Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KOPIN CORPKOPN · Entity 5134 | Director | May 13, 2016 | April 11, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KOPIN CORP
Report date May 13, 2016 · Filed April 11, 2019 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 121,622 |
Reported balance
After 2016-05-13 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2016-05-13 · Purchase · Acquired 9,622 · Balance 121,622 F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.66 to $1.69, inclusive. The reporting person undertakes to provide to Kopin Corporation, any security holder of Kopin Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. F2: On May 13, 2016, the reporting person filed a Form 4 that inadvertently reported that, after giving effect to the transaction reported thereon, he owned 133,244 shares; however, the correct beneficial ownership after giving effect to the transaction reported thereon was 123,622. F3: The reporting person failed to file a Form 4 on November 30, 2010 for the disposal of 2,000 shares. The number of shares beneficially owned reported on this Form 4 reflects the 2,000 share disposal. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.66 to $1.69, inclusive. The reporting person undertakes to provide to Kopin Corporation, any security holder of Kopin Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.
F2: On May 13, 2016, the reporting person filed a Form 4 that inadvertently reported that, after giving effect to the transaction reported thereon, he owned 133,244 shares; however, the correct beneficial ownership after giving effect to the transaction reported thereon was 123,622.
F3: The reporting person failed to file a Form 4 on November 30, 2010 for the disposal of 2,000 shares. The number of shares beneficially owned reported on this Form 4 reflects the 2,000 share disposal.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2018 Filed Jul 5, 2018 12:00 UTC | KOPIN CORP KOPN · Entity 5134 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000771266-18-000031 · wf-form4_153079201948320.xml · nonDerivative · entry 1 CHAPMAN ANDREW · CIK 0001215840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,498 F1 · kind: The equity award vests on the first anniversary of the date of grant (5/09/19) Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 13:57 UTC | KOPIN CORP KOPN · Entity 5134 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000771266-17-000044 · wf-form4_149641184955833.xml · nonDerivative · entry 1 CHAPMAN ANDREW · CIK 0001215840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,498 F1 · kind: The equity award vests on the first anniversary of the date of the grant (05/31/18). Read SEC document |
| May 13, 2016 Filed Apr 11, 2019 20:40 UTC Amendment | KOPIN CORP KOPN · Entity 5134 | PurchaseCommon Stock | 9,622 | $1.67 | $16,068.74 |
DisclosureSEC source: 0000771266-19-000044 · wf-form4a_155501521386853.xml · nonDerivative · entry 1 CHAPMAN ANDREW · CIK 0001215840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,622 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.66 to $1.69, inclusive. The reporting person undertakes to provide to Kopin Corporation, any security holder of Kopin Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. F2 · balance_after: On May 13, 2016, the reporting person filed a Form 4 that inadvertently reported that, after giving effect to the transaction reported thereon, he owned 133,244 shares; however, the correct beneficial ownership after giving effect to the transaction reported thereon was 123,622. F3 · balance_after: The reporting person failed to file a Form 4 on November 30, 2010 for the disposal of 2,000 shares. The number of shares beneficially owned reported on this Form 4 reflects the 2,000 share disposal. Read SEC document |
| November 30, 2010 Filed Apr 11, 2019 20:39 UTC | KOPIN CORP KOPN · Entity 5134 | OtherCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000771266-19-000043 · wf-form4_155501517191604.xml · nonDerivative · entry 1 CHAPMAN ANDREW · CIK 0001215840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,000 F1 · kind: Transfer of Common Stock pursuant to a divorce decree. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.