person · Reporting owner

Bartow Philip K III

Disclosed activity across 4 companies

Tapewire entity: 49898
SEC CIK: 0001683094

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Katapult Holdings, Inc.KPLT · Entity 5517	Director	April 30, 2026	May 05, 2026
RiverNorth Capital & Income Fund, Inc.[RMPLX] · Entity 7096	PORTFOLIO MANAGER	June 05, 2017	September 11, 2017
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.OPP · Entity 6374	Portfolio Manager	August 17, 2016	September 07, 2016
Sound Point Acquisition Corp I, LtdSPCM · Entity 129786	Head of Corporate Development	March 01, 2022	March 02, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Katapult Holdings, Inc.

Report date April 30, 2026 · Filed May 05, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	28,435	Reported balance After 2026-04-30 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-04-30 · Grant · Acquired 20,979 · Balance 28,435 F1: Annual grant of restricted stock units ("RSUs") for service as a director of the Issuer. The RSUs vest on the earlier of (i) Apirl 30, 2027 and (ii) the date of the Issuer's 2027 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Annual grant of restricted stock units ("RSUs") for service as a director of the Issuer. The RSUs vest on the earlier of (i) Apirl 30, 2027 and (ii) the date of the Issuer's 2027 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date.

RiverNorth Capital & Income Fund, Inc.

Report date June 05, 2017 · Filed September 11, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	4,149.303	Reported balance After 2017-06-05 transaction · row 1 1 source row Row 1 · 2017-06-05 · Purchase · Acquired 4,149.303 · Balance 4,149.303

RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.

Report date August 17, 2016 · Filed September 07, 2016

Security / award	Ownership account	Disclosed shares / units	Disclosure context
No securities beneficially ownedSEC Table I · non-derivative	Direct	0	Reported balance Holding disclosure · report date 2016-08-17 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 0

Sound Point Acquisition Corp I, Ltd

Report date March 01, 2022 · Filed March 02, 2022

This filing explicitly reported no securities owned.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
April 30, 2026 Filed May 5, 2026 00:02 UTC	Katapult Holdings, Inc. KPLT · Entity 5517	GrantCommon Stock	20,979	$7.15	$149,999.85	Disclosure SEC source: 0001628280-26-030050 · wk-form4_1777939350.xml · nonDerivative · entry 1 Bartow Philip K III · CIK 0001683094 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,435 F1 · balance_after: Annual grant of restricted stock units ("RSUs") for service as a director of the Issuer. The RSUs vest on the earlier of (i) Apirl 30, 2027 and (ii) the date of the Issuer's 2027 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date. Read SEC document
November 03, 2025 Filed Nov 6, 2025 02:13 UTC	Katapult Holdings, Inc. KPLT · Entity 5517	GrantCommon Stock	7,456	$11.74	$87,533.44	Disclosure SEC source: 0000950103-25-014398 · dp237051_4-bartow.xml · nonDerivative · entry 1 Bartow Philip K III · CIK 0001683094 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,456 F1 · shares: Initial grant of restricted stock units ("RSUs") for service as a director of the Issuer. The RSUs vest on the date of the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a member of the Board until such vesting date. Read SEC document
June 05, 2017 Filed Sep 11, 2017 18:45 UTC	RiverNorth Capital & Income Fund, Inc. [RMPLX] · Entity 7096	PurchaseCommon Stock	4,149.303	$25.05	$103,940.04	Disclosure SEC source: 0000913849-17-000304 · form4_090717.xml · nonDerivative · entry 1 Bartow Philip K III · CIK 0001683094 · PORTFOLIO MANAGER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,149.303 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.