Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EASTMAN KODAK COKODK · Entity 5053 | Senior Vice President | September 03, 2016 | September 30, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EASTMAN KODAK CO
Report date September 03, 2016 · Filed September 30, 2016 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.58 · Expires 2023-09-02 | Direct | 16,978 |
Reported balance
After 2016-09-03 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2016-09-03 · Grant · Acquired 16,978 · Balance 16,978 F1: Mr. Cullimore previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Cullimore is filing this amendment to report the number of shares underlying the option. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Cullimore previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Cullimore is filing this amendment to report the number of shares underlying the option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 08, 2016 Filed Sep 12, 2016 21:52 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock, par value $.01 | 9,648 | $15.22 | $146,846.42 |
DisclosureSEC source: 0000891839-16-000261 · edgar.xml · nonDerivative · entry 1 Cullimore Philip · CIK 0001630348 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,823 Read SEC document |
| September 03, 2016 Filed Sep 7, 2016 23:35 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 0 | $0.00 Strike: $15.58 | $0.00 |
DisclosureSEC source: 0000891839-16-000255 · edgar.xml · derivative · entry 10 Cullimore Philip · CIK 0001630348 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 0 shares Expires 2023-09-02 F7 · shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $100,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Cullimore will file an amendment to this report. F7 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $100,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Cullimore will file an amendment to this report. F7 · derivative.underlying_shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $100,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Cullimore will file an amendment to this report. F7 · balance_after: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $100,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Cullimore will file an amendment to this report. Read SEC document |
| September 03, 2016 Filed Sep 7, 2016 23:35 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 6,419 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000255 · edgar.xml · derivative · entry 7 Cullimore Philip · CIK 0001630348 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,419 Underlying: Common Stock, par value $.01 · 6,419 shares Expires 2019-09-03 F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the grant date. F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the grant date. Read SEC document |
| September 03, 2016 Filed Sep 7, 2016 23:35 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 2,422 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000255 · edgar.xml · derivative · entry 6 Cullimore Philip · CIK 0001630348 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,846 Underlying: Common Stock, par value $.01 · 2,422 shares Expires 2018-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date. Read SEC document |
| September 03, 2016 Filed Sep 7, 2016 23:35 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 1,401 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000255 · edgar.xml · derivative · entry 5 Cullimore Philip · CIK 0001630348 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,404 Underlying: Common Stock, par value $.01 · 1,401 shares Expires 2017-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date. F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date. Read SEC document |
| September 03, 2016 Filed Sep 7, 2016 23:35 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 5,825 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000255 · edgar.xml · derivative · entry 4 Cullimore Philip · CIK 0001630348 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 5,825 shares Expires 2016-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 03, 2016 Filed Sep 7, 2016 23:35 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 2,422 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000255 · edgar.xml · nonDerivative · entry 3 Cullimore Philip · CIK 0001630348 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date. Read SEC document |
| September 03, 2016 Filed Sep 7, 2016 23:35 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 1,401 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000255 · edgar.xml · nonDerivative · entry 2 Cullimore Philip · CIK 0001630348 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date. Read SEC document |
| September 03, 2016 Filed Sep 7, 2016 23:35 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 5,825 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000255 · edgar.xml · nonDerivative · entry 1 Cullimore Philip · CIK 0001630348 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 03, 2016 Filed Sep 30, 2016 21:20 UTC Amendment | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 16,978 | $0.00 Strike: $15.58 | $0.00 |
DisclosureSEC source: 0000891839-16-000267 · edgar.xml · derivative · entry 1 Cullimore Philip · CIK 0001630348 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,978 Underlying: Common Stock, par value $.01 · 16,978 shares Expires 2023-09-02 F1 · derivative.exercise_price: Mr. Cullimore previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Cullimore is filing this amendment to report the number of shares underlying the option. F1 · date: Mr. Cullimore previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Cullimore is filing this amendment to report the number of shares underlying the option. F1 · kind: Mr. Cullimore previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Cullimore is filing this amendment to report the number of shares underlying the option. F1 · shares: Mr. Cullimore previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Cullimore is filing this amendment to report the number of shares underlying the option. F1 · derivative.exercise_date: Mr. Cullimore previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Cullimore is filing this amendment to report the number of shares underlying the option. F1 · derivative.underlying_shares: Mr. Cullimore previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Cullimore is filing this amendment to report the number of shares underlying the option. F1 · balance_after: Mr. Cullimore previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Cullimore is filing this amendment to report the number of shares underlying the option. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.