Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 21, 2022 Filed Mar 23, 2022 01:49 UTC |
KENNEDY LEWIS MANAGEMENT LPDirector
Kennedy Lewis GP LLCDirector
Kennedy Lewis GP II LLCDirector
Kennedy Lewis GP III LLCDirector
|
PurchaseCommon Stock | 6,752 | $6.19 | $41,788.80 |
DisclosureSEC source: 0000899243-22-011898 · doc4.xml · nonDerivative · entry 7 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · Director Kennedy Lewis GP III LLC · CIK 0001897209 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,824,170 F10 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $6.185 to $6.19, inclusive. F2 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I (defined hereinafter) and Master Fund III (defined hereinafter), the "Funds") F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4 · ownership.nature: (continued from footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner Master Fund III. F5 · ownership.nature: (continued from footnote 4) Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 18, 2022 Filed Mar 23, 2022 01:48 UTC |
KLM GP LLCDirector · 10% owner
Richman DarrenDirector · 10% owner
CHENE DAVIDDirector · 10% owner
|
PurchaseCommon Stock | 781,365 | $6.08 | $4,748,589.51 |
DisclosureSEC source: 0000899243-22-011897 · doc4.xml · nonDerivative · entry 6 KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · Director KLM GP LLC · CIK 0001797767 · Director · 10% owner Richman Darren · CIK 0001594474 · Director · 10% owner CHENE DAVID · CIK 0001797237 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,431,207 F9 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $5.445 to $6.35, inclusive. F7 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund III LP ("Master Fund III"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4 · ownership.nature: (Continued from Footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner Master Fund III. Holdings II is the managing member of Fund III GP. F5 · ownership.nature: (Continued from Footnote 4) David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 18, 2022 Filed Mar 23, 2022 01:48 UTC |
KLM GP LLCDirector · 10% owner
Richman DarrenDirector · 10% owner
CHENE DAVIDDirector · 10% owner
|
PurchaseCommon Stock | 547,571 | $6.08 | $3,327,753.24 |
DisclosureSEC source: 0000899243-22-011897 · doc4.xml · nonDerivative · entry 5 KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · Director KLM GP LLC · CIK 0001797767 · Director · 10% owner Richman Darren · CIK 0001594474 · Director · 10% owner CHENE DAVID · CIK 0001797237 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,817,418 F9 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $5.445 to $6.35, inclusive. F2 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I (defined hereinafter) and Master Fund III (defined hereinafter), the "Funds") F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4 · ownership.nature: (Continued from Footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner Master Fund III. Holdings II is the managing member of Fund III GP. F5 · ownership.nature: (Continued from Footnote 4) David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 18, 2022 Filed Mar 23, 2022 01:48 UTC |
KLM GP LLCDirector · 10% owner
Richman DarrenDirector · 10% owner
CHENE DAVIDDirector · 10% owner
|
PurchaseCommon Stock | 502,851 | $5.07 | $2,549,555.14 |
DisclosureSEC source: 0000899243-22-011897 · doc4.xml · nonDerivative · entry 4 KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · Director KLM GP LLC · CIK 0001797767 · Director · 10% owner Richman Darren · CIK 0001594474 · Director · 10% owner CHENE DAVID · CIK 0001797237 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 649,842 F8 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $4.545 to $5.54, inclusive. F7 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund III LP ("Master Fund III"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4 · ownership.nature: (Continued from Footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner Master Fund III. Holdings II is the managing member of Fund III GP. F5 · ownership.nature: (Continued from Footnote 4) David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 18, 2022 Filed Mar 23, 2022 01:48 UTC |
KLM GP LLCDirector · 10% owner
Richman DarrenDirector · 10% owner
CHENE DAVIDDirector · 10% owner
|
PurchaseCommon Stock | 352,392 | $5.07 | $1,786,697.92 |
DisclosureSEC source: 0000899243-22-011897 · doc4.xml · nonDerivative · entry 3 KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · Director KLM GP LLC · CIK 0001797767 · Director · 10% owner Richman Darren · CIK 0001594474 · Director · 10% owner CHENE DAVID · CIK 0001797237 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,269,847 F8 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $4.545 to $5.54, inclusive. F2 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I (defined hereinafter) and Master Fund III (defined hereinafter), the "Funds") F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4 · ownership.nature: (Continued from Footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner Master Fund III. Holdings II is the managing member of Fund III GP. F5 · ownership.nature: (Continued from Footnote 4) David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 18, 2022 Filed Mar 23, 2022 01:48 UTC |
KLM GP LLCDirector · 10% owner
Richman DarrenDirector · 10% owner
CHENE DAVIDDirector · 10% owner
|
PurchaseCommon Stock | 146,991 | $6.18 | $908,081.00 |
DisclosureSEC source: 0000899243-22-011897 · doc4.xml · nonDerivative · entry 2 KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · Director KLM GP LLC · CIK 0001797767 · Director · 10% owner Richman Darren · CIK 0001594474 · Director · 10% owner CHENE DAVID · CIK 0001797237 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 146,991 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of Eastman Kodak Company (the "Issuer") were sold in multiple transactions at prices ranging from $6.025 to $6.25, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in footnotes (1), (8), (9), (10) and (11) to this Form 4. F7 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund III LP ("Master Fund III"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4 · ownership.nature: (Continued from Footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner Master Fund III. Holdings II is the managing member of Fund III GP. F5 · ownership.nature: (Continued from Footnote 4) David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 18, 2022 Filed Mar 23, 2022 01:48 UTC |
KLM GP LLCDirector · 10% owner
Richman DarrenDirector · 10% owner
CHENE DAVIDDirector · 10% owner
|
PurchaseCommon Stock | 103,009 | $6.18 | $636,369.00 |
DisclosureSEC source: 0000899243-22-011897 · doc4.xml · nonDerivative · entry 1 KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · Director KLM GP LLC · CIK 0001797767 · Director · 10% owner Richman Darren · CIK 0001594474 · Director · 10% owner CHENE DAVID · CIK 0001797237 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 917,455 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of Eastman Kodak Company (the "Issuer") were sold in multiple transactions at prices ranging from $6.025 to $6.25, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in footnotes (1), (8), (9), (10) and (11) to this Form 4. F2 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I (defined hereinafter) and Master Fund III (defined hereinafter), the "Funds") F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4 · ownership.nature: (Continued from Footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner Master Fund III. Holdings II is the managing member of Fund III GP. F5 · ownership.nature: (Continued from Footnote 4) David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 18, 2022 Filed Mar 23, 2022 01:49 UTC |
KENNEDY LEWIS MANAGEMENT LPDirector
Kennedy Lewis GP LLCDirector
Kennedy Lewis GP II LLCDirector
Kennedy Lewis GP III LLCDirector
|
PurchaseCommon Stock | 781,365 | $6.08 | $4,748,589.51 |
DisclosureSEC source: 0000899243-22-011898 · doc4.xml · nonDerivative · entry 6 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · Director Kennedy Lewis GP III LLC · CIK 0001897209 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,431,207 F9 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $5.445 to $6.35, inclusive. F7 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund III LP ("Master Fund III"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4 · ownership.nature: (continued from footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner Master Fund III. F5 · ownership.nature: (continued from footnote 4) Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 18, 2022 Filed Mar 23, 2022 01:49 UTC |
KENNEDY LEWIS MANAGEMENT LPDirector
Kennedy Lewis GP LLCDirector
Kennedy Lewis GP II LLCDirector
Kennedy Lewis GP III LLCDirector
|
PurchaseCommon Stock | 547,571 | $6.08 | $3,327,753.24 |
DisclosureSEC source: 0000899243-22-011898 · doc4.xml · nonDerivative · entry 5 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · Director Kennedy Lewis GP III LLC · CIK 0001897209 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,817,418 F9 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $5.445 to $6.35, inclusive. F2 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I (defined hereinafter) and Master Fund III (defined hereinafter), the "Funds") F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4 · ownership.nature: (continued from footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner Master Fund III. F5 · ownership.nature: (continued from footnote 4) Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 18, 2022 Filed Mar 23, 2022 01:49 UTC |
KENNEDY LEWIS MANAGEMENT LPDirector
Kennedy Lewis GP LLCDirector
Kennedy Lewis GP II LLCDirector
Kennedy Lewis GP III LLCDirector
|
PurchaseCommon Stock | 502,851 | $5.07 | $2,549,555.14 |
DisclosureSEC source: 0000899243-22-011898 · doc4.xml · nonDerivative · entry 4 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · Director Kennedy Lewis GP III LLC · CIK 0001897209 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 649,842 F8 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $4.545 to $5.54, inclusive. F7 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund III LP ("Master Fund III"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4 · ownership.nature: (continued from footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner Master Fund III. F5 · ownership.nature: (continued from footnote 4) Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 18, 2022 Filed Mar 23, 2022 01:49 UTC |
KENNEDY LEWIS MANAGEMENT LPDirector
Kennedy Lewis GP LLCDirector
Kennedy Lewis GP II LLCDirector
Kennedy Lewis GP III LLCDirector
|
PurchaseCommon Stock | 352,392 | $5.07 | $1,786,697.92 |
DisclosureSEC source: 0000899243-22-011898 · doc4.xml · nonDerivative · entry 3 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · Director Kennedy Lewis GP III LLC · CIK 0001897209 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,269,847 F8 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $4.545 to $5.54, inclusive. F2 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I (defined hereinafter) and Master Fund III (defined hereinafter), the "Funds") F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4 · ownership.nature: (continued from footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner Master Fund III. F5 · ownership.nature: (continued from footnote 4) Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 18, 2022 Filed Mar 23, 2022 01:49 UTC |
KENNEDY LEWIS MANAGEMENT LPDirector
Kennedy Lewis GP LLCDirector
Kennedy Lewis GP II LLCDirector
Kennedy Lewis GP III LLCDirector
|
PurchaseCommon Stock | 146,991 | $6.18 | $908,081.00 |
DisclosureSEC source: 0000899243-22-011898 · doc4.xml · nonDerivative · entry 2 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · Director Kennedy Lewis GP III LLC · CIK 0001897209 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 146,991 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of Eastman Kodak Company (the "Issuer") were sold in multiple transactions at prices ranging from $6.025 to $6.25, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in footnotes (1), (8), (9), (10) and (11) to this Form 4. F7 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund III LP ("Master Fund III"). F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4 · ownership.nature: (continued from footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner Master Fund III. F5 · ownership.nature: (continued from footnote 4) Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 18, 2022 Filed Mar 23, 2022 01:49 UTC |
KENNEDY LEWIS MANAGEMENT LPDirector
Kennedy Lewis GP LLCDirector
Kennedy Lewis GP II LLCDirector
Kennedy Lewis GP III LLCDirector
|
PurchaseCommon Stock | 103,009 | $6.18 | $636,369.00 |
DisclosureSEC source: 0000899243-22-011898 · doc4.xml · nonDerivative · entry 1 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · Director Kennedy Lewis GP III LLC · CIK 0001897209 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 917,455 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock of Eastman Kodak Company (the "Issuer") were sold in multiple transactions at prices ranging from $6.025 to $6.25, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in footnotes (1), (8), (9), (10) and (11) to this Form 4. F2 · ownership.nature: These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I (defined hereinafter) and Master Fund III (defined hereinafter), the "Funds") F3 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F4 · ownership.nature: (continued from footnote 3) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. Kennedy Lewis GP III LLC ("Fund III GP") is the general partner Master Fund III. F5 · ownership.nature: (continued from footnote 4) Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F6 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| February 26, 2022 Filed Mar 1, 2022 21:36 UTC |
CONTINENZA JAMES VDirector · Executive Chairman and CEO
|
GrantRestricted Stock Units · Derivative | 300,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006128 · form4.xml · derivative · entry 4 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common stock, par value $.01 · 300,000 shares Expires not disclosed F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 2/26/2023, 2/26/2024 and 2/26/2025. F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 2/26/2023, 2/26/2024 and 2/26/2025. F4 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 2/26/2023, 2/26/2024 and 2/26/2025. Read SEC document |
| February 26, 2022 Filed Mar 1, 2022 21:36 UTC |
CONTINENZA JAMES VDirector · Executive Chairman and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 100,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006128 · form4.xml · derivative · entry 3 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock, par value $.01 · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 2/26/2022, 2/26/2023 and 2/26/2024. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 2/26/2022, 2/26/2023 and 2/26/2024. F3 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 2/26/2022, 2/26/2023 and 2/26/2024. Read SEC document |
| February 26, 2022 Filed Mar 1, 2022 21:36 UTC |
CONTINENZA JAMES VDirector · Executive Chairman and CEO
|
Tax withholdingCommon Stock, par value $.01 | 26,177 | $4.76 | $124,602.52 |
DisclosureSEC source: 0001062993-22-006128 · form4.xml · nonDerivative · entry 2 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862,454 F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units. Read SEC document |
| February 26, 2022 Filed Mar 1, 2022 21:36 UTC |
CONTINENZA JAMES VDirector · Executive Chairman and CEO
|
Exercise / conversionCommon Stock, par value $.01 | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006128 · form4.xml · nonDerivative · entry 1 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 888,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 26, 2022 Filed Mar 24, 2022 20:49 UTC Amendment |
CONTINENZA JAMES VDirector · Executive Chairman and CEO
|
Tax withholdingCommon Stock, par value $.01 | 24,262 | $4.76 | $115,487.12 |
DisclosureSEC source: 0001062993-22-008511 · form4a.xml · nonDerivative · entry 1 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 864,369 F1 · shares: These shares were withheld to cover tax withholding obligations on the vesting of restricted stock units. Amended to correct the number of shares withheld for taxes previously overreported due to an administrative error. Read SEC document |
| January 16, 2022 Filed Jan 19, 2022 21:30 UTC |
Byrd Roger W.General Counsel, Sec., SVP
|
Exercise / conversionRestricted Stock Units · Derivative | 18,879 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-001217 · form4.xml · derivative · entry 3 Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 18,879 shares Expires 2022-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 16, 2022 Filed Jan 19, 2022 21:30 UTC |
Byrd Roger W.General Counsel, Sec., SVP
|
Tax withholdingCommon Stock, par value $.01 | 5,598 | $4.51 | $25,246.98 |
DisclosureSEC source: 0001062993-22-001217 · form4.xml · nonDerivative · entry 2 Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,292 F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units. Read SEC document |
| January 16, 2022 Filed Jan 19, 2022 21:30 UTC |
Byrd Roger W.General Counsel, Sec., SVP
|
Exercise / conversionCommon Stock, par value $.01 | 18,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-001217 · form4.xml · nonDerivative · entry 1 Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 15:42 UTC |
GO EK Ventures IV, LLCDirector · 10% owner
|
Other5.00% Cumulative Series C Convertible Preferred Stock · Derivative | 12,885 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001847273-22-000001 · primary_doc.xml · derivative · entry 1 GO EK Ventures IV, LLC · CIK 0001847273 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,043,629 Underlying: Common Stock · 128,850 shares Expires not disclosed F1 · derivative.exercise_price: The initial conversion price is subject to certain customary anti-dilution adjustments and to proportional increase in the event the liquidation preference of the Series C Convertible Preferred Stock is increased. F2 · kind: The reporting person received 12,885 shares of 5.00% Cumulative Series C Convertible Preferred Stock as a payment-in-kind dividend on aggregate shares of Series C Preferred Stock owned at the close of business on the record date of January 1, 2022, and payable on January 15, 2022. F3 · derivative.expiration_date: The 5.00% Cumulative Series C Convertible Preferred Stock is convertible into Common Stock at any time on a ten-for-one basis and has no expiration date. Read SEC document |
| October 01, 2021 Filed Oct 12, 2021 20:04 UTC |
GO EK Ventures IV, LLC10% owner
|
Other5.00% Cumulative Series C Convertible Preferred Stock · Derivative | 12,725 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001847273-21-000005 · primary_doc.xml · derivative · entry 1 GO EK Ventures IV, LLC · CIK 0001847273 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,030,744 Underlying: Common Stock · 127,250 shares Expires not disclosed F1 · derivative.exercise_price: The initial conversion price is subject to certain customary anti-dilution adjustments and to proportional increase in the event of the liquidation preference of the Series C Convertible Preferred Stock is increased. F2 · kind: The reporting person received 12,725 shares of 5.00% Cumulative Series C Convertible Preferred Stock as a payment-in-kind dividend on aggregate shares of Series C Preferred Stock owned at the close of business on the record date of October 1, 2021, and payable on October 15, 2021. F3 · derivative.expiration_date: The 5.00% Cumulative Series C Preferred Stock is convertible into Common Stock at any time on a ten-for-one basis and has no expiration date. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 22:12 UTC |
Taber Terry RVice President
|
Exercise / conversionRestricted Stock Units · Derivative | 7,693 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000274 · edgar.xml · derivative · entry 3 Taber Terry R · CIK 0001452475 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 7,693 shares Expires 2021-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019, 9/3/2020 and 9/3/2021. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019, 9/3/2020 and 9/3/2021. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 22:12 UTC |
Taber Terry RVice President
|
Tax withholdingCommon Stock, par value $.01 | 2,992 | $7.22 | $21,602.24 |
DisclosureSEC source: 0000891839-21-000274 · edgar.xml · nonDerivative · entry 2 Taber Terry R · CIK 0001452475 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,389 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 22:12 UTC |
Taber Terry RVice President
|
Exercise / conversionCommon Stock, par value $.01 | 7,693 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000274 · edgar.xml · nonDerivative · entry 1 Taber Terry R · CIK 0001452475 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 22:10 UTC |
Vandagriff RandyVice President
|
Exercise / conversionRestricted Stock Units · Derivative | 6,411 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000273 · edgar.xml · derivative · entry 3 Vandagriff Randy · CIK 0001705175 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 6,411 shares Expires 2021-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019, 9/3/2020 and 9/3/2021. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019, 9/3/2020 and 9/3/2021. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 22:10 UTC |
Vandagriff RandyVice President
|
Tax withholdingCommon Stock, par value $.01 | 1,786 | $7.22 | $12,894.92 |
DisclosureSEC source: 0000891839-21-000273 · edgar.xml · nonDerivative · entry 2 Vandagriff Randy · CIK 0001705175 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,361 F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 22:10 UTC |
Vandagriff RandyVice President
|
Exercise / conversionCommon Stock, par value $.01 | 6,411 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000273 · edgar.xml · nonDerivative · entry 1 Vandagriff Randy · CIK 0001705175 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 22:08 UTC |
Bullwinkle David ECFO and Senior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 14,958 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000272 · edgar.xml · derivative · entry 3 Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 14,958 shares Expires 2021-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019, 9/3/2020 and 9/3/2021. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019, 9/3/2020 and 9/3/2021. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 22:08 UTC |
Bullwinkle David ECFO and Senior Vice President
|
Tax withholdingCommon Stock, par value $.01 | 5,762 | $7.22 | $41,601.64 |
DisclosureSEC source: 0000891839-21-000272 · edgar.xml · nonDerivative · entry 2 Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,925 F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 22:08 UTC |
Bullwinkle David ECFO and Senior Vice President
|
Exercise / conversionCommon Stock, par value $.01 | 14,958 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000272 · edgar.xml · nonDerivative · entry 1 Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 22:08 UTC |
O'Grady John G.Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 10,686 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000271 · edgar.xml · derivative · entry 3 O'Grady John G. · CIK 0001668481 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 10,686 shares Expires 2021-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019, 9/3/2020 and 9/3/2021. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019, 9/3/2020 and 9/3/2021. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 22:08 UTC |
O'Grady John G.Vice President
|
Tax withholdingCommon Stock, par value $.01 | 3,217 | $7.22 | $23,226.74 |
DisclosureSEC source: 0000891839-21-000271 · edgar.xml · nonDerivative · entry 2 O'Grady John G. · CIK 0001668481 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,817 F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 22:08 UTC |
O'Grady John G.Vice President
|
Exercise / conversionCommon Stock, par value $.01 | 10,686 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000271 · edgar.xml · nonDerivative · entry 1 O'Grady John G. · CIK 0001668481 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 03, 2021 Filed Sep 24, 2021 20:19 UTC Amendment |
Bullwinkle David ECFO and Senior Vice President
|
Tax withholdingCommon Stock, par value $.01 | 5,704 | $7.22 | $41,182.88 |
DisclosureSEC source: 0000891839-21-000303 · edgar.xml · nonDerivative · entry 1 Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,983 F1 · shares: These shares were withheld to cover tax withholding obligations on the vesting of restricted stock units. Amended to correct the number of shares withheld for taxes previously overreported due to an administrative error. Read SEC document |
| September 03, 2021 Filed Sep 24, 2021 20:18 UTC Amendment |
Taber Terry RVice President
|
Tax withholdingCommon Stock, par value $.01 | 2,934 | $7.22 | $21,183.48 |
DisclosureSEC source: 0000891839-21-000302 · edgar.xml · nonDerivative · entry 1 Taber Terry R · CIK 0001452475 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,447 F1 · shares: These shares were withheld to cover tax withholding obligations on the vesting of restricted stock units. Amended to correct the number of shares withheld for taxes previously overreported due to an administrative error. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 12:51 UTC |
GO EK Ventures IV, LLC10% owner
|
Other5.00% Series C Convertible Preferred Stock · Derivative | 12,568 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001847273-21-000004 · primary_doc.xml · derivative · entry 1 GO EK Ventures IV, LLC · CIK 0001847273 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,018,019 Underlying: Common Stock · 125,680 shares Expires not disclosed F1 · derivative.exercise_price: The initial conversion price is subject to certain customary anti-dilution adjustments and to proportional increase in the event of the liquidation preference of the Series C Convertible Preferred Stock is increased. F2 · kind: The reporting person received 12,568 shares of 5.00% Cumulative Series C Convertible Preferred Stock as a payment-in-kind dividend on the aggregate shares of Series C Preferred Stock owned at the close of business on the record date of July 1, 2021, and payable on July 15, 2021. F3 · derivative.expiration_date: The 5.00% Cumulative Series C Convertible Preferred Stock is convertible into Common Stock at any time on a ten-for-one basis and has no expiration date. Read SEC document |
| May 19, 2021 Filed May 20, 2021 23:13 UTC |
Lynch Kathleen B.Director
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000162 · edgar.xml · derivative · entry 1 Lynch Kathleen B. · CIK 0001863429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock, par value $.01 · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2022 annual meeting of shareholders. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2022 annual meeting of shareholders. F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2022 annual meeting of shareholders. Read SEC document |
| May 19, 2021 Filed May 20, 2021 23:07 UTC |
SILECK MICHAELDirector
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000160 · edgar.xml · derivative · entry 2 SILECK MICHAEL · CIK 0001234524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock, par value $.01 · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2022 annual meeting of shareholders. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2022 annual meeting of shareholders. F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2022 annual meeting of shareholders. Read SEC document |
| May 19, 2021 Filed May 20, 2021 23:10 UTC |
New Jason GriffinDirector
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000161 · edgar.xml · derivative · entry 4 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock, par value $.01 · 10,000 shares Expires not disclosed F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2022 annual meeting of shareholders. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2022 annual meeting of shareholders. F3 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2022 annual meeting of shareholders. Read SEC document |
| May 19, 2021 Filed May 20, 2021 23:10 UTC |
New Jason GriffinDirector
|
GrantCommon Stock, par value $.01 | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000161 · edgar.xml · nonDerivative · entry 2 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,894 F2 · kind: This restricted stock award was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests in four equal installments on August 18, 2021, November 18, 2021, February 18, 2022 and the day immediately preceding the Company's 2022 annual meeting of shareholders, with pro rata vesting upon Mr. New's separation from service prior to vesting. F2 · shares: This restricted stock award was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests in four equal installments on August 18, 2021, November 18, 2021, February 18, 2022 and the day immediately preceding the Company's 2022 annual meeting of shareholders, with pro rata vesting upon Mr. New's separation from service prior to vesting. Read SEC document |
| May 19, 2021 Filed May 20, 2021 23:05 UTC |
Katz Philippe DDirector · 10% owner
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000159 · edgar.xml · derivative · entry 11 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock, par value $.01 · 10,000 shares Expires not disclosed F10 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2022 annual meeting of shareholders. F10 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2022 annual meeting of shareholders. F10 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2022 annual meeting of shareholders. Read SEC document |
| May 19, 2021 Filed May 20, 2021 23:05 UTC |
Katz Philippe DDirector · 10% owner
|
GrantCommon Stock, par value $.01 | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000159 · edgar.xml · nonDerivative · entry 2 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,496 F2 · kind: This restricted stock award was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests in four equal installments on August 18, 2021, November 18, 2021, February 18, 2022 and the day immediately preceding the Company's 2022 annual meeting of shareholders, with pro rata vesting upon Mr. Katz's separation from service prior to vesting. F2 · shares: This restricted stock award was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests in four equal installments on August 18, 2021, November 18, 2021, February 18, 2022 and the day immediately preceding the Company's 2022 annual meeting of shareholders, with pro rata vesting upon Mr. Katz's separation from service prior to vesting. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:21 UTC |
KLM GP LLCDirector
Richman DarrenDirector
CHENE DAVIDDirector
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-020194 · doc4.xml · derivative · entry 6 KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · Director KLM GP LLC · CIK 0001797767 · Director Richman Darren · CIK 0001594474 · Director CHENE DAVID · CIK 0001797237 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F10 · derivative.exercise_price: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · derivative.exercise_price: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F10 · kind: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · kind: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F12 · shares: The 10,000 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F10 · derivative.exercise_date: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · derivative.exercise_date: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F10 · derivative.expiration_date: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · derivative.expiration_date: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F10 · derivative.underlying_shares: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · derivative.underlying_shares: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F12 · derivative.underlying_shares: The 10,000 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F12 · balance_after: The 10,000 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F5 · ownership.nature: Other than as disclosed in Footnote (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund II. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F7 · ownership.nature: (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F8 · ownership.nature: (Continued from Footnote 7) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:21 UTC |
KLM GP LLCDirector
Richman DarrenDirector
CHENE DAVIDDirector
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-020194 · doc4.xml · derivative · entry 5 KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · Director KLM GP LLC · CIK 0001797767 · Director Richman Darren · CIK 0001594474 · Director CHENE DAVID · CIK 0001797237 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F10 · derivative.exercise_price: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · derivative.exercise_price: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F10 · kind: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · kind: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F12 · shares: The 10,000 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F10 · derivative.exercise_date: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · derivative.exercise_date: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F10 · derivative.expiration_date: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · derivative.expiration_date: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F10 · derivative.underlying_shares: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · derivative.underlying_shares: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F12 · derivative.underlying_shares: The 10,000 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F12 · balance_after: The 10,000 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F4 · ownership.nature: Other than as disclosed in Footnotes (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund I. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F7 · ownership.nature: (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F8 · ownership.nature: (Continued from Footnote 7) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:11 UTC |
KENNEDY LEWIS MANAGEMENT LPDirector
Kennedy Lewis GP LLCDirector
Kennedy Lewis GP II LLCDirector
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-020182 · doc4.xml · derivative · entry 6 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F10 · derivative.exercise_price: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · derivative.exercise_price: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F10 · kind: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · kind: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F12 · shares: The 10,000 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F10 · derivative.exercise_date: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · derivative.exercise_date: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F10 · derivative.expiration_date: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · derivative.expiration_date: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F10 · derivative.underlying_shares: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · derivative.underlying_shares: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F12 · derivative.underlying_shares: The 10,000 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F12 · balance_after: The 10,000 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F5 · ownership.nature: Other than as disclosed in Footnote (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund II. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F7 · ownership.nature: (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F8 · ownership.nature: (Continued from Footnote 7) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:11 UTC |
KENNEDY LEWIS MANAGEMENT LPDirector
Kennedy Lewis GP LLCDirector
Kennedy Lewis GP II LLCDirector
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-020182 · doc4.xml · derivative · entry 5 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F10 · derivative.exercise_price: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · derivative.exercise_price: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F10 · kind: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · kind: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F12 · shares: The 10,000 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F10 · derivative.exercise_date: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · derivative.exercise_date: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F10 · derivative.expiration_date: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · derivative.expiration_date: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F10 · derivative.underlying_shares: On May 19, 2021, the Issuer granted 10,000 RSUs to Darren Richman, a member of the Issuer's Board in respect of his service on the Board. Mr. Richman holds these RSUs for the benefit of the Funds. Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. F11 · derivative.underlying_shares: (Continued from Footnote 10) The RSUs will vest in full and settle in shares of Common Stock of the Issuer on a 1-for-1 basis, or cash, other securities or other property at the Issuer's discretion, on the day before the Issuer's 2022 Annual Meeting of Shareholders. F12 · derivative.underlying_shares: The 10,000 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F12 · balance_after: The 10,000 RSUs are reported for each of the Funds as each has an indirect pecuniary interest. F4 · ownership.nature: Other than as disclosed in Footnotes (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund I. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F7 · ownership.nature: (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F8 · ownership.nature: (Continued from Footnote 7) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 19, 2021 Filed May 21, 2021 19:42 UTC |
KENNEDY LEWIS MANAGEMENT LPDirector
Kennedy Lewis GP LLCDirector
Kennedy Lewis GP II LLCDirector
|
GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-020344 · doc4.xml · nonDerivative · entry 2 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 814,446 F1 · kind: In addition to the previously reported grant of restricted stock units, on May 19, 2021, Eastman Kodak Company (the "Issuer") also granted 9,000 shares of restricted Common Stock to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds the shares of restricted Common Stock for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · kind: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The restricted stock award was granted under the Issuer's 2013 Omnibus Incentive Plan, as amended, and vests in four equal installments on August 18, 2021, November 18, 2021, February 18, 2022, and the day immediately preceding the Issuer's 2022 Annual Meeting of Shareholders, with pro rata vesting upon Mr. Richman's separation from service prior to vesting. F3 · shares: The 9,000 shares of restricted Common Stock are reported for each of the Funds as each has an indirect pecuniary interest. F3 · balance_after: The 9,000 shares of restricted Common Stock are reported for each of the Funds as each has an indirect pecuniary interest. F5 · ownership.nature: Other than as disclosed in Footnotes (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund II. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F7 · ownership.nature: (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F8 · ownership.nature: (Continued from Footnote 7) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| May 19, 2021 Filed May 21, 2021 19:42 UTC |
KENNEDY LEWIS MANAGEMENT LPDirector
Kennedy Lewis GP LLCDirector
Kennedy Lewis GP II LLCDirector
|
GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-020344 · doc4.xml · nonDerivative · entry 1 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP · CIK 0001797635 · Director Kennedy Lewis GP LLC · CIK 0001854812 · Director Kennedy Lewis Investment Holdings LLC · CIK 0001854651 · Director Kennedy Lewis Capital Partners Master Fund II LP · CIK 0001855023 · Director Kennedy Lewis GP II LLC · CIK 0001855024 · Director Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 208,446 F1 · kind: In addition to the previously reported grant of restricted stock units, on May 19, 2021, Eastman Kodak Company (the "Issuer") also granted 9,000 shares of restricted Common Stock to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board. Mr. Richman holds the shares of restricted Common Stock for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I, the "Funds"). Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and the Funds are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. F2 · kind: (Continued from Footnote 1) Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in the Funds and their affiliates. The restricted stock award was granted under the Issuer's 2013 Omnibus Incentive Plan, as amended, and vests in four equal installments on August 18, 2021, November 18, 2021, February 18, 2022, and the day immediately preceding the Issuer's 2022 Annual Meeting of Shareholders, with pro rata vesting upon Mr. Richman's separation from service prior to vesting. F3 · shares: The 9,000 shares of restricted Common Stock are reported for each of the Funds as each has an indirect pecuniary interest. F3 · balance_after: The 9,000 shares of restricted Common Stock are reported for each of the Funds as each has an indirect pecuniary interest. F4 · ownership.nature: Other than as disclosed in Footnotes (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund I. F6 · ownership.nature: Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I. F7 · ownership.nature: (Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II. F8 · ownership.nature: (Continued from Footnote 7) David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds. F9 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.