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Nasdaq · USD

KOPN

KOPIN CORP

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5134
SEC CIK
0000771266
Parsed reports
221

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202604
May 202602
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2019 Filed Feb 13, 2019 21:25 UTC
TSAUR BOR YEUExecutive Vice President
SaleCommon Stock 73,416 $1.11 $81,286.20
Disclosure

SEC source: 0000771266-19-000017 · wf-form4_155009309721457.xml · nonDerivative · entry 2

TSAUR BOR YEU · CIK 0001251765 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,772

F1 · kind: Shares sold under a 10b5-1 Plan that was adopted by the reporting person on May 22, 2017 and effective as of August 1, 2017.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:25 UTC
TSAUR BOR YEUExecutive Vice President
SaleCommon Stock 167,611 $1.14 $190,841.88
Disclosure

SEC source: 0000771266-19-000017 · wf-form4_155009309721457.xml · nonDerivative · entry 1

TSAUR BOR YEU · CIK 0001251765 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,188

F1 · kind: Shares sold under a 10b5-1 Plan that was adopted by the reporting person on May 22, 2017 and effective as of August 1, 2017.

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January 17, 2019 Filed Jan 23, 2019 18:53 UTC
Baker Paul ChristopherStrategic Business Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000771266-19-000008 · wf-form4_154826958383682.xml · nonDerivative · entry 1

Baker Paul Christopher · CIK 0001765672 · Strategic Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,853

F1 · shares: Restricted stock vests 20% on each of the five successive December 10 dates following the date of grant (01/17/19) and are subject to restrictions pursuant to the terms of the Issuer's 2010 Equity Incentive Plan.

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December 11, 2018 Filed Dec 12, 2018 21:03 UTC
TSAUR BOR YEUExecutive Vice President
SaleCommon Stock 40,716 $1.43 $58,223.88
Disclosure

SEC source: 0000771266-18-000052 · wf-form4_154464858104199.xml · nonDerivative · entry 1

TSAUR BOR YEU · CIK 0001251765 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,799

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 25, 2018. This sale is mandated by the Issuer's election under its 2010 Equity Incentive Plan to require the satisfaction of tax withholding obligations.

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December 11, 2018 Filed Dec 12, 2018 21:02 UTC SaleCommon Stock 18,598 $1.43 $26,595.14
Disclosure

SEC source: 0000771266-18-000051 · wf-form4_154464854402824.xml · nonDerivative · entry 1

SNEIDER RICHARD · CIK 0001215843 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,246

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 25, 2018. This sale is mandated by the Issuer's election under its 2010 Equity Incentive Plan to require the satisfaction of tax withholding obligations.

Read SEC document
December 11, 2018 Filed Dec 12, 2018 21:02 UTC SaleCommon Stock 18,598 $1.43 $26,595.14
Disclosure

SEC source: 0000771266-18-000050 · wf-form4_154464851069802.xml · nonDerivative · entry 1

CHOI HONG K · CIK 0001251758 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,506

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 25, 2018. This sale is mandated by the Issuer's election under its 2010 Equity Incentive Plan to require the satisfaction of tax withholding obligations.

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December 11, 2018 Filed Mar 22, 2019 20:03 UTC Amendment
TSAUR BOR YEUExecutive Vice President
Tax withholdingCommon Stock 40,716 $1.43 $58,223.88
Disclosure

SEC source: 0000771266-19-000037 · wf-form4a_155328499355561.xml · nonDerivative · entry 1

TSAUR BOR YEU · CIK 0001251765 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571,599

F1 · balance_after: On December 12, 2018, the reporting person filed a Form 4 that inadvertently reported that, following the disposition of 40,716 shares on December 11, 2018, he directly owned 596,799 shares of the issuer's common stock. In fact, as reported in this amendment, the reporting person directly owned 571,599 shares of common stock.

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May 09, 2018 Filed Jul 5, 2018 12:01 UTC
BROOK DAVIDDirector
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000771266-18-000032 · wf-form4_153079205264292.xml · nonDerivative · entry 1

BROOK DAVID · CIK 0001215849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,760

F1 · kind: The equity award vests on the first anniversary of the date of grant (5/09/19)

Read SEC document
May 09, 2018 Filed Jul 5, 2018 12:00 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000771266-18-000031 · wf-form4_153079201948320.xml · nonDerivative · entry 1

CHAPMAN ANDREW · CIK 0001215840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,498

F1 · kind: The equity award vests on the first anniversary of the date of grant (5/09/19)

Read SEC document
May 09, 2018 Filed Jul 5, 2018 12:00 UTC GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000771266-18-000030 · wf-form4_153079199231396.xml · nonDerivative · entry 4

COLLINS MORTON · CIK 0001238716 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 88,500

F4 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchildren. The reporting person's wife is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.

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May 09, 2018 Filed Jul 5, 2018 12:00 UTC GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000771266-18-000030 · wf-form4_153079199231396.xml · nonDerivative · entry 3

COLLINS MORTON · CIK 0001238716 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 88,500

F3 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's children. The reporting person's wife is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.

Read SEC document
May 09, 2018 Filed Jul 5, 2018 12:00 UTC GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000771266-18-000030 · wf-form4_153079199231396.xml · nonDerivative · entry 2

COLLINS MORTON · CIK 0001238716 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 31,500

F2 · ownership.nature: These shares are held by the reporting person's wife in her IRA

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May 09, 2018 Filed Jul 5, 2018 12:00 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000771266-18-000030 · wf-form4_153079199231396.xml · nonDerivative · entry 1

COLLINS MORTON · CIK 0001238716 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

F1 · kind: The equity award vests on the first anniversary of the date of grant (5/9/19)

Read SEC document
May 09, 2018 Filed Jul 5, 2018 11:59 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000771266-18-000029 · wf-form4_153079196427771.xml · nonDerivative · entry 1

BREWINGTON JAMES K · CIK 0001230525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

F1 · kind: The equity award vests on the first anniversary of the date of grant (5/09/19)

Read SEC document
May 09, 2018 Filed Jul 5, 2018 11:59 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000771266-18-000028 · wf-form4_153079193482798.xml · nonDerivative · entry 1

LANDINE MICHAEL J · CIK 0001235600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,000

F1 · kind: The equity award vests on the first anniversary of the date of grant (5/09/19)

Read SEC document
May 09, 2018 Filed Jul 5, 2018 11:58 UTC GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000771266-18-000027 · wf-form4_153079190490688.xml · nonDerivative · entry 2

HSIEH CHI CHIA DR · CIK 0001215847 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 126,000

F2 · ownership.nature: The Reporting Person previously gifted shares to a family trust of which the Reporting Person and his wife are trustees. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or for any other purpose

Read SEC document
May 09, 2018 Filed Jul 5, 2018 11:58 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000771266-18-000027 · wf-form4_153079190490688.xml · nonDerivative · entry 1

HSIEH CHI CHIA DR · CIK 0001215847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

F1 · kind: The equity award vests on the first anniversary of the date of grant (5/09/19)

Read SEC document
February 09, 2018 Filed Feb 13, 2018 15:01 UTC GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0000771266-18-000007 · wf-form4_151853408060096.xml · nonDerivative · entry 1

SNEIDER RICHARD · CIK 0001215843 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,844

Read SEC document
February 09, 2018 Filed Feb 13, 2018 15:01 UTC
TSAUR BOR YEUExecutive Vice President
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0000771266-18-000006 · wf-form4_151853405663121.xml · nonDerivative · entry 1

TSAUR BOR YEU · CIK 0001251765 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,315

Read SEC document
February 09, 2018 Filed Feb 13, 2018 15:00 UTC GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0000771266-18-000005 · wf-form4_151853403672280.xml · nonDerivative · entry 1

CHOI HONG K · CIK 0001251758 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,104

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:09 UTC
FAN JOHN C CDirector · CEO & President
GiftCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000263 · doc4.xml · nonDerivative · entry 6

FAN JOHN C C · CIK 0000903846 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,109,769

F3 · kind: On December 31, 2017 the Kopin Corporation's Compensation Committee implemented an incentive plan comprised of 640,000, 150,000 and 150,000 shares of restricted stock which are to vest at the end of the first 20 consecutive trading day period following the grant date during which Kopin Corporation's common stock trades at a price per share equal to or greater than $5.25, $6.00 and $7.00, respectively. The period to achieve the stock price milestones are from January 1, 2018 through December 31, 2020.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:09 UTC
FAN JOHN C CDirector · CEO & President
GiftCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000263 · doc4.xml · nonDerivative · entry 5

FAN JOHN C C · CIK 0000903846 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,959,769

F3 · kind: On December 31, 2017 the Kopin Corporation's Compensation Committee implemented an incentive plan comprised of 640,000, 150,000 and 150,000 shares of restricted stock which are to vest at the end of the first 20 consecutive trading day period following the grant date during which Kopin Corporation's common stock trades at a price per share equal to or greater than $5.25, $6.00 and $7.00, respectively. The period to achieve the stock price milestones are from January 1, 2018 through December 31, 2020.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:09 UTC
FAN JOHN C CDirector · CEO & President
GiftCommon Stock 640,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000263 · doc4.xml · nonDerivative · entry 4

FAN JOHN C C · CIK 0000903846 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,809,769

F3 · kind: On December 31, 2017 the Kopin Corporation's Compensation Committee implemented an incentive plan comprised of 640,000, 150,000 and 150,000 shares of restricted stock which are to vest at the end of the first 20 consecutive trading day period following the grant date during which Kopin Corporation's common stock trades at a price per share equal to or greater than $5.25, $6.00 and $7.00, respectively. The period to achieve the stock price milestones are from January 1, 2018 through December 31, 2020.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:09 UTC
FAN JOHN C CDirector · CEO & President
GiftCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000263 · doc4.xml · nonDerivative · entry 3

FAN JOHN C C · CIK 0000903846 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,169,769

F1 · kind: On September 12, 2011 the Kopin Corporation's Compensation Committee implemented an incentive plan comprised of 260,000 shares of restricted stock which were to vest at the end of the first 10 consecutive trading day period following the grant date during which Kopin Corporation's common stock trades at a price per share equal to or greater than $5.25. In addition, Dr. Fan was to receive the cash value of 380,000 shares of Kopin Corporation's common stock on the date the 260,000 shares of restricted stock vested. On February 13, 2015 the period to achieve the $5.25 stock price milestone was extended until December 31, 2017 to coincide with Dr. Fan's employment agreement.

F2 · kind: (continued from footnote 1) On May 9, 2015 The Kopin Corporation's Compensation Committee implemented an incentive plan comprised of 150,000 and 150,000 shares of restricted stock which were to vest at the end of the first 10 consecutive trading day period following the grant date during which Kopin Corporation's common stock trades at a price per share equal to or greater than $6.00 and $7.00, respectively. All these grants were forfeited on December 31, 2017.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:09 UTC
FAN JOHN C CDirector · CEO & President
GiftCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000263 · doc4.xml · nonDerivative · entry 2

FAN JOHN C C · CIK 0000903846 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,319,769

F1 · kind: On September 12, 2011 the Kopin Corporation's Compensation Committee implemented an incentive plan comprised of 260,000 shares of restricted stock which were to vest at the end of the first 10 consecutive trading day period following the grant date during which Kopin Corporation's common stock trades at a price per share equal to or greater than $5.25. In addition, Dr. Fan was to receive the cash value of 380,000 shares of Kopin Corporation's common stock on the date the 260,000 shares of restricted stock vested. On February 13, 2015 the period to achieve the $5.25 stock price milestone was extended until December 31, 2017 to coincide with Dr. Fan's employment agreement.

F2 · kind: (continued from footnote 1) On May 9, 2015 The Kopin Corporation's Compensation Committee implemented an incentive plan comprised of 150,000 and 150,000 shares of restricted stock which were to vest at the end of the first 10 consecutive trading day period following the grant date during which Kopin Corporation's common stock trades at a price per share equal to or greater than $6.00 and $7.00, respectively. All these grants were forfeited on December 31, 2017.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:09 UTC
FAN JOHN C CDirector · CEO & President
GiftCommon Stock 260,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000263 · doc4.xml · nonDerivative · entry 1

FAN JOHN C C · CIK 0000903846 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,469,769

F1 · kind: On September 12, 2011 the Kopin Corporation's Compensation Committee implemented an incentive plan comprised of 260,000 shares of restricted stock which were to vest at the end of the first 10 consecutive trading day period following the grant date during which Kopin Corporation's common stock trades at a price per share equal to or greater than $5.25. In addition, Dr. Fan was to receive the cash value of 380,000 shares of Kopin Corporation's common stock on the date the 260,000 shares of restricted stock vested. On February 13, 2015 the period to achieve the $5.25 stock price milestone was extended until December 31, 2017 to coincide with Dr. Fan's employment agreement.

F2 · kind: (continued from footnote 1) On May 9, 2015 The Kopin Corporation's Compensation Committee implemented an incentive plan comprised of 150,000 and 150,000 shares of restricted stock which were to vest at the end of the first 10 consecutive trading day period following the grant date during which Kopin Corporation's common stock trades at a price per share equal to or greater than $6.00 and $7.00, respectively. All these grants were forfeited on December 31, 2017.

Read SEC document
December 30, 2017 Filed Mar 30, 2018 17:39 UTC
TSAUR BOR YEUExecutive Vice President
Disposition to issuerCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008973 · doc4.xml · nonDerivative · entry 1

TSAUR BOR YEU · CIK 0001251765 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,315

F1 · kind: On December 30, 2017 a prior grant of 25,000 shares of restricted stock was forfeited to the issuer for not achieving certain milestones.

F1 · shares: On December 30, 2017 a prior grant of 25,000 shares of restricted stock was forfeited to the issuer for not achieving certain milestones.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:01 UTC
TSAUR BOR YEUExecutive Vice President
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-029144 · doc4.xml · nonDerivative · entry 1

TSAUR BOR YEU · CIK 0001251765 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,315

F1 · shares: Restricted stock vests 50% on each of the two successive December 10 dates following the date of grant (12/15/17) and are subject to restrictions pursuant to the terms of the Issuer's 2010 Equity Incentive Plan.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:00 UTC GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-029141 · doc4.xml · nonDerivative · entry 1

CHOI HONG K · CIK 0001251758 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,104

F1 · shares: Restricted stock vests 50% on each of the two successive December 10 dates following the date of grant (12/15/17) and are subject to restrictions pursuant to the terms of the Issuer's 2010 Equity Incentive Plan.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:00 UTC
FAN JOHN C CCEO & President
GrantCommon Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-029140 · doc4.xml · nonDerivative · entry 1

FAN JOHN C C · CIK 0000903846 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,729,769

F1 · shares: Restricted stock vests 50% on each of the two successive December 10 dates following the date of grant (12/15/17) and are subject to restrictions pursuant to the terms of the Issuer's 2010 Equity Incentive Plan.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:00 UTC GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-029139 · doc4.xml · nonDerivative · entry 1

SNEIDER RICHARD · CIK 0001215843 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,844

F1 · shares: Restricted stock vests 50% on each of the two successive December 10 dates following the date of grant (12/15/17) and are subject to restrictions pursuant to the terms of the Issuer's 2010 Equity Incentive Plan.

Read SEC document
December 10, 2017 Filed Dec 12, 2017 21:01 UTC Tax withholdingCommon Stock 30,294 $3.12 $94,517.28
Disclosure

SEC source: 0000899243-17-028537 · doc4.xml · nonDerivative · entry 1

SNEIDER RICHARD · CIK 0001215843 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,844

F1 · kind: Shares remitted back to Kopin Corporation as payment for taxes due on the lapse of restrictions on a restricted common stock grant.

Read SEC document
December 10, 2017 Filed Dec 12, 2017 21:00 UTC
TSAUR BOR YEUExecutive Vice President
Tax withholdingCommon Stock 32,651 $3.12 $101,871.12
Disclosure

SEC source: 0000899243-17-028536 · doc4.xml · nonDerivative · entry 1

TSAUR BOR YEU · CIK 0001251765 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,315

F1 · kind: Shares remitted back to Kopin Corporation as payment for taxes due on the lapse of restrictions on a restricted common stock grant.

Read SEC document
December 10, 2017 Filed Dec 12, 2017 21:00 UTC Tax withholdingCommon Stock 27,338 $3.12 $85,294.56
Disclosure

SEC source: 0000899243-17-028535 · doc4.xml · nonDerivative · entry 1

CHOI HONG K · CIK 0001251758 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,104

F1 · kind: Shares remitted back to Kopin Corporation as payment for taxes due on the lapse of restrictions on a restricted common stock grant.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 15:55 UTC
FAN JOHN C CCEO & President
GrantCommon Stock 250,000 $3.21 $802,500.00
Disclosure

SEC source: 0000899243-17-025947 · doc4.xml · nonDerivative · entry 1

FAN JOHN C C · CIK 0000903846 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,329,769

Read SEC document
September 19, 2017 Filed Sep 21, 2017 20:05 UTC SaleCommon Stock 10,495 $4.50 $47,227.50
Disclosure

SEC source: 0000899243-17-022407 · doc4.xml · nonDerivative · entry 1

CHOI HONG K · CIK 0001251758 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,442

F1 · kind: Shares sold under a 10b5-1 Plan that was adopted by the reporting person on April 12, 2017 and effective as of August 1, 2017.

Read SEC document
August 09, 2017 Filed Aug 10, 2017 20:09 UTC SaleCommon Stock 65,000 $4.00 $260,000.00
Disclosure

SEC source: 0000771266-17-000062 · wf-form4_150239577517668.xml · nonDerivative · entry 1

SNEIDER RICHARD · CIK 0001215843 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,138

F1 · kind: Shares sold under a 10b5-1 Plan that was adopted by the reporting person on April 12, 2017 and effective as of August 1, 2017.

Read SEC document
August 09, 2017 Filed Aug 10, 2017 20:09 UTC
TSAUR BOR YEUExecutive Vice President
SaleCommon Stock 50,000 $4.00 $200,000.00
Disclosure

SEC source: 0000771266-17-000061 · wf-form4_150239575629295.xml · nonDerivative · entry 1

TSAUR BOR YEU · CIK 0001251765 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609,966

F1 · kind: Shares sold under a 10b5-1 Plan that was adopted by the reporting person on April 12, 2017 and effective as of August 1, 2017.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 13:58 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000771266-17-000046 · wf-form4_149641189426699.xml · nonDerivative · entry 1

HSIEH CHI CHIA DR · CIK 0001215847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

F1 · kind: The equity award vests on the first anniversary of the date of the grant (05/31/18).

Read SEC document
May 31, 2017 Filed Jun 2, 2017 13:58 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000771266-17-000045 · wf-form4_149641187183034.xml · nonDerivative · entry 1

BREWINGTON JAMES K · CIK 0001230525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

F1 · kind: The equity award vests on the first anniversary of the date of the grant (05/31/18).

Read SEC document
May 31, 2017 Filed Jun 2, 2017 13:57 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000771266-17-000044 · wf-form4_149641184955833.xml · nonDerivative · entry 1

CHAPMAN ANDREW · CIK 0001215840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,498

F1 · kind: The equity award vests on the first anniversary of the date of the grant (05/31/18).

Read SEC document
May 31, 2017 Filed Jun 2, 2017 13:57 UTC Amendment GrantCommon Stock 31,500 $0.00 $0.00
Disclosure

SEC source: 0000771266-17-000043 · wf-form4a_149641182871983.xml · nonDerivative · entry 2

COLLINS MORTON · CIK 0001238716 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 31,500

F1 · ownership.nature: These shares are held by the reporting person's wife in her IRA. On May 18, 2016 the reporting person filed a Form 4 reporting the purchase of 31,500 shares in Column 4, the purchase was incorrectly shown in Column 5 as 31,000. This Form 4 corrects column 5.

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May 31, 2017 Filed Jun 2, 2017 13:57 UTC Amendment GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000771266-17-000043 · wf-form4a_149641182871983.xml · nonDerivative · entry 1

COLLINS MORTON · CIK 0001238716 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

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May 31, 2017 Filed Jun 2, 2017 13:57 UTC
BROOK DAVIDDirector
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000771266-17-000042 · wf-form4_149641180589380.xml · nonDerivative · entry 1

BROOK DAVID · CIK 0001215849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,760

F1 · kind: The equity grant vests on the first anniversary of the date of the grant (05/31/18).

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May 31, 2017 Filed Jun 2, 2017 13:56 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000771266-17-000041 · wf-form4_149641178716400.xml · nonDerivative · entry 1

COLLINS MORTON · CIK 0001238716 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · kind: The equity award vests on the first anniversary of the date of the grant (05/31/18).

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May 31, 2017 Filed Jun 2, 2017 13:56 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000771266-17-000040 · wf-form4_149641176537230.xml · nonDerivative · entry 1

LANDINE MICHAEL J · CIK 0001235600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,000

F1 · kind: The equity award vests on the first anniversary of the date of grant (05/31/18).

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March 27, 2017 Filed Mar 28, 2017 20:11 UTC SaleCommon Stock 36,247 $4.00 $144,988.00
Disclosure

SEC source: 0000771266-17-000021 · wf-form4_149073189992523.xml · nonDerivative · entry 1

CHOI HONG K · CIK 0001251758 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,937

F1 · kind: Shares sold under a 10b5-1 Plan that was adopted by the reporting person on May 11, 2016 and effective as of July 10, 2016.

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March 27, 2017 Filed Mar 28, 2017 20:11 UTC SaleCommon Stock 50,000 $4.00 $200,000.00
Disclosure

SEC source: 0000771266-17-000020 · wf-form4_149073188305333.xml · nonDerivative · entry 1

SNEIDER RICHARD · CIK 0001215843 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,138

F1 · kind: Shares sold under a 10b5-1 Plan that was adopted by the reporting person on May 11, 2016 and effective as of July 10, 2016.

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December 14, 2016 Filed Dec 15, 2016 22:19 UTC GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-035628 · doc4.xml · nonDerivative · entry 2

SNEIDER RICHARD · CIK 0001215843 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407.138

F2 · shares: Restricted stock vests 50% on each of the four successive December 10 dates following the date of grant (12/14/16) and are subject to restrictions pursuant to the terms of the Issuer's 2010 Equity Incentive Plan.

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December 14, 2016 Filed Dec 15, 2016 22:19 UTC GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-035628 · doc4.xml · nonDerivative · entry 1

SNEIDER RICHARD · CIK 0001215843 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,138

F1 · shares: Restricted stock vests 25% on each of the four successive December 10 dates following the date of grant (12/14/16) and are subject to restrictions pursuant to the terms of the Issuer's 2010 Equity Incentive Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.