Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EASTMAN KODAK COKODK · Entity 5053 | Director | May 23, 2017 | May 23, 2017 |
| SPARTON CORPSPA · Entity 159664 | Director | November 10, 2016 | November 14, 2016 |
| STR HOLDINGS, INC.STRI · Entity 163216 | Director | October 02, 2018 | October 03, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EASTMAN KODAK CO
Report date May 23, 2017 · Filed May 23, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01SEC Table I · non-derivative | Direct | 41,162 |
Reported balance
After 2017-05-23 transaction · row 1
1 source rowRow 1 · 2017-05-23 · Exercise / conversion · Acquired 9,804 · Balance 41,162 F1: These restricted stock units convert into common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2017-05-23 | Direct | 0 |
Reported balance
After 2017-05-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-05-23 · Exercise / conversion · Disposed 9,804 · Balance 0 F1: These restricted stock units convert into common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units convert into common stock on a one-for-one basis.
SPARTON CORP
Report date November 10, 2016 · Filed November 14, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,349 |
Reported balance
After 2016-11-10 transaction · row 1
1 source rowRow 1 · 2016-11-10 · Grant · Acquired 2,254 · Balance 3,349 F1: This common stock was granted as the reporting person's annual stock grant in consideration of the reporting person's services as a non-employee director of the issuer. The amount of the grant was determined based on the market value of the common stock as of the grant date which was $22.18 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: This common stock was granted as the reporting person's annual stock grant in consideration of the reporting person's services as a non-employee director of the issuer. The amount of the grant was determined based on the market value of the common stock as of the grant date which was $22.18 per share.
STR HOLDINGS, INC.
Report date October 02, 2018 · Filed October 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per ShareSEC Table I · non-derivative | Direct | 661,624 |
Reported balance
After 2018-10-02 transaction · row 1
1 source rowRow 1 · 2018-10-02 · Grant · Acquired 12,702 · Balance 661,624 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2018 Filed Oct 3, 2018 13:18 UTC | STR HOLDINGS, INC. STRI · Entity 163216 | GrantCommon Stock, Par Value $0.01 Per Share | 12,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-029303 · form4.xml · nonDerivative · entry 1 Janitz John A. · CIK 0001465534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 661,624 Read SEC document |
| July 03, 2018 Filed Jul 5, 2018 13:36 UTC | STR HOLDINGS, INC. STRI · Entity 163216 | GrantCommon Stock, Par Value $0.01 Per Share | 15,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-022814 · form4.xml · nonDerivative · entry 1 Janitz John A. · CIK 0001465534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 648,922 Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 14:20 UTC | STR HOLDINGS, INC. STRI · Entity 163216 | GrantCommon Stock, Par Value $0.01 Per Share | 13,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-013958 · form4.xml · nonDerivative · entry 1 Janitz John A. · CIK 0001465534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633,172 Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 12:08 UTC | STR HOLDINGS, INC. STRI · Entity 163216 | GrantCommon Stock, Par Value $0.01 Per Share | 16,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-000957 · form4.xml · nonDerivative · entry 1 Janitz John A. · CIK 0001465534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,595 Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 14:24 UTC | STR HOLDINGS, INC. STRI · Entity 163216 | GrantCommon Stock, Par Value $0.01 Per Share | 96,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034120 · form4.xml · nonDerivative · entry 1 Janitz John A. · CIK 0001465534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,189 Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 11:07 UTC | STR HOLDINGS, INC. STRI · Entity 163216 | GrantCommon Stock, Par Value $0.01 Per Share | 19,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-029090 · form4.xml · nonDerivative · entry 1 Janitz John A. · CIK 0001465534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,760 Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 09:25 UTC | STR HOLDINGS, INC. STRI · Entity 163216 | GrantCommon Stock, Par Value $0.01 Per Share | 19,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-023184 · form4.xml · nonDerivative · entry 1 Janitz John A. · CIK 0001465534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,072 Read SEC document |
| May 23, 2017 Filed May 23, 2017 20:29 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 9,804 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000070 · edgar.xml · derivative · entry 2 Janitz John A. · CIK 0001465534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 9,804 shares Expires 2017-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 23, 2017 Filed May 23, 2017 20:29 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 9,804 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000070 · edgar.xml · nonDerivative · entry 1 Janitz John A. · CIK 0001465534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 15:31 UTC | STR HOLDINGS, INC. STRI · Entity 163216 | GrantCommon Stock, Par Value $0.01 Per Share | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014299 · form4.xml · nonDerivative · entry 1 Janitz John A. · CIK 0001465534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,384 Read SEC document |
| January 09, 2017 Filed Jan 10, 2017 21:59 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 9,804 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000017 · edgar.xml · derivative · entry 3 Janitz John A. · CIK 0001465534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,804 Underlying: Common Stock, par value $.01 · 9,804 shares Expires not disclosed F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors. F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors. F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 21:59 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 14,327 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000017 · edgar.xml · derivative · entry 2 Janitz John A. · CIK 0001465534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 14,327 shares Expires 2017-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 21:59 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 14,327 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000017 · edgar.xml · nonDerivative · entry 1 Janitz John A. · CIK 0001465534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 14:40 UTC | STR HOLDINGS, INC. STRI · Entity 163216 | GrantCommon Stock, Par Value $0.01 Per Share | 52,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-000497 · form4.xml · nonDerivative · entry 1 Janitz John A. · CIK 0001465534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,634 Read SEC document |
| January 01, 2017 Filed Jan 5, 2017 22:01 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 2,321 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000013 · edgar.xml · derivative · entry 2 Janitz John A. · CIK 0001465534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 2,321 shares Expires 2017-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F1 · shares: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 01, 2017 Filed Jan 5, 2017 22:01 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 2,321 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000013 · edgar.xml · nonDerivative · entry 1 Janitz John A. · CIK 0001465534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 12:46 UTC | STR HOLDINGS, INC. STRI · Entity 163216 | GrantCommon Stock, Par Value $0.01 Per Share | 142,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067998 · form4.xml · nonDerivative · entry 1 Janitz John A. · CIK 0001465534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,134 Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 16:04 UTC | SPARTON CORP SPA · Entity 159664 | GrantCommon Stock | 2,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001653528-16-000041 · primary_doc.xml · nonDerivative · entry 1 Janitz John A. · CIK 0001465534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,349 F1 · price: This common stock was granted as the reporting person's annual stock grant in consideration of the reporting person's services as a non-employee director of the issuer. The amount of the grant was determined based on the market value of the common stock as of the grant date which was $22.18 per share. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 10:22 UTC | STR HOLDINGS, INC. STRI · Entity 163216 | GrantCommon Stock, Par Value $0.01 Per Share | 35,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064230 · form4.xml · nonDerivative · entry 1 Janitz John A. · CIK 0001465534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,029 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.