Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CURO Group Holdings Corp.CURO · Entity 93750 | President & COO | March 14, 2022 | March 16, 2022 |
| Katapult Holdings, Inc.KPLT · Entity 5517 | President | August 11, 2026 | August 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CURO Group Holdings Corp.
Report date March 14, 2022 · Filed March 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 477,343 |
Reported balance
After 2022-03-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-14 · Tax withholding · Disposed 8,921 · Balance 477,343 F1: Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units. F2: Column 5 reflects the forfeiture of certain performance stock units, the grant of which was previously reported. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units.
F2: Column 5 reflects the forfeiture of certain performance stock units, the grant of which was previously reported.
Katapult Holdings, Inc.
Report date August 11, 2026 · Filed August 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Penn River Ventures, LLC | 1,268,047 |
Reported balance
After 2026-08-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-11 · Grant · Acquired 1,268,047 · Balance 1,268,047 F1: Received in exchange for the contribution and assignment of 41.4 units of CCFI MIP Holdings LLC to the Issuer in exchange for shares of the Issuer's common stock in connection with the mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC with subsidiaries of the Issuer (the "Mergers"). On the effective date of the Mergers, the closing price of the Issuer's common stock was $8.00 per share. |
| Common StockSEC Table I · non-derivative | Direct | 393,082 |
Reported balance
After 2026-08-11 transaction · row 2
1 source rowRow 2 · 2026-08-11 · Grant · Disposed 393,082 · Balance 393,082 F2: Reflects an award of restricted stock units pursuant ("RSUs") as part of the mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC into the Issuer that will vest over two years, with 25% of the RSUs vesting on February 11, 2027, and the remaining RSUs vesting thereafter in three substantially equal semi-annual installments on the 11th of each of February and August of each year, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Received in exchange for the contribution and assignment of 41.4 units of CCFI MIP Holdings LLC to the Issuer in exchange for shares of the Issuer's common stock in connection with the mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC with subsidiaries of the Issuer (the "Mergers"). On the effective date of the Mergers, the closing price of the Issuer's common stock was $8.00 per share.
F2: Reflects an award of restricted stock units pursuant ("RSUs") as part of the mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC into the Issuer that will vest over two years, with 25% of the RSUs vesting on February 11, 2027, and the remaining RSUs vesting thereafter in three substantially equal semi-annual installments on the 11th of each of February and August of each year, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 11, 2026 Filed Aug 12, 2026 23:01 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | GrantCommon Stock | 393,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-095138 · tm2622576-20_4seq1.xml · nonDerivative · entry 2 BAKER WILLIAM C · CIK 0001196259 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 393,082 F2 · shares: Reflects an award of restricted stock units pursuant ("RSUs") as part of the mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC into the Issuer that will vest over two years, with 25% of the RSUs vesting on February 11, 2027, and the remaining RSUs vesting thereafter in three substantially equal semi-annual installments on the 11th of each of February and August of each year, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date. Read SEC document |
| August 11, 2026 Filed Aug 12, 2026 23:01 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | GrantCommon Stock | 1,268,047 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-095138 · tm2622576-20_4seq1.xml · nonDerivative · entry 1 BAKER WILLIAM C · CIK 0001196259 · President 10b5-1 filing: No plan indicated Ownership: Indirect · By Penn River Ventures, LLC Disclosed balance after: 1,268,047 F1 · price: Received in exchange for the contribution and assignment of 41.4 units of CCFI MIP Holdings LLC to the Issuer in exchange for shares of the Issuer's common stock in connection with the mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC with subsidiaries of the Issuer (the "Mergers"). On the effective date of the Mergers, the closing price of the Issuer's common stock was $8.00 per share. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 16:53 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | Tax withholdingCommon Stock | 8,921 | $11.69 | $104,286.49 |
DisclosureSEC source: 0001209191-22-019265 · doc4.xml · nonDerivative · entry 1 BAKER WILLIAM C · CIK 0001196259 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,343 F1 · kind: Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units. F2 · balance_after: Column 5 reflects the forfeiture of certain performance stock units, the grant of which was previously reported. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 21:00 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | GrantCommon Stock | 111,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009582 · doc4.xml · nonDerivative · entry 1 BAKER WILLIAM C · CIK 0001196259 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,264 F1 · shares: One-half of RSU award is subject to time-based vesting and 1/2 is subject to performance-based vesting. Time-based RSUs will vest in 3 equal tranches on each of the 1st, 2nd and 3rd anniversaries of the date immediately prior to grant date. Performance-based RSUs will vest based on achievement of relative total shareholder return ("TSR"). The Company's 3-year TSR for period 1/1/22 - 12/31/24 will be measured against TSR of Company's defined peer group for same period. Performance metric will be met, and RSUs will vest, based on percentile achievement as follows, with a target achievement of Company TSR at 50th percentile of peer group TSR: 75% of award will vest if Company achieves 67% of target achievement (= to 33rd percentile) and 125% of award will vest if Company achieves 133% or more of target achievement (= to 67th percentile). The amount of shares that will vest based upon Company achieving between threshold, target and maximum performance levels are linearly interpolated. F2 · price: The restricted common stock units were awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 29, 2022 Filed Feb 1, 2022 18:48 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | Tax withholdingCommon Stock | 6,167 | $13.77 | $84,919.59 |
DisclosureSEC source: 0001209191-22-006054 · doc4.xml · nonDerivative · entry 2 BAKER WILLIAM C · CIK 0001196259 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,271 F1 · kind: Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 18:48 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | Tax withholdingCommon Stock | 5,121 | $13.77 | $70,516.17 |
DisclosureSEC source: 0001209191-22-006054 · doc4.xml · nonDerivative · entry 1 BAKER WILLIAM C · CIK 0001196259 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,438 F1 · kind: Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units. Read SEC document |
| March 14, 2021 Filed Mar 16, 2021 19:19 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | Tax withholdingCommon Stock | 6,164 | $15.62 | $96,281.68 |
DisclosureSEC source: 0001209191-21-021125 · doc4.xml · nonDerivative · entry 1 BAKER WILLIAM C · CIK 0001196259 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,559 F1 · kind: Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 20:55 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | Tax withholdingCommon Stock | 262 | $16.71 | $4,378.02 |
DisclosureSEC source: 0001209191-21-009098 · doc4.xml · nonDerivative · entry 1 BAKER WILLIAM C · CIK 0001196259 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,723 F1 · kind: Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 21:09 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | Tax withholdingCommon Stock | 6,760 | $14.53 | $98,222.80 |
DisclosureSEC source: 0001209191-21-007020 · doc4.xml · nonDerivative · entry 2 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,985 F3 · kind: Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 21:09 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | GrantCommon Stock | 104,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007020 · doc4.xml · nonDerivative · entry 1 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,745 F1 · shares: One-half of RSU award is subject to time-based vesting and 1/2 is subject to performance-based vesting. Time-based RSUs will vest in 3 equal tranches on each of the 1st, 2nd and 3rd anniversaries of day immediately prior to grant date. Performance-based RSUs will vest based on achievement of relative total shareholder return ("TSR"). The Company's 3-year TSR for period 1/1/21 - 12/31/23 will be measured against TSR of Company's defined peer group for same period. Performance metric will be met, and RSUs will vest, based on percentile achievement as follows, with a target achievement of Company TSR at 50th percentile of peer group TSR: 75% of award will vest if Company achieves 67% of target achievement (= to 33rd percentile) and 125% of award will vest if Company achieves 133% or more of target achievement (= to 67th percentile). The amount of shares that will vest based upon Company achieving between threshold, target and maximum performance levels are linearly interpolated. F2 · price: The restricted common stock units were awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 07, 2020 Filed Dec 7, 2020 21:06 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | Tax withholdingCommon Stock | 17,423 | $8.44 | $147,050.12 |
DisclosureSEC source: 0001209191-20-062093 · doc4.xml · nonDerivative · entry 5 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,425 F4 · kind: Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units. Read SEC document |
| December 04, 2020 Filed Dec 7, 2020 21:06 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | Exercise / conversionStock option (right to buy) · Derivative | 11,866 | $0.00 Strike: $2.68 | $0.00 |
DisclosureSEC source: 0001209191-20-062093 · doc4.xml · derivative · entry 7 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,866 shares Expires 2021-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option was immediately exercisable. Read SEC document |
| December 04, 2020 Filed Dec 7, 2020 21:06 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | SaleCommon Stock | 11,866 | $8.51 | $101,020.00 |
DisclosureSEC source: 0001209191-20-062093 · doc4.xml · nonDerivative · entry 4 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,848 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.26 to $8.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 04, 2020 Filed Dec 7, 2020 21:06 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | Exercise / conversionCommon Stock | 11,866 | $2.68 | $31,800.88 |
DisclosureSEC source: 0001209191-20-062093 · doc4.xml · nonDerivative · entry 3 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2020. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 21:06 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | Exercise / conversionStock option (right to buy) · Derivative | 10,977 | $0.00 Strike: $2.68 | $0.00 |
DisclosureSEC source: 0001209191-20-062093 · doc4.xml · derivative · entry 6 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,866 Underlying: Common Stock · 10,977 shares Expires 2021-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option was immediately exercisable. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 21:06 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | SaleCommon Stock | 10,977 | $8.52 | $93,543.80 |
DisclosureSEC source: 0001209191-20-062093 · doc4.xml · nonDerivative · entry 2 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,848 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.38 to $8.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 21:06 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | Exercise / conversionCommon Stock | 10,977 | $2.68 | $29,418.36 |
DisclosureSEC source: 0001209191-20-062093 · doc4.xml · nonDerivative · entry 1 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2020. Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 18:31 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | Exercise / conversionStock option (right to buy) · Derivative | 23,749 | $0.00 Strike: $2.68 | $0.00 |
DisclosureSEC source: 0001209191-20-061635 · doc4.xml · derivative · entry 6 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,343 Underlying: Common Stock · 23,749 shares Expires 2021-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was immediately exercisable. Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 18:31 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | SaleCommon Stock | 23,749 | $8.52 | $202,279.73 |
DisclosureSEC source: 0001209191-20-061635 · doc4.xml · nonDerivative · entry 4 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,348 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.20 to $8.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 18:31 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | Exercise / conversionCommon Stock | 23,749 | $2.68 | $63,647.32 |
DisclosureSEC source: 0001209191-20-061635 · doc4.xml · nonDerivative · entry 3 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2020. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 18:31 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | Exercise / conversionStock option (right to buy) · Derivative | 47,660 | $0.00 Strike: $2.68 | $0.00 |
DisclosureSEC source: 0001209191-20-061635 · doc4.xml · derivative · entry 5 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,092 Underlying: Common Stock · 47,660 shares Expires 2021-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was immediately exercisable. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 18:31 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | SaleCommon Stock | 47,660 | $8.47 | $403,618.24 |
DisclosureSEC source: 0001209191-20-061635 · doc4.xml · nonDerivative · entry 2 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,348 Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 18:31 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | Exercise / conversionCommon Stock | 47,660 | $2.68 | $127,728.80 |
DisclosureSEC source: 0001209191-20-061635 · doc4.xml · nonDerivative · entry 1 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2020. Read SEC document |
| March 15, 2020 Filed Mar 18, 2020 21:48 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | Tax withholdingCommon Stock | 9,458 | $5.68 | $53,721.44 |
DisclosureSEC source: 0001209191-20-020156 · doc4.xml · nonDerivative · entry 1 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,348 F1 · kind: Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 18:30 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | Tax withholdingCommon Stock | 500 | $14.51 | $7,255.00 |
DisclosureSEC source: 0001209191-20-010770 · doc4.xml · nonDerivative · entry 1 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,806 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $14.515, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| February 14, 2020 Filed Dec 11, 2020 19:37 UTC Amendment | CURO Group Holdings Corp. CURO · Entity 93750 | Exercise / conversionStock option (right to buy) · Derivative | 500 | $0.00 Strike: $2.68 | $0.00 |
DisclosureSEC source: 0001209191-20-063074 · doc4a.xml · derivative · entry 3 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,252 Underlying: Common Stock · 500 shares Expires 2021-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option was immediately exercisable. Read SEC document |
| February 14, 2020 Filed Dec 11, 2020 19:37 UTC Amendment | CURO Group Holdings Corp. CURO · Entity 93750 | SaleCommon Stock | 500 | $14.51 | $7,255.00 |
DisclosureSEC source: 0001209191-20-063074 · doc4a.xml · nonDerivative · entry 2 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,306 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $14.515, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| February 14, 2020 Filed Dec 11, 2020 19:37 UTC Amendment | CURO Group Holdings Corp. CURO · Entity 93750 | Exercise / conversionCommon Stock | 500 | $2.68 | $1,340.00 |
DisclosureSEC source: 0001209191-20-063074 · doc4a.xml · nonDerivative · entry 1 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4/A is being filed for the sole purpose of correcting the information reported under Column 3 (Transaction Code), which was reported incorrectly on the original Form 4. F2 · date: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2019. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 17:12 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | Tax withholdingCommon Stock | 456 | $10.31 | $4,701.36 |
DisclosureSEC source: 0001209191-20-007578 · doc4.xml · nonDerivative · entry 1 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,306 F1 · kind: Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 17:09 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | GrantCommon Stock | 134,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-006088 · doc4.xml · nonDerivative · entry 1 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,762 F1 · shares: One-half of RSU award is subject to time-based vesting and 1/2 is subject to performance-based vesting. Time-based RSUs will vest in 3 equal tranches on each of the 1st, 2nd and 3rd anniversaries of day immediately prior to grant date. Performance-based RSUs will vest based on achievement of relative total shareholder return ("TSR"). The Company's 3-year TSR for period 1/1/20 - 12/31/22 will be measured against TSR of Company's defined peer group for same period. Performance metric will be met, and RSUs will vest, based on percentile achievement as follows, with a target achievement of Company TSR at 50th percentile of peer group TSR: 75% of award will vest if Company achieves 67% of target achievement (= to 33rd percentile) and 125% of award will vest if Company achieves 133% or more of target achievement (= to 67th percentile). The amount of shares that will vest based upon Company achieving between threshold, target and maximum performance levels are linearly interpolated F2 · price: The restricted common stock units were awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 07, 2019 Filed Dec 10, 2019 17:25 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | Tax withholdingCommon Stock | 17,706 | $12.85 | $227,522.10 |
DisclosureSEC source: 0001209191-19-059917 · doc4.xml · nonDerivative · entry 1 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,128 F1 · kind: Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 16:49 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | GrantCommon Stock | 126,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020317 · doc4.xml · nonDerivative · entry 1 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,834 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. One-half of the award is subject to time-based vesting and one-half of the award is subject to performance-based vesting. For the restricted stock units subject to time-based vesting, one-sixth of the aggregate restricted stock units will vest on each of the first, second and third anniversaries of the day immediately prior to the grant date. For the restricted stock units subject to performance-based vesting, one-half of the aggregate award will vest on the date that is 36 months after the grant date if the performance metric has been achieved. The performance metric will be met If the Issuer's total shareholder return for the 36-month period is at or above the 50th percentile of the total shareholder return among the Issuer's peer group (determined by the Issuer) for the stated period. F2 · price: The restricted common stock units were awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 19:44 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | Tax withholdingCommon Stock | 17,697 | $12.17 | $215,372.49 |
DisclosureSEC source: 0001209191-18-062121 · doc4.xml · nonDerivative · entry 1 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,834 F1 · kind: Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units. Read SEC document |
| September 26, 2018 Filed Sep 27, 2018 17:16 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | Exercise / conversionStock option (right to buy) · Derivative | 5,676 | $0.00 Strike: $0.85 | $0.00 |
DisclosureSEC source: 0001209191-18-052472 · doc4.xml · derivative · entry 6 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,676 shares Expires 2019-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2018. F5 · derivative.exercise_date: The option was immediately exercisable. Read SEC document |
| September 26, 2018 Filed Sep 27, 2018 17:16 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | SaleCommon Stock | 5,676 | $31.18 | $176,970.30 |
DisclosureSEC source: 0001209191-18-052472 · doc4.xml · nonDerivative · entry 4 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,531 F1 · date: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.3800 to $31.6900, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 132,531 shares of common stock underlying restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in three equal installments on each of December 31, 2018, 2019 and 2020. Read SEC document |
| September 26, 2018 Filed Sep 27, 2018 17:16 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | Exercise / conversionCommon Stock | 5,676 | $0.85 | $4,824.60 |
DisclosureSEC source: 0001209191-18-052472 · doc4.xml · nonDerivative · entry 3 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2018. F2 · balance_after: Includes 132,531 shares of common stock underlying restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in three equal installments on each of December 31, 2018, 2019 and 2020. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 17:16 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | Exercise / conversionStock option (right to buy) · Derivative | 51,168 | $0.00 Strike: $0.85 | $0.00 |
DisclosureSEC source: 0001209191-18-052472 · doc4.xml · derivative · entry 5 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,676 Underlying: Common Stock · 51,168 shares Expires 2019-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2018. F5 · derivative.exercise_date: The option was immediately exercisable. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 17:16 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | SaleCommon Stock | 51,168 | $31.57 | $1,615,435.16 |
DisclosureSEC source: 0001209191-18-052472 · doc4.xml · nonDerivative · entry 2 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,531 F1 · date: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.0000 to $32.0500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 132,531 shares of common stock underlying restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in three equal installments on each of December 31, 2018, 2019 and 2020. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 17:16 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | Exercise / conversionCommon Stock | 51,168 | $0.85 | $43,492.80 |
DisclosureSEC source: 0001209191-18-052472 · doc4.xml · nonDerivative · entry 1 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2018. F2 · balance_after: Includes 132,531 shares of common stock underlying restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in three equal installments on each of December 31, 2018, 2019 and 2020. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 19:09 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | GrantCommon Stock | 2,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-005662 · doc1.xml · nonDerivative · entry 1 BAKER WILLIAM C · CIK 0001196259 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,531 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units vest in three equal installments on each of December 31, 2018, 2019 and 2020. Read SEC document |
| February 05, 2018 Filed Feb 7, 2019 20:42 UTC Amendment | CURO Group Holdings Corp. CURO · Entity 93750 | GrantCommon Stock | 2,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-008334 · doc4a.xml · nonDerivative · entry 1 BAKER WILLIAM C · CIK 0001196259 · EVP & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,531 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units vest in three equal installments on each of February 5, 2019, 2020 and 2021. F2 · price: The restricted common stock units were awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 20:12 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | PurchaseCommon Stock | 12,000 | $14.00 | $168,000.00 |
DisclosureSEC source: 0000899243-17-028646 · doc4.xml · nonDerivative · entry 1 BAKER WILLIAM C · CIK 0001196259 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,857 Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 21:14 UTC | CURO Group Holdings Corp. CURO · Entity 93750 | GrantCommon Stock | 117,857 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028331 · doc4.xml · nonDerivative · entry 1 BAKER WILLIAM C · CIK 0001196259 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,857 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in three equal installments on each of December 7, 2018, 2019 and 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.