Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Koppers Holdings Inc.KOP · Entity 5058 | VP, Australasian Operations | December 20, 2018 | December 21, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Koppers Holdings Inc.
Report date December 20, 2018 · Filed December 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 84,687 |
Ending reported balance
After 2018-12-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-12-20 · Exercise / conversion · Acquired 8,748 · Balance 87,101 Row 2 · 2018-12-20 · Sale · Disposed 2,414 · Balance 84,687 F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.19 to $17.75, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
| Employee Stock Options (Rights to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.26 · Expires 2019-02-19 | Direct | 0 |
Reported balance
After 2018-12-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-12-20 · Exercise / conversion · Disposed 8,748 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.19 to $17.75, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2018 Filed Dec 21, 2018 15:30 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Exercise / conversionEmployee Stock Options (Rights to Buy) · Derivative | 8,748 | $0.00 Strike: $15.26 | $0.00 |
DisclosureSEC source: 0001209191-18-063810 · doc4.xml · derivative · entry 3 McCormack Mark R · CIK 0001349513 · VP, Australasian Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,748 shares Expires 2019-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 15:30 UTC | Koppers Holdings Inc. KOP · Entity 5058 | SaleCommon Stock | 2,414 | $17.44 | $42,100.16 |
DisclosureSEC source: 0001209191-18-063810 · doc4.xml · nonDerivative · entry 2 McCormack Mark R · CIK 0001349513 · VP, Australasian Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,687 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.19 to $17.75, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 15:30 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Exercise / conversionCommon Stock | 8,748 | $15.26 | $133,494.48 |
DisclosureSEC source: 0001209191-18-063810 · doc4.xml · nonDerivative · entry 1 McCormack Mark R · CIK 0001349513 · VP, Australasian Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:06 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Exercise / conversionRestricted Stock Units · Derivative | 324 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017503 · doc4.xml · derivative · entry 5 McCormack Mark R · CIK 0001349513 · VP, Australasian Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 974 Underlying: Common Stock · 324 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F5 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:06 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantEmployee Stock Options (Rights to Buy) · Derivative | 5,616 | $0.00 Strike: $41.60 | $0.00 |
DisclosureSEC source: 0001209191-18-017503 · doc4.xml · derivative · entry 4 McCormack Mark R · CIK 0001349513 · VP, Australasian Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,616 Underlying: Common Stock · 5,616 shares Expires 2028-03-02 F4 · derivative.exercise_date: The reporting person was granted stock options on March 2, 2018, which will vest in four equal annual installments, with the first installment vesting on March 2, 2019. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:06 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantCommon Stock | 22,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017503 · doc4.xml · nonDerivative · entry 3 McCormack Mark R · CIK 0001349513 · VP, Australasian Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,353 F2 · acquired: Represents previously granted performance share units for which the performance criteria for the three-year performance period of 2015 through 2017 have been satisfied. F3 · balance_after: Includes 500 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") as of December 29, 2017, the date of the latest available statement of the reporting person's ESPP Holdings. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:06 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Exercise / conversionCommon Stock | 324 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017503 · doc4.xml · nonDerivative · entry 2 McCormack Mark R · CIK 0001349513 · VP, Australasian Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:06 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantCommon Stock | 1,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017503 · doc4.xml · nonDerivative · entry 1 McCormack Mark R · CIK 0001349513 · VP, Australasian Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,405 Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:08 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,170 | $0.00 Strike: $39.99 | $0.00 |
DisclosureSEC source: 0001209191-18-012934 · doc4.xml · derivative · entry 3 McCormack Mark R · CIK 0001349513 · VP, Australasian Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,170 shares Expires 2018-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:08 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Tax withholdingCommon Stock | 3,085 | $41.10 | $126,793.50 |
DisclosureSEC source: 0001209191-18-012934 · doc4.xml · nonDerivative · entry 2 McCormack Mark R · CIK 0001349513 · VP, Australasian Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,934 F1 · balance_after: Includes 500 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") as of December 29, 2017, the date of the latest available statement of the reporting person's ESPP Holdings. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:08 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Exercise / conversionCommon Stock | 3,170 | $39.99 | $126,768.30 |
DisclosureSEC source: 0001209191-18-012934 · doc4.xml · nonDerivative · entry 1 McCormack Mark R · CIK 0001349513 · VP, Australasian Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:15 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantEmployee Stock Options (Rights to Buy) · Derivative | 4,796 | $0.00 Strike: $44.10 | $0.00 |
DisclosureSEC source: 0001209191-17-019090 · doc4.xml · derivative · entry 2 McCormack Mark R · CIK 0001349513 · VP, Australasian Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,796 Underlying: Common Stock · 4,796 shares Expires 2027-03-02 F3 · derivative.exercise_date: The reporting person was granted stock options on March 3, 2017, which will vest in four equal annual installments, with the first installment vesting on March 3, 2018. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:15 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantRestricted Stock Units · Derivative | 1,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-019090 · doc4.xml · derivative · entry 1 McCormack Mark R · CIK 0001349513 · VP, Australasian Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,298 Underlying: Common Stock · 1,298 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Koppers Holdings Inc. common stock (the "Common Stock"), or its equivalent cash value. F2 · derivative.exercise_date: The reporting person was granted RSUs on March 3, 2017 under the Koppers Holdings Inc. 2005 Long Term Incentive Plan, as Amended and Restated. RSUs vest in four equal annual installments, with the first installment vesting on March 3, 2018. Upon vesting, the RSUs will be paid out in whole shares of Common Stock or cash as may be determined by the Company. F2 · derivative.expiration_date: The reporting person was granted RSUs on March 3, 2017 under the Koppers Holdings Inc. 2005 Long Term Incentive Plan, as Amended and Restated. RSUs vest in four equal annual installments, with the first installment vesting on March 3, 2018. Upon vesting, the RSUs will be paid out in whole shares of Common Stock or cash as may be determined by the Company. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:20 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Exercise / conversionEmployee Stock Options (Rights to Buy) · Derivative | 4,150 | $0.00 Strike: $29.97 | $0.00 |
DisclosureSEC source: 0001209191-17-017507 · doc4.xml · derivative · entry 3 McCormack Mark R · CIK 0001349513 · VP, Australasian Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,150 shares Expires 2017-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:20 UTC | Koppers Holdings Inc. KOP · Entity 5058 | SaleCommon Stock | 4,150 | $44.22 | $183,513.00 |
DisclosureSEC source: 0001209191-17-017507 · doc4.xml · nonDerivative · entry 2 McCormack Mark R · CIK 0001349513 · VP, Australasian Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,349 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:20 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Exercise / conversionCommon Stock | 4,150 | $29.97 | $124,375.50 |
DisclosureSEC source: 0001209191-17-017507 · doc4.xml · nonDerivative · entry 1 McCormack Mark R · CIK 0001349513 · VP, Australasian Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.