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KODK

EASTMAN KODAK CO

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5053
SEC CIK
0000031235
Parsed reports
416

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2016 Filed Dec 16, 2016 22:38 UTC
Underberg Sharon E.General Counsel, Sec., SVP
Tax withholdingCommon Stock, par value $.01 1,218 $16.35 $19,914.30
Disclosure

SEC source: 0000891839-16-000287 · edgar.xml · nonDerivative · entry 4

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,797

F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:38 UTC
Underberg Sharon E.General Counsel, Sec., SVP
Exercise / conversionCommon Stock, par value $.01 3,292 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000287 · edgar.xml · nonDerivative · entry 3

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/14 grant date.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:19 UTC
Bullwinkle David ECFO and Senior Vice President
Exercise / conversionRestricted Stock Units · Derivative 645 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000286 · edgar.xml · derivative · entry 4

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647

Underlying: Common Stock, par value $01 · 645 shares

Expires 2017-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/14 grant date.

F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/14 grant date.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:19 UTC
Bullwinkle David ECFO and Senior Vice President
Tax withholdingCommon Stock, par value $.01 239 $16.35 $3,907.65
Disclosure

SEC source: 0000891839-16-000286 · edgar.xml · nonDerivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,443

F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:19 UTC
Bullwinkle David ECFO and Senior Vice President
Exercise / conversionCommon Stock, par value $.01 645 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000286 · edgar.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/14 grant date.

Read SEC document
December 15, 2016 Filed Jan 11, 2017 22:49 UTC Amendment
Underberg Sharon E.General Counsel, Sec., SVP
GrantStock Option (Right to Buy) · Derivative 37,538 $0.00 Strike: $16.35 $0.00
Disclosure

SEC source: 0000891839-17-000023 · edgar.xml · derivative · entry 8

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,538

Underlying: Common Stock, par value $.01 · 37,538 shares

Expires 2023-12-14

F6 · derivative.exercise_price: Ms. Underberg previously reported this option on her 12/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Ms. Underberg is filing this amendment to report the number of shares underlying the option. This option vests one-third on each of the first three anniversaries of the grant date.

F6 · date: Ms. Underberg previously reported this option on her 12/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Ms. Underberg is filing this amendment to report the number of shares underlying the option. This option vests one-third on each of the first three anniversaries of the grant date.

F6 · kind: Ms. Underberg previously reported this option on her 12/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Ms. Underberg is filing this amendment to report the number of shares underlying the option. This option vests one-third on each of the first three anniversaries of the grant date.

F6 · shares: Ms. Underberg previously reported this option on her 12/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Ms. Underberg is filing this amendment to report the number of shares underlying the option. This option vests one-third on each of the first three anniversaries of the grant date.

F6 · derivative.exercise_date: Ms. Underberg previously reported this option on her 12/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Ms. Underberg is filing this amendment to report the number of shares underlying the option. This option vests one-third on each of the first three anniversaries of the grant date.

F6 · derivative.underlying_shares: Ms. Underberg previously reported this option on her 12/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Ms. Underberg is filing this amendment to report the number of shares underlying the option. This option vests one-third on each of the first three anniversaries of the grant date.

F6 · balance_after: Ms. Underberg previously reported this option on her 12/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Ms. Underberg is filing this amendment to report the number of shares underlying the option. This option vests one-third on each of the first three anniversaries of the grant date.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 22:05 UTC
O'Grady John G.GM, WW Sales, Vice President
SaleCommon Stock, par value $.01 6,500 $14.98 $97,370.00
Disclosure

SEC source: 0000891839-16-000285 · edgar.xml · nonDerivative · entry 1

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,151

Read SEC document
November 16, 2016 Filed Nov 17, 2016 23:10 UTC
Kruchten BradSenior Vice President
SaleCommon Stock, par value $.01 1,534 $15.50 $23,777.00
Disclosure

SEC source: 0000891839-16-000281 · edgar.xml · nonDerivative · entry 2

Kruchten Brad · CIK 0001467811 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 90

Read SEC document
November 15, 2016 Filed Nov 17, 2016 23:10 UTC
Kruchten BradSenior Vice President
GrantStock Option (Right to Buy) · Derivative 0 $0.00 Strike: $15.20 $0.00
Disclosure

SEC source: 0000891839-16-000281 · edgar.xml · derivative · entry 11

Kruchten Brad · CIK 0001467811 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 0 shares

Expires 2023-11-14

F9 · shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date. The number of shares underlying the option cannot be determined at this time, but will be based on $420,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Kruchten will file an amendment to this report.

F9 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date. The number of shares underlying the option cannot be determined at this time, but will be based on $420,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Kruchten will file an amendment to this report.

F9 · derivative.underlying_shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date. The number of shares underlying the option cannot be determined at this time, but will be based on $420,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Kruchten will file an amendment to this report.

F9 · balance_after: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date. The number of shares underlying the option cannot be determined at this time, but will be based on $420,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Kruchten will file an amendment to this report.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 23:10 UTC
Kruchten BradSenior Vice President
GrantRestricted Stock Units · Derivative 27,632 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000281 · edgar.xml · derivative · entry 6

Kruchten Brad · CIK 0001467811 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,632

Underlying: Common Stock, par value $.01 · 27,632 shares

Expires 2020-09-03

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 23:20 UTC
O'Grady John G.GM, WW Sales, Vice President
GrantStock Option (Right to Buy) · Derivative 0 $0.00 Strike: $15.20 $0.00
Disclosure

SEC source: 0000891839-16-000282 · edgar.xml · derivative · entry 9

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 0 shares

Expires 2023-11-14

F8 · shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date. The number of shares underlying the option cannot be determined at this time, but will be based on $250,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. O'Grady will file an amendment to this report.

F8 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date. The number of shares underlying the option cannot be determined at this time, but will be based on $250,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. O'Grady will file an amendment to this report.

F8 · derivative.underlying_shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date. The number of shares underlying the option cannot be determined at this time, but will be based on $250,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. O'Grady will file an amendment to this report.

F8 · balance_after: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date. The number of shares underlying the option cannot be determined at this time, but will be based on $250,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. O'Grady will file an amendment to this report.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 23:20 UTC
O'Grady John G.GM, WW Sales, Vice President
GrantRestricted Stock Units · Derivative 16,448 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000282 · edgar.xml · derivative · entry 5

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,448

Underlying: Common Stock, par value $.01 · 16,448 shares

Expires 2020-09-03

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.

Read SEC document
November 15, 2016 Filed Jan 11, 2017 22:46 UTC Amendment
O'Grady John G.GM, WW Sales, Senior VP
GrantStock Option (Right to Buy) · Derivative 39,247 $0.00 Strike: $15.20 $0.00
Disclosure

SEC source: 0000891839-17-000022 · edgar.xml · derivative · entry 9

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,247

Underlying: Common Stock, par value $.01 · 39,247 shares

Expires 2023-11-14

F8 · derivative.exercise_price: Mr. O'Grady previously reported this option on his 11/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option. This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.

F8 · date: Mr. O'Grady previously reported this option on his 11/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option. This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.

F8 · kind: Mr. O'Grady previously reported this option on his 11/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option. This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.

F8 · shares: Mr. O'Grady previously reported this option on his 11/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option. This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.

F8 · derivative.exercise_date: Mr. O'Grady previously reported this option on his 11/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option. This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.

F8 · derivative.underlying_shares: Mr. O'Grady previously reported this option on his 11/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option. This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.

F8 · balance_after: Mr. O'Grady previously reported this option on his 11/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option. This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.

Read SEC document
November 15, 2016 Filed Jan 11, 2017 22:41 UTC Amendment
Kruchten BradSenior Vice President
GrantStock Option (Right to Buy) · Derivative 65,935 $0.00 Strike: $15.20 $0.00
Disclosure

SEC source: 0000891839-17-000021 · edgar.xml · derivative · entry 11

Kruchten Brad · CIK 0001467811 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,935

Underlying: Common Stock, par value $.01 · 65,935 shares

Expires 2023-11-14

F9 · derivative.exercise_price: Mr. Kruchten previously reported this option on his 11/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Kruchten is filing this amendment to report the number of shares underlying the option.This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.

F9 · date: Mr. Kruchten previously reported this option on his 11/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Kruchten is filing this amendment to report the number of shares underlying the option.This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.

F9 · kind: Mr. Kruchten previously reported this option on his 11/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Kruchten is filing this amendment to report the number of shares underlying the option.This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.

F9 · shares: Mr. Kruchten previously reported this option on his 11/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Kruchten is filing this amendment to report the number of shares underlying the option.This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.

F9 · derivative.exercise_date: Mr. Kruchten previously reported this option on his 11/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Kruchten is filing this amendment to report the number of shares underlying the option.This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.

F9 · derivative.underlying_shares: Mr. Kruchten previously reported this option on his 11/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Kruchten is filing this amendment to report the number of shares underlying the option.This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.

F9 · balance_after: Mr. Kruchten previously reported this option on his 11/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Kruchten is filing this amendment to report the number of shares underlying the option.This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.

Read SEC document
October 14, 2016 Filed Oct 18, 2016 20:45 UTC
Kruchten BradSenior Vice President
SaleCommon Stock, par value $.01 3,400 $14.09 $47,899.20
Disclosure

SEC source: 0000891839-16-000273 · edgar.xml · nonDerivative · entry 1

Kruchten Brad · CIK 0001467811 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,395

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on 11/9/15.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 20:49 UTC
Overman StevenSenior Vice President
GrantStock Option (Right to Buy) · Derivative 0 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0000891839-16-000272 · edgar.xml · derivative · entry 9

Overman Steven · CIK 0001630418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 0 shares

Expires 2023-09-30

F6 · shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Overman will file an amendment to this report.

F6 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Overman will file an amendment to this report.

F6 · derivative.underlying_shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Overman will file an amendment to this report.

F6 · balance_after: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Overman will file an amendment to this report.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 20:49 UTC
Overman StevenSenior Vice President
GrantRestricted Stock Units · Derivative 11,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000272 · edgar.xml · derivative · entry 7

Overman Steven · CIK 0001630418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,667

Underlying: Common Stock, par value $.01 · 11,667 shares

Expires 2019-10-01

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the three anniversaries of the grant date.

F4 · shares: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the three anniversaries of the grant date.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the three anniversaries of the grant date.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 20:49 UTC
Overman StevenSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,773 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000272 · edgar.xml · derivative · entry 6

Overman Steven · CIK 0001630418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,547

Underlying: Common Stock, par value $.01 · 3,773 shares

Expires 2018-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/15 grant date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/15 grant date.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 20:49 UTC
Overman StevenSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 7,691 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000272 · edgar.xml · derivative · entry 5

Overman Steven · CIK 0001630418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,692

Underlying: Common Stock, par value $.01 · 7,691 shares

Expires 2017-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/14 grant date.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/14 grant date.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 20:49 UTC
Overman StevenSenior Vice President
Tax withholdingCommon Stock, par value $.01 1,774 $15.00 $26,610.00
Disclosure

SEC source: 0000891839-16-000272 · edgar.xml · nonDerivative · entry 4

Overman Steven · CIK 0001630418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,975

F2 · shares: Shares withheld to cover withholding obligations upon vesting of restricted stock units.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 20:49 UTC
Overman StevenSenior Vice President
Exercise / conversionCommon Stock, par value $.01 3,773 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000272 · edgar.xml · nonDerivative · entry 3

Overman Steven · CIK 0001630418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/15 grant date.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 20:49 UTC
Overman StevenSenior Vice President
Tax withholdingCommon Stock, par value $.01 3,615 $15.00 $54,225.00
Disclosure

SEC source: 0000891839-16-000272 · edgar.xml · nonDerivative · entry 2

Overman Steven · CIK 0001630418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,976

F2 · shares: Shares withheld to cover withholding obligations upon vesting of restricted stock units.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 20:49 UTC
Overman StevenSenior Vice President
Exercise / conversionCommon Stock, par value $.01 7,691 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000272 · edgar.xml · nonDerivative · entry 1

Overman Steven · CIK 0001630418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/14 grant date.

Read SEC document
October 01, 2016 Filed Oct 24, 2016 23:29 UTC Amendment
Overman StevenSenior Vice President
GrantStock Option (Right to Buy) · Derivative 30,069 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0000891839-16-000274 · edgar.xml · derivative · entry 1

Overman Steven · CIK 0001630418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,069

Underlying: Common Stock, par value $.01 · 30,069 shares

Expires 2023-09-30

F1 · derivative.exercise_price: Mr. Overman previously reported this option on his 10/1/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Overman is filing this amendment to report the number of shares underlying the option.

F1 · date: Mr. Overman previously reported this option on his 10/1/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Overman is filing this amendment to report the number of shares underlying the option.

F1 · kind: Mr. Overman previously reported this option on his 10/1/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Overman is filing this amendment to report the number of shares underlying the option.

F1 · shares: Mr. Overman previously reported this option on his 10/1/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Overman is filing this amendment to report the number of shares underlying the option.

F1 · derivative.exercise_date: Mr. Overman previously reported this option on his 10/1/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Overman is filing this amendment to report the number of shares underlying the option.

F1 · derivative.underlying_shares: Mr. Overman previously reported this option on his 10/1/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Overman is filing this amendment to report the number of shares underlying the option.

F1 · balance_after: Mr. Overman previously reported this option on his 10/1/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Overman is filing this amendment to report the number of shares underlying the option.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:37 UTC
Samuels EricCAO and Corp. Controller
SaleCommon Stock, par value $.01 584 $14.37 $8,392.08
Disclosure

SEC source: 0000891839-16-000262 · edgar.xml · nonDerivative · entry 1

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,765

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Samuels on 11/4/15.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 21:52 UTC
Cullimore PhilipSenior Vice President
SaleCommon Stock, par value $.01 9,648 $15.22 $146,846.42
Disclosure

SEC source: 0000891839-16-000261 · edgar.xml · nonDerivative · entry 1

Cullimore Philip · CIK 0001630348 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,823

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:40 UTC
O'Grady John G.GM, WW Sales, Vice President
GrantStock Option (Right to Buy) · Derivative 0 $0.00 Strike: $15.58 $0.00
Disclosure

SEC source: 0000891839-16-000257 · edgar.xml · derivative · entry 13

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 0 shares

Expires 2023-09-02

F8 · shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $145,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. O'Grady will file an amendment to this report.

F8 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $145,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. O'Grady will file an amendment to this report.

F8 · derivative.underlying_shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $145,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. O'Grady will file an amendment to this report.

F8 · balance_after: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $145,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. O'Grady will file an amendment to this report.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:40 UTC
O'Grady John G.GM, WW Sales, Vice President
GrantRestricted Stock Units · Derivative 9,307 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000257 · edgar.xml · derivative · entry 10

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,307

Underlying: Common Stock, par value · 9,307 shares

Expires 2019-09-03

F5 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the grant date.

F5 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:40 UTC
O'Grady John G.GM, WW Sales, Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,512 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000257 · edgar.xml · derivative · entry 9

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,026

Underlying: Common Stock, par value · 3,512 shares

Expires 2018-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:40 UTC
O'Grady John G.GM, WW Sales, Vice President
Exercise / conversionRestricted Stock Units · Derivative 2,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000257 · edgar.xml · derivative · entry 8

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,034

Underlying: Common Stock, par value $.01 · 2,032 shares

Expires 2017-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:40 UTC
O'Grady John G.GM, WW Sales, Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,434 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000257 · edgar.xml · derivative · entry 7

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 4,434 shares

Expires 2016-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:40 UTC
O'Grady John G.GM, WW Sales, Vice President
Tax withholdingCommon Stock, par value $.01 1,172 $15.58 $18,259.76
Disclosure

SEC source: 0000891839-16-000257 · edgar.xml · nonDerivative · entry 6

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,651

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:40 UTC
O'Grady John G.GM, WW Sales, Vice President
Exercise / conversionCommon Stock, par value $.01 3,512 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000257 · edgar.xml · nonDerivative · entry 5

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:40 UTC
O'Grady John G.GM, WW Sales, Vice President
Tax withholdingCommon Stock, par value $.01 678 $15.58 $10,563.24
Disclosure

SEC source: 0000891839-16-000257 · edgar.xml · nonDerivative · entry 4

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,311

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:40 UTC
O'Grady John G.GM, WW Sales, Vice President
Exercise / conversionCommon Stock, par value $.01 2,032 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000257 · edgar.xml · nonDerivative · entry 3

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:40 UTC
O'Grady John G.GM, WW Sales, Vice President
Tax withholdingCommon Stock, par value $.01 1,479 $15.58 $23,042.82
Disclosure

SEC source: 0000891839-16-000257 · edgar.xml · nonDerivative · entry 2

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,957

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:40 UTC
O'Grady John G.GM, WW Sales, Vice President
Exercise / conversionCommon Stock, par value $.01 4,434 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000257 · edgar.xml · nonDerivative · entry 1

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:49 UTC
Taber Terry RSenior Vice President
GrantStock Option (Right to Buy) · Derivative 0 $0.00 Strike: $15.58 $0.00
Disclosure

SEC source: 0000891839-16-000259 · edgar.xml · derivative · entry 13

Taber Terry R · CIK 0001452475 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 0 shares

Expires 2023-09-02

F8 · shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $217,500 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Taber will file an amendment to this report.

F8 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $217,500 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Taber will file an amendment to this report.

F8 · derivative.underlying_shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $217,500 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Taber will file an amendment to this report.

F8 · balance_after: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $217,500 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Taber will file an amendment to this report.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:49 UTC
Taber Terry RSenior Vice President
GrantRestricted Stock Units · Derivative 13,961 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000259 · edgar.xml · derivative · entry 10

Taber Terry R · CIK 0001452475 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,961

Underlying: Common Stock, par value $.01 · 13,961 shares

Expires 2019-09-03

F5 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the grant date.

F5 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:49 UTC
Taber Terry RSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,268 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000259 · edgar.xml · derivative · entry 9

Taber Terry R · CIK 0001452475 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,539

Underlying: Common Stock, par value $.01 · 5,268 shares

Expires 2018-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:49 UTC
Taber Terry RSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,048 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000259 · edgar.xml · derivative · entry 8

Taber Terry R · CIK 0001452475 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,051

Underlying: Common Stock, par value $.01 · 3,048 shares

Expires 2017-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:49 UTC
Taber Terry RSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,795 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000259 · edgar.xml · derivative · entry 7

Taber Terry R · CIK 0001452475 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 5,795 shares

Expires 2016-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:49 UTC
Taber Terry RSenior Vice President
Tax withholdingCommon Stock, par value $.01 1,948 $15.58 $30,349.84
Disclosure

SEC source: 0000891839-16-000259 · edgar.xml · nonDerivative · entry 6

Taber Terry R · CIK 0001452475 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,688

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:49 UTC
Taber Terry RSenior Vice President
Exercise / conversionCommon Stock, par value $.01 5,268 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000259 · edgar.xml · nonDerivative · entry 5

Taber Terry R · CIK 0001452475 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:49 UTC
Taber Terry RSenior Vice President
Tax withholdingCommon Stock, par value $.01 1,127 $15.58 $17,558.66
Disclosure

SEC source: 0000891839-16-000259 · edgar.xml · nonDerivative · entry 4

Taber Terry R · CIK 0001452475 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,368

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:49 UTC
Taber Terry RSenior Vice President
Exercise / conversionCommon Stock, par value $.01 3,048 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000259 · edgar.xml · nonDerivative · entry 3

Taber Terry R · CIK 0001452475 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:49 UTC
Taber Terry RSenior Vice President
Tax withholdingCommon Stock, par value $.01 2,143 $15.58 $33,387.94
Disclosure

SEC source: 0000891839-16-000259 · edgar.xml · nonDerivative · entry 2

Taber Terry R · CIK 0001452475 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,447

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:49 UTC
Taber Terry RSenior Vice President
Exercise / conversionCommon Stock, par value $.01 5,795 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000259 · edgar.xml · nonDerivative · entry 1

Taber Terry R · CIK 0001452475 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:45 UTC
Samuels EricCAO and Corp. Controller
GrantStock Option (Right to Buy) · Derivative 0 $0.00 Strike: $15.58 $0.00
Disclosure

SEC source: 0000891839-16-000258 · edgar.xml · derivative · entry 13

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 0 shares

Expires 2023-09-02

F8 · shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $150,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Samuels will file an amendment to this report.

F8 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $150,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Samuels will file an amendment to this report.

F8 · derivative.underlying_shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $150,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Samuels will file an amendment to this report.

F8 · balance_after: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $150,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Samuels will file an amendment to this report.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:45 UTC
Samuels EricCAO and Corp. Controller
GrantRestricted Stock Units · Derivative 9,628 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000258 · edgar.xml · derivative · entry 10

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,628

Underlying: Common Stock, par value $.01 · 9,628 shares

Expires 2019-09-03

F5 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the grant date.

F5 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.