023 Award").

F3 · shares: On May 6, 2024, the reporting person was granted 26,500 RSUs, one-third of which vested on March15, 2025, and the remainder scheduled to vest thereafter in eight quarterly installments on each of May 15, August 15, November 15 and February 15 subject to the reporting person's continued employment with theIssuer on each applicable vesting date (the "2024 Award").

F4 · shares: The shares reported in Column 4 are shares withheld for the payment of taxes associated with the 2022 Award, 2023 Award and 2024 Award.

SEC source: 0000950103-26-003439 · dp242975_4-medlin.xml · nonDerivative · entry 1

Medlin Derek · CIK 0001866031 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,921

F1 · shares: On March 15, 2022, the reporting person was granted 592,946 RSUs (which, following the Issuer's July 27, 2023 1-for-25 reverse stock split, resulted in 23,718 RSUs), 25% of which vested on March 15, 2023, with the remainder scheduled to vest thereafter in 12 quarterly installments on each of May 15, August 15, November 15 and February 15 subject to the reporting person's continued employment with the Issuer on each applicable vesting date (the "2022 Award").

F2 · shares: On June 16, 2023, the reporting person was granted 385,000 RSUs (which, following the Issuer's July 27, 2023 1-for-25 reverse stock split, resulted in 15,400 RSUs), one-third of which vested on March 15, 2024, and the remainder scheduled to vest thereafter in eight quarterly installments on each of May 15, August 15, November 15 and February 15 subject to the reporting person's continued employment with the Issuer on each applicable vesting date (the "2023 Award").

F3 · shares: On May 6, 2024, the reporting person was granted 20,000 RSUs, one-third of which vested on March 15, 2025, and the remainder scheduled to vest thereafter in eight quarterly installments on each of May 15, August 15, November 15 and February 15 subject to the reporting person's continued employment with the Issuer on each applicable vesting date (the "2024 Award").

F4 · shares: The shares reported in Column 4 are shares withheld for the payment of taxes associated with the 2022 Award, 2023 Award and 2024 Award.

SEC source: 0000950103-26-003438 · dp242974_4-walsh.xml · nonDerivative · entry 1

Walsh Nancy A · CIK 0001657995 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,528

F1 · shares: On January 31, 2023, the reporting person was granted 459,184 restricted stock units ("RSUs") (which, following the Issuer's July 27, 2023 1-for-25 reverse stock split, resulted in 18,367 RSUs), 25% of which vested on February 15, 2024, with the remainder scheduled to vest thereafter in 12 quarterly installments on each of May 15, August 15, November 15 and February 15 subject to the reporting person's continued employment with the Issuer on each applicable vesting date ("January 2023 Award").

F2 · shares: On June 16, 2023, the reporting person was granted 511,364 performance stock units ("PSUs") (which, following the Issuer's July 27, 2023 1-for-25 reverse stock split, resulted in 20,455 PSUs), one-third of which vested on March 15, 2024, and the remainder scheduled to vest thereafter in eight quarterly installments on each of May 15, August 15, November 15 and February 15 subject to the reporting person's continued employment with the Issuer on each applicable vesting date and the achievement of the applicable performance goals ("June 2023 Award").

F3 · shares: On May 6, 2024, the reporting person was granted 23,000 RSUs, one-third of which vested on March 15, 2025, and the remainder scheduled to vest thereafter in eight quarterly installments on each of May 15, August 15, November 15 and February 15 subject to the reporting person's continued employment with the Issuer on each applicable vesting date (the "2024 Award").

F4 · shares: The shares reported in Column 4 are shares withheld for the payment of taxes associated with the January 2023 Award, June 2023 Award and 2024 Award.

SEC source: 0000950103-25-015559 · dp238205_4-zink.xml · nonDerivative · entry 1

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,573

F1 · shares: Initial grant of restricted stock units ("RSUs") for service as a director of the Issuer. The RSUs vest on the date of the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a member of the Board until such vesting date.

SEC source: 0000950103-25-015053 · dp237717_4-folan.xml · nonDerivative · entry 2

Folan Kaitlin · CIK 0002033024 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,149

F2 · shares: The shares reported in Column 4 are shares withheld for the payment of taxes associated with a quarterly vesting tranche of RSUs under the 2024 Award.

SEC source: 0000950103-25-015059 · dp237715_4-zayas.xml · nonDerivative · entry 8

Zayas Orlando · CIK 0001866017 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,648

F7 · shares: The shares reported in Column 4 are shares withheld for the payment of taxes associated with the 2022 Award, 2023 Award and 2024 Award.

SEC source: 0000950103-25-015056 · dp237716_4-medlin.xml · nonDerivative · entry 9

Medlin Derek · CIK 0001866031 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,811

F8 · shares: The shares reported in Column 4 are shares withheld for the payment of taxes associated with the 2022 Award, 2023 Award and 2024 Award.

SEC source: 0000950103-25-015055 · dp237714_4-walsh.xml · nonDerivative · entry 8

Walsh Nancy A · CIK 0001657995 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,020

F6 · shares: The shares reported in Column 4 are shares withheld for the payment of taxes associated with the January 2023 Award, June 2023 Award and 2024 Award.

SEC source: 0000950103-25-014396 · dp237050_4-rubin.xml · nonDerivative · entry 1

RUBIN JEFFREY · CIK 0001057289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,456

F1 · shares: Initial grant of restricted stock units ("RSUs") for service as a director of the Issuer. The RSUs vest on the date of the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a member of the Board until such vesting date.

SEC source: 0000950103-25-014398 · dp237051_4-bartow.xml · nonDerivative · entry 1

Bartow Philip K III · CIK 0001683094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,456

F1 · shares: Initial grant of restricted stock units ("RSUs") for service as a director of the Issuer. The RSUs vest on the date of the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a member of the Board until such vesting date.

SEC source: 0000950103-25-015053 · dp237717_4-folan.xml · nonDerivative · entry 1

Folan Kaitlin · CIK 0002033024 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,517

F1 · shares: The shares reported in Column 4 are shares withheld for the payment of taxes associated with the vesting of one-third of the restrictive stock units ("RSUs") granted to the reporting person on August 5, 2024 (the "2024 Award").

SEC source: 0000950103-25-015059 · dp237715_4-zayas.xml · nonDerivative · entry 7

Zayas Orlando · CIK 0001866017 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,377

F7 · shares: The shares reported in Column 4 are shares withheld for the payment of taxes associated with the 2022 Award, 2023 Award and 2024 Award.

SEC source: 0000950103-25-015056 · dp237716_4-medlin.xml · nonDerivative · entry 8

Medlin Derek · CIK 0001866031 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,741

F8 · shares: The shares reported in Column 4 are shares withheld for the payment of taxes associated with the 2022 Award, 2023 Award and 2024 Award.

SEC source: 0000950103-25-015055 · dp237714_4-walsh.xml · nonDerivative · entry 7

Walsh Nancy A · CIK 0001657995 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,239

F6 · shares: The shares reported in Column 4 are shares withheld for the payment of taxes associated with the January 2023 Award, June 2023 Award and 2024 Award.

SEC source: 0001628280-25-044703 · wk-form4_1760044496.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,535

F1 · shares: A third-party investment advisor retained by the reporting person carried out this transaction in its sole discretion without direction or knowledge from the reporting person. The reporting person recently became aware of the transaction and promptly reported the transaction upon discovery.