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Nasdaq · USD

KLAC

KLA CORP

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2838
SEC CIK
0000319201
Parsed reports
1,546

Last 12 months

Inside the activity.

0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202601
Jul 202603
Aug 2026012
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2017 Filed Nov 2, 2017 22:12 UTC GrantCommon Stock - Restricted Stock Units 1,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010742 · wf-form4_150966072476753.xml · nonDerivative · entry 1

RANGO ROBERT A. · CIK 0001464250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,043

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: Award vests on the earliest to occur of the next annual meeting of stockholders, the one year anniversary of the grant date and 10 days prior to a change of control.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 22:13 UTC
MOORE GARY BDirector
GrantCommon Stock - Restricted Stock Units 1,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010743 · wf-form4_150966078609216.xml · nonDerivative · entry 1

MOORE GARY B · CIK 0001493191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,043

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: Award vests on the earliest to occur of the next annual meeting of stockholders, the one year anniversary of the grant date and 10 days prior to a change of control.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 22:14 UTC GrantCommon Stock - Restricted Stock Units 1,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010744 · wf-form4_150966084652606.xml · nonDerivative · entry 1

CALDERONI ROBERT · CIK 0001183228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,043

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: Award vests on the earliest to occur of the next annual meeting of stockholders, the one year anniversary of the grant date and 10 days prior to a change of control.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 17:15 UTC GrantCommon Stock - Restricted Stock Units 1,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010792 · wf-form4_150972930663903.xml · nonDerivative · entry 1

DICKSON JOHN T · CIK 0001207927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,043

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: Award vests on the earliest to occur of the next annual meeting of stockholders, the one year anniversary of the grant date and 10 days prior to a change of control.

Read SEC document
November 01, 2017 Filed Nov 6, 2017 13:41 UTC Exercise / conversionCommon Stock 2,141 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010906 · wf-form4_150997569419894.xml · nonDerivative · entry 4

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2017 Filed Nov 6, 2017 13:41 UTC GrantCommon Stock - Restricted Stock Units 1,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010906 · wf-form4_150997569419894.xml · nonDerivative · entry 2

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,043

F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F3 · shares: Award vests on the earliest to occur of the next annual meeting of stockholders, the one year anniversary of the grant date and 10 days prior to a change of control.

Read SEC document
November 01, 2017 Filed Nov 6, 2017 13:41 UTC SaleCommon Stock 500 $110.00 $55,000.00
Disclosure

SEC source: 0001628280-17-010906 · wf-form4_150997569419894.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,588

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on August 1, 2017.

Read SEC document
November 01, 2017 Filed Nov 6, 2017 13:43 UTC GrantCommon Stock - Restricted Stock Units 1,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010908 · wf-form4_150997577889307.xml · nonDerivative · entry 1

PATEL KIRAN M · CIK 0001187427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,043

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: Award vests on the earliest to occur of the next annual meeting of stockholders, the one year anniversary of the grant date and 10 days prior to a change of control.

Read SEC document
November 01, 2017 Filed Nov 6, 2017 13:44 UTC GrantCommon Stock - Restricted Stock Units 1,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010910 · wf-form4_150997585042029.xml · nonDerivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,043

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: Award vests on the earliest to occur of the next annual meeting of stockholders, the one year anniversary of the grant date and 10 days prior to a change of control.

Read SEC document
November 01, 2017 Filed Nov 6, 2017 13:45 UTC
Wang David CDirector
GrantCommon Stock - Restricted Stock Units 1,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010912 · wf-form4_150997592072784.xml · nonDerivative · entry 1

Wang David C · CIK 0001363141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,043

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: Award vests on the earliest to occur of the next annual meeting of stockholders, the one year anniversary of the grant date and 10 days prior to a change of control.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 22:08 UTC
Little Teri A.EVP, CLO and Secretary
SaleCommon Stock 1,678 $109.44 $183,642.00
Disclosure

SEC source: 0001628280-17-010737 · wf-form4_150966050291900.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,452

F1 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $109.44 to $109.45. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:03 UTC
Bell Bobby RChief Strategy Officer
SaleCommon Stock 438 $105.25 $46,097.31
Disclosure

SEC source: 0001628280-17-009620 · wf-form4_150706099561664.xml · nonDerivative · entry 2

Bell Bobby R · CIK 0001498385 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,469.917

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2017.

F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $105.23 to $105.25. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:03 UTC
Bell Bobby RChief Strategy Officer
SaleCommon Stock 3,798 $105.54 $400,840.92
Disclosure

SEC source: 0001628280-17-009620 · wf-form4_150706099561664.xml · nonDerivative · entry 1

Bell Bobby R · CIK 0001498385 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,907.917

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2017.

Read SEC document
October 02, 2017 Filed Aug 1, 2018 23:57 UTC Amendment SaleCommon Stock 2,500 $105.04 $262,598.75
Disclosure

SEC source: 0001628280-18-010242 · wf-form4a_153316782289581.xml · nonDerivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 17,544

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2017.

F2 · ownership.nature: Shares held by the Kennedy Family Trust U/A/D 11/19/98, of which the Reporting Person is a trustee and beneficiary.

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September 08, 2017 Filed Sep 11, 2017 23:06 UTC SaleCommon Stock 2,893 $95.24 $275,529.32
Disclosure

SEC source: 0001628280-17-009236 · wf-form4_150517117580127.xml · nonDerivative · entry 1

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:30 UTC
Trafas Brian M.Senior Vice President
SaleCommon Stock 2,055 $93.73 $192,615.15
Disclosure

SEC source: 0001628280-17-009175 · wf-form4_150490259717338.xml · nonDerivative · entry 1

Trafas Brian M. · CIK 0001642421 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2016.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:31 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
SaleCommon Stock 1,020 $93.73 $95,604.60
Disclosure

SEC source: 0001628280-17-009177 · wf-form4_150490266819291.xml · nonDerivative · entry 1

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2016.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:32 UTC
Bell Bobby RChief Strategy Officer
SaleCommon Stock 1,025 $93.73 $96,073.25
Disclosure

SEC source: 0001628280-17-009179 · wf-form4_150490274917294.xml · nonDerivative · entry 1

Bell Bobby R · CIK 0001498385 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,705.917

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:33 UTC
Higgins Bren D.EVP & Chief Financial Officer
SaleCommon Stock 2,559 $93.73 $239,855.07
Disclosure

SEC source: 0001628280-17-009181 · wf-form4_150490282573264.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 854

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 8, 2017.

Read SEC document
September 04, 2017 Filed Sep 5, 2017 20:06 UTC Tax withholdingCommon Stock 2,320 $94.08 $218,265.60
Disclosure

SEC source: 0001628280-17-009050 · wf-form4_150464198930051.xml · nonDerivative · entry 8

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,942

F7 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on September 1, 2017.

Read SEC document
September 04, 2017 Filed Sep 5, 2017 20:06 UTC Exercise / conversionCommon Stock 4,445 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009050 · wf-form4_150464198930051.xml · nonDerivative · entry 7

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: On September 4, 2013, the Reporting Person received a grant of performance-based RSUs that, following the completion of fiscal year 2016, was determined by the Compensation Committee of KLA-Tencor's Board of directors (on September 7, 2016) to cover 8,891 shares of KLA-Tencor common stock. On September 4, 2017, the Reporting Person vested in fifty percent (50%) of such performance-based RSUs.

Read SEC document
September 04, 2017 Filed Sep 5, 2017 20:06 UTC Tax withholdingCommon Stock 928 $94.08 $87,306.24
Disclosure

SEC source: 0001628280-17-009050 · wf-form4_150464198930051.xml · nonDerivative · entry 6

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,817

F7 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on September 1, 2017.

Read SEC document
September 04, 2017 Filed Sep 5, 2017 20:06 UTC Exercise / conversionCommon Stock 1,778 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009050 · wf-form4_150464198930051.xml · nonDerivative · entry 5

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: On September 4, 2013, the Reporting Person received a grant of restricted stock units ("RSUs") covering 7,112 shares of KLA-Tencor common stock. On September 4, 2017, the Reporting Person vested in twenty-five percent (25%) of such RSUs.

Read SEC document
September 04, 2017 Filed Sep 7, 2017 00:17 UTC Tax withholdingCommon Stock 484 $94.08 $45,534.72
Disclosure

SEC source: 0001628280-17-009109 · wf-form4_150474341731680.xml · nonDerivative · entry 12

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,459

F2 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on September 1, 2017.

Read SEC document
September 04, 2017 Filed Sep 7, 2017 00:17 UTC Exercise / conversionCommon Stock 1,287 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009109 · wf-form4_150474341731680.xml · nonDerivative · entry 11

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs on September 4, 2017 and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (September 4, 2014). The shares of common stock will be issued as the performance-based RSUs vest.

Read SEC document
September 04, 2017 Filed Sep 7, 2017 00:17 UTC Exercise / conversionCommon Stock - Restricted Stock Units 1,287 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009109 · wf-form4_150474341731680.xml · nonDerivative · entry 10

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs on September 4, 2017 and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (September 4, 2014). The shares of common stock will be issued as the performance-based RSUs vest.

Read SEC document
September 04, 2017 Filed Sep 7, 2017 00:17 UTC GrantCommon Stock - Restricted Stock Units 2,574 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009109 · wf-form4_150474341731680.xml · nonDerivative · entry 9

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,971

F6 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F7 · shares: On September 4, 2014, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 2,750 shares (based on 125% of the target shares of 2,200) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 31, 2017 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 2,574.

F8 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Reflects the vesting of awards reflected above.

Read SEC document
September 04, 2017 Filed Sep 7, 2017 00:17 UTC Tax withholdingCommon Stock 207 $94.08 $19,474.56
Disclosure

SEC source: 0001628280-17-009109 · wf-form4_150474341731680.xml · nonDerivative · entry 8

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,656

F2 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on September 1, 2017.

Read SEC document
September 04, 2017 Filed Sep 7, 2017 00:17 UTC Exercise / conversionCommon Stock 550 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009109 · wf-form4_150474341731680.xml · nonDerivative · entry 7

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: On September 4, 2014, the Reporting Person received a grant of restricted stock units ("RSUs") covering 2,200 shares of KLA-Tencor common stock. On September 4, 2017, the Reporting Person vested in twenty-five percent (25%) of such RSUs.

Read SEC document
September 04, 2017 Filed Sep 7, 2017 00:17 UTC Tax withholdingCommon Stock 230 $94.08 $21,638.40
Disclosure

SEC source: 0001628280-17-009109 · wf-form4_150474341731680.xml · nonDerivative · entry 6

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,313

F2 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on September 1, 2017.

Read SEC document
September 04, 2017 Filed Sep 7, 2017 00:17 UTC Exercise / conversionCommon Stock 611 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009109 · wf-form4_150474341731680.xml · nonDerivative · entry 5

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: On September 4, 2013, the Reporting Person received a grant of restricted stock units ("RSUs") covering 2,445 shares of KLA-Tencor common stock. On September 4, 2017, the Reporting Person vested in twenty-five percent (25%) of such RSUs.

Read SEC document
September 04, 2017 Filed Sep 7, 2017 00:17 UTC Tax withholdingCommon Stock 575 $94.08 $54,096.00
Disclosure

SEC source: 0001628280-17-009109 · wf-form4_150474341731680.xml · nonDerivative · entry 4

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,932

F2 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on September 1, 2017.

Read SEC document
September 04, 2017 Filed Sep 7, 2017 00:17 UTC Exercise / conversionCommon Stock 1,528 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009109 · wf-form4_150474341731680.xml · nonDerivative · entry 3

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On September 4, 2013, the Reporting Person received a grant of performance-based RSUs that was determined by the Compensation Committee of KLA-Tencor's Board of directors to cover 3,056 shares of KLA-Tencor common stock. On September 4, 2017, the Reporting Person vested in fifty percent (50%) of such performance-based RSUs.

Read SEC document
September 03, 2017 Filed Sep 5, 2017 20:05 UTC
Little Teri A.EVP, CLO and Secretary
Tax withholdingCommon Stock 299 $94.08 $28,129.92
Disclosure

SEC source: 0001628280-17-009048 · wf-form4_150464190430343.xml · nonDerivative · entry 2

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,130

F2 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on September 1, 2017.

Read SEC document
September 03, 2017 Filed Sep 5, 2017 20:05 UTC
Little Teri A.EVP, CLO and Secretary
Exercise / conversionCommon Stock 795 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009048 · wf-form4_150464190430343.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On September 3, 2015, the Reporting Person received a grant of restricted stock units ("RSUs") covering 3,178 shares of KLA-Tencor common stock. On September 3, 2017, the Reporting Person vested in twenty-five percent (25%) of such RSUs.

Read SEC document
September 03, 2017 Filed Sep 7, 2017 00:17 UTC Tax withholdingCommon Stock 249 $94.08 $23,425.92
Disclosure

SEC source: 0001628280-17-009109 · wf-form4_150474341731680.xml · nonDerivative · entry 2

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 979

F2 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on September 1, 2017.

Read SEC document
September 03, 2017 Filed Sep 7, 2017 00:17 UTC Exercise / conversionCommon Stock 662 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009109 · wf-form4_150474341731680.xml · nonDerivative · entry 1

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On September 3, 2015, the Reporting Person received a grant of restricted stock units ("RSUs") covering 2,647 shares of KLA-Tencor common stock. On September 3, 2017, the Reporting Person vested in twenty-five percent (25%) of such RSUs.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:06 UTC Tax withholdingCommon Stock 2,793 $93.69 $261,676.17
Disclosure

SEC source: 0001628280-17-009050 · wf-form4_150464198930051.xml · nonDerivative · entry 4

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,967

F5 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 31, 2017.

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August 31, 2017 Filed Sep 5, 2017 20:06 UTC Exercise / conversionCommon Stock 5,353 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009050 · wf-form4_150464198930051.xml · nonDerivative · entry 3

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the underlying performance goals were attained (August 31, 2017) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 7, 2014). The shares of common stock will be issued as the performance-based RSUs vest.

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August 31, 2017 Filed Sep 5, 2017 20:06 UTC Exercise / conversionCommon Stock - Restricted Stock Units 5,353 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009050 · wf-form4_150464198930051.xml · nonDerivative · entry 2

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F4 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the underlying performance goals were attained (August 31, 2017) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 7, 2014). The shares of common stock will be issued as the performance-based RSUs vest.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

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August 31, 2017 Filed Sep 5, 2017 20:06 UTC GrantCommon Stock - Restricted Stock Units 10,705 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009050 · wf-form4_150464198930051.xml · nonDerivative · entry 1

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,192

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On August 7, 2014, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 11,437 shares (based on 125% of the target shares of 9,150) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 31, 2017 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 10,705.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

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August 31, 2017 Filed Sep 6, 2017 00:14 UTC
Trafas Brian M.Senior Vice President
Tax withholdingCommon Stock 2,244 $93.69 $210,240.36
Disclosure

SEC source: 0001628280-17-009066 · wf-form4_150465682990447.xml · nonDerivative · entry 4

Trafas Brian M. · CIK 0001642421 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,056

F5 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 31, 2017.

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August 31, 2017 Filed Sep 6, 2017 00:14 UTC
Trafas Brian M.Senior Vice President
Exercise / conversionCommon Stock 4,300 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009066 · wf-form4_150465682990447.xml · nonDerivative · entry 3

Trafas Brian M. · CIK 0001642421 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the underlying performance goals were attained (August 31, 2017) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 7, 2014). The shares of common stock will be issued as the performance-based RSUs vest.

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August 31, 2017 Filed Sep 6, 2017 00:14 UTC
Trafas Brian M.Senior Vice President
Exercise / conversionCommon Stock - Restricted Stock Units 4,300 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009066 · wf-form4_150465682990447.xml · nonDerivative · entry 2

Trafas Brian M. · CIK 0001642421 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F4 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the underlying performance goals were attained (August 31, 2017) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 7, 2014). The shares of common stock will be issued as the performance-based RSUs vest.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

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August 31, 2017 Filed Sep 6, 2017 00:14 UTC
Trafas Brian M.Senior Vice President
GrantCommon Stock - Restricted Stock Units 8,599 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009066 · wf-form4_150465682990447.xml · nonDerivative · entry 1

Trafas Brian M. · CIK 0001642421 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,642

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On August 7, 2014, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 9,187 shares (based on 125% of the target shares of 7,350) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 31, 2017 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 8,599.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

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August 31, 2017 Filed Sep 6, 2017 00:15 UTC
WALLACE RICHARD PDirector · President and CEO
Tax withholdingCommon Stock 13,432 $93.69 $1,258,444.08
Disclosure

SEC source: 0001628280-17-009068 · wf-form4_150465690995727.xml · nonDerivative · entry 4

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,742

F5 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 31, 2017.

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August 31, 2017 Filed Sep 6, 2017 00:15 UTC
WALLACE RICHARD PDirector · President and CEO
Exercise / conversionCommon Stock 25,740 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009068 · wf-form4_150465690995727.xml · nonDerivative · entry 3

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the independent members of the KLA-Tencor Board of Directors determined the level at which the underlying performance goals were attained (August 31, 2017) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 7, 2014). The shares of common stock will be issued as the performance-based RSUs vest.

Read SEC document
August 31, 2017 Filed Sep 6, 2017 00:15 UTC
WALLACE RICHARD PDirector · President and CEO
Exercise / conversionCommon Stock - Restricted Stock Units 25,740 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009068 · wf-form4_150465690995727.xml · nonDerivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock.

F4 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the independent members of the KLA-Tencor Board of Directors determined the level at which the underlying performance goals were attained (August 31, 2017) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 7, 2014). The shares of common stock will be issued as the performance-based RSUs vest.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

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August 31, 2017 Filed Sep 6, 2017 00:15 UTC
WALLACE RICHARD PDirector · President and CEO
GrantCommon Stock - Restricted Stock Units 51,480 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009068 · wf-form4_150465690995727.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,449

F1 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On August 7, 2014, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 55,000 shares (based on 125% of the target shares of 44,000) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 31, 2017 the independent members of the KLA-Tencor Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 51,480.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

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August 31, 2017 Filed Sep 6, 2017 00:16 UTC
Higgins Bren D.EVP & Chief Financial Officer
Tax withholdingCommon Stock 2,793 $93.69 $261,676.17
Disclosure

SEC source: 0001628280-17-009070 · wf-form4_150465698840742.xml · nonDerivative · entry 4

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,414

F5 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 31, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.