Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Koppers Holdings Inc.KOP · Entity 5058 | VP, China Operations | June 08, 2018 | June 12, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Koppers Holdings Inc.
Report date June 08, 2018 · Filed June 12, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,522.9349 |
Reported balance
After 2018-06-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-06-08 · Sale · Disposed 8,800 · Balance 13,522.9349 F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.47 to $42.74, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F2: Includes 347 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") on March 29, 2018. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d). |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.47 to $42.74, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F2: Includes 347 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") on March 29, 2018. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2018 Filed Jun 12, 2018 21:08 UTC | Koppers Holdings Inc. KOP · Entity 5058 | SaleCommon Stock | 8,800 | $42.57 | $374,616.00 |
DisclosureSEC source: 0001209191-18-037268 · doc4.xml · nonDerivative · entry 1 ZHU JIANZHONG · CIK 0001569571 · VP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,522.9349 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.47 to $42.74, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 347 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") on March 29, 2018. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:13 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Exercise / conversionRestricted Stock Units · Derivative | 243 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017508 · doc4.xml · derivative · entry 6 ZHU JIANZHONG · CIK 0001569571 · VP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 732 Underlying: Common Stock · 243 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F7 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F7 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:13 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantEmployee Stock Options (Rights to Buy) · Derivative | 4,199 | $0.00 Strike: $41.60 | $0.00 |
DisclosureSEC source: 0001209191-18-017508 · doc4.xml · derivative · entry 5 ZHU JIANZHONG · CIK 0001569571 · VP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,199 Underlying: Common Stock · 4,199 shares Expires 2028-03-02 F6 · derivative.exercise_date: The reporting person was granted stock options on March 2, 2018, which will vest in four equal annual installments, with the first installment vesting on March 2, 2019. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:13 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Tax withholdingCommon Stock | 3,647 | $41.60 | $151,715.20 |
DisclosureSEC source: 0001209191-18-017508 · doc4.xml · nonDerivative · entry 4 ZHU JIANZHONG · CIK 0001569571 · VP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,975.9349 F3 · acquired: Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based and performance-based restricted stock units. F4 · balance_after: Includes 292 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") as of December 29, 2017, the date of the latest available statement of the reporting person's ESPP Holdings. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d). F5 · balance_after: Reflects adjustment of fractional shares in accordance with issuer's Amended and Restated 2005 Long Term Incentive Plan. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:13 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantCommon Stock | 12,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017508 · doc4.xml · nonDerivative · entry 3 ZHU JIANZHONG · CIK 0001569571 · VP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,623.5321 F2 · acquired: Represents previously granted performance share units for which the performance criteria for the three-year performance period of 2015 through 2017 have been satisfied. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:13 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Exercise / conversionCommon Stock | 243 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017508 · doc4.xml · nonDerivative · entry 2 ZHU JIANZHONG · CIK 0001569571 · VP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,355.5321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:13 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017508 · doc4.xml · nonDerivative · entry 1 ZHU JIANZHONG · CIK 0001569571 · VP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,112.5321 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 23:38 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Tax withholdingCommon Stock | 165 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-016862 · doc4.xml · nonDerivative · entry 1 ZHU JIANZHONG · CIK 0001569571 · VP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,012.5321 F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units ("RSUs"). F2 · balance_after: Includes 292 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") as of December 29, 2017, the date of the latest available statement of the reporting person's ESPP Holdings. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 23:45 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantEmployee Stock Options (Rights to Buy) · Derivative | 3,604 | $0.00 Strike: $44.10 | $0.00 |
DisclosureSEC source: 0001209191-17-018977 · doc4.xml · derivative · entry 6 ZHU JIANZHONG · CIK 0001569571 · VP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,604 Underlying: Common Stock · 3,604 shares Expires 2027-03-02 F5 · derivative.exercise_date: The reporting person was granted stock options on March 3, 2017, which will vest in four equal annual installments, with the first installment vesting on March 3, 2018. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 23:45 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantRestricted Stock Units · Derivative | 975 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018977 · doc4.xml · derivative · entry 5 ZHU JIANZHONG · CIK 0001569571 · VP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 975 Underlying: Common Stock · 975 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Koppers Holdings Inc. common stock(the "Common Stock"), or its equivalent cash value. F4 · derivative.exercise_date: The reporting person was granted RSUs on March 3, 2017 under the Koppers Holdings Inc. 2005 Long Term Incentive Plan, as Amended and Restated. RSUs vest in four equal annual installments, with the first installment vesting on March 3, 2018. Upon vesting, the RSUs will be paid out in whole shares of Common Stock or cash as may be determined by the Company. F4 · derivative.expiration_date: The reporting person was granted RSUs on March 3, 2017 under the Koppers Holdings Inc. 2005 Long Term Incentive Plan, as Amended and Restated. RSUs vest in four equal annual installments, with the first installment vesting on March 3, 2018. Upon vesting, the RSUs will be paid out in whole shares of Common Stock or cash as may be determined by the Company. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 23:45 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Exercise / conversionEmployee Stock Options (Rights to Buy) · Derivative | 2,000 | $0.00 Strike: $17.57 | $0.00 |
DisclosureSEC source: 0001209191-17-018977 · doc4.xml · derivative · entry 4 ZHU JIANZHONG · CIK 0001569571 · VP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,832 Underlying: Common Stock · 2,000 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Options vest in four equal annual installments, with the first installment vesting on March 3, 2016. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 23:45 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Tax withholdingCommon Stock | 150.0147 | $44.10 | $6,615.65 |
DisclosureSEC source: 0001209191-17-018977 · doc4.xml · nonDerivative · entry 3 ZHU JIANZHONG · CIK 0001569571 · VP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,885.5321 F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units ("RSUs"). Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 23:45 UTC | Koppers Holdings Inc. KOP · Entity 5058 | SaleCommon Stock | 2,000 | $44.17 | $88,340.00 |
DisclosureSEC source: 0001209191-17-018977 · doc4.xml · nonDerivative · entry 2 ZHU JIANZHONG · CIK 0001569571 · VP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,035.5468 Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 23:45 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Exercise / conversionCommon Stock | 2,000 | $17.57 | $35,140.00 |
DisclosureSEC source: 0001209191-17-018977 · doc4.xml · nonDerivative · entry 1 ZHU JIANZHONG · CIK 0001569571 · VP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,035.5468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 20:39 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Tax withholdingCommon Stock | 105.7757 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017339 · doc4.xml · nonDerivative · entry 1 ZHU JIANZHONG · CIK 0001569571 · VP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,035.5468 F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units. Read SEC document |
| February 17, 2017 Filed Mar 1, 2017 13:17 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Tax withholdingCommon Stock | 218.2747 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015578 · doc4.xml · nonDerivative · entry 1 ZHU JIANZHONG · CIK 0001569571 · VP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,141.3225 F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units and related dividend equivalent units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.