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KOP

Koppers Holdings Inc.

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5058
SEC CIK
0001315257
Parsed reports
623

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202604
Apr 202600
May 202601
Jun 202602
Jul 202600
Aug 202607
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2017 Filed Mar 8, 2017 01:15 UTC
McCormack Mark RVP, Australasian Operations
GrantRestricted Stock Units · Derivative 1,298 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019090 · doc4.xml · derivative · entry 1

McCormack Mark R · CIK 0001349513 · VP, Australasian Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,298

Underlying: Common Stock · 1,298 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Koppers Holdings Inc. common stock (the "Common Stock"), or its equivalent cash value.

F2 · derivative.exercise_date: The reporting person was granted RSUs on March 3, 2017 under the Koppers Holdings Inc. 2005 Long Term Incentive Plan, as Amended and Restated. RSUs vest in four equal annual installments, with the first installment vesting on March 3, 2018. Upon vesting, the RSUs will be paid out in whole shares of Common Stock or cash as may be determined by the Company.

F2 · derivative.expiration_date: The reporting person was granted RSUs on March 3, 2017 under the Koppers Holdings Inc. 2005 Long Term Incentive Plan, as Amended and Restated. RSUs vest in four equal annual installments, with the first installment vesting on March 3, 2018. Upon vesting, the RSUs will be paid out in whole shares of Common Stock or cash as may be determined by the Company.

Read SEC document
March 03, 2017 Filed Mar 8, 2017 01:11 UTC
Reeder Stephen CSVP, Performance Chemicals
GrantRestricted Stock Units · Derivative 4,569 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019088 · doc4.xml · derivative · entry 1

Reeder Stephen C · CIK 0001663078 · SVP, Performance Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,569

Underlying: Common Stock · 4,569 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Koppers Holdings Inc. common stock (the "Common Stock"), or its equivalent cash value.

F2 · derivative.exercise_date: The reporting person was granted RSUs on March 3, 2017 under the Koppers Holdings Inc. 2005 Long Term Incentive Plan, as Amended and Restated. RSUs vest in four equal annual installments, with the first installment vesting on March 3, 2018. Upon vesting, the RSUs will be paid out in whole shares of Common Stock or cash as may be determined by the Company.

F2 · derivative.expiration_date: The reporting person was granted RSUs on March 3, 2017 under the Koppers Holdings Inc. 2005 Long Term Incentive Plan, as Amended and Restated. RSUs vest in four equal annual installments, with the first installment vesting on March 3, 2018. Upon vesting, the RSUs will be paid out in whole shares of Common Stock or cash as may be determined by the Company.

Read SEC document
March 03, 2017 Filed Mar 8, 2017 00:45 UTC
Loadman Thomas DSVP, N. American, RPS
GrantEmployee Stock Options (Rights to Buy) · Derivative 6,830 $0.00 Strike: $44.10 $0.00
Disclosure

SEC source: 0001209191-17-019066 · doc4.xml · derivative · entry 3

Loadman Thomas D · CIK 0001349563 · SVP, N. American, RPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,830

Underlying: Common Stock · 6,830 shares

Expires 2027-03-02

F4 · derivative.exercise_date: The reporting person was granted stock options on March 3, 2017, which will vest in four equal annual installments, with the first installment vesting on March 3, 2018.

Read SEC document
March 03, 2017 Filed Mar 8, 2017 00:45 UTC
Loadman Thomas DSVP, N. American, RPS
GrantRestricted Stock Units · Derivative 1,848 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019066 · doc4.xml · derivative · entry 2

Loadman Thomas D · CIK 0001349563 · SVP, N. American, RPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,848

Underlying: Common Stock · 1,848 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Koppers Holdings Inc. common stock (the "Common Stock"), or its equivalent cash value.

F3 · derivative.exercise_date: The reporting person was granted RSUs on March 3, 2017 under the Koppers Holdings Inc. 2005 Long Term Incentive Plan, as Amended and Restated. RSUs vest in four equal annual installments, with the first installment vesting on March 3, 2018. Upon vesting, the RSUs will be paid out in whole shares of Common Stock or cash as may be determined by the Company.

F3 · derivative.expiration_date: The reporting person was granted RSUs on March 3, 2017 under the Koppers Holdings Inc. 2005 Long Term Incentive Plan, as Amended and Restated. RSUs vest in four equal annual installments, with the first installment vesting on March 3, 2018. Upon vesting, the RSUs will be paid out in whole shares of Common Stock or cash as may be determined by the Company.

Read SEC document
March 03, 2017 Filed Mar 8, 2017 00:45 UTC
Loadman Thomas DSVP, N. American, RPS
Tax withholdingCommon Stock 399.6079 $44.10 $17,622.71
Disclosure

SEC source: 0001209191-17-019066 · doc4.xml · nonDerivative · entry 1

Loadman Thomas D · CIK 0001349563 · SVP, N. American, RPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,657.7302

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units ("RSUs").

Read SEC document
March 03, 2017 Filed Mar 8, 2017 00:38 UTC
Hyde Leslie SVP, Risk Management, Deputy GC
GrantEmployee Stock Options (Rights to Buy) · Derivative 3,935 $0.00 Strike: $44.10 $0.00
Disclosure

SEC source: 0001209191-17-019062 · doc4.xml · derivative · entry 3

Hyde Leslie S · CIK 0001349675 · VP, Risk Management, Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,935

Underlying: Common Stock · 3,935 shares

Expires 2027-03-02

F4 · derivative.exercise_date: The reporting person was granted stock options on March 3, 2017, which will vest in four equal annual installments, with the first installment vesting on March 3, 2018.

Read SEC document
March 03, 2017 Filed Mar 8, 2017 00:38 UTC
Hyde Leslie SVP, Risk Management, Deputy GC
GrantRestricted Stock Units · Derivative 1,064 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019062 · doc4.xml · derivative · entry 2

Hyde Leslie S · CIK 0001349675 · VP, Risk Management, Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,064

Underlying: Common Stock · 1,064 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Koppers Holdings Inc. common stock (the "Common Stock"), or its equivalent cash value.

F3 · derivative.exercise_date: The reporting person was granted RSUs on March 3, 2017 under the Koppers Holdings Inc. 2005 Long Term Incentive Plan, as Amended and Restated. RSUs vest in four equal annual installments, with the first installment vesting on March 3, 2018. Upon vesting, the RSUs will be paid out in whole shares of Common Stock or cash as may be determined by the Company.

F3 · derivative.expiration_date: The reporting person was granted RSUs on March 3, 2017 under the Koppers Holdings Inc. 2005 Long Term Incentive Plan, as Amended and Restated. RSUs vest in four equal annual installments, with the first installment vesting on March 3, 2018. Upon vesting, the RSUs will be paid out in whole shares of Common Stock or cash as may be determined by the Company.

Read SEC document
March 03, 2017 Filed Mar 8, 2017 00:38 UTC
Hyde Leslie SVP, Risk Management, Deputy GC
Tax withholdingCommon Stock 204.9587 $44.10 $9,038.68
Disclosure

SEC source: 0001209191-17-019062 · doc4.xml · nonDerivative · entry 1

Hyde Leslie S · CIK 0001349675 · VP, Risk Management, Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,727.4181

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units ("RSUs").

Read SEC document
March 03, 2017 Filed Mar 8, 2017 00:16 UTC
Dowd Joseph PGlobal VP, SHE & Process Excel
GrantEmployee Stock Options (Rights to Buy) · Derivative 4,761 $0.00 Strike: $44.10 $0.00
Disclosure

SEC source: 0001209191-17-019038 · doc4.xml · derivative · entry 2

Dowd Joseph P · CIK 0001553647 · Global VP, SHE & Process Excel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,761

Underlying: Common Stock · 4,761 shares

Expires 2027-03-02

F3 · derivative.exercise_date: The reporting person was granted stock options on March 3, 2017, which will vest in four equal annual installments, with the first installment vesting on March 3, 2018.

Read SEC document
March 03, 2017 Filed Mar 8, 2017 00:16 UTC
Dowd Joseph PGlobal VP, SHE & Process Excel
GrantRestricted Stock Units · Derivative 1,288 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019038 · doc4.xml · derivative · entry 1

Dowd Joseph P · CIK 0001553647 · Global VP, SHE & Process Excel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,288

Underlying: Common Stock · 1,288 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Koppers Holdings Inc. common stock (the "Common Stock"), or its equivalent cash value.

F2 · derivative.exercise_date: The reporting person was granted RSUs on March 3, 2017 under the Koppers Holdings Inc. 2005 Long Term Incentive Plan, as Amended and Restated. RSUs vest in four equal annual installments, with the first installment vesting on March 3, 2018. Upon vesting, the RSUs will be paid out in whole shares of Common Stock or cash as may be determined by the Company.

F2 · derivative.expiration_date: The reporting person was granted RSUs on March 3, 2017 under the Koppers Holdings Inc. 2005 Long Term Incentive Plan, as Amended and Restated. RSUs vest in four equal annual installments, with the first installment vesting on March 3, 2018. Upon vesting, the RSUs will be paid out in whole shares of Common Stock or cash as may be determined by the Company.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:54 UTC
Lacy Steven RSr. VP, Admin., GC & Sec
GrantEmployee Stock Options (Rights to Buy) · Derivative 8,578 $0.00 Strike: $44.10 $0.00
Disclosure

SEC source: 0001209191-17-018984 · doc4.xml · derivative · entry 6

Lacy Steven R · CIK 0001349566 · Sr. VP, Admin., GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,578

Underlying: Common Stock · 8,578 shares

Expires 2027-03-02

F5 · derivative.exercise_date: The reporting person was granted stock options on March 3, 2017, which will vest in four equal annual installments, with the first installment vesting on March 3, 2018.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:54 UTC
Lacy Steven RSr. VP, Admin., GC & Sec
GrantRestricted Stock Units · Derivative 2,321 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018984 · doc4.xml · derivative · entry 5

Lacy Steven R · CIK 0001349566 · Sr. VP, Admin., GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,321

Underlying: Common Stock · 2,321 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Koppers Holdings Inc. common stock(the "Common Stock"), or its equivalent cash value.

F4 · derivative.exercise_date: The reporting person was granted RSUs on March 3, 2017 under the Koppers Holdings Inc. 2005 Long Term Incentive Plan, as Amended and Restated. RSUs vest in four equal annual installments, with the first installment vesting on March 3, 2018. Upon vesting, the RSUs will be paid out in whole shares of Common Stock or cash as may be determined by the Company.

F4 · derivative.expiration_date: The reporting person was granted RSUs on March 3, 2017 under the Koppers Holdings Inc. 2005 Long Term Incentive Plan, as Amended and Restated. RSUs vest in four equal annual installments, with the first installment vesting on March 3, 2018. Upon vesting, the RSUs will be paid out in whole shares of Common Stock or cash as may be determined by the Company.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:54 UTC
Lacy Steven RSr. VP, Admin., GC & Sec
Exercise / conversionEmployee Stock Options (Rights to Buy) · Derivative 5,814 $0.00 Strike: $39.99 $0.00
Disclosure

SEC source: 0001209191-17-018984 · doc4.xml · derivative · entry 4

Lacy Steven R · CIK 0001349566 · Sr. VP, Admin., GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,814 shares

Expires 2018-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock Options exercisable upon reporting person's completion of a consecutive three (3) year period of service measured from the vesting commencement date of February 25, 2008.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:54 UTC
Lacy Steven RSr. VP, Admin., GC & Sec
Tax withholdingCommon Stock 520.5299 $44.10 $22,955.37
Disclosure

SEC source: 0001209191-17-018984 · doc4.xml · nonDerivative · entry 3

Lacy Steven R · CIK 0001349566 · Sr. VP, Admin., GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,092.3275

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units ("RSUs").

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:54 UTC
Lacy Steven RSr. VP, Admin., GC & Sec
SaleCommon Stock 5,463 $44.46 $242,884.98
Disclosure

SEC source: 0001209191-17-018984 · doc4.xml · nonDerivative · entry 2

Lacy Steven R · CIK 0001349566 · Sr. VP, Admin., GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,612.8574

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:54 UTC
Lacy Steven RSr. VP, Admin., GC & Sec
Exercise / conversionCommon Stock 5,814 $39.99 $232,501.86
Disclosure

SEC source: 0001209191-17-018984 · doc4.xml · nonDerivative · entry 1

Lacy Steven R · CIK 0001349566 · Sr. VP, Admin., GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,075.8574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:45 UTC
ZHU JIANZHONGVP, China Operations
GrantEmployee Stock Options (Rights to Buy) · Derivative 3,604 $0.00 Strike: $44.10 $0.00
Disclosure

SEC source: 0001209191-17-018977 · doc4.xml · derivative · entry 6

ZHU JIANZHONG · CIK 0001569571 · VP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,604

Underlying: Common Stock · 3,604 shares

Expires 2027-03-02

F5 · derivative.exercise_date: The reporting person was granted stock options on March 3, 2017, which will vest in four equal annual installments, with the first installment vesting on March 3, 2018.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:45 UTC
ZHU JIANZHONGVP, China Operations
GrantRestricted Stock Units · Derivative 975 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018977 · doc4.xml · derivative · entry 5

ZHU JIANZHONG · CIK 0001569571 · VP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 975

Underlying: Common Stock · 975 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Koppers Holdings Inc. common stock(the "Common Stock"), or its equivalent cash value.

F4 · derivative.exercise_date: The reporting person was granted RSUs on March 3, 2017 under the Koppers Holdings Inc. 2005 Long Term Incentive Plan, as Amended and Restated. RSUs vest in four equal annual installments, with the first installment vesting on March 3, 2018. Upon vesting, the RSUs will be paid out in whole shares of Common Stock or cash as may be determined by the Company.

F4 · derivative.expiration_date: The reporting person was granted RSUs on March 3, 2017 under the Koppers Holdings Inc. 2005 Long Term Incentive Plan, as Amended and Restated. RSUs vest in four equal annual installments, with the first installment vesting on March 3, 2018. Upon vesting, the RSUs will be paid out in whole shares of Common Stock or cash as may be determined by the Company.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:45 UTC
ZHU JIANZHONGVP, China Operations
Exercise / conversionEmployee Stock Options (Rights to Buy) · Derivative 2,000 $0.00 Strike: $17.57 $0.00
Disclosure

SEC source: 0001209191-17-018977 · doc4.xml · derivative · entry 4

ZHU JIANZHONG · CIK 0001569571 · VP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,832

Underlying: Common Stock · 2,000 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock Options vest in four equal annual installments, with the first installment vesting on March 3, 2016.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:45 UTC
ZHU JIANZHONGVP, China Operations
Tax withholdingCommon Stock 150.0147 $44.10 $6,615.65
Disclosure

SEC source: 0001209191-17-018977 · doc4.xml · nonDerivative · entry 3

ZHU JIANZHONG · CIK 0001569571 · VP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,885.5321

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units ("RSUs").

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:45 UTC
ZHU JIANZHONGVP, China Operations
SaleCommon Stock 2,000 $44.17 $88,340.00
Disclosure

SEC source: 0001209191-17-018977 · doc4.xml · nonDerivative · entry 2

ZHU JIANZHONG · CIK 0001569571 · VP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,035.5468

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:45 UTC
ZHU JIANZHONGVP, China Operations
Exercise / conversionCommon Stock 2,000 $17.57 $35,140.00
Disclosure

SEC source: 0001209191-17-018977 · doc4.xml · nonDerivative · entry 1

ZHU JIANZHONG · CIK 0001569571 · VP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,035.5468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2017 Filed Mar 8, 2017 18:37 UTC Amendment
Reeder Stephen CSVP, Performance Chemicals
GrantRestricted Stock Units · Derivative 4,569 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019175 · doc4a.xml · derivative · entry 1

Reeder Stephen C · CIK 0001663078 · SVP, Performance Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,569

Underlying: Common Stock · 4,569 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit("RSU") represents a contingent right to receive one share of Koppers Holdings Inc. common stock, or its equivalent cash value.

F2 · derivative.exercise_date: The reporting person originally reported that the granted RSUs on March 3, 2017 under the Koppers Holdings Inc. 2005 Long Term Incentive Plan, as Amended and Restated, will vest in four equal annual installments, with the first vesting on March 3, 2018. However, the correct vesting for the award is 100 percent upon the first anniversary of the grant date.

F2 · derivative.expiration_date: The reporting person originally reported that the granted RSUs on March 3, 2017 under the Koppers Holdings Inc. 2005 Long Term Incentive Plan, as Amended and Restated, will vest in four equal annual installments, with the first vesting on March 3, 2018. However, the correct vesting for the award is 100 percent upon the first anniversary of the grant date.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 18:43 UTC
Loadman Thomas DSVP, N. American, RPS
Exercise / conversionEmployee Stock Options (Rights to Buy) · Derivative 3,900 $0.00 Strike: $29.97 $0.00
Disclosure

SEC source: 0001209191-17-018192 · doc4.xml · derivative · entry 3

Loadman Thomas D · CIK 0001349563 · SVP, N. American, RPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,900 shares

Expires 2017-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 18:43 UTC
Loadman Thomas DSVP, N. American, RPS
SaleCommon Stock 3,381 $44.85 $151,637.85
Disclosure

SEC source: 0001209191-17-018192 · doc4.xml · nonDerivative · entry 2

Loadman Thomas D · CIK 0001349563 · SVP, N. American, RPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,057.3381

Read SEC document
March 02, 2017 Filed Mar 6, 2017 18:43 UTC
Loadman Thomas DSVP, N. American, RPS
Exercise / conversionCommon Stock 3,900 $29.97 $116,883.00
Disclosure

SEC source: 0001209191-17-018192 · doc4.xml · nonDerivative · entry 1

Loadman Thomas D · CIK 0001349563 · SVP, N. American, RPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,438.3381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 15:56 UTC
GROVES DANIEL RVice President Human Resources
Tax withholdingCommon Stock 216.533 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017377 · doc4.xml · nonDerivative · entry 1

GROVES DANIEL R · CIK 0001520797 · Vice President Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,195.6348

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:15 UTC
Sullivan James A.SVP Global CM&C
Tax withholdingCommon Stock 360.1812 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017451 · doc4.xml · nonDerivative · entry 1

Sullivan James A. · CIK 0001450800 · SVP Global CM&C

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,640.5568

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 15:45 UTC Tax withholdingCommon Stock 178.0337 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017354 · doc4.xml · nonDerivative · entry 1

Tronsberg-Deihle Louann E · CIK 0001439609 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,920.6408

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:49 UTC
BALL M LEROYDirector · President and CEO
Tax withholdingCommon Stock 1,778.5302 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017361 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,559.4784

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:45 UTC
Loadman Thomas DSVP, N. American, RPS
Tax withholdingCommon Stock 337.258 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017658 · doc4.xml · nonDerivative · entry 1

Loadman Thomas D · CIK 0001349563 · SVP, N. American, RPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,538.3381

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:20 UTC
McCormack Mark RVP, Australasian Operations
Exercise / conversionEmployee Stock Options (Rights to Buy) · Derivative 4,150 $0.00 Strike: $29.97 $0.00
Disclosure

SEC source: 0001209191-17-017507 · doc4.xml · derivative · entry 3

McCormack Mark R · CIK 0001349513 · VP, Australasian Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,150 shares

Expires 2017-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:20 UTC
McCormack Mark RVP, Australasian Operations
SaleCommon Stock 4,150 $44.22 $183,513.00
Disclosure

SEC source: 0001209191-17-017507 · doc4.xml · nonDerivative · entry 2

McCormack Mark R · CIK 0001349513 · VP, Australasian Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,349

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:20 UTC
McCormack Mark RVP, Australasian Operations
Exercise / conversionCommon Stock 4,150 $29.97 $124,375.50
Disclosure

SEC source: 0001209191-17-017507 · doc4.xml · nonDerivative · entry 1

McCormack Mark R · CIK 0001349513 · VP, Australasian Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2017 Filed Mar 3, 2017 21:01 UTC
Lacy Steven RSr. VP, Admin., GC & Sec
Tax withholdingCommon Stock 429.5241 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017387 · doc4.xml · nonDerivative · entry 1

Lacy Steven R · CIK 0001349566 · Sr. VP, Admin., GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,261.8574

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units.

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March 01, 2017 Filed Mar 3, 2017 20:59 UTC
Hyde Leslie SVP, Risk Management, Deputy GC
Tax withholdingCommon Stock 210.4002 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017383 · doc4.xml · nonDerivative · entry 1

Hyde Leslie S · CIK 0001349675 · VP, Risk Management, Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,932.3768

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units.

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March 01, 2017 Filed Mar 3, 2017 20:51 UTC
Dowd Joseph PGlobal VP, SHE & Process Excel
Tax withholdingCommon Stock 254.8593 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017366 · doc4.xml · nonDerivative · entry 1

Dowd Joseph P · CIK 0001553647 · Global VP, SHE & Process Excel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,098.8633

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units.

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March 01, 2017 Filed Mar 3, 2017 20:39 UTC
ZHU JIANZHONGVP, China Operations
Tax withholdingCommon Stock 105.7757 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017339 · doc4.xml · nonDerivative · entry 1

ZHU JIANZHONG · CIK 0001569571 · VP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,035.5468

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units.

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February 27, 2017 Filed Mar 1, 2017 14:25 UTC SaleCommon Stock 6,500 $44.12 $286,780.00
Disclosure

SEC source: 0001209191-17-015586 · doc4.xml · nonDerivative · entry 1

Hillenbrand David M · CIK 0001349533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,992

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February 17, 2017 Filed Feb 21, 2017 18:22 UTC Tax withholdingCommon Stock 392.596 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012888 · doc4.xml · nonDerivative · entry 1

Tronsberg-Deihle Louann E · CIK 0001439609 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,098.6745

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units and related dividend equivalent units.

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February 17, 2017 Filed Feb 21, 2017 18:10 UTC
GROVES DANIEL RVice President Human Resources
Tax withholdingCommon Stock 462.3187 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012866 · doc4.xml · nonDerivative · entry 1

GROVES DANIEL R · CIK 0001520797 · Vice President Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,412.1678

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units and related dividend equivalent units.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 23:02 UTC
BALL M LEROYDirector · President and CEO
Tax withholdingCommon Stock 839.3921 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012855 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,338.0086

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units and related dividend equivalent units.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 23:07 UTC
Dowd Joseph PVice President, Global Safety,
Tax withholdingCommon Stock 563.2774 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012861 · doc4.xml · nonDerivative · entry 1

Dowd Joseph P · CIK 0001553647 · Vice President, Global Safety,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,353.7226

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units and related dividend equivalent units.

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February 17, 2017 Filed Feb 21, 2017 23:20 UTC
Loadman Thomas DSVP, N. American, RPS
Tax withholdingCommon Stock 720.3948 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012882 · doc4.xml · nonDerivative · entry 1

Loadman Thomas D · CIK 0001349563 · SVP, N. American, RPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,875.5961

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units and related dividend equivalent units.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 23:18 UTC
Lacy Steven RSr. VP, Admin., GC & Sec
Tax withholdingCommon Stock 1,426.9622 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012876 · doc4.xml · nonDerivative · entry 1

Lacy Steven R · CIK 0001349566 · Sr. VP, Admin., GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,691.3815

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units and related dividend equivalent units.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 23:16 UTC
Hyde Leslie SVP, Risk Management, Deputy GC
Tax withholdingCommon Stock 439.1498 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012872 · doc4.xml · nonDerivative · entry 1

Hyde Leslie S · CIK 0001349675 · VP, Risk Management, Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,142,777

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units and related dividend equivalent units.

Read SEC document
February 17, 2017 Filed Mar 1, 2017 13:17 UTC
ZHU JIANZHONGVP, China Operations
Tax withholdingCommon Stock 218.2747 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015578 · doc4.xml · nonDerivative · entry 1

ZHU JIANZHONG · CIK 0001569571 · VP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,141.3225

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units and related dividend equivalent units.

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January 23, 2017 Filed Jan 24, 2018 20:51 UTC
BALL M LEROYDirector · President and CEO
GiftCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005086 · doc5.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,273.2224

Read SEC document
November 30, 2016 Filed Dec 1, 2016 13:22 UTC
BALL M LEROYDirector · President and CEO
SaleCoomon Stock 3,500 $38.51 $134,785.00
Disclosure

SEC source: 0001209191-16-152575 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,177.4007

Read SEC document
November 30, 2016 Filed Dec 2, 2016 19:45 UTC
Hyde Leslie SVP, Risk Management, Deputy GC
Exercise / conversionEmployee Stock Options (Rights to Buy) · Derivative 1,600 $0.00 Strike: $15.26 $0.00
Disclosure

SEC source: 0001209191-16-152925 · doc4.xml · derivative · entry 3

Hyde Leslie S · CIK 0001349675 · VP, Risk Management, Deputy GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,410

Underlying: Common Stock · 1,600 shares

Expires 2019-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.