Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Koppers Holdings Inc.KOP · Entity 5058 | President Performance Chemical | February 11, 2020 | February 18, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Koppers Holdings Inc.
Report date February 11, 2020 · Filed February 18, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,947 |
Reported balance
After 2020-02-11 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2020-02-11 · Grant · Acquired 2,947 · Balance 2,947 F1: Restricted stock units represent the right to receive shares of common stock on a one-for-one basis and may be settled in cash or in shares of common stock. F2: Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2017 through December 31, 2019 have been satisfied. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,462 |
Reported balance
After 2020-02-11 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2020-02-11 · Grant · Acquired 4,462 · Balance 4,462 F1: Restricted stock units represent the right to receive shares of common stock on a one-for-one basis and may be settled in cash or in shares of common stock. F3: On March 6, 2019, the reporting person was granted performance share units for which the performance criteria for the one-year performance period from January 1, 2019 through December 31, 2019 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through March 6, 2022. If the Company's total shareholder return over the three-year period of January 1, 2019 through December 31, 2021 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 100% of the target number. (This Form 4 amendment is being filed to correct footnote 3 in the original filing, which should be disregarded). |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units represent the right to receive shares of common stock on a one-for-one basis and may be settled in cash or in shares of common stock.
F2: Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2017 through December 31, 2019 have been satisfied.
F3: On March 6, 2019, the reporting person was granted performance share units for which the performance criteria for the one-year performance period from January 1, 2019 through December 31, 2019 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through March 6, 2022. If the Company's total shareholder return over the three-year period of January 1, 2019 through December 31, 2021 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 100% of the target number. (This Form 4 amendment is being filed to correct footnote 3 in the original filing, which should be disregarded).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2020 Filed Feb 13, 2020 16:29 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantRestricted Stock Units · Derivative | 4,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009087 · doc4.xml · derivative · entry 2 Fenwick Douglas J · CIK 0001706094 · President Performance Chemical 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,462 Underlying: Common Stock · 4,462 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units represent the right to receive shares of common stock on a one-for-one basis and may be settled in cash or in shares of common stock. F3 · derivative.exercise_date: On March 6, 2019, the reporting person was granted performance shares units for which the performance criteria for the one-year performance period from January 1, 2019 through December 31, 2019 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through March 6, 2020. Fifty percent (50%) of such restricted stock units are subject to an additional vesting requirement, such that they will vest on March 6, 2022 so long as the absolute total shareholder return of the common stock for the three-year performance period from January 1, 2019 through December 31, 2021 is not negative. F3 · derivative.expiration_date: On March 6, 2019, the reporting person was granted performance shares units for which the performance criteria for the one-year performance period from January 1, 2019 through December 31, 2019 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through March 6, 2020. Fifty percent (50%) of such restricted stock units are subject to an additional vesting requirement, such that they will vest on March 6, 2022 so long as the absolute total shareholder return of the common stock for the three-year performance period from January 1, 2019 through December 31, 2021 is not negative. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 16:29 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantRestricted Stock Units · Derivative | 2,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009087 · doc4.xml · derivative · entry 1 Fenwick Douglas J · CIK 0001706094 · President Performance Chemical 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,947 Underlying: Common Stock · 2,947 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units represent the right to receive shares of common stock on a one-for-one basis and may be settled in cash or in shares of common stock. F2 · derivative.exercise_date: Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2017 through December 31, 2019 have been satisfied. F2 · derivative.expiration_date: Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2017 through December 31, 2019 have been satisfied. Read SEC document |
| February 11, 2020 Filed Feb 18, 2020 16:35 UTC Amendment | Koppers Holdings Inc. KOP · Entity 5058 | GrantRestricted Stock Units · Derivative | 4,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009894 · doc4a.xml · derivative · entry 2 Fenwick Douglas J · CIK 0001706094 · President Performance Chemical 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,462 Underlying: Common Stock · 4,462 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units represent the right to receive shares of common stock on a one-for-one basis and may be settled in cash or in shares of common stock. F3 · derivative.exercise_date: On March 6, 2019, the reporting person was granted performance share units for which the performance criteria for the one-year performance period from January 1, 2019 through December 31, 2019 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through March 6, 2022. If the Company's total shareholder return over the three-year period of January 1, 2019 through December 31, 2021 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 100% of the target number. (This Form 4 amendment is being filed to correct footnote 3 in the original filing, which should be disregarded). F3 · derivative.expiration_date: On March 6, 2019, the reporting person was granted performance share units for which the performance criteria for the one-year performance period from January 1, 2019 through December 31, 2019 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through March 6, 2022. If the Company's total shareholder return over the three-year period of January 1, 2019 through December 31, 2021 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 100% of the target number. (This Form 4 amendment is being filed to correct footnote 3 in the original filing, which should be disregarded). Read SEC document |
| February 11, 2020 Filed Feb 18, 2020 16:35 UTC Amendment | Koppers Holdings Inc. KOP · Entity 5058 | GrantRestricted Stock Units · Derivative | 2,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009894 · doc4a.xml · derivative · entry 1 Fenwick Douglas J · CIK 0001706094 · President Performance Chemical 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,947 Underlying: Common Stock · 2,947 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units represent the right to receive shares of common stock on a one-for-one basis and may be settled in cash or in shares of common stock. F2 · derivative.exercise_date: Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2017 through December 31, 2019 have been satisfied. F2 · derivative.expiration_date: Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2017 through December 31, 2019 have been satisfied. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 21:02 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantEmployee Stock Options (Rights to Buy) · Derivative | 9,450 | $0.00 Strike: $26.63 | $0.00 |
DisclosureSEC source: 0001209191-19-018057 · doc4.xml · derivative · entry 2 Fenwick Douglas J · CIK 0001706094 · VP, Performance Chemicals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,450 Underlying: Common Stock · 9,450 shares Expires 2029-03-06 F1 · derivative.exercise_date: The reporting person was granted stock options on March 6, 2019, which will vest in four equal annual installments, beginning on the first anniversary of the grant date. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 21:02 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantCommon Stock | 2,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-018057 · doc4.xml · nonDerivative · entry 1 Fenwick Douglas J · CIK 0001706094 · VP, Performance Chemicals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,282 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:17 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Exercise / conversionRestricted Stock Units · Derivative | 295 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016326 · doc4.xml · derivative · entry 4 Fenwick Douglas J · CIK 0001706094 · VP, Performance Chemicals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590 Underlying: Common Stock · 295 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F5 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:17 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Tax withholdingCommon Stock | 1,118 | $26.16 | $29,246.88 |
DisclosureSEC source: 0001209191-19-016326 · doc4.xml · nonDerivative · entry 3 Fenwick Douglas J · CIK 0001706094 · VP, Performance Chemicals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,604 F3 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units and performance-based stock units. F4 · balance_after: Reflects the March 29, 2018 acquisition of 448 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan which is exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:17 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantCommon Stock | 926 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016326 · doc4.xml · nonDerivative · entry 2 Fenwick Douglas J · CIK 0001706094 · VP, Performance Chemicals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,274 F2 · acquired: Represents previously granted performance share units for which the performance criteria for the three year performance period of 2016 through 2018 have been satisfied. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:17 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Exercise / conversionCommon Stock | 295 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016326 · doc4.xml · nonDerivative · entry 1 Fenwick Douglas J · CIK 0001706094 · VP, Performance Chemicals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 23:27 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Exercise / conversionRestricted Stock Units · Derivative | 294 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017463 · doc4.xml · derivative · entry 5 Fenwick Douglas J · CIK 0001706094 · VP, Performance Chemicals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 885 Underlying: Common Stock · 294 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. F5 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 23:27 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantEmployee Stock Options (Rights to Buy) · Derivative | 6,231 | $0.00 Strike: $41.60 | $0.00 |
DisclosureSEC source: 0001209191-18-017463 · doc4.xml · derivative · entry 4 Fenwick Douglas J · CIK 0001706094 · VP, Performance Chemicals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,231 Underlying: Common Stock · 6,231 shares Expires 2028-03-02 F4 · derivative.exercise_date: The reporting person was granted stock options on March 2, 2018, which will vest in four equal annual installments, with the first installment vesting on March 2, 2019. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 23:27 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Tax withholdingCommon Stock | 97 | $41.60 | $4,035.20 |
DisclosureSEC source: 0001209191-18-017463 · doc4.xml · nonDerivative · entry 3 Fenwick Douglas J · CIK 0001706094 · VP, Performance Chemicals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,053 F2 · acquired: Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based restricted stock units. F3 · balance_after: Includes 458 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") as of December 29, 2017, the date of the latest available statement of the reporting person's ESPP Holdings. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 23:27 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Exercise / conversionCommon Stock | 294 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017463 · doc4.xml · nonDerivative · entry 2 Fenwick Douglas J · CIK 0001706094 · VP, Performance Chemicals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 23:27 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantCommon Stock | 1,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017463 · doc4.xml · nonDerivative · entry 1 Fenwick Douglas J · CIK 0001706094 · VP, Performance Chemicals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,856 Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:21 UTC | Koppers Holdings Inc. KOP · Entity 5058 | Tax withholdingCommon Stock | 284 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-016948 · doc4.xml · nonDerivative · entry 1 Fenwick Douglas J · CIK 0001706094 · VP, Performance Chemicals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,224 F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units ("RSUs"). F2 · balance_after: Includes 458 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") as of December 29, 2017, the date of the latest available statement of the reporting person's ESPP Holdings. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.