Sullivan James A.

SEC source: 0001450800-26-000006 · wk-form4_1786573776.xml · nonDerivative · entry 1

Sullivan James A. · CIK 0001450800 · President and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,897.738

SEC source: 0001315257-26-000050 · wk-form4_1786479709.xml · nonDerivative · entry 2

Sullivan James A. · CIK 0001450800 · President and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,397.738

SEC source: 0001315257-26-000050 · wk-form4_1786479709.xml · nonDerivative · entry 1

Sullivan James A. · CIK 0001450800 · President and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,497.738

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.28, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001450800-26-000004 · wk-form4_1772485901.xml · derivative · entry 5

Sullivan James A. · CIK 0001450800 · President and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294

Underlying: Common Stock · 466 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These DERs were released in connection with the vesting of PSUs granted on January 4, 2023. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

F5 · shares: These DERs were released in connection with the vesting of PSUs granted on January 4, 2023. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

F5 · derivative.exercise_date: These DERs were released in connection with the vesting of PSUs granted on January 4, 2023. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

F5 · derivative.expiration_date: These DERs were released in connection with the vesting of PSUs granted on January 4, 2023. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

SEC source: 0001450800-26-000004 · wk-form4_1772485901.xml · derivative · entry 4

Sullivan James A. · CIK 0001450800 · President and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 760

Underlying: Common Stock · 466 shares

Expires not disclosed

F4 · derivative.exercise_price: The DERs accrued with respect to additional PSUs credited to the reporting person with respect to PSUs granted on January 4, 2023. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

F4 · derivative.exercise_date: The DERs accrued with respect to additional PSUs credited to the reporting person with respect to PSUs granted on January 4, 2023. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

F4 · derivative.expiration_date: The DERs accrued with respect to additional PSUs credited to the reporting person with respect to PSUs granted on January 4, 2023. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

SEC source: 0001450800-26-000004 · wk-form4_1772485901.xml · nonDerivative · entry 3

Sullivan James A. · CIK 0001450800 · President and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,397.738

F3 · price: Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of PSUs.

SEC source: 0001450800-26-000004 · wk-form4_1772485901.xml · nonDerivative · entry 2

Sullivan James A. · CIK 0001450800 · President and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,986.738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares acquired upon release of dividend equivalent rights ("DERs"), as reported in Table II, on a one-for-one basis.

F2 · price: Represents shares acquired upon release of dividend equivalent rights ("DERs"), as reported in Table II, on a one-for-one basis.

SEC source: 0001450800-26-000004 · wk-form4_1772485901.xml · nonDerivative · entry 1

Sullivan James A. · CIK 0001450800 · President and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,520.738

F1 · security: On January 4, 2023, the reporting person was granted performance share units ("PSUs") for which the performance criteria for the measurement period from January 1, 2023 through December 31, 2025 have been satisfied.

SEC source: 0001450800-26-000002 · wk-form4_1767741215.xml · derivative · entry 9

Sullivan James A. · CIK 0001450800 · President and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294

Underlying: Common Stock · 622 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: These DERs were released in connection with the vesting of RSUs and PSUs granted on January 4, 2022, January 4, 2023, January 4, 2024, and January 3, 2025. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

F9 · shares: These DERs were released in connection with the vesting of RSUs and PSUs granted on January 4, 2022, January 4, 2023, January 4, 2024, and January 3, 2025. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

F9 · derivative.exercise_date: These DERs were released in connection with the vesting of RSUs and PSUs granted on January 4, 2022, January 4, 2023, January 4, 2024, and January 3, 2025. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

F9 · derivative.expiration_date: These DERs were released in connection with the vesting of RSUs and PSUs granted on January 4, 2022, January 4, 2023, January 4, 2024, and January 3, 2025. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

SEC source: 0001450800-26-000002 · wk-form4_1767741215.xml · derivative · entry 8

Sullivan James A. · CIK 0001450800 · President and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: Represents previously granted PSUs for which the performance criteria for the three-year performance period from January 1, 2023 through December 31, 2025 have been satisfied, as reported in Table II above.

F8 · derivative.expiration_date: Represents previously granted PSUs for which the performance criteria for the three-year performance period from January 1, 2023 through December 31, 2025 have been satisfied, as reported in Table II above.

SEC source: 0001450800-26-000002 · wk-form4_1767741215.xml · nonDerivative · entry 4

Sullivan James A. · CIK 0001450800 · President and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,256.738

F4 · price: Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of RSUs and performance share units ("PSUs").

SEC source: 0001450800-26-000002 · wk-form4_1767741215.xml · nonDerivative · entry 3

Sullivan James A. · CIK 0001450800 · President and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,914.738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares acquired upon release of dividend equivalent rights ("DERs"), as reported in Table II, on a one-for-one basis.

F3 · price: Represents shares acquired upon release of dividend equivalent rights ("DERs"), as reported in Table II, on a one-for-one basis.

SEC source: 0001450800-26-000002 · wk-form4_1767741215.xml · nonDerivative · entry 2

Sullivan James A. · CIK 0001450800 · President and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,292.738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001450800-26-000002 · wk-form4_1767741215.xml · nonDerivative · entry 1

Sullivan James A. · CIK 0001450800 · President and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,850.738

F1 · security: The reporting person was awarded time-based restricted stock units ("RSUs") on January 5, 2026, which will vest in annual installments of 25 percent over four years.

SEC source: 0001450800-26-000002 · wk-form4_1767741215.xml · derivative · entry 7

Sullivan James A. · CIK 0001450800 · President and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 916

Underlying: Common Stock · 107 shares

Expires not disclosed

F7 · derivative.exercise_price: The DERs accrued with respect to additional PSUs credited to the reporting person with respect to PSUs granted on January 4, 2023 and January 3, 2025. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

F7 · derivative.exercise_date: The DERs accrued with respect to additional PSUs credited to the reporting person with respect to PSUs granted on January 4, 2023 and January 3, 2025. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

F7 · derivative.expiration_date: The DERs accrued with respect to additional PSUs credited to the reporting person with respect to PSUs granted on January 4, 2023 and January 3, 2025. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

SEC source: 0001450800-26-000002 · wk-form4_1767741215.xml · derivative · entry 6

Sullivan James A. · CIK 0001450800 · President and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,426

Underlying: Common Stock · 3,426 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On January 3, 2025, the reporting person was granted PSUs for which the performance criteria for the one-year performance period from January 1, 2025 through December 31, 2025 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through January 5, 2028. If the Company's total shareholder return over the three-year period of January 1, 2025 through December 31, 2027 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 150% of the target number.

F6 · derivative.expiration_date: On January 3, 2025, the reporting person was granted PSUs for which the performance criteria for the one-year performance period from January 1, 2025 through December 31, 2025 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through January 5, 2028. If the Company's total shareholder return over the three-year period of January 1, 2025 through December 31, 2027 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 150% of the target number.

SEC source: 0001450800-26-000002 · wk-form4_1767741215.xml · derivative · entry 5

Sullivan James A. · CIK 0001450800 · President and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,442

Underlying: Common Stock · 3,074 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On January 4, 2023, the reporting person was granted PSUs for which the performance criteria for the three-year performance period from January 1, 2023 through December 31, 2025 have been satisfied.

F5 · derivative.expiration_date: On January 4, 2023, the reporting person was granted PSUs for which the performance criteria for the three-year performance period from January 1, 2023 through December 31, 2025 have been satisfied.

SEC source: 0001450800-25-000004 · wk-form4_1766012860.xml · derivative · entry 1

Sullivan James A. · CIK 0001450800 · President and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 809

Underlying: Common Stock · 522 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights ("DERs") accrued with respect to additional time-based and performance-based restricted stock units ("RSUs" and "PSUs", respectively) credited to the reporting person. Of this total, 420 DERs accrued with respect to RSUs granted on January 4, 2022, January 4, 2023, January 4, 2024, and January 3, 2025 and 102 DERs accrued with respect to PSUs granted on January 4, 2023. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights ("DERs") accrued with respect to additional time-based and performance-based restricted stock units ("RSUs" and "PSUs", respectively) credited to the reporting person. Of this total, 420 DERs accrued with respect to RSUs granted on January 4, 2022, January 4, 2023, January 4, 2024, and January 3, 2025 and 102 DERs accrued with respect to PSUs granted on January 4, 2023. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights ("DERs") accrued with respect to additional time-based and performance-based restricted stock units ("RSUs" and "PSUs", respectively) credited to the reporting person. Of this total, 420 DERs accrued with respect to RSUs granted on January 4, 2022, January 4, 2023, January 4, 2024, and January 3, 2025 and 102 DERs accrued with respect to PSUs granted on January 4, 2023. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

SEC source: 0000950170-25-002800 · ownership.xml · derivative · entry 9

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287

Underlying: Common Stock · 523 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: These DERs were released in connection with the vesting of RSUs and PSUs granted on January 4, 2021, January 4, 2022, January 4, 2023, and January 4, 2024. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

F9 · shares: These DERs were released in connection with the vesting of RSUs and PSUs granted on January 4, 2021, January 4, 2022, January 4, 2023, and January 4, 2024. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

F9 · derivative.exercise_date: These DERs were released in connection with the vesting of RSUs and PSUs granted on January 4, 2021, January 4, 2022, January 4, 2023, and January 4, 2024. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

F9 · derivative.expiration_date: These DERs were released in connection with the vesting of RSUs and PSUs granted on January 4, 2021, January 4, 2022, January 4, 2023, and January 4, 2024. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

SEC source: 0000950170-25-002800 · ownership.xml · derivative · entry 8

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: Represents previously granted PSUs for which the performance criteria for the three-year performance period from January 1, 2022 through December 31, 2024 have been satisfied, as reported in Table II above.

F8 · derivative.expiration_date: Represents previously granted PSUs for which the performance criteria for the three-year performance period from January 1, 2022 through December 31, 2024 have been satisfied, as reported in Table II above.

SEC source: 0000950170-25-002800 · ownership.xml · derivative · entry 7

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 810

Underlying: Common Stock · 182 shares

Expires not disclosed

F7 · derivative.exercise_price: The DERs accrued with respect to additional PSUs credited to the reporting person with respect to PSUs granted on January 4, 2022 and January 4, 2023. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

F7 · derivative.exercise_date: The DERs accrued with respect to additional PSUs credited to the reporting person with respect to PSUs granted on January 4, 2022 and January 4, 2023. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

F7 · derivative.expiration_date: The DERs accrued with respect to additional PSUs credited to the reporting person with respect to PSUs granted on January 4, 2022 and January 4, 2023. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

SEC source: 0000950170-25-002800 · ownership.xml · derivative · entry 6

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,368

Underlying: Common Stock · 3,838 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On January 4, 2023, the reporting person was granted PSUs for which the performance criteria for the two-year performance period from January 1, 2023 through December 31, 2024 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through January 5, 2026. If the Company's total shareholder return over the three-year period of January 1, 2023 through December 31, 2025 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 150% of the target number.

F6 · derivative.expiration_date: On January 4, 2023, the reporting person was granted PSUs for which the performance criteria for the two-year performance period from January 1, 2023 through December 31, 2024 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through January 5, 2026. If the Company's total shareholder return over the three-year period of January 1, 2023 through December 31, 2025 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 150% of the target number.

SEC source: 0000950170-25-002800 · ownership.xml · derivative · entry 5

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,146

Underlying: Common Stock · 6,565 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On January 4, 2022, the reporting person was granted PSUs for which the performance criteria for the three-year performance period from January 1, 2022 through December 31, 2024 have been satisfied.

F5 · derivative.expiration_date: On January 4, 2022, the reporting person was granted PSUs for which the performance criteria for the three-year performance period from January 1, 2022 through December 31, 2024 have been satisfied.

SEC source: 0000950170-25-002800 · ownership.xml · nonDerivative · entry 4

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,126.738

F4 · price: Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of RSUs and performance share units ("PSUs").

SEC source: 0000950170-25-002800 · ownership.xml · nonDerivative · entry 3

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,912.738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares acquired upon release of dividend equivalent rights ("DERs"), as reported in Table II, on a one-for-one basis.

F3 · price: Represents shares acquired upon release of dividend equivalent rights ("DERs"), as reported in Table II, on a one-for-one basis.

SEC source: 0000950170-25-002800 · ownership.xml · nonDerivative · entry 2

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,389.738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000950170-25-002800 · ownership.xml · nonDerivative · entry 1

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,243.738

F1 · security: The reporting person was awarded time-based restricted stock units ("RSUs") on January 3, 2025, which will vest in annual installments of 25 percent over four years.

SEC source: 0000950170-24-137948 · ownership.xml · derivative · entry 1

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 628

Underlying: Common Stock · 304 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights ("DERs") accrued with respect to additional time-based and performance-based restricted stock units ("RSUs" and "PSUs", respectively) credited to the reporting person. Of this total, 195 DERs accrued with respect to RSUs granted on January 4, 2021, January 4, 2022, January 4, 2023, and January 4, 2024, and 109 DERs accrued with respect to PSUs granted on January 4, 2022 and January 4, 2023. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights ("DERs") accrued with respect to additional time-based and performance-based restricted stock units ("RSUs" and "PSUs", respectively) credited to the reporting person. Of this total, 195 DERs accrued with respect to RSUs granted on January 4, 2021, January 4, 2022, January 4, 2023, and January 4, 2024, and 109 DERs accrued with respect to PSUs granted on January 4, 2022 and January 4, 2023. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights ("DERs") accrued with respect to additional time-based and performance-based restricted stock units ("RSUs" and "PSUs", respectively) credited to the reporting person. Of this total, 195 DERs accrued with respect to RSUs granted on January 4, 2021, January 4, 2022, January 4, 2023, and January 4, 2024, and 109 DERs accrued with respect to PSUs granted on January 4, 2022 and January 4, 2023. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

SEC source: 0000950170-24-028064 · ownership.xml · derivative · entry 25

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,324

Underlying: Common Stock · 5,779 shares

Expires 2032-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_date: Stock options vested in annual installments of 25 percent over four years.

SEC source: 0000950170-24-028064 · ownership.xml · derivative · entry 24

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,750

Underlying: Common Stock · 10,112 shares

Expires 2031-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_date: Stock options vested in annual installments of 25 percent over four years.

SEC source: 0000950170-24-028064 · ownership.xml · derivative · entry 23

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,959 shares

Expires 2030-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_date: Stock options vested in annual installments of 25 percent over four years.

SEC source: 0000950170-24-028064 · ownership.xml · derivative · entry 22

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,680 shares

Expires 2028-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_date: Stock options vested in annual installments of 25 percent over four years.

SEC source: 0000950170-24-028064 · ownership.xml · derivative · entry 21

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,677 shares

Expires 2027-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_date: Stock options vested in annual installments of 25 percent over four years.

SEC source: 0000950170-24-028064 · ownership.xml · nonDerivative · entry 20

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,191.738

F14 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.03, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0000950170-24-028064 · ownership.xml · nonDerivative · entry 19

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,591.738

F13 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.93, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0000950170-24-028064 · ownership.xml · nonDerivative · entry 18

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,205.738

F12 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.61 to $52.99, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0000950170-24-028064 · ownership.xml · nonDerivative · entry 17

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,970.738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-028064 · ownership.xml · nonDerivative · entry 16

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,191.738

F11 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.17, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0000950170-24-028064 · ownership.xml · nonDerivative · entry 15

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,691.738

F10 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.95, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0000950170-24-028064 · ownership.xml · nonDerivative · entry 14

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,058.738

F9 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.71 to $52.99, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0000950170-24-028064 · ownership.xml · nonDerivative · entry 13

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,303.738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-028064 · ownership.xml · nonDerivative · entry 12

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,191.738

F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.01 to $54.02, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0000950170-24-028064 · ownership.xml · nonDerivative · entry 11

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,491.738

F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.95, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0000950170-24-028064 · ownership.xml · nonDerivative · entry 10

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,320.738

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.61 to $52.96, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0000950170-24-028064 · ownership.xml · nonDerivative · entry 9

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,150.738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-028064 · ownership.xml · nonDerivative · entry 8

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,191.738

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.09, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0000950170-24-028064 · ownership.xml · nonDerivative · entry 7

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,487.738

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.98 inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0000950170-24-028064 · ownership.xml · nonDerivative · entry 6

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,933.738

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.62 to $52.99, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0000950170-24-028064 · ownership.xml · nonDerivative · entry 5

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,871.738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-028064 · ownership.xml · nonDerivative · entry 4

Sullivan James A. · CIK 0001450800 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,191.738