Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2021 Filed May 21, 2021 19:41 UTC |
KLM GP LLCDirector
Richman DarrenDirector
CHENE DAVIDDirector
|
GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-020343 · doc4.xml · nonDerivative · entry 2 KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · Director KLM GP LLC · CIK 0001797767 · Director Richman Darren · CIK 0001594474 · Director CHENE DAVID · CIK 0001797237 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 814,446 F1 · kind: In addition to the previously reported grant of restricted stock units, on May 19, 2021, Eastman Kodak Company (the "Issuer") also granted 9,000 shares of restricted Common Stock to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds the shares of restricted Common Stock for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · kind: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The restricted stock award was granted under the Issuer's 2013 Omnibus Incentive Plan, as amended, and vests in four equal installments on August 18, 2021, November 18, 2021, February 18, 2022, and the day immediately preceding the Issuer's 2022 Annual Meeting of Shareholders, with pro rata vesting upon Mr. Richman's separation from service prior to vesting. F3 · shares: The 9,000 shares of restricted Common Stock are reported for each of the Funds as each has an indirect pecuniary interest. F3 · balance_after: The 9,000 shares of restricted Common Stock are reported for each of the Funds as each has an indirect pecuniary interest. F5 · ownership.nature: Other than as disclosed in Footnotes (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund II. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F7 · ownership.nature: (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F8 · ownership.nature: (Continued from Footnote 7) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 19, 2021 Filed May 21, 2021 19:41 UTC |
KLM GP LLCDirector
Richman DarrenDirector
CHENE DAVIDDirector
|
GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-020343 · doc4.xml · nonDerivative · entry 1 KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · Director KLM GP LLC · CIK 0001797767 · Director Richman Darren · CIK 0001594474 · Director CHENE DAVID · CIK 0001797237 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 208,446 F1 · kind: In addition to the previously reported grant of restricted stock units, on May 19, 2021, Eastman Kodak Company (the "Issuer") also granted 9,000 shares of restricted Common Stock to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds the shares of restricted Common Stock for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · kind: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The restricted stock award was granted under the Issuer's 2013 Omnibus Incentive Plan, as amended, and vests in four equal installments on August 18, 2021, November 18, 2021, February 18, 2022, and the day immediately preceding the Issuer's 2022 Annual Meeting of Shareholders, with pro rata vesting upon Mr. Richman's separation from service prior to vesting. F3 · shares: The 9,000 shares of restricted Common Stock are reported for each of the Funds as each has an indirect pecuniary interest. F3 · balance_after: The 9,000 shares of restricted Common Stock are reported for each of the Funds as each has an indirect pecuniary interest. F4 · ownership.nature: Other than as disclosed in Footnotes (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund I. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F7 · ownership.nature: (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F8 · ownership.nature: (Continued from Footnote 7) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 19, 2021 Filed May 26, 2021 19:45 UTC |
GOLISANO B THOMASDirector · 10% owner
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001847273-21-000002 · primary_doc.xml · derivative · entry 2 GOLISANO B THOMAS · CIK 0000903201 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock, par value $.01 · 10,000 shares Expires not disclosed F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2022 annual meeting of shareholders. F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2022 annual meeting of shareholders. Read SEC document |
| May 19, 2021 Filed May 26, 2021 19:45 UTC |
GOLISANO B THOMASDirector · 10% owner
|
GrantCommon Stock, par value $.01 | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001847273-21-000002 · primary_doc.xml · nonDerivative · entry 1 GOLISANO B THOMAS · CIK 0000903201 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 F1 · kind: This restricted stock award was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests in four equal installments on August 18, 2021, November 18, 2021, February 18, 2022, and the day immediately preceding the Company's 2022 annual meeting of shareholders, with pro rata vesting upon Mr. Golisano's separation from service prior to vesting. F1 · shares: This restricted stock award was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests in four equal installments on August 18, 2021, November 18, 2021, February 18, 2022, and the day immediately preceding the Company's 2022 annual meeting of shareholders, with pro rata vesting upon Mr. Golisano's separation from service prior to vesting. Read SEC document |
| May 18, 2021 Filed May 20, 2021 23:19 UTC |
KARFUNKEL GEORGEDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 7,159 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000165 · edgar.xml · derivative · entry 2 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 7,159 shares Expires 2021-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 18, 2021 Filed May 20, 2021 23:19 UTC |
KARFUNKEL GEORGEDirector
|
Exercise / conversionCommon Stock, par value $.01 | 7,159 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000165 · edgar.xml · nonDerivative · entry 1 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,490,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 18, 2021 Filed May 20, 2021 23:17 UTC |
Parrett William GDirector
|
GrantPhantom Stock · Derivative | 3,781 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000164 · edgar.xml · derivative · entry 4 Parrett William G · CIK 0001418280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,846 Underlying: Common Stock, par value $.01 · 3,781 shares Expires not disclosed F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Parrett in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F3 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Parrett in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F3 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Parrett in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. Read SEC document |
| May 18, 2021 Filed May 20, 2021 23:17 UTC |
Parrett William GDirector
|
Disposition to issuerRestricted Stock Units · Derivative | 3,781 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000164 · edgar.xml · derivative · entry 3 Parrett William G · CIK 0001418280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 3,781 shares Expires 2021-05-18 F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F2 · shares: Upon vesting on 5/18/2021, Mr. Parrett deferred the receipt of 3,781 shares of common stock and received instead 3,781 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Parrett is reporting the disposition of 3,781 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. Read SEC document |
| May 18, 2021 Filed May 20, 2021 23:17 UTC |
Parrett William GDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,128 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000164 · edgar.xml · derivative · entry 2 Parrett William G · CIK 0001418280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,781 Underlying: Common Stock, par value $.01 · 4,128 shares Expires 2021-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 18, 2021 Filed May 20, 2021 23:17 UTC |
Parrett William GDirector
|
Exercise / conversionCommon Stock, par value $.01 | 4,128 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000164 · edgar.xml · nonDerivative · entry 1 Parrett William G · CIK 0001418280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 18, 2021 Filed May 20, 2021 23:15 UTC |
Engelberg Jeffrey D.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 7,159 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000163 · edgar.xml · derivative · entry 3 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 7,159 shares Expires 2021-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 18, 2021 Filed May 20, 2021 23:15 UTC |
Engelberg Jeffrey D.Director
|
Exercise / conversionCommon Stock, par value $.01 | 7,159 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000163 · edgar.xml · nonDerivative · entry 1 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 18, 2021 Filed May 20, 2021 23:10 UTC |
New Jason GriffinDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 7,159 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000161 · edgar.xml · derivative · entry 3 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 7,159 shares Expires 2021-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 18, 2021 Filed May 20, 2021 23:10 UTC |
New Jason GriffinDirector
|
Exercise / conversionCommon Stock, par value $.01 | 7,159 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000161 · edgar.xml · nonDerivative · entry 1 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 18, 2021 Filed May 20, 2021 23:05 UTC |
Katz Philippe DDirector · 10% owner
|
GrantPhantom Stock · Derivative | 3,781 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000159 · edgar.xml · derivative · entry 10 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,510 Underlying: Common Stock, par value $.01 · 3,781 shares Expires not disclosed F9 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F9 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F9 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. Read SEC document |
| May 18, 2021 Filed May 20, 2021 23:05 UTC |
Katz Philippe DDirector · 10% owner
|
Disposition to issuerRestricted Stock Units · Derivative | 3,781 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000159 · edgar.xml · derivative · entry 9 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 3,781 shares Expires 2021-05-18 F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F8 · shares: Upon vesting on 5/18/2021, Mr. Katz deferred the receipt of 3,781 shares of common stock and received instead 3,781 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 3,781 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. Read SEC document |
| May 18, 2021 Filed May 20, 2021 23:05 UTC |
Katz Philippe DDirector · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 4,128 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000159 · edgar.xml · derivative · entry 8 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,781 Underlying: Common Stock, par value $.01 · 4,128 shares Expires 2021-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 18, 2021 Filed May 20, 2021 23:05 UTC |
Katz Philippe DDirector · 10% owner
|
Exercise / conversionCommon Stock, par value $.01 | 4,128 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000159 · edgar.xml · nonDerivative · entry 1 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 18, 2021 Filed May 20, 2021 21:21 UTC |
KLM GP LLCDirector
Richman DarrenDirector
CHENE DAVIDDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-020194 · doc4.xml · derivative · entry 4 KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · Director KLM GP LLC · CIK 0001797767 · Director Richman Darren · CIK 0001594474 · Director CHENE DAVID · CIK 0001797237 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 2,446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · derivative.exercise_price: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F1 · kind: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · kind: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F3 · shares: The 2,446 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F1 · derivative.exercise_date: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · derivative.exercise_date: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F1 · derivative.expiration_date: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · derivative.expiration_date: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F1 · derivative.underlying_shares: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · derivative.underlying_shares: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F3 · derivative.underlying_shares: The 2,446 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F5 · ownership.nature: Other than as disclosed in Footnote (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund II. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F7 · ownership.nature: (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F8 · ownership.nature: (Continued from Footnote 7) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 18, 2021 Filed May 20, 2021 21:21 UTC |
KLM GP LLCDirector
Richman DarrenDirector
CHENE DAVIDDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-020194 · doc4.xml · derivative · entry 3 KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · Director KLM GP LLC · CIK 0001797767 · Director Richman Darren · CIK 0001594474 · Director CHENE DAVID · CIK 0001797237 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 2,446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · derivative.exercise_price: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F1 · kind: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · kind: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F3 · shares: The 2,446 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F1 · derivative.exercise_date: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · derivative.exercise_date: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F1 · derivative.expiration_date: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · derivative.expiration_date: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F1 · derivative.underlying_shares: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · derivative.underlying_shares: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F3 · derivative.underlying_shares: The 2,446 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F4 · ownership.nature: Other than as disclosed in Footnotes (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund I. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F7 · ownership.nature: (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F8 · ownership.nature: (Continued from Footnote 7) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 18, 2021 Filed May 20, 2021 21:21 UTC |
KLM GP LLCDirector
Richman DarrenDirector
CHENE DAVIDDirector
|
Exercise / conversionCommon Stock | 2,446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-020194 · doc4.xml · nonDerivative · entry 2 KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · Director KLM GP LLC · CIK 0001797767 · Director Richman Darren · CIK 0001594474 · Director CHENE DAVID · CIK 0001797237 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 805,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · kind: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F3 · shares: The 2,446 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F1 · price: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · price: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F3 · balance_after: The 2,446 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F5 · ownership.nature: Other than as disclosed in Footnote (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund II. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F7 · ownership.nature: (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F8 · ownership.nature: (Continued from Footnote 7) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 18, 2021 Filed May 20, 2021 21:21 UTC |
KLM GP LLCDirector
Richman DarrenDirector
CHENE DAVIDDirector
|
Exercise / conversionCommon Stock | 2,446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-020194 · doc4.xml · nonDerivative · entry 1 KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · Director KLM GP LLC · CIK 0001797767 · Director Richman Darren · CIK 0001594474 · Director CHENE DAVID · CIK 0001797237 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 199,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · kind: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F3 · shares: The 2,446 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F1 · price: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · price: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F3 · balance_after: The 2,446 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F4 · ownership.nature: Other than as disclosed in Footnotes (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund I. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F7 · ownership.nature: (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F8 · ownership.nature: (Continued from Footnote 7) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 18, 2021 Filed May 20, 2021 21:11 UTC |
KENNEDY LEWIS MANAGEMENT LPDirector
Kennedy Lewis GP LLCDirector
Kennedy Lewis GP II LLCDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-020182 · doc4.xml · derivative · entry 4 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 2,446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · derivative.exercise_price: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F1 · kind: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · kind: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F3 · shares: The 2,446 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F1 · derivative.exercise_date: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · derivative.exercise_date: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F1 · derivative.expiration_date: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · derivative.expiration_date: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F1 · derivative.underlying_shares: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · derivative.underlying_shares: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F3 · derivative.underlying_shares: The 2,446 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F5 · ownership.nature: Other than as disclosed in Footnote (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund II. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F7 · ownership.nature: (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F8 · ownership.nature: (Continued from Footnote 7) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 18, 2021 Filed May 20, 2021 21:11 UTC |
KENNEDY LEWIS MANAGEMENT LPDirector
Kennedy Lewis GP LLCDirector
Kennedy Lewis GP II LLCDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-020182 · doc4.xml · derivative · entry 3 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 2,446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · derivative.exercise_price: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F1 · kind: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · kind: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F3 · shares: The 2,446 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F1 · derivative.exercise_date: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · derivative.exercise_date: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F1 · derivative.expiration_date: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · derivative.expiration_date: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F1 · derivative.underlying_shares: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · derivative.underlying_shares: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F3 · derivative.underlying_shares: The 2,446 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F4 · ownership.nature: Other than as disclosed in Footnotes (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund I. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F7 · ownership.nature: (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F8 · ownership.nature: (Continued from Footnote 7) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 18, 2021 Filed May 20, 2021 21:11 UTC |
KENNEDY LEWIS MANAGEMENT LPDirector
Kennedy Lewis GP LLCDirector
Kennedy Lewis GP II LLCDirector
|
Exercise / conversionCommon Stock | 2,446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-020182 · doc4.xml · nonDerivative · entry 2 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 805,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · kind: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F3 · shares: The 2,446 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F1 · price: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · price: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F3 · balance_after: The 2,446 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F5 · ownership.nature: Other than as disclosed in Footnote (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund II. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F7 · ownership.nature: (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F8 · ownership.nature: (Continued from Footnote 7) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 18, 2021 Filed May 20, 2021 21:11 UTC |
KENNEDY LEWIS MANAGEMENT LPDirector
Kennedy Lewis GP LLCDirector
Kennedy Lewis GP II LLCDirector
|
Exercise / conversionCommon Stock | 2,446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-020182 · doc4.xml · nonDerivative · entry 1 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 199,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · kind: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F3 · shares: The 2,446 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F1 · price: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · price: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F3 · balance_after: The 2,446 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F4 · ownership.nature: Other than as disclosed in Footnotes (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund I. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F7 · ownership.nature: (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F8 · ownership.nature: (Continued from Footnote 7) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| April 27, 2021 Filed May 7, 2021 01:30 UTC |
Michaels Richard TCAO and Corp. Controller
|
GrantRestricted Stock Units · Derivative | 15,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000125 · edgar.xml · derivative · entry 2 Michaels Richard T · CIK 0001860289 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock, par value $.01 · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the 4/27/2021 grant date. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the 4/27/2021 grant date. F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the 4/27/2021 grant date. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:04 UTC |
KENNEDY LEWIS MANAGEMENT LPDirector
Kennedy Lewis GP LLCDirector
Kennedy Lewis GP II LLCDirector
|
GrantRestricted Stock Units · Derivative | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-014898 · doc4.xml · derivative · entry 2 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,446 Underlying: Common Stock · 2,446 shares Expires not disclosed F1 · derivative.exercise_price: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · derivative.exercise_price: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on May 18, 2021. F1 · kind: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · kind: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on May 18, 2021. F3 · shares: The 2,446 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F1 · derivative.exercise_date: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · derivative.exercise_date: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on May 18, 2021. F1 · derivative.expiration_date: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · derivative.expiration_date: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on May 18, 2021. F1 · derivative.underlying_shares: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · derivative.underlying_shares: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on May 18, 2021. F3 · derivative.underlying_shares: The 2,446 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F3 · balance_after: The 2,446 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F5 · ownership.nature: Other than as disclosed in Footnote (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund II. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. F7 · ownership.nature: (Continued from Footnote 6) David Chene and Darren Richman are the managing members of Holdings I. Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. F8 · ownership.nature: (Continued from Footnote 7) Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:04 UTC |
KENNEDY LEWIS MANAGEMENT LPDirector
Kennedy Lewis GP LLCDirector
Kennedy Lewis GP II LLCDirector
|
GrantRestricted Stock Units · Derivative | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-014898 · doc4.xml · derivative · entry 1 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,446 Underlying: Common Stock · 2,446 shares Expires not disclosed F1 · derivative.exercise_price: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · derivative.exercise_price: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on May 18, 2021. F1 · kind: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · kind: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on May 18, 2021. F3 · shares: The 2,446 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F1 · derivative.exercise_date: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · derivative.exercise_date: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on May 18, 2021. F1 · derivative.expiration_date: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · derivative.expiration_date: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on May 18, 2021. F1 · derivative.underlying_shares: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · derivative.underlying_shares: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on May 18, 2021. F3 · derivative.underlying_shares: The 2,446 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F3 · balance_after: The 2,446 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F4 · ownership.nature: Other than as disclosed in Footnotes (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund I. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. F7 · ownership.nature: (Continued from Footnote 6) David Chene and Darren Richman are the managing members of Holdings I. Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. F8 · ownership.nature: (Continued from Footnote 7) Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:59 UTC |
KLM GP LLCDirector
Richman DarrenDirector
CHENE DAVIDDirector
|
GrantRestricted Stock Units · Derivative | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-014890 · doc4.xml · derivative · entry 2 KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · Director KLM GP LLC · CIK 0001797767 · Director Richman Darren · CIK 0001594474 · Director CHENE DAVID · CIK 0001797237 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,446 Underlying: Common Stock · 2,446 shares Expires not disclosed F1 · derivative.exercise_price: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · derivative.exercise_price: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property, at the Issuer's discretion, on May 18, 2021. F1 · kind: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · kind: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property, at the Issuer's discretion, on May 18, 2021. F3 · shares: The 2,446 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F1 · derivative.exercise_date: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · derivative.exercise_date: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property, at the Issuer's discretion, on May 18, 2021. F1 · derivative.expiration_date: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · derivative.expiration_date: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property, at the Issuer's discretion, on May 18, 2021. F1 · derivative.underlying_shares: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · derivative.underlying_shares: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property, at the Issuer's discretion, on May 18, 2021. F3 · derivative.underlying_shares: The 2,446 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F3 · balance_after: The 2,446 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F5 · ownership.nature: Other than as disclosed in Footnote (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund II. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I F7 · ownership.nature: (Continued from Footnote 6) due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F8 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:59 UTC |
KLM GP LLCDirector
Richman DarrenDirector
CHENE DAVIDDirector
|
GrantRestricted Stock Units · Derivative | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-014890 · doc4.xml · derivative · entry 1 KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · Director KLM GP LLC · CIK 0001797767 · Director Richman Darren · CIK 0001594474 · Director CHENE DAVID · CIK 0001797237 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,446 Underlying: Common Stock · 2,446 shares Expires not disclosed F1 · derivative.exercise_price: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · derivative.exercise_price: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property, at the Issuer's discretion, on May 18, 2021. F1 · kind: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · kind: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property, at the Issuer's discretion, on May 18, 2021. F3 · shares: The 2,446 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F1 · derivative.exercise_date: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · derivative.exercise_date: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property, at the Issuer's discretion, on May 18, 2021. F1 · derivative.expiration_date: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · derivative.expiration_date: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property, at the Issuer's discretion, on May 18, 2021. F1 · derivative.underlying_shares: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · derivative.underlying_shares: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property, at the Issuer's discretion, on May 18, 2021. F3 · derivative.underlying_shares: The 2,446 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F3 · balance_after: The 2,446 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F4 · ownership.nature: Other than as disclosed in Footnotes (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund I. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I F7 · ownership.nature: (Continued from Footnote 6) due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F8 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 21:23 UTC |
Engelberg Jeffrey D.Director
|
GrantRestricted Stock Units · Derivative | 7,159 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000111 · edgar.xml · derivative · entry 3 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,159 Underlying: Common Stock, par value $.01 · 7,159 shares Expires not disclosed F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors. F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors. F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 21:21 UTC |
KARFUNKEL GEORGEDirector
|
GrantRestricted Stock Units · Derivative | 7,159 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000109 · edgar.xml · derivative · entry 2 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,159 Underlying: Common Stock, par value $.01 · 7,159 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors. F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 21:20 UTC |
Parrett William GDirector
|
GrantRestricted Stock Units · Derivative | 7,909 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000107 · edgar.xml · derivative · entry 2 Parrett William G · CIK 0001418280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,909 Underlying: Common Stock, par value $.01 · 7,909 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors. F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 21:18 UTC |
Katz Philippe DDirector · 10% owner
|
GrantRestricted Stock Units · Derivative | 7,909 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000105 · edgar.xml · derivative · entry 7 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,909 Underlying: Common Stock, par value $.01 · 7,909 shares Expires not disclosed F6 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors. F6 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors. F6 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 21:17 UTC |
New Jason GriffinDirector
|
GrantRestricted Stock Units · Derivative | 7,159 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000103 · edgar.xml · derivative · entry 2 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,159 Underlying: Common Stock, par value $.01 · 7,159 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors. F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors. Read SEC document |
| February 26, 2021 Filed Mar 3, 2021 00:23 UTC |
CONTINENZA JAMES VDirector · Executive Chairman and CEO
|
GrantRestricted Stock Units · Derivative | 300,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000056 · edgar.xml · derivative · entry 3 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock, par value $.01 · 300,000 shares Expires not disclosed F3 · derivative.exercise_price: These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 2/26/2022, 2/26/2023, and 2/26/2024. F3 · derivative.exercise_date: These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 2/26/2022, 2/26/2023, and 2/26/2024. F3 · derivative.expiration_date: These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 2/26/2022, 2/26/2023, and 2/26/2024. Read SEC document |
| February 26, 2021 Filed Mar 3, 2021 00:23 UTC |
CONTINENZA JAMES VDirector · Executive Chairman and CEO
|
Tax withholdingCommon Stock, par value $.01 | 61,369 | $8.62 | $529,000.78 |
DisclosureSEC source: 0000891839-21-000056 · edgar.xml · nonDerivative · entry 2 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 788,631 F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units. Read SEC document |
| February 26, 2021 Filed Mar 3, 2021 00:23 UTC |
CONTINENZA JAMES VDirector · Executive Chairman and CEO
|
GrantCommon Stock, par value $.01 | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000056 · edgar.xml · nonDerivative · entry 1 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850,000 F1 · shares: Reflects restricted stock units, which immediately vested and converted into common stock on a one-for-one basis. These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. F1 · price: Reflects restricted stock units, which immediately vested and converted into common stock on a one-for-one basis. These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 26, 2021 Filed Apr 2, 2021 21:23 UTC |
Engelberg Jeffrey D.Director
|
GrantSeries B Covertible Preferred Stock · Derivative | 50,000 | Not disclosed Strike: $10.50 | Not disclosed |
DisclosureSEC source: 0000891839-21-000111 · edgar.xml · derivative · entry 9 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 50,000 Underlying: Common Stock, par value $.01 · 476,190 shares Expires 2026-05-28 F4 · price: On February 26, 2021, pursuant to the Series A Preferred Stock Repurchase and Exchange Agreement, C2W disposed of 50,000 shares of Series A Convertible Preferred Stock in exchange for cash and 50,000 shares of Series A Convertible Preferred Stock in exchange for shares of Series B Convertible Preferred Stock on a one-for-one basis from the issuer. F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time, at the holder's election. F1 · ownership.nature: These securities are owned directly by C2W Partners Master Fund Limited ("C2W"). Mr. Engelberg is the managing member of Additive Advisory and Capital, LLC, which receives management fees from C2W. Mr. Engelberg disclaims beneficial ownership of the securities held by C2W and states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 26, 2021 Filed Apr 2, 2021 21:23 UTC |
Engelberg Jeffrey D.Director
|
Disposition to issuerSeries A Covertible Preferred Stock · Derivative | 100,000 | $100.00 | $10,000,000.00 |
DisclosureSEC source: 0000891839-21-000111 · edgar.xml · derivative · entry 8 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 574,710 shares Expires not disclosed F4 · derivative.exercise_price: On February 26, 2021, pursuant to the Series A Preferred Stock Repurchase and Exchange Agreement, C2W disposed of 50,000 shares of Series A Convertible Preferred Stock in exchange for cash and 50,000 shares of Series A Convertible Preferred Stock in exchange for shares of Series B Convertible Preferred Stock on a one-for-one basis from the issuer. F4 · price: On February 26, 2021, pursuant to the Series A Preferred Stock Repurchase and Exchange Agreement, C2W disposed of 50,000 shares of Series A Convertible Preferred Stock in exchange for cash and 50,000 shares of Series A Convertible Preferred Stock in exchange for shares of Series B Convertible Preferred Stock on a one-for-one basis from the issuer. F5 · price: In addition to the share consideration, the Issuer paid $64,167 for accrued and unpaid dividends on the shares of Series A Convertible Preferred Stock. F4 · derivative.exercise_date: On February 26, 2021, pursuant to the Series A Preferred Stock Repurchase and Exchange Agreement, C2W disposed of 50,000 shares of Series A Convertible Preferred Stock in exchange for cash and 50,000 shares of Series A Convertible Preferred Stock in exchange for shares of Series B Convertible Preferred Stock on a one-for-one basis from the issuer. F4 · derivative.expiration_date: On February 26, 2021, pursuant to the Series A Preferred Stock Repurchase and Exchange Agreement, C2W disposed of 50,000 shares of Series A Convertible Preferred Stock in exchange for cash and 50,000 shares of Series A Convertible Preferred Stock in exchange for shares of Series B Convertible Preferred Stock on a one-for-one basis from the issuer. F1 · ownership.nature: These securities are owned directly by C2W Partners Master Fund Limited ("C2W"). Mr. Engelberg is the managing member of Additive Advisory and Capital, LLC, which receives management fees from C2W. Mr. Engelberg disclaims beneficial ownership of the securities held by C2W and states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 16, 2021 Filed Jan 20, 2021 21:42 UTC |
Byrd Roger W.General Counsel, Sec., SVP
|
Exercise / conversionRestricted Stock Units · Derivative | 18,878 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000026 · edgar.xml · derivative · entry 3 Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,879 Underlying: Common Stock, par value $.01 · 18,878 shares Expires 2022-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third each on 1/16/2020 and 1/16/2021 and vest one-third on 1/16/2022. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third each on 1/16/2020 and 1/16/2021 and vest one-third on 1/16/2022. Read SEC document |
| January 16, 2021 Filed Jan 20, 2021 21:42 UTC |
Byrd Roger W.General Counsel, Sec., SVP
|
Tax withholdingCommon Stock, par value $.01 | 7,331 | $8.14 | $59,674.34 |
DisclosureSEC source: 0000891839-21-000026 · edgar.xml · nonDerivative · entry 2 Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,011 F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units. Read SEC document |
| January 16, 2021 Filed Jan 20, 2021 21:42 UTC |
Byrd Roger W.General Counsel, Sec., SVP
|
Exercise / conversionCommon Stock, par value $.01 | 18,878 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000026 · edgar.xml · nonDerivative · entry 1 Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 23:23 UTC |
Katz Philippe DDirector · 10% owner
|
GrantPhantom Stock · Derivative | 46,729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000022 · edgar.xml · derivative · entry 8 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,729 Underlying: Common Stock, par value $.01 · 46,729 shares Expires not disclosed F7 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F7 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F7 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 23:23 UTC |
Katz Philippe DDirector · 10% owner
|
Disposition to issuerRestricted Stock Units · Derivative | 46,729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000022 · edgar.xml · derivative · entry 7 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 46,729 shares Expires 2021-01-08 F6 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2021, Mr. Katz deferred the receipt of 46,729 shares of common stock and received instead 46,729 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 46,729 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. F6 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2021, Mr. Katz deferred the receipt of 46,729 shares of common stock and received instead 46,729 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 46,729 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 23:22 UTC |
Engelberg Jeffrey D.Director
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Exercise / conversionRestricted Stock Units · Derivative | 46,729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000021 · edgar.xml · derivative · entry 3 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 46,729 shares Expires 2021-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 23:22 UTC |
Engelberg Jeffrey D.Director
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Exercise / conversionCommon Stock, par value $.01 | 46,729 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000021 · edgar.xml · nonDerivative · entry 1 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 23:21 UTC |
New Jason GriffinDirector
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Exercise / conversionRestricted Stock Units · Derivative | 46,729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000020 · edgar.xml · derivative · entry 2 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 46,729 shares Expires 2021-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 23:21 UTC |
New Jason GriffinDirector
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Exercise / conversionCommon Stock, par value $.01 | 46,729 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000020 · edgar.xml · nonDerivative · entry 1 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.