Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Koppers Holdings Inc.
Report date February 28, 2020 · Filed March 03, 2020
Section 16 reporting ended · disclosed 2020-03-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,124.3275 |
Reported balance
After 2020-02-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-02-28 · Tax withholding · Disposed 536 · Balance 34,124.3275 F1: Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based restricted stock units. F2: Includes 203 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") on December 31, 2019. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based restricted stock units.
F2: Includes 203 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") on December 31, 2019. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2020 Filed Mar 3, 2020 19:57 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Tax withholdingCommon Stock | 536 | $21.86 | $11,716.96 |
DisclosureSEC source: 0001209191-20-015025 · doc4.xml · nonDerivative · entry 1 Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,124.3275 F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based restricted stock units. F2 · balance_after: Includes 203 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") on December 31, 2019. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 16:33 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantRestricted Stock Units · Derivative | 6,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009091 · doc4.xml · derivative · entry 2 Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,830 Underlying: Common Stock · 6,830 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units represent the right to receive shares of common stock on a one-for-one basis and may be settled in cash or in shares of common stock. F3 · derivative.exercise_date: On March 6, 2019, the reporting person was granted performance shares units for which the performance criteria for the one-year performance period from January 1, 2019 through December 31, 2019 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through March 6, 2020. Fifty percent (50%) of such restricted stock units are subject to an additional vesting requirement, such that they will vest on March 6, 2022 so long as the absolute total shareholder return of the common stock for the three-year performance period from January 1, 2019 through December 31, 2021 is not negative. F3 · derivative.expiration_date: On March 6, 2019, the reporting person was granted performance shares units for which the performance criteria for the one-year performance period from January 1, 2019 through December 31, 2019 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through March 6, 2020. Fifty percent (50%) of such restricted stock units are subject to an additional vesting requirement, such that they will vest on March 6, 2022 so long as the absolute total shareholder return of the common stock for the three-year performance period from January 1, 2019 through December 31, 2021 is not negative. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 16:33 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantRestricted Stock Units · Derivative | 5,803 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009091 · doc4.xml · derivative · entry 1 Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,803 Underlying: Common Stock · 5,803 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units represent the right to receive shares of common stock on a one-for-one basis and may be settled in cash or in shares of common stock. F2 · derivative.exercise_date: Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2017 through December 31, 2019 have been satisfied. F2 · derivative.expiration_date: Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2017 through December 31, 2019 have been satisfied. Read SEC document |
| February 11, 2020 Filed Feb 18, 2020 16:42 UTC Amendment | Koppers Holdings Inc. KOP · Entity 5058 | GrantRestricted Stock Units · Derivative | 6,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009903 · doc4a.xml · derivative · entry 2 Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,830 Underlying: Common Stock · 6,830 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units represent the right to receive shares of common stock on a one-for-one basis and may be settled in cash or in shares of common stock. F3 · derivative.exercise_date: On March 6, 2019, the reporting person was granted performance share units for which the performance criteria for the one-year performance period from January 1, 2019 through December 31, 2019 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through March 6, 2022. If the Company's total shareholder return over the three-year period of January 1, 2019 through December 31, 2021 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 100% of the target number. (This Form 4 amendment is being filed to correct footnote 3 in the original filing, which should be disregarded). F3 · derivative.expiration_date: On March 6, 2019, the reporting person was granted performance share units for which the performance criteria for the one-year performance period from January 1, 2019 through December 31, 2019 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through March 6, 2022. If the Company's total shareholder return over the three-year period of January 1, 2019 through December 31, 2021 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 100% of the target number. (This Form 4 amendment is being filed to correct footnote 3 in the original filing, which should be disregarded). Read SEC document |
| February 11, 2020 Filed Feb 18, 2020 16:42 UTC Amendment | Koppers Holdings Inc. KOP · Entity 5058 | GrantRestricted Stock Units · Derivative | 5,803 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009903 · doc4a.xml · derivative · entry 1 Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,803 Underlying: Common Stock · 5,803 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units represent the right to receive shares of common stock on a one-for-one basis and may be settled in cash or in shares of common stock. F2 · derivative.exercise_date: Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2017 through December 31, 2019 have been satisfied. F2 · derivative.expiration_date: Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2017 through December 31, 2019 have been satisfied. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 16:13 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Exercise / conversionEmployee Stock Options (Rights to Buy) · Derivative | 7,078 | $0.00 Strike: $28.10 | $0.00 |
DisclosureSEC source: 0001209191-19-056513 · doc4.xml · derivative · entry 3 Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,078 shares Expires 2020-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock Options exercisable upon reporting person's completion of a consecutive three (3) year period of service measured from the vesting commencement date of February 22, 2010. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 16:13 UTC | Koppers Holdings Inc. KOP · Entity 5058 | SaleCommon Stock | 5,615 | $42.71 | $239,816.65 |
DisclosureSEC source: 0001209191-19-056513 · doc4.xml · nonDerivative · entry 2 Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,457.3275 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.56 to $42.82, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 472 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP"). These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 16:13 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Exercise / conversionCommon Stock | 7,078 | $28.10 | $198,891.80 |
DisclosureSEC source: 0001209191-19-056513 · doc4.xml · nonDerivative · entry 1 Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,600.3275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2019 Filed May 15, 2019 19:06 UTC | Koppers Holdings Inc. KOP · Entity 5058 | SaleCommon Stock | 29,147 | $29.80 | $868,580.60 |
DisclosureSEC source: 0001209191-19-029936 · doc4.xml · nonDerivative · entry 2 Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,522.3275 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on 3/7/2019. Read SEC document |
| May 13, 2019 Filed May 15, 2019 19:06 UTC | Koppers Holdings Inc. KOP · Entity 5058 | SaleCommon Stock | 593 | $29.80 | $17,671.40 |
DisclosureSEC source: 0001209191-19-029936 · doc4.xml · nonDerivative · entry 1 Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,669.3275 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on 3/7/2019. Read SEC document |
| May 08, 2019 Filed May 9, 2019 18:18 UTC | Koppers Holdings Inc. KOP · Entity 5058 | SaleCommon Stock | 2,335 | $29.80 | $69,583.00 |
DisclosureSEC source: 0001209191-19-028417 · doc4.xml · nonDerivative · entry 1 Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,262.3275 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on 3/7/2019. Read SEC document |
| May 03, 2019 Filed May 7, 2019 20:30 UTC | Koppers Holdings Inc. KOP · Entity 5058 | SaleCommon Stock | 6,631 | $29.80 | $197,603.80 |
DisclosureSEC source: 0001209191-19-027980 · doc4.xml · nonDerivative · entry 1 Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,597.3275 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on 3/7/2019. F2 · balance_after: Includes 323 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") on March 29, 2019. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 21:07 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantEmployee Stock Options (Rights to Buy) · Derivative | 14,463 | $0.00 Strike: $26.63 | $0.00 |
DisclosureSEC source: 0001209191-19-018074 · doc4.xml · derivative · entry 2 Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,463 Underlying: Common Stock · 14,463 shares Expires 2029-03-06 F1 · derivative.exercise_date: The reporting person was granted stock options on March 6, 2019, which will vest in four equal annual installments, beginning on the first anniversary of the grant date. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 21:07 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantCommon Stock | 4,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-018074 · doc4.xml · nonDerivative · entry 1 Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,905.3275 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:21 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Exercise / conversionRestricted Stock Units · Derivative | 580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016333 · doc4.xml · derivative · entry 4 Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,161 Underlying: Common Stock · 580 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F5 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:21 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Tax withholdingCommon Stock | 2,614 | $26.16 | $68,382.24 |
DisclosureSEC source: 0001209191-19-016333 · doc4.xml · nonDerivative · entry 3 Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,807.3275 F3 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units and performance-based stock units. F4 · balance_after: Reflects the acquisition of 581 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan which is exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:21 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantCommon Stock | 1,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016333 · doc4.xml · nonDerivative · entry 2 Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,840.3275 F2 · acquired: Represents previously granted performance share units for which the performance criteria for the three year performance period of 2016 through 2018 have been satisfied. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:21 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Exercise / conversionCommon Stock | 580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016333 · doc4.xml · nonDerivative · entry 1 Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,081.3275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 23:15 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Exercise / conversionRestricted Stock Units · Derivative | 580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017448 · doc4.xml · derivative · entry 6 Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,741 Underlying: Common Stock · 580 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F6 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F6 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 23:15 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantEmployee Stock Options (Rights to Buy) · Derivative | 9,722 | $0.00 Strike: $41.60 | $0.00 |
DisclosureSEC source: 0001209191-18-017448 · doc4.xml · derivative · entry 5 Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,722 Underlying: Common Stock · 9,722 shares Expires 2028-03-02 F5 · derivative.exercise_date: The reporting person was granted stock options on March 2, 2018, which will vest in four equal annual installments, with the first installment vesting on March 2, 2019. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 23:15 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Tax withholdingCommon Stock | 15,282 | $41.60 | $635,731.20 |
DisclosureSEC source: 0001209191-18-017448 · doc4.xml · nonDerivative · entry 4 Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,501.3275 F3 · acquired: Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based and performance-based restricted stock units. F4 · balance_after: Includes 500 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") as of December 29, 2017, the date of the latest available statement of the reporting person's ESPP Holdings. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 23:15 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantCommon Stock | 33,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017448 · doc4.xml · nonDerivative · entry 3 Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,783.3275 F2 · acquired: Represents previously granted performance share units for which the performance criteria for the three-year performance period of 2015 through 2017 have been satisfied. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 23:15 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Exercise / conversionCommon Stock | 580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017448 · doc4.xml · nonDerivative · entry 2 Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,719.3275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 23:15 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantCommon Stock | 2,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017448 · doc4.xml · nonDerivative · entry 1 Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,139.3275 Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 23:54 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantEmployee Stock Options (Rights to Buy) · Derivative | 8,578 | $0.00 Strike: $44.10 | $0.00 |
DisclosureSEC source: 0001209191-17-018984 · doc4.xml · derivative · entry 6 Lacy Steven R · CIK 0001349566 · Sr. VP, Admin., GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,578 Underlying: Common Stock · 8,578 shares Expires 2027-03-02 F5 · derivative.exercise_date: The reporting person was granted stock options on March 3, 2017, which will vest in four equal annual installments, with the first installment vesting on March 3, 2018. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 23:54 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantRestricted Stock Units · Derivative | 2,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018984 · doc4.xml · derivative · entry 5 Lacy Steven R · CIK 0001349566 · Sr. VP, Admin., GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,321 Underlying: Common Stock · 2,321 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Koppers Holdings Inc. common stock(the "Common Stock"), or its equivalent cash value. F4 · derivative.exercise_date: The reporting person was granted RSUs on March 3, 2017 under the Koppers Holdings Inc. 2005 Long Term Incentive Plan, as Amended and Restated. RSUs vest in four equal annual installments, with the first installment vesting on March 3, 2018. Upon vesting, the RSUs will be paid out in whole shares of Common Stock or cash as may be determined by the Company. F4 · derivative.expiration_date: The reporting person was granted RSUs on March 3, 2017 under the Koppers Holdings Inc. 2005 Long Term Incentive Plan, as Amended and Restated. RSUs vest in four equal annual installments, with the first installment vesting on March 3, 2018. Upon vesting, the RSUs will be paid out in whole shares of Common Stock or cash as may be determined by the Company. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 23:54 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Exercise / conversionEmployee Stock Options (Rights to Buy) · Derivative | 5,814 | $0.00 Strike: $39.99 | $0.00 |
DisclosureSEC source: 0001209191-17-018984 · doc4.xml · derivative · entry 4 Lacy Steven R · CIK 0001349566 · Sr. VP, Admin., GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,814 shares Expires 2018-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Options exercisable upon reporting person's completion of a consecutive three (3) year period of service measured from the vesting commencement date of February 25, 2008. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 23:54 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Tax withholdingCommon Stock | 520.5299 | $44.10 | $22,955.37 |
DisclosureSEC source: 0001209191-17-018984 · doc4.xml · nonDerivative · entry 3 Lacy Steven R · CIK 0001349566 · Sr. VP, Admin., GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,092.3275 F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units ("RSUs"). Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 23:54 UTC | Koppers Holdings Inc. KOP · Entity 5058 | SaleCommon Stock | 5,463 | $44.46 | $242,884.98 |
DisclosureSEC source: 0001209191-17-018984 · doc4.xml · nonDerivative · entry 2 Lacy Steven R · CIK 0001349566 · Sr. VP, Admin., GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,612.8574 Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 23:54 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Exercise / conversionCommon Stock | 5,814 | $39.99 | $232,501.86 |
DisclosureSEC source: 0001209191-17-018984 · doc4.xml · nonDerivative · entry 1 Lacy Steven R · CIK 0001349566 · Sr. VP, Admin., GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,075.8574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:01 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Tax withholdingCommon Stock | 429.5241 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017387 · doc4.xml · nonDerivative · entry 1 Lacy Steven R · CIK 0001349566 · Sr. VP, Admin., GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,261.8574 F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 23:18 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Tax withholdingCommon Stock | 1,426.9622 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012876 · doc4.xml · nonDerivative · entry 1 Lacy Steven R · CIK 0001349566 · Sr. VP, Admin., GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,691.3815 F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units and related dividend equivalent units. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 15:24 UTC | Koppers Holdings Inc. KOP · Entity 5058 | SaleCommon Stock | 4,000 | $38.91 | $155,640.00 |
DisclosureSEC source: 0001209191-16-151842 · doc4.xml · nonDerivative · entry 1 Lacy Steven R · CIK 0001349566 · Sr. VP, Admin., GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,118.3437 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.80 to $39.00, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.