person · Reporting owner
KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EASTMAN KODAK COKODK · Entity 5053 | Director | July 21, 2023 | July 25, 2023 |
| F45 Training Holdings Inc.FXLV · Entity 110370 | Director · 10% owner | July 19, 2021 | July 20, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EASTMAN KODAK CO
Report date July 21, 2023 · Filed July 25, 2023
Jointly reported with KENNEDY LEWIS MANAGEMENT LP, Kennedy Lewis GP LLC, Kennedy Lewis Investment Holdings LLC, Kennedy Lewis Capital Partners Master Fund II LP, Kennedy Lewis GP II LLC, Kennedy Lewis Investment Holdings II LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Convertible Promissory NoteSEC Table II · derivative / convertible security | IndirectSee Footnotes | 0 |
Reported balance
After 2023-07-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-07-21 · Disposition to issuer · Disposed 552,092 · Balance 0 F2: The Convertible Note held by Master Fund I had a purchase price of $4,930,000 and the Convertible Note held by Master Fund II had a purchase price of $20,070,000. Each of the Convertible Notes held by the Funds bore interest at a rate of 5.0% per annum, which was payable in cash on the maturity date or any prepayment date and in additional shares of Common Stock of the Issuer on any conversion date. The maturity date of the Convertible Notes held by the Funds was May 28, 2026. F3: (Continued from Footnote 2) Each of the Funds had the right to elect at any time to convert the Convertible Note held by it into shares of Common Stock of the Issuer at a conversion rate equal to 100 shares of Common Stock per each $1,000 outstanding amount (including principal and accrued interest) of the Convertible Note (based on a conversion price equal to $10.00 per share of Common Stock) and the Convertible Note converted into shares of Common Stock of the Issuer at the election of the Issuer upon the occurrence of certain events as set forth in the Convertible Note. The conversion rate and conversion price were subject to certain customary anti-dilution adjustments. F1: In connection with an amendment to the credit agreement (the "Term Loan Credit Agreement") among certain funds affiliated with Kennedy Lewis Investment Management LLC ("Kennedy Lewis"), as lenders, the other lenders party thereto, and Alter Domus (US) LLC, as administrative agent, and Eastman Kodak Company (the "Issuer") and certain of its subsidiaries, in order to amend and restate the Term Loan Credit Agreement, on July 21, 2023, the Convertible Promissory Notes, dated February 26, 2021, of the Issuer (the "Convertible Notes") held by each of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds") were repaid in full, plus accrued paid-in-kind or unpaid cash interest, by the Issuer (the "Convertible Notes Repurchase"). F4: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F5: (Continued from Footnote 4) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F6: (Continued from Footnote 5) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F7: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is or was the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| Convertible Promissory NoteSEC Table II · derivative / convertible security | IndirectSee Footnotes | 0 |
Reported balance
After 2023-07-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-07-21 · Disposition to issuer · Disposed 2,247,565 · Balance 0 F2: The Convertible Note held by Master Fund I had a purchase price of $4,930,000 and the Convertible Note held by Master Fund II had a purchase price of $20,070,000. Each of the Convertible Notes held by the Funds bore interest at a rate of 5.0% per annum, which was payable in cash on the maturity date or any prepayment date and in additional shares of Common Stock of the Issuer on any conversion date. The maturity date of the Convertible Notes held by the Funds was May 28, 2026. F3: (Continued from Footnote 2) Each of the Funds had the right to elect at any time to convert the Convertible Note held by it into shares of Common Stock of the Issuer at a conversion rate equal to 100 shares of Common Stock per each $1,000 outstanding amount (including principal and accrued interest) of the Convertible Note (based on a conversion price equal to $10.00 per share of Common Stock) and the Convertible Note converted into shares of Common Stock of the Issuer at the election of the Issuer upon the occurrence of certain events as set forth in the Convertible Note. The conversion rate and conversion price were subject to certain customary anti-dilution adjustments. F1: In connection with an amendment to the credit agreement (the "Term Loan Credit Agreement") among certain funds affiliated with Kennedy Lewis Investment Management LLC ("Kennedy Lewis"), as lenders, the other lenders party thereto, and Alter Domus (US) LLC, as administrative agent, and Eastman Kodak Company (the "Issuer") and certain of its subsidiaries, in order to amend and restate the Term Loan Credit Agreement, on July 21, 2023, the Convertible Promissory Notes, dated February 26, 2021, of the Issuer (the "Convertible Notes") held by each of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds") were repaid in full, plus accrued paid-in-kind or unpaid cash interest, by the Issuer (the "Convertible Notes Repurchase"). F4: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F5: (Continued from Footnote 4) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F6: (Continued from Footnote 5) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F7: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is or was the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with an amendment to the credit agreement (the "Term Loan Credit Agreement") among certain funds affiliated with Kennedy Lewis Investment Management LLC ("Kennedy Lewis"), as lenders, the other lenders party thereto, and Alter Domus (US) LLC, as administrative agent, and Eastman Kodak Company (the "Issuer") and certain of its subsidiaries, in order to amend and restate the Term Loan Credit Agreement, on July 21, 2023, the Convertible Promissory Notes, dated February 26, 2021, of the Issuer (the "Convertible Notes") held by each of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds") were repaid in full, plus accrued paid-in-kind or unpaid cash interest, by the Issuer (the "Convertible Notes Repurchase").
F2: The Convertible Note held by Master Fund I had a purchase price of $4,930,000 and the Convertible Note held by Master Fund II had a purchase price of $20,070,000. Each of the Convertible Notes held by the Funds bore interest at a rate of 5.0% per annum, which was payable in cash on the maturity date or any prepayment date and in additional shares of Common Stock of the Issuer on any conversion date. The maturity date of the Convertible Notes held by the Funds was May 28, 2026.
F3: (Continued from Footnote 2) Each of the Funds had the right to elect at any time to convert the Convertible Note held by it into shares of Common Stock of the Issuer at a conversion rate equal to 100 shares of Common Stock per each $1,000 outstanding amount (including principal and accrued interest) of the Convertible Note (based on a conversion price equal to $10.00 per share of Common Stock) and the Convertible Note converted into shares of Common Stock of the Issuer at the election of the Issuer upon the occurrence of certain events as set forth in the Convertible Note. The conversion rate and conversion price were subject to certain customary anti-dilution adjustments.
F4: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I.
F5: (Continued from Footnote 4) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II.
F6: (Continued from Footnote 5) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds.
F7: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is or was the beneficial owner of such securities for purposes of Section 16 or any other purpose.
F45 Training Holdings Inc.
Report date July 19, 2021 · Filed July 20, 2021
Jointly reported with KENNEDY LEWIS MANAGEMENT LP, Kennedy Lewis GP LLC, Kennedy Lewis Investment Holdings LLC, Kennedy Lewis Capital Partners Master Fund II LP, Kennedy Lewis GP II LLC, Kennedy Lewis Investment Holdings II LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 2,109,759 |
Reported balance
After 2021-07-19 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-07-19 · Exercise / conversion · Acquired 2,109,759 · Balance 2,109,759 F7: On July 19, 2021, immediately prior to the consummation of the Issuer's initial public offering of Common Stock, approximately $14.2 million principal amount of the Issuer's convertible notes ("Convertible Notes") held directly by Master Fund I automatically converted into 2,109,759 shares of Common Stock. Such Convertible Notes were presently convertible and would automatically convert into 2,109,759 shares of the Issuer's Common Stock immediately prior to the consummation of the Issuer's initial public offering of Common Stock. The Convertible Notes would have matured five years after the initial October 6, 2020 issuance date. F1: These securities of F45 Training Holdings Inc. (the "Issuer") are held directly by Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I"). F3: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4: (Continued from footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F5: (Continued from footnote 4) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 8,169,522 |
Reported balance
After 2021-07-19 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-07-19 · Exercise / conversion · Acquired 8,169,522 · Balance 8,169,522 F8: On July 19, 2021, immediately prior to the consummation of the Issuer's initial public offering of Common Stock, approximately $55.0 million principal amount of Convertible Notes held directly by Master Fund II automatically converted into 8,169,522 shares of Common Stock. Such Convertible Notes were presently convertible and would automatically convert into 8,169,522 shares of the Issuer's Common Stock immediately prior to the consummation of the Issuer's initial public offering of Common Stock. The Convertible Notes would have matured five years after the initial October 6, 2020 issuance date. F2: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F3: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4: (Continued from footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F5: (Continued from footnote 4) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| Convertible NotesSEC Table II · derivative / convertible security | IndirectSee Footnotes | 0 |
Reported balance
After 2021-07-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-07-19 · Exercise / conversion · Disposed 2,109,759 · Balance 0 F7: On July 19, 2021, immediately prior to the consummation of the Issuer's initial public offering of Common Stock, approximately $14.2 million principal amount of the Issuer's convertible notes ("Convertible Notes") held directly by Master Fund I automatically converted into 2,109,759 shares of Common Stock. Such Convertible Notes were presently convertible and would automatically convert into 2,109,759 shares of the Issuer's Common Stock immediately prior to the consummation of the Issuer's initial public offering of Common Stock. The Convertible Notes would have matured five years after the initial October 6, 2020 issuance date. F1: These securities of F45 Training Holdings Inc. (the "Issuer") are held directly by Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I"). F3: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4: (Continued from footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F5: (Continued from footnote 4) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| Convertible NotesSEC Table II · derivative / convertible security | IndirectSee Footnotes | 0 |
Reported balance
After 2021-07-19 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-07-19 · Exercise / conversion · Disposed 8,169,522 · Balance 0 F8: On July 19, 2021, immediately prior to the consummation of the Issuer's initial public offering of Common Stock, approximately $55.0 million principal amount of Convertible Notes held directly by Master Fund II automatically converted into 8,169,522 shares of Common Stock. Such Convertible Notes were presently convertible and would automatically convert into 8,169,522 shares of the Issuer's Common Stock immediately prior to the consummation of the Issuer's initial public offering of Common Stock. The Convertible Notes would have matured five years after the initial October 6, 2020 issuance date. F2: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F3: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4: (Continued from footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F5: (Continued from footnote 4) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities of F45 Training Holdings Inc. (the "Issuer") are held directly by Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I").
F2: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds").
F3: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I.
F4: (Continued from footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II.
F5: (Continued from footnote 4) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds.
F6: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
F7: On July 19, 2021, immediately prior to the consummation of the Issuer's initial public offering of Common Stock, approximately $14.2 million principal amount of the Issuer's convertible notes ("Convertible Notes") held directly by Master Fund I automatically converted into 2,109,759 shares of Common Stock. Such Convertible Notes were presently convertible and would automatically convert into 2,109,759 shares of the Issuer's Common Stock immediately prior to the consummation of the Issuer's initial public offering of Common Stock. The Convertible Notes would have matured five years after the initial October 6, 2020 issuance date.
F8: On July 19, 2021, immediately prior to the consummation of the Issuer's initial public offering of Common Stock, approximately $55.0 million principal amount of Convertible Notes held directly by Master Fund II automatically converted into 8,169,522 shares of Common Stock. Such Convertible Notes were presently convertible and would automatically convert into 8,169,522 shares of the Issuer's Common Stock immediately prior to the consummation of the Issuer's initial public offering of Common Stock. The Convertible Notes would have matured five years after the initial October 6, 2020 issuance date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 21, 2023 Filed Jul 25, 2023 22:38 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Disposition to issuerConvertible Promissory Note · Derivative | 2,247,565 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-017527 · doc4.xml · derivative · entry 2 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires not disclosed F2 · derivative.exercise_price: The Convertible Note held by Master Fund I had a purchase price of $4,930,000 and the Convertible Note held by Master Fund II had a purchase price of $20,070,000. Each of the Convertible Notes held by the Funds bore interest at a rate of 5.0% per annum, which was payable in cash on the maturity date or any prepayment date and in additional shares of Common Stock of the Issuer on any conversion date. The maturity date of the Convertible Notes held by the Funds was May 28, 2026. F3 · derivative.exercise_price: (Continued from Footnote 2) Each of the Funds had the right to elect at any time to convert the Convertible Note held by it into shares of Common Stock of the Issuer at a conversion rate equal to 100 shares of Common Stock per each $1,000 outstanding amount (including principal and accrued interest) of the Convertible Note (based on a conversion price equal to $10.00 per share of Common Stock) and the Convertible Note converted into shares of Common Stock of the Issuer at the election of the Issuer upon the occurrence of certain events as set forth in the Convertible Note. The conversion rate and conversion price were subject to certain customary anti-dilution adjustments. F1 · kind: In connection with an amendment to the credit agreement (the "Term Loan Credit Agreement") among certain funds affiliated with Kennedy Lewis Investment Management LLC ("Kennedy Lewis"), as lenders, the other lenders party thereto, and Alter Domus (US) LLC, as administrative agent, and Eastman Kodak Company (the "Issuer") and certain of its subsidiaries, in order to amend and restate the Term Loan Credit Agreement, on July 21, 2023, the Convertible Promissory Notes, dated February 26, 2021, of the Issuer (the "Convertible Notes") held by each of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds") were repaid in full, plus accrued paid-in-kind or unpaid cash interest, by the Issuer (the "Convertible Notes Repurchase"). F2 · kind: The Convertible Note held by Master Fund I had a purchase price of $4,930,000 and the Convertible Note held by Master Fund II had a purchase price of $20,070,000. Each of the Convertible Notes held by the Funds bore interest at a rate of 5.0% per annum, which was payable in cash on the maturity date or any prepayment date and in additional shares of Common Stock of the Issuer on any conversion date. The maturity date of the Convertible Notes held by the Funds was May 28, 2026. F3 · kind: (Continued from Footnote 2) Each of the Funds had the right to elect at any time to convert the Convertible Note held by it into shares of Common Stock of the Issuer at a conversion rate equal to 100 shares of Common Stock per each $1,000 outstanding amount (including principal and accrued interest) of the Convertible Note (based on a conversion price equal to $10.00 per share of Common Stock) and the Convertible Note converted into shares of Common Stock of the Issuer at the election of the Issuer upon the occurrence of certain events as set forth in the Convertible Note. The conversion rate and conversion price were subject to certain customary anti-dilution adjustments. F1 · shares: In connection with an amendment to the credit agreement (the "Term Loan Credit Agreement") among certain funds affiliated with Kennedy Lewis Investment Management LLC ("Kennedy Lewis"), as lenders, the other lenders party thereto, and Alter Domus (US) LLC, as administrative agent, and Eastman Kodak Company (the "Issuer") and certain of its subsidiaries, in order to amend and restate the Term Loan Credit Agreement, on July 21, 2023, the Convertible Promissory Notes, dated February 26, 2021, of the Issuer (the "Convertible Notes") held by each of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds") were repaid in full, plus accrued paid-in-kind or unpaid cash interest, by the Issuer (the "Convertible Notes Repurchase"). F2 · shares: The Convertible Note held by Master Fund I had a purchase price of $4,930,000 and the Convertible Note held by Master Fund II had a purchase price of $20,070,000. Each of the Convertible Notes held by the Funds bore interest at a rate of 5.0% per annum, which was payable in cash on the maturity date or any prepayment date and in additional shares of Common Stock of the Issuer on any conversion date. The maturity date of the Convertible Notes held by the Funds was May 28, 2026. F3 · shares: (Continued from Footnote 2) Each of the Funds had the right to elect at any time to convert the Convertible Note held by it into shares of Common Stock of the Issuer at a conversion rate equal to 100 shares of Common Stock per each $1,000 outstanding amount (including principal and accrued interest) of the Convertible Note (based on a conversion price equal to $10.00 per share of Common Stock) and the Convertible Note converted into shares of Common Stock of the Issuer at the election of the Issuer upon the occurrence of certain events as set forth in the Convertible Note. The conversion rate and conversion price were subject to certain customary anti-dilution adjustments. F1 · price: In connection with an amendment to the credit agreement (the "Term Loan Credit Agreement") among certain funds affiliated with Kennedy Lewis Investment Management LLC ("Kennedy Lewis"), as lenders, the other lenders party thereto, and Alter Domus (US) LLC, as administrative agent, and Eastman Kodak Company (the "Issuer") and certain of its subsidiaries, in order to amend and restate the Term Loan Credit Agreement, on July 21, 2023, the Convertible Promissory Notes, dated February 26, 2021, of the Issuer (the "Convertible Notes") held by each of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds") were repaid in full, plus accrued paid-in-kind or unpaid cash interest, by the Issuer (the "Convertible Notes Repurchase"). F2 · price: The Convertible Note held by Master Fund I had a purchase price of $4,930,000 and the Convertible Note held by Master Fund II had a purchase price of $20,070,000. Each of the Convertible Notes held by the Funds bore interest at a rate of 5.0% per annum, which was payable in cash on the maturity date or any prepayment date and in additional shares of Common Stock of the Issuer on any conversion date. The maturity date of the Convertible Notes held by the Funds was May 28, 2026. F3 · price: (Continued from Footnote 2) Each of the Funds had the right to elect at any time to convert the Convertible Note held by it into shares of Common Stock of the Issuer at a conversion rate equal to 100 shares of Common Stock per each $1,000 outstanding amount (including principal and accrued interest) of the Convertible Note (based on a conversion price equal to $10.00 per share of Common Stock) and the Convertible Note converted into shares of Common Stock of the Issuer at the election of the Issuer upon the occurrence of certain events as set forth in the Convertible Note. The conversion rate and conversion price were subject to certain customary anti-dilution adjustments. F2 · derivative.exercise_date: The Convertible Note held by Master Fund I had a purchase price of $4,930,000 and the Convertible Note held by Master Fund II had a purchase price of $20,070,000. Each of the Convertible Notes held by the Funds bore interest at a rate of 5.0% per annum, which was payable in cash on the maturity date or any prepayment date and in additional shares of Common Stock of the Issuer on any conversion date. The maturity date of the Convertible Notes held by the Funds was May 28, 2026. F3 · derivative.exercise_date: (Continued from Footnote 2) Each of the Funds had the right to elect at any time to convert the Convertible Note held by it into shares of Common Stock of the Issuer at a conversion rate equal to 100 shares of Common Stock per each $1,000 outstanding amount (including principal and accrued interest) of the Convertible Note (based on a conversion price equal to $10.00 per share of Common Stock) and the Convertible Note converted into shares of Common Stock of the Issuer at the election of the Issuer upon the occurrence of certain events as set forth in the Convertible Note. The conversion rate and conversion price were subject to certain customary anti-dilution adjustments. F2 · derivative.expiration_date: The Convertible Note held by Master Fund I had a purchase price of $4,930,000 and the Convertible Note held by Master Fund II had a purchase price of $20,070,000. Each of the Convertible Notes held by the Funds bore interest at a rate of 5.0% per annum, which was payable in cash on the maturity date or any prepayment date and in additional shares of Common Stock of the Issuer on any conversion date. The maturity date of the Convertible Notes held by the Funds was May 28, 2026. F3 · derivative.expiration_date: (Continued from Footnote 2) Each of the Funds had the right to elect at any time to convert the Convertible Note held by it into shares of Common Stock of the Issuer at a conversion rate equal to 100 shares of Common Stock per each $1,000 outstanding amount (including principal and accrued interest) of the Convertible Note (based on a conversion price equal to $10.00 per share of Common Stock) and the Convertible Note converted into shares of Common Stock of the Issuer at the election of the Issuer upon the occurrence of certain events as set forth in the Convertible Note. The conversion rate and conversion price were subject to certain customary anti-dilution adjustments. F1 · derivative.underlying_shares: In connection with an amendment to the credit agreement (the "Term Loan Credit Agreement") among certain funds affiliated with Kennedy Lewis Investment Management LLC ("Kennedy Lewis"), as lenders, the other lenders party thereto, and Alter Domus (US) LLC, as administrative agent, and Eastman Kodak Company (the "Issuer") and certain of its subsidiaries, in order to amend and restate the Term Loan Credit Agreement, on July 21, 2023, the Convertible Promissory Notes, dated February 26, 2021, of the Issuer (the "Convertible Notes") held by each of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds") were repaid in full, plus accrued paid-in-kind or unpaid cash interest, by the Issuer (the "Convertible Notes Repurchase"). F2 · derivative.underlying_shares: The Convertible Note held by Master Fund I had a purchase price of $4,930,000 and the Convertible Note held by Master Fund II had a purchase price of $20,070,000. Each of the Convertible Notes held by the Funds bore interest at a rate of 5.0% per annum, which was payable in cash on the maturity date or any prepayment date and in additional shares of Common Stock of the Issuer on any conversion date. The maturity date of the Convertible Notes held by the Funds was May 28, 2026. F3 · derivative.underlying_shares: (Continued from Footnote 2) Each of the Funds had the right to elect at any time to convert the Convertible Note held by it into shares of Common Stock of the Issuer at a conversion rate equal to 100 shares of Common Stock per each $1,000 outstanding amount (including principal and accrued interest) of the Convertible Note (based on a conversion price equal to $10.00 per share of Common Stock) and the Convertible Note converted into shares of Common Stock of the Issuer at the election of the Issuer upon the occurrence of certain events as set forth in the Convertible Note. The conversion rate and conversion price were subject to certain customary anti-dilution adjustments. F4 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F5 · ownership.nature: (Continued from Footnote 4) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F6 · ownership.nature: (Continued from Footnote 5) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F7 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is or was the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| July 21, 2023 Filed Jul 25, 2023 22:38 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Disposition to issuerConvertible Promissory Note · Derivative | 552,092 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-017527 · doc4.xml · derivative · entry 1 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires not disclosed F2 · derivative.exercise_price: The Convertible Note held by Master Fund I had a purchase price of $4,930,000 and the Convertible Note held by Master Fund II had a purchase price of $20,070,000. Each of the Convertible Notes held by the Funds bore interest at a rate of 5.0% per annum, which was payable in cash on the maturity date or any prepayment date and in additional shares of Common Stock of the Issuer on any conversion date. The maturity date of the Convertible Notes held by the Funds was May 28, 2026. F3 · derivative.exercise_price: (Continued from Footnote 2) Each of the Funds had the right to elect at any time to convert the Convertible Note held by it into shares of Common Stock of the Issuer at a conversion rate equal to 100 shares of Common Stock per each $1,000 outstanding amount (including principal and accrued interest) of the Convertible Note (based on a conversion price equal to $10.00 per share of Common Stock) and the Convertible Note converted into shares of Common Stock of the Issuer at the election of the Issuer upon the occurrence of certain events as set forth in the Convertible Note. The conversion rate and conversion price were subject to certain customary anti-dilution adjustments. F1 · kind: In connection with an amendment to the credit agreement (the "Term Loan Credit Agreement") among certain funds affiliated with Kennedy Lewis Investment Management LLC ("Kennedy Lewis"), as lenders, the other lenders party thereto, and Alter Domus (US) LLC, as administrative agent, and Eastman Kodak Company (the "Issuer") and certain of its subsidiaries, in order to amend and restate the Term Loan Credit Agreement, on July 21, 2023, the Convertible Promissory Notes, dated February 26, 2021, of the Issuer (the "Convertible Notes") held by each of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds") were repaid in full, plus accrued paid-in-kind or unpaid cash interest, by the Issuer (the "Convertible Notes Repurchase"). F2 · kind: The Convertible Note held by Master Fund I had a purchase price of $4,930,000 and the Convertible Note held by Master Fund II had a purchase price of $20,070,000. Each of the Convertible Notes held by the Funds bore interest at a rate of 5.0% per annum, which was payable in cash on the maturity date or any prepayment date and in additional shares of Common Stock of the Issuer on any conversion date. The maturity date of the Convertible Notes held by the Funds was May 28, 2026. F3 · kind: (Continued from Footnote 2) Each of the Funds had the right to elect at any time to convert the Convertible Note held by it into shares of Common Stock of the Issuer at a conversion rate equal to 100 shares of Common Stock per each $1,000 outstanding amount (including principal and accrued interest) of the Convertible Note (based on a conversion price equal to $10.00 per share of Common Stock) and the Convertible Note converted into shares of Common Stock of the Issuer at the election of the Issuer upon the occurrence of certain events as set forth in the Convertible Note. The conversion rate and conversion price were subject to certain customary anti-dilution adjustments. F1 · shares: In connection with an amendment to the credit agreement (the "Term Loan Credit Agreement") among certain funds affiliated with Kennedy Lewis Investment Management LLC ("Kennedy Lewis"), as lenders, the other lenders party thereto, and Alter Domus (US) LLC, as administrative agent, and Eastman Kodak Company (the "Issuer") and certain of its subsidiaries, in order to amend and restate the Term Loan Credit Agreement, on July 21, 2023, the Convertible Promissory Notes, dated February 26, 2021, of the Issuer (the "Convertible Notes") held by each of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds") were repaid in full, plus accrued paid-in-kind or unpaid cash interest, by the Issuer (the "Convertible Notes Repurchase"). F2 · shares: The Convertible Note held by Master Fund I had a purchase price of $4,930,000 and the Convertible Note held by Master Fund II had a purchase price of $20,070,000. Each of the Convertible Notes held by the Funds bore interest at a rate of 5.0% per annum, which was payable in cash on the maturity date or any prepayment date and in additional shares of Common Stock of the Issuer on any conversion date. The maturity date of the Convertible Notes held by the Funds was May 28, 2026. F3 · shares: (Continued from Footnote 2) Each of the Funds had the right to elect at any time to convert the Convertible Note held by it into shares of Common Stock of the Issuer at a conversion rate equal to 100 shares of Common Stock per each $1,000 outstanding amount (including principal and accrued interest) of the Convertible Note (based on a conversion price equal to $10.00 per share of Common Stock) and the Convertible Note converted into shares of Common Stock of the Issuer at the election of the Issuer upon the occurrence of certain events as set forth in the Convertible Note. The conversion rate and conversion price were subject to certain customary anti-dilution adjustments. F1 · price: In connection with an amendment to the credit agreement (the "Term Loan Credit Agreement") among certain funds affiliated with Kennedy Lewis Investment Management LLC ("Kennedy Lewis"), as lenders, the other lenders party thereto, and Alter Domus (US) LLC, as administrative agent, and Eastman Kodak Company (the "Issuer") and certain of its subsidiaries, in order to amend and restate the Term Loan Credit Agreement, on July 21, 2023, the Convertible Promissory Notes, dated February 26, 2021, of the Issuer (the "Convertible Notes") held by each of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds") were repaid in full, plus accrued paid-in-kind or unpaid cash interest, by the Issuer (the "Convertible Notes Repurchase"). F2 · price: The Convertible Note held by Master Fund I had a purchase price of $4,930,000 and the Convertible Note held by Master Fund II had a purchase price of $20,070,000. Each of the Convertible Notes held by the Funds bore interest at a rate of 5.0% per annum, which was payable in cash on the maturity date or any prepayment date and in additional shares of Common Stock of the Issuer on any conversion date. The maturity date of the Convertible Notes held by the Funds was May 28, 2026. F3 · price: (Continued from Footnote 2) Each of the Funds had the right to elect at any time to convert the Convertible Note held by it into shares of Common Stock of the Issuer at a conversion rate equal to 100 shares of Common Stock per each $1,000 outstanding amount (including principal and accrued interest) of the Convertible Note (based on a conversion price equal to $10.00 per share of Common Stock) and the Convertible Note converted into shares of Common Stock of the Issuer at the election of the Issuer upon the occurrence of certain events as set forth in the Convertible Note. The conversion rate and conversion price were subject to certain customary anti-dilution adjustments. F2 · derivative.exercise_date: The Convertible Note held by Master Fund I had a purchase price of $4,930,000 and the Convertible Note held by Master Fund II had a purchase price of $20,070,000. Each of the Convertible Notes held by the Funds bore interest at a rate of 5.0% per annum, which was payable in cash on the maturity date or any prepayment date and in additional shares of Common Stock of the Issuer on any conversion date. The maturity date of the Convertible Notes held by the Funds was May 28, 2026. F3 · derivative.exercise_date: (Continued from Footnote 2) Each of the Funds had the right to elect at any time to convert the Convertible Note held by it into shares of Common Stock of the Issuer at a conversion rate equal to 100 shares of Common Stock per each $1,000 outstanding amount (including principal and accrued interest) of the Convertible Note (based on a conversion price equal to $10.00 per share of Common Stock) and the Convertible Note converted into shares of Common Stock of the Issuer at the election of the Issuer upon the occurrence of certain events as set forth in the Convertible Note. The conversion rate and conversion price were subject to certain customary anti-dilution adjustments. F2 · derivative.expiration_date: The Convertible Note held by Master Fund I had a purchase price of $4,930,000 and the Convertible Note held by Master Fund II had a purchase price of $20,070,000. Each of the Convertible Notes held by the Funds bore interest at a rate of 5.0% per annum, which was payable in cash on the maturity date or any prepayment date and in additional shares of Common Stock of the Issuer on any conversion date. The maturity date of the Convertible Notes held by the Funds was May 28, 2026. F3 · derivative.expiration_date: (Continued from Footnote 2) Each of the Funds had the right to elect at any time to convert the Convertible Note held by it into shares of Common Stock of the Issuer at a conversion rate equal to 100 shares of Common Stock per each $1,000 outstanding amount (including principal and accrued interest) of the Convertible Note (based on a conversion price equal to $10.00 per share of Common Stock) and the Convertible Note converted into shares of Common Stock of the Issuer at the election of the Issuer upon the occurrence of certain events as set forth in the Convertible Note. The conversion rate and conversion price were subject to certain customary anti-dilution adjustments. F1 · derivative.underlying_shares: In connection with an amendment to the credit agreement (the "Term Loan Credit Agreement") among certain funds affiliated with Kennedy Lewis Investment Management LLC ("Kennedy Lewis"), as lenders, the other lenders party thereto, and Alter Domus (US) LLC, as administrative agent, and Eastman Kodak Company (the "Issuer") and certain of its subsidiaries, in order to amend and restate the Term Loan Credit Agreement, on July 21, 2023, the Convertible Promissory Notes, dated February 26, 2021, of the Issuer (the "Convertible Notes") held by each of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds") were repaid in full, plus accrued paid-in-kind or unpaid cash interest, by the Issuer (the "Convertible Notes Repurchase"). F2 · derivative.underlying_shares: The Convertible Note held by Master Fund I had a purchase price of $4,930,000 and the Convertible Note held by Master Fund II had a purchase price of $20,070,000. Each of the Convertible Notes held by the Funds bore interest at a rate of 5.0% per annum, which was payable in cash on the maturity date or any prepayment date and in additional shares of Common Stock of the Issuer on any conversion date. The maturity date of the Convertible Notes held by the Funds was May 28, 2026. F3 · derivative.underlying_shares: (Continued from Footnote 2) Each of the Funds had the right to elect at any time to convert the Convertible Note held by it into shares of Common Stock of the Issuer at a conversion rate equal to 100 shares of Common Stock per each $1,000 outstanding amount (including principal and accrued interest) of the Convertible Note (based on a conversion price equal to $10.00 per share of Common Stock) and the Convertible Note converted into shares of Common Stock of the Issuer at the election of the Issuer upon the occurrence of certain events as set forth in the Convertible Note. The conversion rate and conversion price were subject to certain customary anti-dilution adjustments. F4 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F5 · ownership.nature: (Continued from Footnote 4) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F6 · ownership.nature: (Continued from Footnote 5) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F7 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is or was the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 17, 2022 Filed May 20, 2022 01:20 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-018966 · doc4.xml · derivative · entry 5 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · Director Kennedy Lewis GP III LLC · CIK 0001897209 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On May 17, 2022, the 10,000 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I and Master Fund III, as defined below, the "Funds"). F2 · derivative.exercise_price: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and Master Fund I and Master Fund II are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in Master Fund I and Master Fund II and their affiliates. F1 · kind: On May 17, 2022, the 10,000 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I and Master Fund III, as defined below, the "Funds"). F2 · kind: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and Master Fund I and Master Fund II are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in Master Fund I and Master Fund II and their affiliates. F3 · shares: The 10,000 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of Master Fund I and Master Fund II as each has an indirect pecuniary interest. F1 · derivative.exercise_date: On May 17, 2022, the 10,000 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I and Master Fund III, as defined below, the "Funds"). F2 · derivative.exercise_date: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and Master Fund I and Master Fund II are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in Master Fund I and Master Fund II and their affiliates. F1 · derivative.expiration_date: On May 17, 2022, the 10,000 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I and Master Fund III, as defined below, the "Funds"). F2 · derivative.expiration_date: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and Master Fund I and Master Fund II are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in Master Fund I and Master Fund II and their affiliates. F1 · derivative.underlying_shares: On May 17, 2022, the 10,000 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I and Master Fund III, as defined below, the "Funds"). F2 · derivative.underlying_shares: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and Master Fund I and Master Fund II are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in Master Fund I and Master Fund II and their affiliates. F3 · derivative.underlying_shares: The 10,000 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of Master Fund I and Master Fund II as each has an indirect pecuniary interest. F5 · ownership.nature: Other than as disclosed in Footnote (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund II. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F7 · ownership.nature: (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F8 · ownership.nature: (Continued from Footnote 7) Kennedy Lewis GP III LLC ("Fund III GP") is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 17, 2022 Filed May 20, 2022 01:20 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-018966 · doc4.xml · derivative · entry 4 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · Director Kennedy Lewis GP III LLC · CIK 0001897209 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On May 17, 2022, the 10,000 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I and Master Fund III, as defined below, the "Funds"). F2 · derivative.exercise_price: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and Master Fund I and Master Fund II are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in Master Fund I and Master Fund II and their affiliates. F1 · kind: On May 17, 2022, the 10,000 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I and Master Fund III, as defined below, the "Funds"). F2 · kind: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and Master Fund I and Master Fund II are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in Master Fund I and Master Fund II and their affiliates. F3 · shares: The 10,000 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of Master Fund I and Master Fund II as each has an indirect pecuniary interest. F1 · derivative.exercise_date: On May 17, 2022, the 10,000 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I and Master Fund III, as defined below, the "Funds"). F2 · derivative.exercise_date: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and Master Fund I and Master Fund II are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in Master Fund I and Master Fund II and their affiliates. F1 · derivative.expiration_date: On May 17, 2022, the 10,000 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I and Master Fund III, as defined below, the "Funds"). F2 · derivative.expiration_date: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and Master Fund I and Master Fund II are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in Master Fund I and Master Fund II and their affiliates. F1 · derivative.underlying_shares: On May 17, 2022, the 10,000 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I and Master Fund III, as defined below, the "Funds"). F2 · derivative.underlying_shares: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and Master Fund I and Master Fund II are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in Master Fund I and Master Fund II and their affiliates. F3 · derivative.underlying_shares: The 10,000 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of Master Fund I and Master Fund II as each has an indirect pecuniary interest. F4 · ownership.nature: Other than as disclosed in Footnotes (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund I. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F7 · ownership.nature: (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F8 · ownership.nature: (Continued from Footnote 7) Kennedy Lewis GP III LLC ("Fund III GP") is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 17, 2022 Filed May 20, 2022 01:20 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-018966 · doc4.xml · nonDerivative · entry 2 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · Director Kennedy Lewis GP III LLC · CIK 0001897209 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,930,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 17, 2022, the 10,000 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I and Master Fund III, as defined below, the "Funds"). F2 · kind: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and Master Fund I and Master Fund II are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in Master Fund I and Master Fund II and their affiliates. F3 · shares: The 10,000 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of Master Fund I and Master Fund II as each has an indirect pecuniary interest. F1 · price: On May 17, 2022, the 10,000 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I and Master Fund III, as defined below, the "Funds"). F2 · price: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and Master Fund I and Master Fund II are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in Master Fund I and Master Fund II and their affiliates. F3 · balance_after: The 10,000 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of Master Fund I and Master Fund II as each has an indirect pecuniary interest. F5 · ownership.nature: Other than as disclosed in Footnote (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund II. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F7 · ownership.nature: (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F8 · ownership.nature: (Continued from Footnote 7) Kennedy Lewis GP III LLC ("Fund III GP") is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 17, 2022 Filed May 20, 2022 01:20 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-018966 · doc4.xml · nonDerivative · entry 1 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · Director Kennedy Lewis GP III LLC · CIK 0001897209 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 218,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 17, 2022, the 10,000 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I and Master Fund III, as defined below, the "Funds"). F2 · kind: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and Master Fund I and Master Fund II are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in Master Fund I and Master Fund II and their affiliates. F3 · shares: The 10,000 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of Master Fund I and Master Fund II as each has an indirect pecuniary interest. F1 · price: On May 17, 2022, the 10,000 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I and Master Fund III, as defined below, the "Funds"). F2 · price: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and Master Fund I and Master Fund II are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in Master Fund I and Master Fund II and their affiliates. F3 · balance_after: The 10,000 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of Master Fund I and Master Fund II as each has an indirect pecuniary interest. F4 · ownership.nature: Other than as disclosed in Footnotes (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund I. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F7 · ownership.nature: (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F8 · ownership.nature: (Continued from Footnote 7) Kennedy Lewis GP III LLC ("Fund III GP") is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 01:49 UTC | EASTMAN KODAK CO KODK · Entity 5053 | PurchaseCommon Stock | 137,763 | $6.08 | $837,971.00 |
DisclosureSEC source: 0000899243-22-011898 · doc4.xml · nonDerivative · entry 10 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · Director Kennedy Lewis GP III LLC · CIK 0001897209 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,578,606 F11 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $5.96 to $6.20, inclusive. F7 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund III LP ("Master Fund III"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4 · ownership.nature: (continued from footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner Master Fund III. F5 · ownership.nature: (continued from footnote 4) Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 01:49 UTC | EASTMAN KODAK CO KODK · Entity 5053 | PurchaseCommon Stock | 96,542 | $6.08 | $587,236.02 |
DisclosureSEC source: 0000899243-22-011898 · doc4.xml · nonDerivative · entry 9 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · Director Kennedy Lewis GP III LLC · CIK 0001897209 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,920,712 F11 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $5.96 to $6.20, inclusive. F2 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I (defined hereinafter) and Master Fund III (defined hereinafter), the "Funds") F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4 · ownership.nature: (continued from footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner Master Fund III. F5 · ownership.nature: (continued from footnote 4) Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 01:49 UTC | EASTMAN KODAK CO KODK · Entity 5053 | PurchaseCommon Stock | 9,636 | $6.19 | $59,638.17 |
DisclosureSEC source: 0000899243-22-011898 · doc4.xml · nonDerivative · entry 8 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · Director Kennedy Lewis GP III LLC · CIK 0001897209 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,440,843 F10 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $6.185 to $6.19, inclusive. F7 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund III LP ("Master Fund III"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4 · ownership.nature: (continued from footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner Master Fund III. F5 · ownership.nature: (continued from footnote 4) Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 01:49 UTC | EASTMAN KODAK CO KODK · Entity 5053 | PurchaseCommon Stock | 6,752 | $6.19 | $41,788.80 |
DisclosureSEC source: 0000899243-22-011898 · doc4.xml · nonDerivative · entry 7 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · Director Kennedy Lewis GP III LLC · CIK 0001897209 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,824,170 F10 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $6.185 to $6.19, inclusive. F2 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I (defined hereinafter) and Master Fund III (defined hereinafter), the "Funds") F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4 · ownership.nature: (continued from footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner Master Fund III. F5 · ownership.nature: (continued from footnote 4) Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 18, 2022 Filed Mar 23, 2022 01:49 UTC | EASTMAN KODAK CO KODK · Entity 5053 | PurchaseCommon Stock | 781,365 | $6.08 | $4,748,589.51 |
DisclosureSEC source: 0000899243-22-011898 · doc4.xml · nonDerivative · entry 6 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · Director Kennedy Lewis GP III LLC · CIK 0001897209 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,431,207 F9 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $5.445 to $6.35, inclusive. F7 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund III LP ("Master Fund III"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4 · ownership.nature: (continued from footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner Master Fund III. F5 · ownership.nature: (continued from footnote 4) Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 18, 2022 Filed Mar 23, 2022 01:49 UTC | EASTMAN KODAK CO KODK · Entity 5053 | PurchaseCommon Stock | 547,571 | $6.08 | $3,327,753.24 |
DisclosureSEC source: 0000899243-22-011898 · doc4.xml · nonDerivative · entry 5 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · Director Kennedy Lewis GP III LLC · CIK 0001897209 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,817,418 F9 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $5.445 to $6.35, inclusive. F2 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I (defined hereinafter) and Master Fund III (defined hereinafter), the "Funds") F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4 · ownership.nature: (continued from footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner Master Fund III. F5 · ownership.nature: (continued from footnote 4) Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 18, 2022 Filed Mar 23, 2022 01:49 UTC | EASTMAN KODAK CO KODK · Entity 5053 | PurchaseCommon Stock | 502,851 | $5.07 | $2,549,555.14 |
DisclosureSEC source: 0000899243-22-011898 · doc4.xml · nonDerivative · entry 4 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · Director Kennedy Lewis GP III LLC · CIK 0001897209 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 649,842 F8 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $4.545 to $5.54, inclusive. F7 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund III LP ("Master Fund III"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4 · ownership.nature: (continued from footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner Master Fund III. F5 · ownership.nature: (continued from footnote 4) Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 18, 2022 Filed Mar 23, 2022 01:49 UTC | EASTMAN KODAK CO KODK · Entity 5053 | PurchaseCommon Stock | 352,392 | $5.07 | $1,786,697.92 |
DisclosureSEC source: 0000899243-22-011898 · doc4.xml · nonDerivative · entry 3 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · Director Kennedy Lewis GP III LLC · CIK 0001897209 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,269,847 F8 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $4.545 to $5.54, inclusive. F2 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I (defined hereinafter) and Master Fund III (defined hereinafter), the "Funds") F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4 · ownership.nature: (continued from footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner Master Fund III. F5 · ownership.nature: (continued from footnote 4) Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 18, 2022 Filed Mar 23, 2022 01:49 UTC | EASTMAN KODAK CO KODK · Entity 5053 | PurchaseCommon Stock | 146,991 | $6.18 | $908,081.00 |
DisclosureSEC source: 0000899243-22-011898 · doc4.xml · nonDerivative · entry 2 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · Director Kennedy Lewis GP III LLC · CIK 0001897209 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 146,991 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of Eastman Kodak Company (the "Issuer") were sold in multiple transactions at prices ranging from $6.025 to $6.25, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in footnotes (1), (8), (9), (10) and (11) to this Form 4. F7 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund III LP ("Master Fund III"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4 · ownership.nature: (continued from footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner Master Fund III. F5 · ownership.nature: (continued from footnote 4) Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 18, 2022 Filed Mar 23, 2022 01:49 UTC | EASTMAN KODAK CO KODK · Entity 5053 | PurchaseCommon Stock | 103,009 | $6.18 | $636,369.00 |
DisclosureSEC source: 0000899243-22-011898 · doc4.xml · nonDerivative · entry 1 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · Director Kennedy Lewis GP III LLC · CIK 0001897209 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 917,455 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of Eastman Kodak Company (the "Issuer") were sold in multiple transactions at prices ranging from $6.025 to $6.25, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in footnotes (1), (8), (9), (10) and (11) to this Form 4. F2 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I (defined hereinafter) and Master Fund III (defined hereinafter), the "Funds") F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4 · ownership.nature: (continued from footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner Master Fund III. F5 · ownership.nature: (continued from footnote 4) Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| July 19, 2021 Filed Jul 20, 2021 13:21 UTC | F45 Training Holdings Inc. FXLV · Entity 110370 | Exercise / conversionConvertible Notes · Derivative | 8,169,522 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-028972 · doc4.xml · derivative · entry 4 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director · 10% owner KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director · 10% owner Kennedy Lewis GP LLC · CIK 0001854812 · Director · 10% owner Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director · 10% owner Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director · 10% owner Kennedy Lewis GP II LLC · CIK 0001855024 · Director · 10% owner Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 8,169,522 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: On July 19, 2021, immediately prior to the consummation of the Issuer's initial public offering of Common Stock, approximately $55.0 million principal amount of Convertible Notes held directly by Master Fund II automatically converted into 8,169,522 shares of Common Stock. Such Convertible Notes were presently convertible and would automatically convert into 8,169,522 shares of the Issuer's Common Stock immediately prior to the consummation of the Issuer's initial public offering of Common Stock. The Convertible Notes would have matured five years after the initial October 6, 2020 issuance date. F8 · kind: On July 19, 2021, immediately prior to the consummation of the Issuer's initial public offering of Common Stock, approximately $55.0 million principal amount of Convertible Notes held directly by Master Fund II automatically converted into 8,169,522 shares of Common Stock. Such Convertible Notes were presently convertible and would automatically convert into 8,169,522 shares of the Issuer's Common Stock immediately prior to the consummation of the Issuer's initial public offering of Common Stock. The Convertible Notes would have matured five years after the initial October 6, 2020 issuance date. F8 · shares: On July 19, 2021, immediately prior to the consummation of the Issuer's initial public offering of Common Stock, approximately $55.0 million principal amount of Convertible Notes held directly by Master Fund II automatically converted into 8,169,522 shares of Common Stock. Such Convertible Notes were presently convertible and would automatically convert into 8,169,522 shares of the Issuer's Common Stock immediately prior to the consummation of the Issuer's initial public offering of Common Stock. The Convertible Notes would have matured five years after the initial October 6, 2020 issuance date. F8 · derivative.exercise_date: On July 19, 2021, immediately prior to the consummation of the Issuer's initial public offering of Common Stock, approximately $55.0 million principal amount of Convertible Notes held directly by Master Fund II automatically converted into 8,169,522 shares of Common Stock. Such Convertible Notes were presently convertible and would automatically convert into 8,169,522 shares of the Issuer's Common Stock immediately prior to the consummation of the Issuer's initial public offering of Common Stock. The Convertible Notes would have matured five years after the initial October 6, 2020 issuance date. F8 · derivative.expiration_date: On July 19, 2021, immediately prior to the consummation of the Issuer's initial public offering of Common Stock, approximately $55.0 million principal amount of Convertible Notes held directly by Master Fund II automatically converted into 8,169,522 shares of Common Stock. Such Convertible Notes were presently convertible and would automatically convert into 8,169,522 shares of the Issuer's Common Stock immediately prior to the consummation of the Issuer's initial public offering of Common Stock. The Convertible Notes would have matured five years after the initial October 6, 2020 issuance date. F8 · derivative.underlying_shares: On July 19, 2021, immediately prior to the consummation of the Issuer's initial public offering of Common Stock, approximately $55.0 million principal amount of Convertible Notes held directly by Master Fund II automatically converted into 8,169,522 shares of Common Stock. Such Convertible Notes were presently convertible and would automatically convert into 8,169,522 shares of the Issuer's Common Stock immediately prior to the consummation of the Issuer's initial public offering of Common Stock. The Convertible Notes would have matured five years after the initial October 6, 2020 issuance date. F2 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4 · ownership.nature: (Continued from footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F5 · ownership.nature: (Continued from footnote 4) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| July 19, 2021 Filed Jul 20, 2021 13:21 UTC | F45 Training Holdings Inc. FXLV · Entity 110370 | Exercise / conversionConvertible Notes · Derivative | 2,109,759 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-028972 · doc4.xml · derivative · entry 3 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director · 10% owner KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director · 10% owner Kennedy Lewis GP LLC · CIK 0001854812 · Director · 10% owner Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director · 10% owner Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director · 10% owner Kennedy Lewis GP II LLC · CIK 0001855024 · Director · 10% owner Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 2,109,759 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: On July 19, 2021, immediately prior to the consummation of the Issuer's initial public offering of Common Stock, approximately $14.2 million principal amount of the Issuer's convertible notes ("Convertible Notes") held directly by Master Fund I automatically converted into 2,109,759 shares of Common Stock. Such Convertible Notes were presently convertible and would automatically convert into 2,109,759 shares of the Issuer's Common Stock immediately prior to the consummation of the Issuer's initial public offering of Common Stock. The Convertible Notes would have matured five years after the initial October 6, 2020 issuance date. F7 · kind: On July 19, 2021, immediately prior to the consummation of the Issuer's initial public offering of Common Stock, approximately $14.2 million principal amount of the Issuer's convertible notes ("Convertible Notes") held directly by Master Fund I automatically converted into 2,109,759 shares of Common Stock. Such Convertible Notes were presently convertible and would automatically convert into 2,109,759 shares of the Issuer's Common Stock immediately prior to the consummation of the Issuer's initial public offering of Common Stock. The Convertible Notes would have matured five years after the initial October 6, 2020 issuance date. F7 · shares: On July 19, 2021, immediately prior to the consummation of the Issuer's initial public offering of Common Stock, approximately $14.2 million principal amount of the Issuer's convertible notes ("Convertible Notes") held directly by Master Fund I automatically converted into 2,109,759 shares of Common Stock. Such Convertible Notes were presently convertible and would automatically convert into 2,109,759 shares of the Issuer's Common Stock immediately prior to the consummation of the Issuer's initial public offering of Common Stock. The Convertible Notes would have matured five years after the initial October 6, 2020 issuance date. F7 · derivative.exercise_date: On July 19, 2021, immediately prior to the consummation of the Issuer's initial public offering of Common Stock, approximately $14.2 million principal amount of the Issuer's convertible notes ("Convertible Notes") held directly by Master Fund I automatically converted into 2,109,759 shares of Common Stock. Such Convertible Notes were presently convertible and would automatically convert into 2,109,759 shares of the Issuer's Common Stock immediately prior to the consummation of the Issuer's initial public offering of Common Stock. The Convertible Notes would have matured five years after the initial October 6, 2020 issuance date. F7 · derivative.expiration_date: On July 19, 2021, immediately prior to the consummation of the Issuer's initial public offering of Common Stock, approximately $14.2 million principal amount of the Issuer's convertible notes ("Convertible Notes") held directly by Master Fund I automatically converted into 2,109,759 shares of Common Stock. Such Convertible Notes were presently convertible and would automatically convert into 2,109,759 shares of the Issuer's Common Stock immediately prior to the consummation of the Issuer's initial public offering of Common Stock. The Convertible Notes would have matured five years after the initial October 6, 2020 issuance date. F7 · derivative.underlying_shares: On July 19, 2021, immediately prior to the consummation of the Issuer's initial public offering of Common Stock, approximately $14.2 million principal amount of the Issuer's convertible notes ("Convertible Notes") held directly by Master Fund I automatically converted into 2,109,759 shares of Common Stock. Such Convertible Notes were presently convertible and would automatically convert into 2,109,759 shares of the Issuer's Common Stock immediately prior to the consummation of the Issuer's initial public offering of Common Stock. The Convertible Notes would have matured five years after the initial October 6, 2020 issuance date. F1 · ownership.nature: These securities of F45 Training Holdings Inc. (the "Issuer") are held directly by Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4 · ownership.nature: (Continued from footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F5 · ownership.nature: (Continued from footnote 4) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| July 19, 2021 Filed Jul 20, 2021 13:21 UTC | F45 Training Holdings Inc. FXLV · Entity 110370 | Exercise / conversionCommon Stock | 8,169,522 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-028972 · doc4.xml · nonDerivative · entry 2 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director · 10% owner KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director · 10% owner Kennedy Lewis GP LLC · CIK 0001854812 · Director · 10% owner Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director · 10% owner Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director · 10% owner Kennedy Lewis GP II LLC · CIK 0001855024 · Director · 10% owner Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 8,169,522 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: On July 19, 2021, immediately prior to the consummation of the Issuer's initial public offering of Common Stock, approximately $55.0 million principal amount of Convertible Notes held directly by Master Fund II automatically converted into 8,169,522 shares of Common Stock. Such Convertible Notes were presently convertible and would automatically convert into 8,169,522 shares of the Issuer's Common Stock immediately prior to the consummation of the Issuer's initial public offering of Common Stock. The Convertible Notes would have matured five years after the initial October 6, 2020 issuance date. F8 · price: On July 19, 2021, immediately prior to the consummation of the Issuer's initial public offering of Common Stock, approximately $55.0 million principal amount of Convertible Notes held directly by Master Fund II automatically converted into 8,169,522 shares of Common Stock. Such Convertible Notes were presently convertible and would automatically convert into 8,169,522 shares of the Issuer's Common Stock immediately prior to the consummation of the Issuer's initial public offering of Common Stock. The Convertible Notes would have matured five years after the initial October 6, 2020 issuance date. F2 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4 · ownership.nature: (Continued from footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F5 · ownership.nature: (Continued from footnote 4) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| July 19, 2021 Filed Jul 20, 2021 13:21 UTC | F45 Training Holdings Inc. FXLV · Entity 110370 | Exercise / conversionCommon Stock | 2,109,759 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-028972 · doc4.xml · nonDerivative · entry 1 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director · 10% owner KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director · 10% owner Kennedy Lewis GP LLC · CIK 0001854812 · Director · 10% owner Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director · 10% owner Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director · 10% owner Kennedy Lewis GP II LLC · CIK 0001855024 · Director · 10% owner Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,109,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · kind: On July 19, 2021, immediately prior to the consummation of the Issuer's initial public offering of Common Stock, approximately $14.2 million principal amount of the Issuer's convertible notes ("Convertible Notes") held directly by Master Fund I automatically converted into 2,109,759 shares of Common Stock. Such Convertible Notes were presently convertible and would automatically convert into 2,109,759 shares of the Issuer's Common Stock immediately prior to the consummation of the Issuer's initial public offering of Common Stock. The Convertible Notes would have matured five years after the initial October 6, 2020 issuance date. F7 · price: On July 19, 2021, immediately prior to the consummation of the Issuer's initial public offering of Common Stock, approximately $14.2 million principal amount of the Issuer's convertible notes ("Convertible Notes") held directly by Master Fund I automatically converted into 2,109,759 shares of Common Stock. Such Convertible Notes were presently convertible and would automatically convert into 2,109,759 shares of the Issuer's Common Stock immediately prior to the consummation of the Issuer's initial public offering of Common Stock. The Convertible Notes would have matured five years after the initial October 6, 2020 issuance date. F1 · ownership.nature: These securities of F45 Training Holdings Inc. (the "Issuer") are held directly by Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4 · ownership.nature: (Continued from footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner of Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F5 · ownership.nature: (Continued from footnote 4) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:11 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-020182 · doc4.xml · derivative · entry 6 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F10 · derivative.exercise_price: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · derivative.exercise_price: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F10 · kind: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · kind: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F12 · shares: The 10,000 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F10 · derivative.exercise_date: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · derivative.exercise_date: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F10 · derivative.expiration_date: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · derivative.expiration_date: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F10 · derivative.underlying_shares: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · derivative.underlying_shares: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F12 · derivative.underlying_shares: The 10,000 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F12 · balance_after: The 10,000 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F5 · ownership.nature: Other than as disclosed in Footnote (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund II. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F7 · ownership.nature: (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F8 · ownership.nature: (Continued from Footnote 7) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:11 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-020182 · doc4.xml · derivative · entry 5 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F10 · derivative.exercise_price: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · derivative.exercise_price: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F10 · kind: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · kind: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F12 · shares: The 10,000 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F10 · derivative.exercise_date: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · derivative.exercise_date: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F10 · derivative.expiration_date: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · derivative.expiration_date: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F10 · derivative.underlying_shares: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · derivative.underlying_shares: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F12 · derivative.underlying_shares: The 10,000 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F12 · balance_after: The 10,000 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F4 · ownership.nature: Other than as disclosed in Footnotes (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund I. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F7 · ownership.nature: (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F8 · ownership.nature: (Continued from Footnote 7) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 19, 2021 Filed May 21, 2021 19:42 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-020344 · doc4.xml · nonDerivative · entry 2 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 814,446 F1 · kind: In addition to the previously reported grant of restricted stock units, on May 19, 2021, Eastman Kodak Company (the "Issuer") also granted 9,000 shares of restricted Common Stock to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds the shares of restricted Common Stock for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · kind: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The restricted stock award was granted under the Issuer's 2013 Omnibus Incentive Plan, as amended, and vests in four equal installments on August 18, 2021, November 18, 2021, February 18, 2022, and the day immediately preceding the Issuer's 2022 Annual Meeting of Shareholders, with pro rata vesting upon Mr. Richman's separation from service prior to vesting. F3 · shares: The 9,000 shares of restricted Common Stock are reported for each of the Funds as each has an indirect pecuniary interest. F3 · balance_after: The 9,000 shares of restricted Common Stock are reported for each of the Funds as each has an indirect pecuniary interest. F5 · ownership.nature: Other than as disclosed in Footnotes (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund II. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F7 · ownership.nature: (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F8 · ownership.nature: (Continued from Footnote 7) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 19, 2021 Filed May 21, 2021 19:42 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-020344 · doc4.xml · nonDerivative · entry 1 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 208,446 F1 · kind: In addition to the previously reported grant of restricted stock units, on May 19, 2021, Eastman Kodak Company (the "Issuer") also granted 9,000 shares of restricted Common Stock to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds the shares of restricted Common Stock for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · kind: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The restricted stock award was granted under the Issuer's 2013 Omnibus Incentive Plan, as amended, and vests in four equal installments on August 18, 2021, November 18, 2021, February 18, 2022, and the day immediately preceding the Issuer's 2022 Annual Meeting of Shareholders, with pro rata vesting upon Mr. Richman's separation from service prior to vesting. F3 · shares: The 9,000 shares of restricted Common Stock are reported for each of the Funds as each has an indirect pecuniary interest. F3 · balance_after: The 9,000 shares of restricted Common Stock are reported for each of the Funds as each has an indirect pecuniary interest. F4 · ownership.nature: Other than as disclosed in Footnotes (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund I. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F7 · ownership.nature: (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F8 · ownership.nature: (Continued from Footnote 7) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 18, 2021 Filed May 20, 2021 21:11 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-020182 · doc4.xml · derivative · entry 4 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 2,446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · derivative.exercise_price: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F1 · kind: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · kind: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F3 · shares: The 2,446 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F1 · derivative.exercise_date: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · derivative.exercise_date: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F1 · derivative.expiration_date: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · derivative.expiration_date: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F1 · derivative.underlying_shares: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · derivative.underlying_shares: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F3 · derivative.underlying_shares: The 2,446 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F5 · ownership.nature: Other than as disclosed in Footnote (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund II. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F7 · ownership.nature: (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F8 · ownership.nature: (Continued from Footnote 7) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 18, 2021 Filed May 20, 2021 21:11 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-020182 · doc4.xml · derivative · entry 3 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 2,446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · derivative.exercise_price: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F1 · kind: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · kind: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F3 · shares: The 2,446 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F1 · derivative.exercise_date: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · derivative.exercise_date: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F1 · derivative.expiration_date: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · derivative.expiration_date: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F1 · derivative.underlying_shares: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · derivative.underlying_shares: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F3 · derivative.underlying_shares: The 2,446 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F4 · ownership.nature: Other than as disclosed in Footnotes (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund I. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F7 · ownership.nature: (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F8 · ownership.nature: (Continued from Footnote 7) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 18, 2021 Filed May 20, 2021 21:11 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock | 2,446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-020182 · doc4.xml · nonDerivative · entry 2 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 805,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · kind: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F3 · shares: The 2,446 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F1 · price: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · price: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F3 · balance_after: The 2,446 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F5 · ownership.nature: Other than as disclosed in Footnote (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund II. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F7 · ownership.nature: (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F8 · ownership.nature: (Continued from Footnote 7) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 18, 2021 Filed May 20, 2021 21:11 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock | 2,446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-020182 · doc4.xml · nonDerivative · entry 1 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 199,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · kind: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F3 · shares: The 2,446 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F1 · price: On May 18, 2021, the 2,446 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). F2 · price: (Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F3 · balance_after: The 2,446 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F4 · ownership.nature: Other than as disclosed in Footnotes (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund I. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F7 · ownership.nature: (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F8 · ownership.nature: (Continued from Footnote 7) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:04 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-014898 · doc4.xml · derivative · entry 2 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,446 Underlying: Common Stock · 2,446 shares Expires not disclosed F1 · derivative.exercise_price: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · derivative.exercise_price: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on May 18, 2021. F1 · kind: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · kind: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on May 18, 2021. F3 · shares: The 2,446 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F1 · derivative.exercise_date: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · derivative.exercise_date: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on May 18, 2021. F1 · derivative.expiration_date: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · derivative.expiration_date: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on May 18, 2021. F1 · derivative.underlying_shares: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · derivative.underlying_shares: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on May 18, 2021. F3 · derivative.underlying_shares: The 2,446 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F3 · balance_after: The 2,446 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F5 · ownership.nature: Other than as disclosed in Footnote (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund II. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. F7 · ownership.nature: (Continued from Footnote 6) David Chene and Darren Richman are the managing members of Holdings I. Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. F8 · ownership.nature: (Continued from Footnote 7) Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:04 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-014898 · doc4.xml · derivative · entry 1 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,446 Underlying: Common Stock · 2,446 shares Expires not disclosed F1 · derivative.exercise_price: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · derivative.exercise_price: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on May 18, 2021. F1 · kind: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · kind: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on May 18, 2021. F3 · shares: The 2,446 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F1 · derivative.exercise_date: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · derivative.exercise_date: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on May 18, 2021. F1 · derivative.expiration_date: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · derivative.expiration_date: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on May 18, 2021. F1 · derivative.underlying_shares: On April 1, 2021, Eastman Kodak Company (the "Issuer") granted 2,446 restricted stock units ("RSUs") to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · derivative.underlying_shares: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on May 18, 2021. F3 · derivative.underlying_shares: The 2,446 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F3 · balance_after: The 2,446 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F4 · ownership.nature: Other than as disclosed in Footnotes (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund I. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. F7 · ownership.nature: (Continued from Footnote 6) David Chene and Darren Richman are the managing members of Holdings I. Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. F8 · ownership.nature: (Continued from Footnote 7) Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.