Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 08, 2020 Filed Jan 10, 2020 21:31 UTC |
KARFUNKEL GEORGEDirector · 10% owner
|
GrantRestricted Stock Units · Derivative | 46,729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000023 · edgar.xml · derivative · entry 3 KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,729 Underlying: Common Stock, par value $.01 · 46,729 shares Expires not disclosed F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors. F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors. F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 21:31 UTC |
KARFUNKEL GEORGEDirector · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 52,817 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000023 · edgar.xml · derivative · entry 2 KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 52,817 shares Expires 2020-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 21:31 UTC |
KARFUNKEL GEORGEDirector · 10% owner
|
Exercise / conversionCommon Stock, par value $.01 | 52,817 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000023 · edgar.xml · nonDerivative · entry 1 KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,363,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 21:32 UTC |
BRADLEY RICHARD TODDDirector
|
GrantRestricted Stock Units · Derivative | 46,729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000024 · edgar.xml · derivative · entry 3 BRADLEY RICHARD TODD · CIK 0001203500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,729 Underlying: Common Stock, par value $.01 · 46,729 shares Expires not disclosed F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors. F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors. F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 21:32 UTC |
BRADLEY RICHARD TODDDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 52,817 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000024 · edgar.xml · derivative · entry 2 BRADLEY RICHARD TODD · CIK 0001203500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 52,817 shares Expires 2020-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 21:32 UTC |
BRADLEY RICHARD TODDDirector
|
Exercise / conversionCommon Stock, par value $.01 | 52,817 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000024 · edgar.xml · nonDerivative · entry 1 BRADLEY RICHARD TODD · CIK 0001203500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 06, 2020 Filed Jan 7, 2020 21:32 UTC |
KARFUNKEL RENEE10% owner
|
OtherCommon Stock, par value $.01 | 942,497 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000020 · edgar.xml · nonDerivative · entry 1 KARFUNKEL RENEE · CIK 0001796313 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,306,276 F1 · kind: The voluntary transfer of shares the reporting person's spouse, George Karfunkel, made from his individual account to his joint ownership account with the reporting person. F1 · price: The voluntary transfer of shares the reporting person's spouse, George Karfunkel, made from his individual account to his joint ownership account with the reporting person. F2 · balance_after: Represents shares held as a joint tenant with the reporting person's spouse. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:21 UTC |
Katz Philippe DDirector · 10% owner
|
GrantCommon Stock, par value $.01 | 4,839 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000010 · edgar.xml · nonDerivative · entry 1 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,362 F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $22,500, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $22,500, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:19 UTC |
Parrett William GDirector
|
GrantCommon Stock, par value $.01 | 4,839 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000009 · edgar.xml · nonDerivative · entry 1 Parrett William G · CIK 0001418280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,683 F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $22,500, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $22,500, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:16 UTC |
Engelberg Jeffrey D.Director
|
GrantCommon Stock, par value $.01 | 4,033 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000007 · edgar.xml · nonDerivative · entry 1 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,136 F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:18 UTC |
BRADLEY RICHARD TODDDirector
|
GrantCommon Stock, par value $.01 | 4,033 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000008 · edgar.xml · nonDerivative · entry 1 BRADLEY RICHARD TODD · CIK 0001203500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,524 F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:15 UTC |
KARFUNKEL GEORGEDirector · 10% owner
|
GrantCommon Stock, par value $.01 | 4,033 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000006 · edgar.xml · nonDerivative · entry 1 KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,310,309 F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 21:30 UTC |
KARFUNKEL GEORGEDirector · 10% owner
|
SaleCommon Stock, par value $.01 | 400,000 | $2.50 | $1,000,000.00 |
DisclosureSEC source: 0000891839-19-000213 · edgar.xml · nonDerivative · entry 1 KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,306,276 F1 · price: Price derived from purchase price for shares recently acquired. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 21:31 UTC |
CONTINENZA JAMES VDirector · Executive Chairman
|
PurchaseCommon Stock, par value $.01 | 400,000 | $2.50 | $1,000,000.00 |
DisclosureSEC source: 0000891839-19-000214 · edgar.xml · nonDerivative · entry 1 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,263 F1 · price: Price derived from purchase price for shares recently acquired by seller. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 14:02 UTC |
GSO Credit Alpha Trading (Cayman) LP10% owner
GSO Credit-A Partners LP10% owner
GSO Credit-A Associates LLC10% owner
Goodman Bennett J10% owner
|
SaleCommon Stock | 1,226,470 | $2.50 | $3,066,175.00 |
DisclosureSEC source: 0000899243-19-028447 · doc4.xml · nonDerivative · entry 5 GSO CAPITAL PARTNERS LP · CIK 0001362495 · 10% owner GSO Cactus Credit Opportunities Fund LP · CIK 0001604632 · 10% owner GSO Credit Alpha Trading (Cayman) LP · CIK 0001657609 · 10% owner GSO Special Situations Master Fund LP · CIK 0001687833 · 10% owner GSO Palmetto Opportunistic Investment Partners LP · CIK 0001555963 · 10% owner GSO Palmetto Opportunistic Associates LLC · CIK 0001561668 · 10% owner GSO Credit-A Partners LP · CIK 0001545010 · 10% owner GSO Credit-A Associates LLC · CIK 0001586810 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · price: Reflects the sale of shares of Common Stock in a private transaction. F6 · ownership.nature: GSO Credit-A Partners LP directly holds these securities (together with GSO Cactus Credit Opportunities Fund LP, GSO Credit Alpha Trading (Cayman) LP, GSO Special Situations Master Fund LP, and GSO Palmetto Opportunistic Investment Partners LP, the "GSO Funds"). GSO Credit-A Associates LLC is the general partner of GSO Credit-A Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Credit-A Associates LLC. F8 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to securities beneficially owned by GSO Palmetto Opportunistic Investment Partners LP and GSO Credit-A Partners LP. Blackstone Holdings I/II GP L.L.C. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group Inc. is the sole member of Blackstone Holdings I/II GP L.L.C. Blackstone Group Management L.L.C. is the sole holder of the Class C common stock of The Blackstone Group Inc. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, Bennett J. Goodman III may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F9 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F10 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F11 · ownership.nature: Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 14:02 UTC |
GSO Credit Alpha Trading (Cayman) LP10% owner
GSO Credit-A Partners LP10% owner
GSO Credit-A Associates LLC10% owner
Goodman Bennett J10% owner
|
SaleCommon Stock | 986,236 | $2.50 | $2,465,590.00 |
DisclosureSEC source: 0000899243-19-028447 · doc4.xml · nonDerivative · entry 4 GSO CAPITAL PARTNERS LP · CIK 0001362495 · 10% owner GSO Cactus Credit Opportunities Fund LP · CIK 0001604632 · 10% owner GSO Credit Alpha Trading (Cayman) LP · CIK 0001657609 · 10% owner GSO Special Situations Master Fund LP · CIK 0001687833 · 10% owner GSO Palmetto Opportunistic Investment Partners LP · CIK 0001555963 · 10% owner GSO Palmetto Opportunistic Associates LLC · CIK 0001561668 · 10% owner GSO Credit-A Partners LP · CIK 0001545010 · 10% owner GSO Credit-A Associates LLC · CIK 0001586810 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · price: Reflects the sale of shares of Common Stock in a private transaction. F5 · ownership.nature: GSO Palmetto Opportunistic Investment Partners LP directly holds these securities. GSO Palmetto Opportunistic Associates LLC is the general partner of GSO Palmetto Opportunistic Investment Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Palmetto Opportunistic Associates LLC. F8 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to securities beneficially owned by GSO Palmetto Opportunistic Investment Partners LP and GSO Credit-A Partners LP. Blackstone Holdings I/II GP L.L.C. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group Inc. is the sole member of Blackstone Holdings I/II GP L.L.C. Blackstone Group Management L.L.C. is the sole holder of the Class C common stock of The Blackstone Group Inc. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, Bennett J. Goodman III may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F9 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F10 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F11 · ownership.nature: Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 14:02 UTC |
GSO Credit Alpha Trading (Cayman) LP10% owner
GSO Credit-A Partners LP10% owner
GSO Credit-A Associates LLC10% owner
Goodman Bennett J10% owner
|
SaleCommon Stock | 6,103,867 | $2.50 | $15,259,667.50 |
DisclosureSEC source: 0000899243-19-028447 · doc4.xml · nonDerivative · entry 3 GSO CAPITAL PARTNERS LP · CIK 0001362495 · 10% owner GSO Cactus Credit Opportunities Fund LP · CIK 0001604632 · 10% owner GSO Credit Alpha Trading (Cayman) LP · CIK 0001657609 · 10% owner GSO Special Situations Master Fund LP · CIK 0001687833 · 10% owner GSO Palmetto Opportunistic Investment Partners LP · CIK 0001555963 · 10% owner GSO Palmetto Opportunistic Associates LLC · CIK 0001561668 · 10% owner GSO Credit-A Partners LP · CIK 0001545010 · 10% owner GSO Credit-A Associates LLC · CIK 0001586810 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · price: Reflects the sale of shares of Common Stock in a private transaction. F4 · ownership.nature: GSO Special Situations Master Fund LP directly holds these securities. F7 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Credit Alpha Trading (Cayman) LP and GSO Special Situations Master Fund LP. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP. F8 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to securities beneficially owned by GSO Palmetto Opportunistic Investment Partners LP and GSO Credit-A Partners LP. Blackstone Holdings I/II GP L.L.C. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group Inc. is the sole member of Blackstone Holdings I/II GP L.L.C. Blackstone Group Management L.L.C. is the sole holder of the Class C common stock of The Blackstone Group Inc. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, Bennett J. Goodman III may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F9 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F10 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F11 · ownership.nature: Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 14:02 UTC |
GSO Credit Alpha Trading (Cayman) LP10% owner
GSO Credit-A Partners LP10% owner
GSO Credit-A Associates LLC10% owner
Goodman Bennett J10% owner
|
SaleCommon Stock | 285,769 | $2.50 | $714,422.50 |
DisclosureSEC source: 0000899243-19-028447 · doc4.xml · nonDerivative · entry 2 GSO CAPITAL PARTNERS LP · CIK 0001362495 · 10% owner GSO Cactus Credit Opportunities Fund LP · CIK 0001604632 · 10% owner GSO Credit Alpha Trading (Cayman) LP · CIK 0001657609 · 10% owner GSO Special Situations Master Fund LP · CIK 0001687833 · 10% owner GSO Palmetto Opportunistic Investment Partners LP · CIK 0001555963 · 10% owner GSO Palmetto Opportunistic Associates LLC · CIK 0001561668 · 10% owner GSO Credit-A Partners LP · CIK 0001545010 · 10% owner GSO Credit-A Associates LLC · CIK 0001586810 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · price: Reflects the sale of shares of Common Stock in a private transaction. F3 · ownership.nature: GSO Credit Alpha Trading (Cayman) LP directly holds these securities. F7 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Credit Alpha Trading (Cayman) LP and GSO Special Situations Master Fund LP. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP. F8 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to securities beneficially owned by GSO Palmetto Opportunistic Investment Partners LP and GSO Credit-A Partners LP. Blackstone Holdings I/II GP L.L.C. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group Inc. is the sole member of Blackstone Holdings I/II GP L.L.C. Blackstone Group Management L.L.C. is the sole holder of the Class C common stock of The Blackstone Group Inc. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, Bennett J. Goodman III may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F9 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F10 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F11 · ownership.nature: Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 14:02 UTC |
GSO Credit Alpha Trading (Cayman) LP10% owner
GSO Credit-A Partners LP10% owner
GSO Credit-A Associates LLC10% owner
Goodman Bennett J10% owner
|
SaleCommon Stock | 272,869 | $2.50 | $682,172.50 |
DisclosureSEC source: 0000899243-19-028447 · doc4.xml · nonDerivative · entry 1 GSO CAPITAL PARTNERS LP · CIK 0001362495 · 10% owner GSO Cactus Credit Opportunities Fund LP · CIK 0001604632 · 10% owner GSO Credit Alpha Trading (Cayman) LP · CIK 0001657609 · 10% owner GSO Special Situations Master Fund LP · CIK 0001687833 · 10% owner GSO Palmetto Opportunistic Investment Partners LP · CIK 0001555963 · 10% owner GSO Palmetto Opportunistic Associates LLC · CIK 0001561668 · 10% owner GSO Credit-A Partners LP · CIK 0001545010 · 10% owner GSO Credit-A Associates LLC · CIK 0001586810 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · price: Reflects the sale of shares of Common Stock in a private transaction. F2 · ownership.nature: GSO Cactus Credit Opportunities Fund LP directly holds these securities. F7 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Credit Alpha Trading (Cayman) LP and GSO Special Situations Master Fund LP. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP. F8 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to securities beneficially owned by GSO Palmetto Opportunistic Investment Partners LP and GSO Credit-A Partners LP. Blackstone Holdings I/II GP L.L.C. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group Inc. is the sole member of Blackstone Holdings I/II GP L.L.C. Blackstone Group Management L.L.C. is the sole holder of the Class C common stock of The Blackstone Group Inc. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, Bennett J. Goodman III may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F9 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F10 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F11 · ownership.nature: Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:31 UTC |
KARFUNKEL GEORGEDirector · 10% owner
|
PurchaseCommon Stock, par value $.01 | 4,437,605 | $2.50 | $11,094,012.50 |
DisclosureSEC source: 0000891839-19-000208 · edgar.xml · nonDerivative · entry 1 KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,706,276 Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:30 UTC |
Katz Philippe DDirector · 10% owner
|
PurchaseCommon Stock, par value $.01 | 2,218,803 | $2.50 | $5,547,007.50 |
DisclosureSEC source: 0000891839-19-000207 · edgar.xml · nonDerivative · entry 2 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by KF Investors LLC Disclosed balance after: 2,522,011 F1 · ownership.nature: Mr. Katz disclaims beneficial ownership of the securities held by KF Investors LLC, an entity of which Mr. Katz is a managing member, except to the extent of his pecuniary interest therein. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 14:09 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
SaleCommon Stock | 1,226,470 | $2.50 | $3,066,175.00 |
DisclosureSEC source: 0000899243-19-028449 · doc4.xml · nonDerivative · entry 5 Blackstone Group Inc · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Holdings I/II GP L.L.C. · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · price: Reflects the sale of shares of Common Stock in a private transaction. F6 · ownership.nature: GSO Credit-A Partners LP directly holds these securities (together with GSO Cactus Credit Opportunities Fund LP, GSO Credit Alpha Trading (Cayman) LP, GSO Special Situations Master Fund LP, and GSO Palmetto Opportunistic Investment Partners LP, the "GSO Funds"). GSO Credit-A Associates LLC is the general partner of GSO Credit-A Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Credit-A Associates LLC. F8 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to securities beneficially owned by GSO Palmetto Opportunistic Investment Partners LP and GSO Credit-A Partners LP. Blackstone Holdings I/II GP L.L.C. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group Inc. is the sole member of Blackstone Holdings I/II GP L.L.C. Blackstone Group Management L.L.C. is the sole holder of the Class C common stock of The Blackstone Group Inc. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, Bennett J. Goodman III may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F9 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F10 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F11 · ownership.nature: Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 14:09 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
SaleCommon Stock | 986,236 | $2.50 | $2,465,590.00 |
DisclosureSEC source: 0000899243-19-028449 · doc4.xml · nonDerivative · entry 4 Blackstone Group Inc · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Holdings I/II GP L.L.C. · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · price: Reflects the sale of shares of Common Stock in a private transaction. F5 · ownership.nature: GSO Palmetto Opportunistic Investment Partners LP directly holds these securities. GSO Palmetto Opportunistic Associates LLC is the general partner of GSO Palmetto Opportunistic Investment Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Palmetto Opportunistic Associates LLC. F8 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to securities beneficially owned by GSO Palmetto Opportunistic Investment Partners LP and GSO Credit-A Partners LP. Blackstone Holdings I/II GP L.L.C. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group Inc. is the sole member of Blackstone Holdings I/II GP L.L.C. Blackstone Group Management L.L.C. is the sole holder of the Class C common stock of The Blackstone Group Inc. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, Bennett J. Goodman III may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F9 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F10 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F11 · ownership.nature: Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 14:09 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
SaleCommon Stock | 6,103,867 | $2.50 | $15,259,667.50 |
DisclosureSEC source: 0000899243-19-028449 · doc4.xml · nonDerivative · entry 3 Blackstone Group Inc · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Holdings I/II GP L.L.C. · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · price: Reflects the sale of shares of Common Stock in a private transaction. F4 · ownership.nature: GSO Special Situations Master Fund LP directly holds these securities. F7 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Credit Alpha Trading (Cayman) LP and GSO Special Situations Master Fund LP. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP. F8 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to securities beneficially owned by GSO Palmetto Opportunistic Investment Partners LP and GSO Credit-A Partners LP. Blackstone Holdings I/II GP L.L.C. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group Inc. is the sole member of Blackstone Holdings I/II GP L.L.C. Blackstone Group Management L.L.C. is the sole holder of the Class C common stock of The Blackstone Group Inc. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, Bennett J. Goodman III may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F9 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F10 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F11 · ownership.nature: Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 14:09 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
SaleCommon Stock | 285,769 | $2.50 | $714,422.50 |
DisclosureSEC source: 0000899243-19-028449 · doc4.xml · nonDerivative · entry 2 Blackstone Group Inc · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Holdings I/II GP L.L.C. · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · price: Reflects the sale of shares of Common Stock in a private transaction. F3 · ownership.nature: GSO Credit Alpha Trading (Cayman) LP directly holds these securities. F7 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Credit Alpha Trading (Cayman) LP and GSO Special Situations Master Fund LP. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP. F8 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to securities beneficially owned by GSO Palmetto Opportunistic Investment Partners LP and GSO Credit-A Partners LP. Blackstone Holdings I/II GP L.L.C. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group Inc. is the sole member of Blackstone Holdings I/II GP L.L.C. Blackstone Group Management L.L.C. is the sole holder of the Class C common stock of The Blackstone Group Inc. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, Bennett J. Goodman III may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F9 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F10 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F11 · ownership.nature: Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 14:09 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
SaleCommon Stock | 272,869 | $2.50 | $682,172.50 |
DisclosureSEC source: 0000899243-19-028449 · doc4.xml · nonDerivative · entry 1 Blackstone Group Inc · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Holdings I/II GP L.L.C. · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · price: Reflects the sale of shares of Common Stock in a private transaction. F2 · ownership.nature: GSO Cactus Credit Opportunities Fund LP directly holds these securities. F7 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Credit Alpha Trading (Cayman) LP and GSO Special Situations Master Fund LP. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP. F8 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to securities beneficially owned by GSO Palmetto Opportunistic Investment Partners LP and GSO Credit-A Partners LP. Blackstone Holdings I/II GP L.L.C. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group Inc. is the sole member of Blackstone Holdings I/II GP L.L.C. Blackstone Group Management L.L.C. is the sole holder of the Class C common stock of The Blackstone Group Inc. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, Bennett J. Goodman III may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F9 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F10 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F11 · ownership.nature: Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 22:19 UTC |
CONTINENZA JAMES VDirector · Executive Chairman
|
PurchaseCommon Stock, par value $.01 | 53,263 | $2.45 | $130,494.35 |
DisclosureSEC source: 0000891839-19-000202 · edgar.xml · nonDerivative · entry 1 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,263 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.41 to $2.47, inclusive. Mr. Continenza undertakes to provide to Eastman Kodak Company, any security holder of Eastman Kodak Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 21:33 UTC |
Vandagriff RandyVice President
|
PurchaseCommon Stock, par value $.01 | 4,000 | $2.48 | $9,920.00 |
DisclosureSEC source: 0000891839-19-000196 · edgar.xml · nonDerivative · entry 1 Vandagriff Randy · CIK 0001705175 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,205 Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 20:28 UTC |
KARFUNKEL GEORGEDirector
|
GrantCommon Stock, par value $.01 | 7,103 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000190 · edgar.xml · nonDerivative · entry 1 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,268,671 F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 20:27 UTC |
Katz Philippe DDirector
|
GrantCommon Stock, par value $.01 | 8,523 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000189 · edgar.xml · nonDerivative · entry 1 Katz Philippe D · CIK 0001579836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,523 F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $22,500, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $22,500, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 20:26 UTC |
Engelberg Jeffrey D.Director
|
GrantCommon Stock, par value $.01 | 7,103 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000188 · edgar.xml · nonDerivative · entry 1 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,103 F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 20:25 UTC |
Parrett William GDirector
|
GrantCommon Stock, par value $.01 | 8,523 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000187 · edgar.xml · nonDerivative · entry 1 Parrett William G · CIK 0001418280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,844 F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $22,500, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $22,500, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 20:24 UTC |
BRADLEY RICHARD TODDDirector
|
GrantCommon Stock, par value $.01 | 7,103 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000186 · edgar.xml · nonDerivative · entry 1 BRADLEY RICHARD TODD · CIK 0001203500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,491 F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:30 UTC |
O'Grady John G.Senior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 10,684 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000161 · edgar.xml · derivative · entry 9 O'Grady John G. · CIK 0001668481 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,368 Underlying: Common Stock, par value $.01 · 10,684 shares Expires 2021-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on 9/3/2019 and vest one-third on each of 9/3/2020 and 9/3/2021. F5 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on 9/3/2019 and vest one-third on each of 9/3/2020 and 9/3/2021. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:30 UTC |
O'Grady John G.Senior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 5,482 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000161 · edgar.xml · derivative · entry 8 O'Grady John G. · CIK 0001668481 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,484 Underlying: Common Stock, par value $.01 · 5,482 shares Expires 2020-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2018 and 9/3/2019 and vest one-third on 9/3/2020. F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2018 and 9/3/2019 and vest one-third on 9/3/2020. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:30 UTC |
O'Grady John G.Senior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 3,745 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000161 · edgar.xml · derivative · entry 7 O'Grady John G. · CIK 0001668481 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 3,745 shares Expires 2019-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These securities are fully vested as of the date of this report. F3 · derivative.exercise_date: These securities are fully vested as of the date of this report. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:30 UTC |
O'Grady John G.Senior Vice President
|
Tax withholdingCommon Stock, par value $.01 | 3,243 | $2.38 | $7,718.34 |
DisclosureSEC source: 0000891839-19-000161 · edgar.xml · nonDerivative · entry 6 O'Grady John G. · CIK 0001668481 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,079 F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:30 UTC |
O'Grady John G.Senior Vice President
|
Exercise / conversionCommon Stock, par value $.01 | 10,683 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000161 · edgar.xml · nonDerivative · entry 5 O'Grady John G. · CIK 0001668481 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:30 UTC |
O'Grady John G.Senior Vice President
|
Tax withholdingCommon Stock, par value $.01 | 1,664 | $2.38 | $3,960.32 |
DisclosureSEC source: 0000891839-19-000161 · edgar.xml · nonDerivative · entry 4 O'Grady John G. · CIK 0001668481 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,639 F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:30 UTC |
O'Grady John G.Senior Vice President
|
Exercise / conversionCommon Stock, par value $.01 | 5,482 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000161 · edgar.xml · nonDerivative · entry 3 O'Grady John G. · CIK 0001668481 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:30 UTC |
O'Grady John G.Senior Vice President
|
Tax withholdingCommon Stock, par value $.01 | 1,137 | $2.38 | $2,706.06 |
DisclosureSEC source: 0000891839-19-000161 · edgar.xml · nonDerivative · entry 2 O'Grady John G. · CIK 0001668481 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,821 F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:30 UTC |
O'Grady John G.Senior Vice President
|
Exercise / conversionCommon Stock, par value $.01 | 3,745 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000161 · edgar.xml · nonDerivative · entry 1 O'Grady John G. · CIK 0001668481 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:32 UTC |
Vandagriff RandyVice President
|
Exercise / conversionRestricted Stock Units · Derivative | 6,410 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000164 · edgar.xml · derivative · entry 3 Vandagriff Randy · CIK 0001705175 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,821 Underlying: Common Stock, par value $.01 · 6,410 shares Expires 2021-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on 9/3/2019 and vests one-third on each of 9/3/2020 and 9/3/2021. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on 9/3/2019 and vests one-third on each of 9/3/2020 and 9/3/2021. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:32 UTC |
Vandagriff RandyVice President
|
Tax withholdingCommon Stock, par value $.01 | 1,930 | $2.38 | $4,593.40 |
DisclosureSEC source: 0000891839-19-000164 · edgar.xml · nonDerivative · entry 2 Vandagriff Randy · CIK 0001705175 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,205 F2 · shares: Shares withheld to cover withholding obligations upon vesting of restricted stock units. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:32 UTC |
Vandagriff RandyVice President
|
Exercise / conversionCommon Stock, par value $.01 | 6,410 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000164 · edgar.xml · nonDerivative · entry 1 Vandagriff Randy · CIK 0001705175 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:32 UTC |
Taber Terry RSenior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 7,692 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000163 · edgar.xml · derivative · entry 6 Taber Terry R · CIK 0001452475 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,385 Underlying: Common Stock, par value $.01 · 7,692 shares Expires 2021-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on 9/3/2019 and vest one-third on each of 9/3/2020 and 9/3/2021. F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on 9/3/2019 and vest one-third on each of 9/3/2020 and 9/3/2021. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:32 UTC |
Taber Terry RSenior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 4,655 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000163 · edgar.xml · derivative · entry 5 Taber Terry R · CIK 0001452475 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 4,655 shares Expires 2019-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These securities are fully vested as of the date of this report. F3 · derivative.exercise_date: These securities are fully vested as of the date of this report. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:32 UTC |
Taber Terry RSenior Vice President
|
Tax withholdingCommon Stock, par value $.01 | 2,613 | $2.38 | $6,218.94 |
DisclosureSEC source: 0000891839-19-000163 · edgar.xml · nonDerivative · entry 4 Taber Terry R · CIK 0001452475 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,567 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:32 UTC |
Taber Terry RSenior Vice President
|
Exercise / conversionCommon Stock, par value $.01 | 7,692 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000163 · edgar.xml · nonDerivative · entry 3 Taber Terry R · CIK 0001452475 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:32 UTC |
Taber Terry RSenior Vice President
|
Tax withholdingCommon Stock, par value $.01 | 1,582 | $2.38 | $3,765.16 |
DisclosureSEC source: 0000891839-19-000163 · edgar.xml · nonDerivative · entry 2 Taber Terry R · CIK 0001452475 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,488 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.