Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EASTMAN KODAK COKODK · Entity 5053 | Senior Vice President | October 01, 2018 | October 03, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EASTMAN KODAK CO
Report date October 01, 2018 · Filed October 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01SEC Table I · non-derivative | Direct | 28,376 |
Ending reported balance
After 2018-10-01 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2018-10-01 · Exercise / conversion · Acquired 3,774 · Balance 23,884 F1: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2015 grant date. Row 2 · 2018-10-01 · Tax withholding · Disposed 1,774 · Balance 22,110 F2: Shares withheld to cover withholding obligations upon vesting of restricted stock units. Row 3 · 2018-10-01 · Exercise / conversion · Acquired 3,888 · Balance 25,998 F3: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2016 grant date. Row 4 · 2018-10-01 · Tax withholding · Disposed 1,828 · Balance 24,170 F2: Shares withheld to cover withholding obligations upon vesting of restricted stock units. Row 5 · 2018-10-01 · Exercise / conversion · Acquired 7,936 · Balance 32,106 F4: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2017 grant date. Row 6 · 2018-10-01 · Tax withholding · Disposed 3,730 · Balance 28,376 F2: Shares withheld to cover withholding obligations upon vesting of restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-10-01 | Direct | 0 |
Reported balance
After 2018-10-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-10-01 · Exercise / conversion · Disposed 3,774 · Balance 0 F1: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2015 grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-10-01 | Direct | 3,891 |
Reported balance
After 2018-10-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-10-01 · Exercise / conversion · Disposed 3,888 · Balance 3,891 F3: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2016 grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-10-01 | Direct | 15,874 |
Reported balance
After 2018-10-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-10-01 · Exercise / conversion · Disposed 7,936 · Balance 15,874 F4: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2017 grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-10-01 | Direct | 61,404 |
Reported balance
After 2018-10-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2018-10-01 · Grant · Acquired 61,404 · Balance 61,404 F5: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the 10/1/2018 grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.85 · Expires 2025-09-30 | Direct | 97,223 |
Reported balance
After 2018-10-01 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2018-10-01 · Grant · Acquired 97,223 · Balance 97,223 F9: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.46 · Expires 2022-09-30 | Direct | 27,090 |
Reported balance
Holding disclosure · report date 2018-10-01 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 27,090 F6: This option vests one-third on each of the first three anniversaries of the 10/1/2015 grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.00 · Expires 2023-09-30 | Direct | 30,069 |
Reported balance
Holding disclosure · report date 2018-10-01 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 30,069 F7: This option vests one-third on each of the first three anniversaries of the 10/1/2016 grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.35 · Expires 2024-09-30 | Direct | 58,923 |
Reported balance
Holding disclosure · report date 2018-10-01 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 58,923 F8: This option vests one-third on each of the first three anniversaries of the 10/1/2017 grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2015 grant date.
F2: Shares withheld to cover withholding obligations upon vesting of restricted stock units.
F3: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2016 grant date.
F4: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2017 grant date.
F5: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the 10/1/2018 grant date.
F6: This option vests one-third on each of the first three anniversaries of the 10/1/2015 grant date.
F7: This option vests one-third on each of the first three anniversaries of the 10/1/2016 grant date.
F8: This option vests one-third on each of the first three anniversaries of the 10/1/2017 grant date.
F9: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2018 Filed Oct 3, 2018 20:35 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 97,223 | $0.00 Strike: $2.85 | $0.00 |
DisclosureSEC source: 0000891839-18-000097 · edgar.xml · derivative · entry 14 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,223 Underlying: Common Stock, par value $.01 · 97,223 shares Expires 2025-09-30 F9 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:35 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 61,404 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000097 · edgar.xml · derivative · entry 10 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,404 Underlying: Common Stock, par value $.01 · 61,404 shares Expires 2021-10-01 F5 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the 10/1/2018 grant date. F5 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the 10/1/2018 grant date. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:35 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 7,936 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000097 · edgar.xml · derivative · entry 9 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,874 Underlying: Common Stock, par value $.01 · 7,936 shares Expires 2020-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2017 grant date. F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2017 grant date. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:35 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 3,888 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000097 · edgar.xml · derivative · entry 8 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,891 Underlying: Common Stock, par value $.01 · 3,888 shares Expires 2019-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2016 grant date. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2016 grant date. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:35 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 3,774 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000097 · edgar.xml · derivative · entry 7 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 3,774 shares Expires 2018-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2015 grant date. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2015 grant date. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:35 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Tax withholdingCommon Stock, par value $.01 | 3,730 | $2.85 | $10,630.50 |
DisclosureSEC source: 0000891839-18-000097 · edgar.xml · nonDerivative · entry 6 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,376 F2 · shares: Shares withheld to cover withholding obligations upon vesting of restricted stock units. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:35 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 7,936 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000097 · edgar.xml · nonDerivative · entry 5 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2017 grant date. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:35 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Tax withholdingCommon Stock, par value $.01 | 1,828 | $2.85 | $5,209.80 |
DisclosureSEC source: 0000891839-18-000097 · edgar.xml · nonDerivative · entry 4 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,170 F2 · shares: Shares withheld to cover withholding obligations upon vesting of restricted stock units. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:35 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 3,888 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000097 · edgar.xml · nonDerivative · entry 3 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2016 grant date. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:35 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Tax withholdingCommon Stock, par value $.01 | 1,774 | $2.85 | $5,055.90 |
DisclosureSEC source: 0000891839-18-000097 · edgar.xml · nonDerivative · entry 2 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,110 F2 · shares: Shares withheld to cover withholding obligations upon vesting of restricted stock units. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:35 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 3,774 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000097 · edgar.xml · nonDerivative · entry 1 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2015 grant date. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 20:40 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 58,923 | $0.00 Strike: $7.35 | $0.00 |
DisclosureSEC source: 0000891839-17-000135 · edgar.xml · derivative · entry 13 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,923 Underlying: Common Stock, par value $.01 · 58,923 shares Expires 2024-09-30 F8 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the 10/1/2017 grant date. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 20:40 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 23,810 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000135 · edgar.xml · derivative · entry 10 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,810 Underlying: Common Stock, par value $.01 · 23,810 shares Expires 2020-10-02 F5 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the three anniversaries of the 10/1/2017 grant date. F5 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the three anniversaries of the 10/1/2017 grant date. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 20:40 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 3,888 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000135 · edgar.xml · derivative · entry 9 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,779 Underlying: Common Stock, par value $.01 · 3,888 shares Expires 2019-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2016 grant date. F4 · shares: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2016 grant date. F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2016 grant date. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 20:40 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 3,773 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000135 · edgar.xml · derivative · entry 8 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,774 Underlying: Common Stock, par value $.01 · 3,773 shares Expires 2018-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2015 grant date. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2015 grant date. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 20:40 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 7,692 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000135 · edgar.xml · derivative · entry 7 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 7,692 shares Expires 2017-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2014 grant date. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2014 grant date. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 20:40 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Tax withholdingCommon Stock, par value $.01 | 1,828 | $7.35 | $13,435.80 |
DisclosureSEC source: 0000891839-17-000135 · edgar.xml · nonDerivative · entry 6 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,110 F2 · shares: Shares withheld to cover withholding obligations upon vesting of restricted stock units. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 20:40 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 3,888 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000135 · edgar.xml · nonDerivative · entry 5 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2016 grant date. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 20:40 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Tax withholdingCommon Stock, par value $.01 | 1,774 | $7.35 | $13,038.90 |
DisclosureSEC source: 0000891839-17-000135 · edgar.xml · nonDerivative · entry 4 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,050 F2 · shares: Shares withheld to cover withholding obligations upon vesting of restricted stock units. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 20:40 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 3,773 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000135 · edgar.xml · nonDerivative · entry 3 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2015 grant date. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 20:40 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Tax withholdingCommon Stock, par value $.01 | 3,616 | $7.35 | $26,577.60 |
DisclosureSEC source: 0000891839-17-000135 · edgar.xml · nonDerivative · entry 2 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,051 F2 · shares: Shares withheld to cover withholding obligations upon vesting of restricted stock units. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 20:40 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 7,692 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000135 · edgar.xml · nonDerivative · entry 1 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2014 grant date. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 20:49 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 0 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000272 · edgar.xml · derivative · entry 9 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 0 shares Expires 2023-09-30 F6 · shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Overman will file an amendment to this report. F6 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Overman will file an amendment to this report. F6 · derivative.underlying_shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Overman will file an amendment to this report. F6 · balance_after: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Overman will file an amendment to this report. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 20:49 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 11,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000272 · edgar.xml · derivative · entry 7 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,667 Underlying: Common Stock, par value $.01 · 11,667 shares Expires 2019-10-01 F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the three anniversaries of the grant date. F4 · shares: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the three anniversaries of the grant date. F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the three anniversaries of the grant date. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 20:49 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 3,773 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000272 · edgar.xml · derivative · entry 6 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,547 Underlying: Common Stock, par value $.01 · 3,773 shares Expires 2018-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/15 grant date. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/15 grant date. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 20:49 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 7,691 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000272 · edgar.xml · derivative · entry 5 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,692 Underlying: Common Stock, par value $.01 · 7,691 shares Expires 2017-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/14 grant date. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/14 grant date. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 20:49 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Tax withholdingCommon Stock, par value $.01 | 1,774 | $15.00 | $26,610.00 |
DisclosureSEC source: 0000891839-16-000272 · edgar.xml · nonDerivative · entry 4 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,975 F2 · shares: Shares withheld to cover withholding obligations upon vesting of restricted stock units. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 20:49 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 3,773 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000272 · edgar.xml · nonDerivative · entry 3 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/15 grant date. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 20:49 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Tax withholdingCommon Stock, par value $.01 | 3,615 | $15.00 | $54,225.00 |
DisclosureSEC source: 0000891839-16-000272 · edgar.xml · nonDerivative · entry 2 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,976 F2 · shares: Shares withheld to cover withholding obligations upon vesting of restricted stock units. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 20:49 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 7,691 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000272 · edgar.xml · nonDerivative · entry 1 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/14 grant date. Read SEC document |
| October 01, 2016 Filed Oct 24, 2016 23:29 UTC Amendment | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 30,069 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000274 · edgar.xml · derivative · entry 1 Overman Steven · CIK 0001630418 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,069 Underlying: Common Stock, par value $.01 · 30,069 shares Expires 2023-09-30 F1 · derivative.exercise_price: Mr. Overman previously reported this option on his 10/1/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Overman is filing this amendment to report the number of shares underlying the option. F1 · date: Mr. Overman previously reported this option on his 10/1/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Overman is filing this amendment to report the number of shares underlying the option. F1 · kind: Mr. Overman previously reported this option on his 10/1/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Overman is filing this amendment to report the number of shares underlying the option. F1 · shares: Mr. Overman previously reported this option on his 10/1/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Overman is filing this amendment to report the number of shares underlying the option. F1 · derivative.exercise_date: Mr. Overman previously reported this option on his 10/1/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Overman is filing this amendment to report the number of shares underlying the option. F1 · derivative.underlying_shares: Mr. Overman previously reported this option on his 10/1/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Overman is filing this amendment to report the number of shares underlying the option. F1 · balance_after: Mr. Overman previously reported this option on his 10/1/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Overman is filing this amendment to report the number of shares underlying the option. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.