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NYSE · USD

KOP

Koppers Holdings Inc.

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Tapewire entity
5058
SEC CIK
0001315257
Parsed reports
623

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202604
Apr 202600
May 202601
Jun 202602
Jul 202600
Aug 202607
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2019 Filed May 6, 2019 15:22 UTC GrantCommon Stock 3,936 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027614 · doc4.xml · nonDerivative · entry 1

JENSEN TRACI L · CIK 0001533627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,704

F1 · security: The reporting person was awarded time-based restricted stock units.

Read SEC document
May 02, 2019 Filed May 6, 2019 15:25 UTC GrantCommon Stock 3,936 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027617 · doc4.xml · nonDerivative · entry 1

MOTLEY DAVID L · CIK 0001584601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,704

F1 · security: The reporting person was awarded time-based restricted stock units.

Read SEC document
April 11, 2019 Filed Jan 31, 2020 14:22 UTC
BALL M LEROYDirector · President and CEO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005723 · doc5.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,985.2224

Read SEC document
March 14, 2019 Filed Mar 15, 2019 15:05 UTC
Johnson R. MichaelVP Utility and Industrial Prod
PurchaseCommon Stock 20,000 $25.50 $509,964.00
Disclosure

SEC source: 0001209191-19-019612 · doc4.xml · nonDerivative · entry 1

Johnson R. Michael · CIK 0001737942 · VP Utility and Industrial Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,787

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.44 to $25.50, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:08 UTC
Sullivan James A.SVP RPS, Global CM&C
GrantEmployee Stock Options (Rights to Buy) · Derivative 15,901 $0.00 Strike: $26.63 $0.00
Disclosure

SEC source: 0001209191-19-018079 · doc4.xml · derivative · entry 2

Sullivan James A. · CIK 0001450800 · SVP RPS, Global CM&C

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,901

Underlying: Common Stock · 15,901 shares

Expires 2029-03-06

F1 · derivative.exercise_date: The reporting person was granted stock options on March 6, 2019, which will vest in four equal annual installments, beginning on the first anniversary of the grant date.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:08 UTC
Sullivan James A.SVP RPS, Global CM&C
GrantCommon Stock 4,506 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018079 · doc4.xml · nonDerivative · entry 1

Sullivan James A. · CIK 0001450800 · SVP RPS, Global CM&C

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,557.191

Read SEC document
March 06, 2019 Filed Mar 8, 2019 16:11 UTC
ZUGAY MICHAELCFO and Treasurer
GrantEmployee Stock Options (Rights to Buy) · Derivative 12,955 $0.00 Strike: $26.63 $0.00
Disclosure

SEC source: 0001209191-19-018085 · doc4.xml · derivative · entry 2

ZUGAY MICHAEL · CIK 0001260399 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,955

Underlying: Common Stock · 12,955 shares

Expires 2029-03-06

F1 · derivative.exercise_date: The reporting person was granted stock options on March 6, 2019, which will vest in four equal annual installments, beginning on the first anniversary of the grant date.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 16:11 UTC
ZUGAY MICHAELCFO and Treasurer
GrantCommon Stock 3,671 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018085 · doc4.xml · nonDerivative · entry 1

ZUGAY MICHAEL · CIK 0001260399 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,308

Read SEC document
March 06, 2019 Filed Mar 8, 2019 20:59 UTC
BALL M LEROYDirector · President and CEO
GrantEmployee Stock Options (Rights to Buy) · Derivative 61,178 $0.00 Strike: $26.63 $0.00
Disclosure

SEC source: 0001209191-19-018047 · doc4.xml · derivative · entry 2

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,178

Underlying: Common Stock · 61,178 shares

Expires 2029-03-06

F1 · derivative.exercise_date: The reporting person was granted stock options on March 6, 2019, which will vest in four equal annual installments, beginning on the first anniversary of the grant date.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 20:59 UTC
BALL M LEROYDirector · President and CEO
GrantCommon Stock 17,337 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018047 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,985.2224

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:07 UTC
Lacy Steven RChief Admin. Officer, GC & Sec
GrantEmployee Stock Options (Rights to Buy) · Derivative 14,463 $0.00 Strike: $26.63 $0.00
Disclosure

SEC source: 0001209191-19-018074 · doc4.xml · derivative · entry 2

Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,463

Underlying: Common Stock · 14,463 shares

Expires 2029-03-06

F1 · derivative.exercise_date: The reporting person was granted stock options on March 6, 2019, which will vest in four equal annual installments, beginning on the first anniversary of the grant date.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:07 UTC
Lacy Steven RChief Admin. Officer, GC & Sec
GrantCommon Stock 4,098 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018074 · doc4.xml · nonDerivative · entry 1

Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,905.3275

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:05 UTC
Johnson R. MichaelVP Utility and Industrial Prod
GrantEmployee Stock Options (Rights to Buy) · Derivative 7,950 $0.00 Strike: $26.63 $0.00
Disclosure

SEC source: 0001209191-19-018069 · doc4.xml · derivative · entry 2

Johnson R. Michael · CIK 0001737942 · VP Utility and Industrial Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,950

Underlying: Common Stock · 7,950 shares

Expires 2029-03-06

F1 · derivative.exercise_date: The reporting person was granted stock options on March 6, 2019, which will vest in four equal annual installments, beginning on the first anniversary of the grant date.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:05 UTC
Johnson R. MichaelVP Utility and Industrial Prod
GrantCommon Stock 2,253 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018069 · doc4.xml · nonDerivative · entry 1

Johnson R. Michael · CIK 0001737942 · VP Utility and Industrial Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,787

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:04 UTC
Hyde Leslie SVP Corp Strategy, Risk Managem
GrantEmployee Stock Options (Rights to Buy) · Derivative 7,962 $0.00 Strike: $26.63 $0.00
Disclosure

SEC source: 0001209191-19-018064 · doc4.xml · derivative · entry 2

Hyde Leslie S · CIK 0001349675 · VP Corp Strategy, Risk Managem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,962

Underlying: Common Stock · 7,962 shares

Expires 2029-03-06

F1 · derivative.exercise_date: The reporting person was granted stock options on March 6, 2019, which will vest in four equal annual installments, beginning on the first anniversary of the grant date.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:04 UTC
Hyde Leslie SVP Corp Strategy, Risk Managem
GrantCommon Stock 2,256 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018064 · doc4.xml · nonDerivative · entry 1

Hyde Leslie S · CIK 0001349675 · VP Corp Strategy, Risk Managem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,968.4181

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:02 UTC
Fenwick Douglas JVP, Performance Chemicals
GrantEmployee Stock Options (Rights to Buy) · Derivative 9,450 $0.00 Strike: $26.63 $0.00
Disclosure

SEC source: 0001209191-19-018057 · doc4.xml · derivative · entry 2

Fenwick Douglas J · CIK 0001706094 · VP, Performance Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,450

Underlying: Common Stock · 9,450 shares

Expires 2029-03-06

F1 · derivative.exercise_date: The reporting person was granted stock options on March 6, 2019, which will vest in four equal annual installments, beginning on the first anniversary of the grant date.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:02 UTC
Fenwick Douglas JVP, Performance Chemicals
GrantCommon Stock 2,678 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018057 · doc4.xml · nonDerivative · entry 1

Fenwick Douglas J · CIK 0001706094 · VP, Performance Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,282

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:00 UTC
Dowd Joseph PGlobal VP, SHE & Process Excel
GrantEmployee Stock Options (Rights to Buy) · Derivative 7,529 $0.00 Strike: $26.63 $0.00
Disclosure

SEC source: 0001209191-19-018051 · doc4.xml · derivative · entry 2

Dowd Joseph P · CIK 0001553647 · Global VP, SHE & Process Excel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,529

Underlying: Common Stock · 7,529 shares

Expires 2029-03-06

F1 · derivative.exercise_date: The reporting person was granted stock options on March 6, 2019, which will vest in four equal annual installments, beginning on the first anniversary of the grant date.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:00 UTC
Dowd Joseph PGlobal VP, SHE & Process Excel
GrantCommon Stock 2,133 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018051 · doc4.xml · nonDerivative · entry 1

Dowd Joseph P · CIK 0001553647 · Global VP, SHE & Process Excel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,979.8633

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:27 UTC
Sullivan James A.SVP RPS, Global CM&C
Exercise / conversionRestricted Stock Units · Derivative 484 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016336 · doc4.xml · derivative · entry 4

Sullivan James A. · CIK 0001450800 · SVP RPS, Global CM&C

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968

Underlying: Common Stock · 484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:27 UTC
Sullivan James A.SVP RPS, Global CM&C
Tax withholdingCommon Stock 2,185 $26.16 $57,159.60
Disclosure

SEC source: 0001209191-19-016336 · doc4.xml · nonDerivative · entry 3

Sullivan James A. · CIK 0001450800 · SVP RPS, Global CM&C

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,051.191

F3 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units and performance-based stock units.

F4 · balance_after: Reflects the December 31, 2018 acquisition of 134 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan which is exempt under both Rule 16b-3(c) and Rule 16b-3(d).

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:27 UTC
Sullivan James A.SVP RPS, Global CM&C
GrantCommon Stock 1,461 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016336 · doc4.xml · nonDerivative · entry 2

Sullivan James A. · CIK 0001450800 · SVP RPS, Global CM&C

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,102.191

F2 · acquired: Represents previously granted performance share units for which the performance criteria for the three year performance period of 2016 through 2018 have been satisfied.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:27 UTC
Sullivan James A.SVP RPS, Global CM&C
Exercise / conversionCommon Stock 484 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016336 · doc4.xml · nonDerivative · entry 1

Sullivan James A. · CIK 0001450800 · SVP RPS, Global CM&C

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,641.191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 15:32 UTC
ZUGAY MICHAELCFO and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 521 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016338 · doc4.xml · derivative · entry 4

ZUGAY MICHAEL · CIK 0001260399 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042

Underlying: Common Stock · 521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 15:32 UTC
ZUGAY MICHAELCFO and Treasurer
Tax withholdingCommon Stock 2,271 $26.16 $59,409.36
Disclosure

SEC source: 0001209191-19-016338 · doc4.xml · nonDerivative · entry 3

ZUGAY MICHAEL · CIK 0001260399 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,637

F3 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units and performance-based stock units.

F4 · balance_after: Reflects the December 31, 2018 acquisition of 155 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan which is exempt under both Rule 16b-3(c) and Rule 16b-3(d).

Read SEC document
March 01, 2019 Filed Mar 5, 2019 15:32 UTC
ZUGAY MICHAELCFO and Treasurer
GrantCommon Stock 1,589 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016338 · doc4.xml · nonDerivative · entry 2

ZUGAY MICHAEL · CIK 0001260399 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,753

F2 · acquired: Represents previously granted performance share units for which the performance criteria for the three year performance period of 2016 through 2018 have been satisfied.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 15:32 UTC
ZUGAY MICHAELCFO and Treasurer
Exercise / conversionCommon Stock 521 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016338 · doc4.xml · nonDerivative · entry 1

ZUGAY MICHAEL · CIK 0001260399 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:07 UTC
BALL M LEROYDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 2,268 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016309 · doc4.xml · derivative · entry 3

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,535

Underlying: Common Stock · 2,268 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:07 UTC
BALL M LEROYDirector · President and CEO
GrantCommon Stock 5,342 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016309 · doc4.xml · nonDerivative · entry 2

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,648.2224

F2 · acquired: Represents previously granted performance share units for which the performance criteria for the three year performance period of 2016 through 2018 have been satisfied.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:07 UTC
BALL M LEROYDirector · President and CEO
Exercise / conversionCommon Stock 2,268 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016309 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,306.2224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:17 UTC
Fenwick Douglas JVP, Performance Chemicals
Exercise / conversionRestricted Stock Units · Derivative 295 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016326 · doc4.xml · derivative · entry 4

Fenwick Douglas J · CIK 0001706094 · VP, Performance Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590

Underlying: Common Stock · 295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:17 UTC
Fenwick Douglas JVP, Performance Chemicals
Tax withholdingCommon Stock 1,118 $26.16 $29,246.88
Disclosure

SEC source: 0001209191-19-016326 · doc4.xml · nonDerivative · entry 3

Fenwick Douglas J · CIK 0001706094 · VP, Performance Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,604

F3 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units and performance-based stock units.

F4 · balance_after: Reflects the March 29, 2018 acquisition of 448 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan which is exempt under both Rule 16b-3(c) and Rule 16b-3(d).

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:17 UTC
Fenwick Douglas JVP, Performance Chemicals
GrantCommon Stock 926 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016326 · doc4.xml · nonDerivative · entry 2

Fenwick Douglas J · CIK 0001706094 · VP, Performance Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,274

F2 · acquired: Represents previously granted performance share units for which the performance criteria for the three year performance period of 2016 through 2018 have been satisfied.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:17 UTC
Fenwick Douglas JVP, Performance Chemicals
Exercise / conversionCommon Stock 295 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016326 · doc4.xml · nonDerivative · entry 1

Fenwick Douglas J · CIK 0001706094 · VP, Performance Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:21 UTC
Lacy Steven RChief Admin. Officer, GC & Sec
Exercise / conversionRestricted Stock Units · Derivative 580 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016333 · doc4.xml · derivative · entry 4

Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,161

Underlying: Common Stock · 580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:21 UTC
Lacy Steven RChief Admin. Officer, GC & Sec
Tax withholdingCommon Stock 2,614 $26.16 $68,382.24
Disclosure

SEC source: 0001209191-19-016333 · doc4.xml · nonDerivative · entry 3

Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,807.3275

F3 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units and performance-based stock units.

F4 · balance_after: Reflects the acquisition of 581 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan which is exempt under both Rule 16b-3(c) and Rule 16b-3(d).

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:21 UTC
Lacy Steven RChief Admin. Officer, GC & Sec
GrantCommon Stock 1,759 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016333 · doc4.xml · nonDerivative · entry 2

Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,840.3275

F2 · acquired: Represents previously granted performance share units for which the performance criteria for the three year performance period of 2016 through 2018 have been satisfied.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:21 UTC
Lacy Steven RChief Admin. Officer, GC & Sec
Exercise / conversionCommon Stock 580 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016333 · doc4.xml · nonDerivative · entry 1

Lacy Steven R · CIK 0001349566 · Chief Admin. Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,081.3275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:19 UTC
Hyde Leslie SVP Corp Strategy, Risk Managem
Exercise / conversionRestricted Stock Units · Derivative 266 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016330 · doc4.xml · derivative · entry 4

Hyde Leslie S · CIK 0001349675 · VP Corp Strategy, Risk Managem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532

Underlying: Common Stock · 266 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

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March 01, 2019 Filed Mar 5, 2019 20:19 UTC
Hyde Leslie SVP Corp Strategy, Risk Managem
Tax withholdingCommon Stock 1,302 $26.16 $34,060.32
Disclosure

SEC source: 0001209191-19-016330 · doc4.xml · nonDerivative · entry 3

Hyde Leslie S · CIK 0001349675 · VP Corp Strategy, Risk Managem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,712.4181

F3 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units and performance-based stock units.

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March 01, 2019 Filed Mar 5, 2019 20:19 UTC
Hyde Leslie SVP Corp Strategy, Risk Managem
GrantCommon Stock 819 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016330 · doc4.xml · nonDerivative · entry 2

Hyde Leslie S · CIK 0001349675 · VP Corp Strategy, Risk Managem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,014.4181

F2 · acquired: Represents previously granted performance share units for which the performance criteria for the three year performance period of 2016 through 2018 have been satisfied.

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March 01, 2019 Filed Mar 5, 2019 20:19 UTC
Hyde Leslie SVP Corp Strategy, Risk Managem
Exercise / conversionCommon Stock 266 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016330 · doc4.xml · nonDerivative · entry 1

Hyde Leslie S · CIK 0001349675 · VP Corp Strategy, Risk Managem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,195.4181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:11 UTC
Dowd Joseph PGlobal VP, SHE & Process Excel
Exercise / conversionRestricted Stock Units · Derivative 322 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016316 · doc4.xml · derivative · entry 4

Dowd Joseph P · CIK 0001553647 · Global VP, SHE & Process Excel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644

Underlying: Common Stock · 322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

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March 01, 2019 Filed Mar 5, 2019 20:11 UTC
Dowd Joseph PGlobal VP, SHE & Process Excel
Tax withholdingCommon Stock 1,521 $26.16 $39,789.36
Disclosure

SEC source: 0001209191-19-016316 · doc4.xml · nonDerivative · entry 3

Dowd Joseph P · CIK 0001553647 · Global VP, SHE & Process Excel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,846.8633

F3 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units and performance-based stock units.

F4 · balance_after: Reflects the December 31, 2018 acquisition of 54 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan which is exempt under both Rule 16b-3(c) and Rule 16b-3(d).

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March 01, 2019 Filed Mar 5, 2019 20:11 UTC
Dowd Joseph PGlobal VP, SHE & Process Excel
GrantCommon Stock 982 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016316 · doc4.xml · nonDerivative · entry 2

Dowd Joseph P · CIK 0001553647 · Global VP, SHE & Process Excel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,313.8633

F2 · acquired: Represents previously granted performance share units for which the performance criteria for the three year performance period of 2016 through 2018 have been satisfied.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:11 UTC
Dowd Joseph PGlobal VP, SHE & Process Excel
Exercise / conversionCommon Stock 322 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016316 · doc4.xml · nonDerivative · entry 1

Dowd Joseph P · CIK 0001553647 · Global VP, SHE & Process Excel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,331.8633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:11 UTC
Loadman Thomas DSenior Vice President
Tax withholdingCommon Stock 3,162 $17.04 $53,880.48
Disclosure

SEC source: 0001209191-19-001146 · doc4.xml · nonDerivative · entry 1

Loadman Thomas D · CIK 0001349563 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,137.7302

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units ("RSUs").

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December 31, 2018 Filed Jan 3, 2019 21:51 UTC
Reeder Stephen CSVP, Performance Chemicals
Tax withholdingCommon Stock 2,284 $17.04 $38,919.36
Disclosure

SEC source: 0001209191-19-001054 · doc4.xml · nonDerivative · entry 1

Reeder Stephen C · CIK 0001663078 · SVP, Performance Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,915

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units ("RSUs").

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December 20, 2018 Filed Dec 21, 2018 15:30 UTC
McCormack Mark RVP, Australasian Operations
Exercise / conversionEmployee Stock Options (Rights to Buy) · Derivative 8,748 $0.00 Strike: $15.26 $0.00
Disclosure

SEC source: 0001209191-18-063810 · doc4.xml · derivative · entry 3

McCormack Mark R · CIK 0001349513 · VP, Australasian Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,748 shares

Expires 2019-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.