Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2017 Filed Mar 15, 2017 01:42 UTC |
Assured Investment Management LLCDirector · 10% owner
BlueMountain GP Holdings, LLC10% owner
BLUE MOUNTAIN CREDIT GP, LLC10% owner
BlueMountain Timberline Ltd.10% owner
BlueMountain Kicking Horse Fund L.P.10% owner
|
SaleCommon Stock | 10,829 | $12.01 | $130,056.29 |
DisclosureSEC source: 0000899243-17-007552 · doc4.xml · nonDerivative · entry 5 BlueMountain Capital Management, LLC · CIK 0001427430 · Director · 10% owner BlueMountain GP Holdings, LLC · CIK 0001540859 · 10% owner BLUE MOUNTAIN CREDIT GP, LLC · CIK 0001686968 · 10% owner Blue Mountain CA Master Fund GP, Ltd. · CIK 0001540861 · 10% owner Blue Mountain Credit Alternatives Master Fund L.P. · CIK 0001540860 · 10% owner BlueMountain Long/Short Credit GP, LLC · CIK 0001541088 · 10% owner BlueMountain Guadalupe Peak Fund L.P. · CIK 0001598919 · 10% owner BlueMountain Timberline Ltd. · CIK 0001541089 · 10% owner BlueMountain Kicking Horse Fund GP, LLC · CIK 0001557778 · 10% owner BlueMountain Kicking Horse Fund L.P. · CIK 0001557943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,980,437 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 01:42 UTC |
Assured Investment Management LLCDirector · 10% owner
BlueMountain GP Holdings, LLC10% owner
BLUE MOUNTAIN CREDIT GP, LLC10% owner
BlueMountain Timberline Ltd.10% owner
BlueMountain Kicking Horse Fund L.P.10% owner
|
SaleCommon Stock | 10,829 | $12.01 | $130,056.29 |
DisclosureSEC source: 0000899243-17-007552 · doc4.xml · nonDerivative · entry 4 BlueMountain Capital Management, LLC · CIK 0001427430 · Director · 10% owner BlueMountain GP Holdings, LLC · CIK 0001540859 · 10% owner BLUE MOUNTAIN CREDIT GP, LLC · CIK 0001686968 · 10% owner Blue Mountain CA Master Fund GP, Ltd. · CIK 0001540861 · 10% owner Blue Mountain Credit Alternatives Master Fund L.P. · CIK 0001540860 · 10% owner BlueMountain Long/Short Credit GP, LLC · CIK 0001541088 · 10% owner BlueMountain Guadalupe Peak Fund L.P. · CIK 0001598919 · 10% owner BlueMountain Timberline Ltd. · CIK 0001541089 · 10% owner BlueMountain Kicking Horse Fund GP, LLC · CIK 0001557778 · 10% owner BlueMountain Kicking Horse Fund L.P. · CIK 0001557943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 2,980,437 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F4 · ownership.nature: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 01:42 UTC |
Assured Investment Management LLCDirector · 10% owner
BlueMountain GP Holdings, LLC10% owner
BLUE MOUNTAIN CREDIT GP, LLC10% owner
BlueMountain Timberline Ltd.10% owner
BlueMountain Kicking Horse Fund L.P.10% owner
|
SaleCommon Stock | 10,829 | $12.01 | $130,056.29 |
DisclosureSEC source: 0000899243-17-007552 · doc4.xml · nonDerivative · entry 3 BlueMountain Capital Management, LLC · CIK 0001427430 · Director · 10% owner BlueMountain GP Holdings, LLC · CIK 0001540859 · 10% owner BLUE MOUNTAIN CREDIT GP, LLC · CIK 0001686968 · 10% owner Blue Mountain CA Master Fund GP, Ltd. · CIK 0001540861 · 10% owner Blue Mountain Credit Alternatives Master Fund L.P. · CIK 0001540860 · 10% owner BlueMountain Long/Short Credit GP, LLC · CIK 0001541088 · 10% owner BlueMountain Guadalupe Peak Fund L.P. · CIK 0001598919 · 10% owner BlueMountain Timberline Ltd. · CIK 0001541089 · 10% owner BlueMountain Kicking Horse Fund GP, LLC · CIK 0001557778 · 10% owner BlueMountain Kicking Horse Fund L.P. · CIK 0001557943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 2,980,437 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F4 · ownership.nature: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 01:42 UTC |
Assured Investment Management LLCDirector · 10% owner
BlueMountain GP Holdings, LLC10% owner
BLUE MOUNTAIN CREDIT GP, LLC10% owner
BlueMountain Timberline Ltd.10% owner
BlueMountain Kicking Horse Fund L.P.10% owner
|
SaleCommon Stock | 23,337 | $12.01 | $280,277.37 |
DisclosureSEC source: 0000899243-17-007552 · doc4.xml · nonDerivative · entry 2 BlueMountain Capital Management, LLC · CIK 0001427430 · Director · 10% owner BlueMountain GP Holdings, LLC · CIK 0001540859 · 10% owner BLUE MOUNTAIN CREDIT GP, LLC · CIK 0001686968 · 10% owner Blue Mountain CA Master Fund GP, Ltd. · CIK 0001540861 · 10% owner Blue Mountain Credit Alternatives Master Fund L.P. · CIK 0001540860 · 10% owner BlueMountain Long/Short Credit GP, LLC · CIK 0001541088 · 10% owner BlueMountain Guadalupe Peak Fund L.P. · CIK 0001598919 · 10% owner BlueMountain Timberline Ltd. · CIK 0001541089 · 10% owner BlueMountain Kicking Horse Fund GP, LLC · CIK 0001557778 · 10% owner BlueMountain Kicking Horse Fund L.P. · CIK 0001557943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 6,423,118 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · ownership.nature: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · ownership.nature: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · ownership.nature: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 01:42 UTC |
Assured Investment Management LLCDirector · 10% owner
BlueMountain GP Holdings, LLC10% owner
BLUE MOUNTAIN CREDIT GP, LLC10% owner
BlueMountain Timberline Ltd.10% owner
BlueMountain Kicking Horse Fund L.P.10% owner
|
SaleCommon Stock | 26,968 | $12.01 | $323,885.68 |
DisclosureSEC source: 0000899243-17-007552 · doc4.xml · nonDerivative · entry 1 BlueMountain Capital Management, LLC · CIK 0001427430 · Director · 10% owner BlueMountain GP Holdings, LLC · CIK 0001540859 · 10% owner BLUE MOUNTAIN CREDIT GP, LLC · CIK 0001686968 · 10% owner Blue Mountain CA Master Fund GP, Ltd. · CIK 0001540861 · 10% owner Blue Mountain Credit Alternatives Master Fund L.P. · CIK 0001540860 · 10% owner BlueMountain Long/Short Credit GP, LLC · CIK 0001541088 · 10% owner BlueMountain Guadalupe Peak Fund L.P. · CIK 0001598919 · 10% owner BlueMountain Timberline Ltd. · CIK 0001541089 · 10% owner BlueMountain Kicking Horse Fund GP, LLC · CIK 0001557778 · 10% owner BlueMountain Kicking Horse Fund L.P. · CIK 0001557943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnotes Disclosed balance after: 7,422,438 F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock. F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing. F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest. F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock; F3 · ownership.nature: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds. F4 · ownership.nature: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it; F5 · ownership.nature: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. F6 · ownership.nature: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:25 UTC |
Samuels EricCAO and Corp. Controller
|
SaleCommon Stock, par value $.01 | 540 | $14.55 | $7,857.00 |
DisclosureSEC source: 0000891839-17-000039 · edgar.xml · nonDerivative · entry 1 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,145 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Samuels on 11/22/16. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 21:59 UTC |
Samuels EricCAO and Corp. Controller
|
SaleCommon Stock, par value $.01 | 540 | $15.20 | $8,208.00 |
DisclosureSEC source: 0000891839-17-000028 · edgar.xml · nonDerivative · entry 1 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,685 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Samuels on 11/22/16. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:57 UTC |
Kruchten BradSenior Vice President
|
SaleCommon Stock, par value $.01 | 1,900 | $14.88 | $28,272.00 |
DisclosureSEC source: 0000891839-17-000026 · edgar.xml · nonDerivative · entry 4 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,995 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on 11/9/15. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:57 UTC |
Kruchten BradSenior Vice President
|
SaleCommon Stock, par value $.01 | 600 | $14.97 | $8,982.00 |
DisclosureSEC source: 0000891839-17-000026 · edgar.xml · nonDerivative · entry 3 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,895 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on 11/9/15. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:57 UTC |
Kruchten BradSenior Vice President
|
SaleCommon Stock, par value $.01 | 300 | $14.86 | $4,458.00 |
DisclosureSEC source: 0000891839-17-000026 · edgar.xml · nonDerivative · entry 2 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,495 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on 11/9/15. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:57 UTC |
Kruchten BradSenior Vice President
|
SaleCommon Stock, par value $.01 | 600 | $14.92 | $8,952.00 |
DisclosureSEC source: 0000891839-17-000026 · edgar.xml · nonDerivative · entry 1 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,795 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on 11/9/15. Read SEC document |
| January 09, 2017 Filed Jan 10, 2017 22:03 UTC |
Parrett William GDirector
|
GrantRestricted Stock Units · Derivative | 9,804 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000019 · edgar.xml · derivative · entry 4 Parrett William G · CIK 0001418280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,804 Underlying: Common Stock, par value $.01 · 9,804 shares Expires not disclosed F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors. F3 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors. Read SEC document |
| January 09, 2017 Filed Jan 10, 2017 22:02 UTC |
KARFUNKEL GEORGEDirector
|
GrantRestricted Stock Units · Derivative | 9,804 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000018 · edgar.xml · derivative · entry 3 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,804 Underlying: Common Stock, par value $.01 · 9,804 shares Expires not disclosed F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors. F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors. F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors. Read SEC document |
| January 09, 2017 Filed Jan 10, 2017 21:59 UTC |
Janitz John A.Director
|
GrantRestricted Stock Units · Derivative | 9,804 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000017 · edgar.xml · derivative · entry 3 Janitz John A. · CIK 0001465534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,804 Underlying: Common Stock, par value $.01 · 9,804 shares Expires not disclosed F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors. F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors. F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors. Read SEC document |
| January 09, 2017 Filed Jan 10, 2017 21:58 UTC |
DOHENY MATTHEW A.Director
|
GrantRestricted Stock Units · Derivative | 9,804 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000016 · edgar.xml · derivative · entry 3 DOHENY MATTHEW A. · CIK 0001526937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,804 Underlying: Common Stock, par value $.01 · 9,804 shares Expires not disclosed F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors. F3 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors. Read SEC document |
| January 09, 2017 Filed Jan 10, 2017 21:54 UTC |
CONTINENZA JAMES VDirector
|
GrantRestricted Stock Units · Derivative | 16,340 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000015 · edgar.xml · derivative · entry 3 CONTINENZA JAMES V · CIK 0001197594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,340 Underlying: Common Stock, par value $.01 · 16,340 shares Expires not disclosed F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors. F3 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors. Read SEC document |
| January 09, 2017 Filed Jan 10, 2017 21:49 UTC |
BURGESS MARK SDirector
|
GrantRestricted Stock Units · Derivative | 9,804 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000014 · edgar.xml · derivative · entry 3 BURGESS MARK S · CIK 0001264418 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,804 Underlying: Common Stock, par value $.01 · 9,804 shares Expires not disclosed F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors. F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors. F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 22:03 UTC |
Parrett William GDirector
|
GrantPhantom Stock · Derivative | 14,327 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000019 · edgar.xml · derivative · entry 3 Parrett William G · CIK 0001418280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,327 Underlying: Common Stock, par value $.01 · 14,327 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Parrett in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F2 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Parrett in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F2 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Parrett in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 22:03 UTC |
Parrett William GDirector
|
Disposition to issuerRestricted Stock Units · Derivative | 14,327 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000019 · edgar.xml · derivative · entry 2 Parrett William G · CIK 0001418280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 14,327 shares Expires 2017-01-08 F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2017, Mr. Parrett deferred the receipt of 14,327 shares of common stock and received instead 14,327 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Parrett is reporting the disposition of 14,327 shares of common stock in exchange for an equal number of shars of phantom stock under the Plan. F1 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2017, Mr. Parrett deferred the receipt of 14,327 shares of common stock and received instead 14,327 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Parrett is reporting the disposition of 14,327 shares of common stock in exchange for an equal number of shars of phantom stock under the Plan. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 22:02 UTC |
KARFUNKEL GEORGEDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 14,327 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000018 · edgar.xml · derivative · entry 2 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 14,327 shares Expires 2017-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 22:02 UTC |
KARFUNKEL GEORGEDirector
|
Exercise / conversionCommon Stock, par value $.01 | 14,327 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000018 · edgar.xml · nonDerivative · entry 1 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,367,670 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 21:59 UTC |
Janitz John A.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 14,327 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000017 · edgar.xml · derivative · entry 2 Janitz John A. · CIK 0001465534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 14,327 shares Expires 2017-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 21:59 UTC |
Janitz John A.Director
|
Exercise / conversionCommon Stock, par value $.01 | 14,327 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000017 · edgar.xml · nonDerivative · entry 1 Janitz John A. · CIK 0001465534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 21:58 UTC |
DOHENY MATTHEW A.Director
|
GrantPhantom Stock · Derivative | 14,327 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000016 · edgar.xml · derivative · entry 2 DOHENY MATTHEW A. · CIK 0001526937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,358 Underlying: Common Stock, par value $.01 · 14,327 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F2 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F2 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 21:58 UTC |
DOHENY MATTHEW A.Director
|
Disposition to issuerRestricted Stock Units · Derivative | 14,327 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000016 · edgar.xml · derivative · entry 1 DOHENY MATTHEW A. · CIK 0001526937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 14,327 shares Expires 2017-01-08 F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2017, Mr. Doheny deferred the receipt of 14,327 shares of common stock and received instead 14,327 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Doheny is reporting the disposition of 14,327 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. F1 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2017, Mr. Doheny deferred the receipt of 14,327 shares of common stock and received instead 14,327 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Doheny is reporting the disposition of 14,327 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 21:54 UTC |
CONTINENZA JAMES VDirector
|
GrantPhantom Stock · Derivative | 23,878 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000015 · edgar.xml · derivative · entry 2 CONTINENZA JAMES V · CIK 0001197594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,574 Underlying: Common Stock, par value $.01 · 23,878 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F2 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F2 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 21:54 UTC |
CONTINENZA JAMES VDirector
|
Disposition to issuerRestricted Stock Units · Derivative | 23,878 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000015 · edgar.xml · derivative · entry 1 CONTINENZA JAMES V · CIK 0001197594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 23,878 shares Expires 2017-01-08 F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2017, Mr. Continenza deferred the receipt of 23,878 shares of common stock and received instead 23,878 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Continenza is reporting the disposition of 23,878 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. F1 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2017, Mr. Continenza deferred the receipt of 23,878 shares of common stock and received instead 23,878 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Continenza is reporting the disposition of 23,878 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 21:49 UTC |
BURGESS MARK SDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 14,327 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000014 · edgar.xml · derivative · entry 2 BURGESS MARK S · CIK 0001264418 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 14,327 shares Expires 2017-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 21:49 UTC |
BURGESS MARK SDirector
|
Exercise / conversionCommon Stock, par value $.01 | 14,327 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000014 · edgar.xml · nonDerivative · entry 1 BURGESS MARK S · CIK 0001264418 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 23:28 UTC |
KARFUNKEL GEORGEDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,321 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000007 · edgar.xml · derivative · entry 4 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 2,321 shares Expires 2017-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F2 · shares: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 23:28 UTC |
KARFUNKEL GEORGEDirector
|
Exercise / conversionCommon Stock, par value $.01 | 2,321 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000007 · edgar.xml · nonDerivative · entry 3 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,353,343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 23:32 UTC |
Parrett William GDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,321 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000008 · edgar.xml · derivative · entry 2 Parrett William G · CIK 0001418280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 2,321 shares Expires 2017-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F1 · shares: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 23:32 UTC |
Parrett William GDirector
|
Exercise / conversionCommon Stock, par value $.01 | 2,321 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000008 · edgar.xml · nonDerivative · entry 1 Parrett William G · CIK 0001418280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 22:49 UTC |
CONTINENZA JAMES VDirector
|
GrantPhantom Stock · Derivative | 3,625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000004 · edgar.xml · derivative · entry 2 CONTINENZA JAMES V · CIK 0001197594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,696 Underlying: Common Stock, par value $.01 · 3,625 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F2 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F2 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 22:49 UTC |
CONTINENZA JAMES VDirector
|
Disposition to issuerRestricted Stock Units · Derivative | 3,625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000004 · edgar.xml · derivative · entry 1 CONTINENZA JAMES V · CIK 0001197594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 3,625 shares Expires 2017-01-01 F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/1/2017, Mr. Continenza deferred the receipt of 3,625 shares of common stock and received instead 3,625 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Continenza is reporting the disposition of 3,625 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. F1 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/1/2017, Mr. Continenza deferred the receipt of 3,625 shares of common stock and received instead 3,625 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Continenza is reporting the disposition of 3,625 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 22:56 UTC |
DOHENY MATTHEW A.Director
|
GrantPhantom Stock · Derivative | 2,321 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000005 · edgar.xml · derivative · entry 2 DOHENY MATTHEW A. · CIK 0001526937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,031 Underlying: Common Stock, par value $.01 · 2,321 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F2 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F2 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 22:56 UTC |
DOHENY MATTHEW A.Director
|
Disposition to issuerRestricted Stock Units · Derivative | 2,321 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000005 · edgar.xml · derivative · entry 1 DOHENY MATTHEW A. · CIK 0001526937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 2,321 shares Expires 2017-01-01 F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/1/2017, Mr. Doheny deferred the receipt of 2,321 shares of common stock and received instead 2,321 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Doheny is reporting the disposition of 2,321 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. F1 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/1/2017, Mr. Doheny deferred the receipt of 2,321 shares of common stock and received instead 2,321 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Doheny is reporting the disposition of 2,321 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 22:41 UTC |
BURGESS MARK SDirector
|
GrantPhantom Stock · Derivative | 1,306 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000003 · edgar.xml · derivative · entry 4 BURGESS MARK S · CIK 0001264418 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,914 Underlying: Common Stock, par value $.01 · 1,306 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Burgess in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F2 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Burgess in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F2 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Burgess in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 22:41 UTC |
BURGESS MARK SDirector
|
Disposition to issuerRestricted Stock Units · Derivative | 1,306 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000003 · edgar.xml · derivative · entry 3 BURGESS MARK S · CIK 0001264418 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 1,306 shares Expires 2017-01-01 F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting of 2,611 shares on 1/1/2017, Mr. Burgess deferred the receipt of 1,306 shares of common stock and received instead 1,306 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Burgess is reporting the disposition of 1,306 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. F1 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting of 2,611 shares on 1/1/2017, Mr. Burgess deferred the receipt of 1,306 shares of common stock and received instead 1,306 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Burgess is reporting the disposition of 1,306 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 22:41 UTC |
BURGESS MARK SDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,305 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000003 · edgar.xml · derivative · entry 2 BURGESS MARK S · CIK 0001264418 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,306 Underlying: Common Stock, par value $.01 · 1,305 shares Expires 2017-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting of 2,611 shares on 1/1/2017, Mr. Burgess deferred the receipt of 1,306 shares of common stock and received instead 1,306 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Burgess is reporting the disposition of 1,306 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. F1 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting of 2,611 shares on 1/1/2017, Mr. Burgess deferred the receipt of 1,306 shares of common stock and received instead 1,306 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Burgess is reporting the disposition of 1,306 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 22:41 UTC |
BURGESS MARK SDirector
|
Exercise / conversionCommon Stock, par value $.01 | 1,305 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000003 · edgar.xml · nonDerivative · entry 1 BURGESS MARK S · CIK 0001264418 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting of 2,611 shares on 1/1/2017, Mr. Burgess deferred the receipt of 1,306 shares of common stock and received instead 1,306 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Burgess is reporting the disposition of 1,306 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. Read SEC document |
| January 01, 2017 Filed Jan 5, 2017 22:01 UTC |
Janitz John A.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 2,321 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000013 · edgar.xml · derivative · entry 2 Janitz John A. · CIK 0001465534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 2,321 shares Expires 2017-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F1 · shares: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 01, 2017 Filed Jan 5, 2017 22:01 UTC |
Janitz John A.Director
|
Exercise / conversionCommon Stock, par value $.01 | 2,321 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000013 · edgar.xml · nonDerivative · entry 1 Janitz John A. · CIK 0001465534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 21:57 UTC |
Samuels EricCAO and Corp. Controller
|
SaleCommon Stock, par value $.01 | 540 | $16.70 | $9,018.00 |
DisclosureSEC source: 0000891839-16-000288 · edgar.xml · nonDerivative · entry 1 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,225 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Samuels on 11/4/15. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 22:38 UTC |
Underberg Sharon E.General Counsel, Sec., SVP
|
GrantStock Option (Right to Buy) · Derivative | 0 | $0.00 Strike: $16.35 | $0.00 |
DisclosureSEC source: 0000891839-16-000287 · edgar.xml · derivative · entry 12 Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 0 shares Expires 2023-12-14 F8 · shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $250,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Ms. Underberg will file an amendment to this report. F8 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $250,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Ms. Underberg will file an amendment to this report. F8 · derivative.underlying_shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $250,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Ms. Underberg will file an amendment to this report. F8 · balance_after: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $250,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Ms. Underberg will file an amendment to this report. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 22:38 UTC |
Underberg Sharon E.General Counsel, Sec., SVP
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GrantRestricted Stock Units · Derivative | 15,291 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000287 · edgar.xml · derivative · entry 9 Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,291 Underlying: Common Stock, par value · 15,291 shares Expires 2019-12-15 F5 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the grant date. F5 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the grant date. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 22:38 UTC |
Underberg Sharon E.General Counsel, Sec., SVP
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Exercise / conversionRestricted Stock Units · Derivative | 5,278 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000287 · edgar.xml · derivative · entry 8 Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,558 Underlying: Common Stock, par value · 5,278 shares Expires 2018-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/15 grant date. F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/15 grant date. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 22:38 UTC |
Underberg Sharon E.General Counsel, Sec., SVP
|
Exercise / conversionRestricted Stock Units · Derivative | 3,292 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000287 · edgar.xml · derivative · entry 7 Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,293 Underlying: Common Stock, par value $.01 · 3,292 shares Expires 2017-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/14 grant date. F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/14 grant date. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 22:38 UTC |
Underberg Sharon E.General Counsel, Sec., SVP
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Tax withholdingCommon Stock, par value $.01 | 1,952 | $16.35 | $31,915.20 |
DisclosureSEC source: 0000891839-16-000287 · edgar.xml · nonDerivative · entry 6 Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,123 F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 22:38 UTC |
Underberg Sharon E.General Counsel, Sec., SVP
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Exercise / conversionCommon Stock, par value $.01 | 5,278 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000287 · edgar.xml · nonDerivative · entry 5 Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/15 grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.