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KODK

EASTMAN KODAK CO

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0000031235
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2017 Filed Mar 15, 2017 01:42 UTC SaleCommon Stock 10,829 $12.01 $130,056.29
Disclosure

SEC source: 0000899243-17-007552 · doc4.xml · nonDerivative · entry 5

BlueMountain Capital Management, LLC · CIK 0001427430 · Director · 10% owner

BlueMountain GP Holdings, LLC · CIK 0001540859 · 10% owner

BLUE MOUNTAIN CREDIT GP, LLC · CIK 0001686968 · 10% owner

Blue Mountain CA Master Fund GP, Ltd. · CIK 0001540861 · 10% owner

Blue Mountain Credit Alternatives Master Fund L.P. · CIK 0001540860 · 10% owner

BlueMountain Long/Short Credit GP, LLC · CIK 0001541088 · 10% owner

BlueMountain Guadalupe Peak Fund L.P. · CIK 0001598919 · 10% owner

BlueMountain Timberline Ltd. · CIK 0001541089 · 10% owner

BlueMountain Kicking Horse Fund GP, LLC · CIK 0001557778 · 10% owner

BlueMountain Kicking Horse Fund L.P. · CIK 0001557943 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,980,437

F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest.

F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock;

F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds.

F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it;

F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships.

F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM.

F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock.

F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 01:42 UTC SaleCommon Stock 10,829 $12.01 $130,056.29
Disclosure

SEC source: 0000899243-17-007552 · doc4.xml · nonDerivative · entry 4

BlueMountain Capital Management, LLC · CIK 0001427430 · Director · 10% owner

BlueMountain GP Holdings, LLC · CIK 0001540859 · 10% owner

BLUE MOUNTAIN CREDIT GP, LLC · CIK 0001686968 · 10% owner

Blue Mountain CA Master Fund GP, Ltd. · CIK 0001540861 · 10% owner

Blue Mountain Credit Alternatives Master Fund L.P. · CIK 0001540860 · 10% owner

BlueMountain Long/Short Credit GP, LLC · CIK 0001541088 · 10% owner

BlueMountain Guadalupe Peak Fund L.P. · CIK 0001598919 · 10% owner

BlueMountain Timberline Ltd. · CIK 0001541089 · 10% owner

BlueMountain Kicking Horse Fund GP, LLC · CIK 0001557778 · 10% owner

BlueMountain Kicking Horse Fund L.P. · CIK 0001557943 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnotes

Disclosed balance after: 2,980,437

F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest.

F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock;

F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds.

F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it;

F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships.

F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM.

F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock.

F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing.

F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest.

F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock;

F4 · ownership.nature: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it;

Read SEC document
March 10, 2017 Filed Mar 15, 2017 01:42 UTC SaleCommon Stock 10,829 $12.01 $130,056.29
Disclosure

SEC source: 0000899243-17-007552 · doc4.xml · nonDerivative · entry 3

BlueMountain Capital Management, LLC · CIK 0001427430 · Director · 10% owner

BlueMountain GP Holdings, LLC · CIK 0001540859 · 10% owner

BLUE MOUNTAIN CREDIT GP, LLC · CIK 0001686968 · 10% owner

Blue Mountain CA Master Fund GP, Ltd. · CIK 0001540861 · 10% owner

Blue Mountain Credit Alternatives Master Fund L.P. · CIK 0001540860 · 10% owner

BlueMountain Long/Short Credit GP, LLC · CIK 0001541088 · 10% owner

BlueMountain Guadalupe Peak Fund L.P. · CIK 0001598919 · 10% owner

BlueMountain Timberline Ltd. · CIK 0001541089 · 10% owner

BlueMountain Kicking Horse Fund GP, LLC · CIK 0001557778 · 10% owner

BlueMountain Kicking Horse Fund L.P. · CIK 0001557943 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnotes

Disclosed balance after: 2,980,437

F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest.

F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock;

F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds.

F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it;

F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships.

F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM.

F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock.

F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing.

F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest.

F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock;

F4 · ownership.nature: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it;

Read SEC document
March 10, 2017 Filed Mar 15, 2017 01:42 UTC SaleCommon Stock 23,337 $12.01 $280,277.37
Disclosure

SEC source: 0000899243-17-007552 · doc4.xml · nonDerivative · entry 2

BlueMountain Capital Management, LLC · CIK 0001427430 · Director · 10% owner

BlueMountain GP Holdings, LLC · CIK 0001540859 · 10% owner

BLUE MOUNTAIN CREDIT GP, LLC · CIK 0001686968 · 10% owner

Blue Mountain CA Master Fund GP, Ltd. · CIK 0001540861 · 10% owner

Blue Mountain Credit Alternatives Master Fund L.P. · CIK 0001540860 · 10% owner

BlueMountain Long/Short Credit GP, LLC · CIK 0001541088 · 10% owner

BlueMountain Guadalupe Peak Fund L.P. · CIK 0001598919 · 10% owner

BlueMountain Timberline Ltd. · CIK 0001541089 · 10% owner

BlueMountain Kicking Horse Fund GP, LLC · CIK 0001557778 · 10% owner

BlueMountain Kicking Horse Fund L.P. · CIK 0001557943 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnotes

Disclosed balance after: 6,423,118

F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest.

F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock;

F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds.

F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it;

F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships.

F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM.

F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock.

F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing.

F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest.

F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock;

F3 · ownership.nature: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds.

F4 · ownership.nature: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it;

F5 · ownership.nature: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 01:42 UTC SaleCommon Stock 26,968 $12.01 $323,885.68
Disclosure

SEC source: 0000899243-17-007552 · doc4.xml · nonDerivative · entry 1

BlueMountain Capital Management, LLC · CIK 0001427430 · Director · 10% owner

BlueMountain GP Holdings, LLC · CIK 0001540859 · 10% owner

BLUE MOUNTAIN CREDIT GP, LLC · CIK 0001686968 · 10% owner

Blue Mountain CA Master Fund GP, Ltd. · CIK 0001540861 · 10% owner

Blue Mountain Credit Alternatives Master Fund L.P. · CIK 0001540860 · 10% owner

BlueMountain Long/Short Credit GP, LLC · CIK 0001541088 · 10% owner

BlueMountain Guadalupe Peak Fund L.P. · CIK 0001598919 · 10% owner

BlueMountain Timberline Ltd. · CIK 0001541089 · 10% owner

BlueMountain Kicking Horse Fund GP, LLC · CIK 0001557778 · 10% owner

BlueMountain Kicking Horse Fund L.P. · CIK 0001557943 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnotes

Disclosed balance after: 7,422,438

F1 · security: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest.

F2 · security: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock;

F3 · security: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds.

F4 · security: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it;

F5 · security: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships.

F6 · security: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM.

F7 · security: On March 10, 2017, (i) BMCA sold 10,829 shares of Common Stock, (ii) BMGP sold 693 shares of Common Stock, (iii) BMT sold 1,177 shares of Common Stock, (iv) BMKH sold 912 shares of Common Stock, (v) BMCO sold 6,906 shares of Common Stock, (vi) BMD sold 1,280 shares of Common Stock, (vii) BMM sold 2,454 shares of Common Stock, (viii) BMSC sold 959 shares of Common Stock and (ix) BMST sold 1,758 shares of Common Stock.

F9 · security: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing.

F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest.

F2 · ownership.nature: BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,949,775 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 188,773 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 248,477 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,881,237 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 348,633 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 261,192 shares of Common Stock;

F3 · ownership.nature: (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 478,954 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 320,649 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 668,389 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds.

F4 · ownership.nature: (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it;

F5 · ownership.nature: (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships.

F6 · ownership.nature: BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:25 UTC
Samuels EricCAO and Corp. Controller
SaleCommon Stock, par value $.01 540 $14.55 $7,857.00
Disclosure

SEC source: 0000891839-17-000039 · edgar.xml · nonDerivative · entry 1

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,145

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Samuels on 11/22/16.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:59 UTC
Samuels EricCAO and Corp. Controller
SaleCommon Stock, par value $.01 540 $15.20 $8,208.00
Disclosure

SEC source: 0000891839-17-000028 · edgar.xml · nonDerivative · entry 1

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,685

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Samuels on 11/22/16.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:57 UTC
Kruchten BradSenior Vice President
SaleCommon Stock, par value $.01 1,900 $14.88 $28,272.00
Disclosure

SEC source: 0000891839-17-000026 · edgar.xml · nonDerivative · entry 4

Kruchten Brad · CIK 0001467811 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,995

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on 11/9/15.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:57 UTC
Kruchten BradSenior Vice President
SaleCommon Stock, par value $.01 600 $14.97 $8,982.00
Disclosure

SEC source: 0000891839-17-000026 · edgar.xml · nonDerivative · entry 3

Kruchten Brad · CIK 0001467811 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,895

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on 11/9/15.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:57 UTC
Kruchten BradSenior Vice President
SaleCommon Stock, par value $.01 300 $14.86 $4,458.00
Disclosure

SEC source: 0000891839-17-000026 · edgar.xml · nonDerivative · entry 2

Kruchten Brad · CIK 0001467811 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,495

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on 11/9/15.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:57 UTC
Kruchten BradSenior Vice President
SaleCommon Stock, par value $.01 600 $14.92 $8,952.00
Disclosure

SEC source: 0000891839-17-000026 · edgar.xml · nonDerivative · entry 1

Kruchten Brad · CIK 0001467811 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,795

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on 11/9/15.

Read SEC document
January 09, 2017 Filed Jan 10, 2017 22:03 UTC GrantRestricted Stock Units · Derivative 9,804 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000019 · edgar.xml · derivative · entry 4

Parrett William G · CIK 0001418280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,804

Underlying: Common Stock, par value $.01 · 9,804 shares

Expires not disclosed

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors.

F3 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors.

Read SEC document
January 09, 2017 Filed Jan 10, 2017 22:02 UTC GrantRestricted Stock Units · Derivative 9,804 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000018 · edgar.xml · derivative · entry 3

KARFUNKEL GEORGE · CIK 0001085765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,804

Underlying: Common Stock, par value $.01 · 9,804 shares

Expires not disclosed

F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors.

F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors.

F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors.

Read SEC document
January 09, 2017 Filed Jan 10, 2017 21:59 UTC GrantRestricted Stock Units · Derivative 9,804 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000017 · edgar.xml · derivative · entry 3

Janitz John A. · CIK 0001465534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,804

Underlying: Common Stock, par value $.01 · 9,804 shares

Expires not disclosed

F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors.

F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors.

F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors.

Read SEC document
January 09, 2017 Filed Jan 10, 2017 21:58 UTC GrantRestricted Stock Units · Derivative 9,804 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000016 · edgar.xml · derivative · entry 3

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,804

Underlying: Common Stock, par value $.01 · 9,804 shares

Expires not disclosed

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors.

F3 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors.

Read SEC document
January 09, 2017 Filed Jan 10, 2017 21:54 UTC GrantRestricted Stock Units · Derivative 16,340 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000015 · edgar.xml · derivative · entry 3

CONTINENZA JAMES V · CIK 0001197594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,340

Underlying: Common Stock, par value $.01 · 16,340 shares

Expires not disclosed

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors.

F3 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors.

Read SEC document
January 09, 2017 Filed Jan 10, 2017 21:49 UTC GrantRestricted Stock Units · Derivative 9,804 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000014 · edgar.xml · derivative · entry 3

BURGESS MARK S · CIK 0001264418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,804

Underlying: Common Stock, par value $.01 · 9,804 shares

Expires not disclosed

F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors.

F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors.

F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors.

Read SEC document
January 08, 2017 Filed Jan 10, 2017 22:03 UTC GrantPhantom Stock · Derivative 14,327 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000019 · edgar.xml · derivative · entry 3

Parrett William G · CIK 0001418280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,327

Underlying: Common Stock, par value $.01 · 14,327 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Parrett in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F2 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Parrett in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F2 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Parrett in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

Read SEC document
January 08, 2017 Filed Jan 10, 2017 22:03 UTC Disposition to issuerRestricted Stock Units · Derivative 14,327 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000019 · edgar.xml · derivative · entry 2

Parrett William G · CIK 0001418280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 14,327 shares

Expires 2017-01-08

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2017, Mr. Parrett deferred the receipt of 14,327 shares of common stock and received instead 14,327 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Parrett is reporting the disposition of 14,327 shares of common stock in exchange for an equal number of shars of phantom stock under the Plan.

F1 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2017, Mr. Parrett deferred the receipt of 14,327 shares of common stock and received instead 14,327 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Parrett is reporting the disposition of 14,327 shares of common stock in exchange for an equal number of shars of phantom stock under the Plan.

Read SEC document
January 08, 2017 Filed Jan 10, 2017 22:02 UTC Exercise / conversionRestricted Stock Units · Derivative 14,327 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000018 · edgar.xml · derivative · entry 2

KARFUNKEL GEORGE · CIK 0001085765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 14,327 shares

Expires 2017-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 08, 2017 Filed Jan 10, 2017 22:02 UTC Exercise / conversionCommon Stock, par value $.01 14,327 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000018 · edgar.xml · nonDerivative · entry 1

KARFUNKEL GEORGE · CIK 0001085765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,367,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 08, 2017 Filed Jan 10, 2017 21:59 UTC Exercise / conversionRestricted Stock Units · Derivative 14,327 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000017 · edgar.xml · derivative · entry 2

Janitz John A. · CIK 0001465534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 14,327 shares

Expires 2017-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 08, 2017 Filed Jan 10, 2017 21:59 UTC Exercise / conversionCommon Stock, par value $.01 14,327 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000017 · edgar.xml · nonDerivative · entry 1

Janitz John A. · CIK 0001465534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 08, 2017 Filed Jan 10, 2017 21:58 UTC GrantPhantom Stock · Derivative 14,327 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000016 · edgar.xml · derivative · entry 2

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,358

Underlying: Common Stock, par value $.01 · 14,327 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F2 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F2 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

Read SEC document
January 08, 2017 Filed Jan 10, 2017 21:58 UTC Disposition to issuerRestricted Stock Units · Derivative 14,327 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000016 · edgar.xml · derivative · entry 1

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 14,327 shares

Expires 2017-01-08

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2017, Mr. Doheny deferred the receipt of 14,327 shares of common stock and received instead 14,327 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Doheny is reporting the disposition of 14,327 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F1 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2017, Mr. Doheny deferred the receipt of 14,327 shares of common stock and received instead 14,327 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Doheny is reporting the disposition of 14,327 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

Read SEC document
January 08, 2017 Filed Jan 10, 2017 21:54 UTC GrantPhantom Stock · Derivative 23,878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000015 · edgar.xml · derivative · entry 2

CONTINENZA JAMES V · CIK 0001197594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,574

Underlying: Common Stock, par value $.01 · 23,878 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F2 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F2 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

Read SEC document
January 08, 2017 Filed Jan 10, 2017 21:54 UTC Disposition to issuerRestricted Stock Units · Derivative 23,878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000015 · edgar.xml · derivative · entry 1

CONTINENZA JAMES V · CIK 0001197594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 23,878 shares

Expires 2017-01-08

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2017, Mr. Continenza deferred the receipt of 23,878 shares of common stock and received instead 23,878 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Continenza is reporting the disposition of 23,878 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F1 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2017, Mr. Continenza deferred the receipt of 23,878 shares of common stock and received instead 23,878 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Continenza is reporting the disposition of 23,878 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

Read SEC document
January 08, 2017 Filed Jan 10, 2017 21:49 UTC Exercise / conversionRestricted Stock Units · Derivative 14,327 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000014 · edgar.xml · derivative · entry 2

BURGESS MARK S · CIK 0001264418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 14,327 shares

Expires 2017-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 08, 2017 Filed Jan 10, 2017 21:49 UTC Exercise / conversionCommon Stock, par value $.01 14,327 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000014 · edgar.xml · nonDerivative · entry 1

BURGESS MARK S · CIK 0001264418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 01, 2017 Filed Jan 4, 2017 23:28 UTC Exercise / conversionRestricted Stock Units · Derivative 2,321 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000007 · edgar.xml · derivative · entry 4

KARFUNKEL GEORGE · CIK 0001085765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 2,321 shares

Expires 2017-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F2 · shares: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 01, 2017 Filed Jan 4, 2017 23:28 UTC Exercise / conversionCommon Stock, par value $.01 2,321 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000007 · edgar.xml · nonDerivative · entry 3

KARFUNKEL GEORGE · CIK 0001085765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,353,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 01, 2017 Filed Jan 4, 2017 23:32 UTC Exercise / conversionRestricted Stock Units · Derivative 2,321 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000008 · edgar.xml · derivative · entry 2

Parrett William G · CIK 0001418280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 2,321 shares

Expires 2017-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F1 · shares: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 01, 2017 Filed Jan 4, 2017 23:32 UTC Exercise / conversionCommon Stock, par value $.01 2,321 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000008 · edgar.xml · nonDerivative · entry 1

Parrett William G · CIK 0001418280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 01, 2017 Filed Jan 4, 2017 22:49 UTC GrantPhantom Stock · Derivative 3,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000004 · edgar.xml · derivative · entry 2

CONTINENZA JAMES V · CIK 0001197594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,696

Underlying: Common Stock, par value $.01 · 3,625 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F2 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F2 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

Read SEC document
January 01, 2017 Filed Jan 4, 2017 22:49 UTC Disposition to issuerRestricted Stock Units · Derivative 3,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000004 · edgar.xml · derivative · entry 1

CONTINENZA JAMES V · CIK 0001197594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 3,625 shares

Expires 2017-01-01

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/1/2017, Mr. Continenza deferred the receipt of 3,625 shares of common stock and received instead 3,625 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Continenza is reporting the disposition of 3,625 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F1 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/1/2017, Mr. Continenza deferred the receipt of 3,625 shares of common stock and received instead 3,625 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Continenza is reporting the disposition of 3,625 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

Read SEC document
January 01, 2017 Filed Jan 4, 2017 22:56 UTC GrantPhantom Stock · Derivative 2,321 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000005 · edgar.xml · derivative · entry 2

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,031

Underlying: Common Stock, par value $.01 · 2,321 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F2 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F2 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

Read SEC document
January 01, 2017 Filed Jan 4, 2017 22:56 UTC Disposition to issuerRestricted Stock Units · Derivative 2,321 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000005 · edgar.xml · derivative · entry 1

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 2,321 shares

Expires 2017-01-01

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/1/2017, Mr. Doheny deferred the receipt of 2,321 shares of common stock and received instead 2,321 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Doheny is reporting the disposition of 2,321 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F1 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/1/2017, Mr. Doheny deferred the receipt of 2,321 shares of common stock and received instead 2,321 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Doheny is reporting the disposition of 2,321 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

Read SEC document
January 01, 2017 Filed Jan 4, 2017 22:41 UTC GrantPhantom Stock · Derivative 1,306 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000003 · edgar.xml · derivative · entry 4

BURGESS MARK S · CIK 0001264418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,914

Underlying: Common Stock, par value $.01 · 1,306 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Burgess in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F2 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Burgess in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F2 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Burgess in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

Read SEC document
January 01, 2017 Filed Jan 4, 2017 22:41 UTC Disposition to issuerRestricted Stock Units · Derivative 1,306 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000003 · edgar.xml · derivative · entry 3

BURGESS MARK S · CIK 0001264418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 1,306 shares

Expires 2017-01-01

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting of 2,611 shares on 1/1/2017, Mr. Burgess deferred the receipt of 1,306 shares of common stock and received instead 1,306 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Burgess is reporting the disposition of 1,306 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F1 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting of 2,611 shares on 1/1/2017, Mr. Burgess deferred the receipt of 1,306 shares of common stock and received instead 1,306 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Burgess is reporting the disposition of 1,306 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

Read SEC document
January 01, 2017 Filed Jan 4, 2017 22:41 UTC Exercise / conversionRestricted Stock Units · Derivative 1,305 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000003 · edgar.xml · derivative · entry 2

BURGESS MARK S · CIK 0001264418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,306

Underlying: Common Stock, par value $.01 · 1,305 shares

Expires 2017-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting of 2,611 shares on 1/1/2017, Mr. Burgess deferred the receipt of 1,306 shares of common stock and received instead 1,306 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Burgess is reporting the disposition of 1,306 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F1 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting of 2,611 shares on 1/1/2017, Mr. Burgess deferred the receipt of 1,306 shares of common stock and received instead 1,306 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Burgess is reporting the disposition of 1,306 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

Read SEC document
January 01, 2017 Filed Jan 4, 2017 22:41 UTC Exercise / conversionCommon Stock, par value $.01 1,305 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000003 · edgar.xml · nonDerivative · entry 1

BURGESS MARK S · CIK 0001264418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting of 2,611 shares on 1/1/2017, Mr. Burgess deferred the receipt of 1,306 shares of common stock and received instead 1,306 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Burgess is reporting the disposition of 1,306 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

Read SEC document
January 01, 2017 Filed Jan 5, 2017 22:01 UTC Exercise / conversionRestricted Stock Units · Derivative 2,321 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000013 · edgar.xml · derivative · entry 2

Janitz John A. · CIK 0001465534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 2,321 shares

Expires 2017-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F1 · shares: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 01, 2017 Filed Jan 5, 2017 22:01 UTC Exercise / conversionCommon Stock, par value $.01 2,321 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000013 · edgar.xml · nonDerivative · entry 1

Janitz John A. · CIK 0001465534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 22, 2016 Filed Dec 23, 2016 21:57 UTC
Samuels EricCAO and Corp. Controller
SaleCommon Stock, par value $.01 540 $16.70 $9,018.00
Disclosure

SEC source: 0000891839-16-000288 · edgar.xml · nonDerivative · entry 1

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,225

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Samuels on 11/4/15.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:38 UTC
Underberg Sharon E.General Counsel, Sec., SVP
GrantStock Option (Right to Buy) · Derivative 0 $0.00 Strike: $16.35 $0.00
Disclosure

SEC source: 0000891839-16-000287 · edgar.xml · derivative · entry 12

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 0 shares

Expires 2023-12-14

F8 · shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $250,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Ms. Underberg will file an amendment to this report.

F8 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $250,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Ms. Underberg will file an amendment to this report.

F8 · derivative.underlying_shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $250,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Ms. Underberg will file an amendment to this report.

F8 · balance_after: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $250,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Ms. Underberg will file an amendment to this report.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:38 UTC
Underberg Sharon E.General Counsel, Sec., SVP
GrantRestricted Stock Units · Derivative 15,291 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000287 · edgar.xml · derivative · entry 9

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,291

Underlying: Common Stock, par value · 15,291 shares

Expires 2019-12-15

F5 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the grant date.

F5 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the grant date.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:38 UTC
Underberg Sharon E.General Counsel, Sec., SVP
Exercise / conversionRestricted Stock Units · Derivative 5,278 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000287 · edgar.xml · derivative · entry 8

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,558

Underlying: Common Stock, par value · 5,278 shares

Expires 2018-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/15 grant date.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/15 grant date.

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December 15, 2016 Filed Dec 16, 2016 22:38 UTC
Underberg Sharon E.General Counsel, Sec., SVP
Exercise / conversionRestricted Stock Units · Derivative 3,292 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000287 · edgar.xml · derivative · entry 7

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,293

Underlying: Common Stock, par value $.01 · 3,292 shares

Expires 2017-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/14 grant date.

F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/14 grant date.

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December 15, 2016 Filed Dec 16, 2016 22:38 UTC
Underberg Sharon E.General Counsel, Sec., SVP
Tax withholdingCommon Stock, par value $.01 1,952 $16.35 $31,915.20
Disclosure

SEC source: 0000891839-16-000287 · edgar.xml · nonDerivative · entry 6

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,123

F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:38 UTC
Underberg Sharon E.General Counsel, Sec., SVP
Exercise / conversionCommon Stock, par value $.01 5,278 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000287 · edgar.xml · nonDerivative · entry 5

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/15 grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.