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person · Reporting owner

Higashi Emiko

Disclosed activity across 5 companies

Tapewire entity
11354
SEC CIK
0001318086

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KLA CORPKLAC · Entity 2838DirectorNovember 06, 2024November 08, 2024
One Equity Partners Open Water I Corp.OEPW · Entity 143451DirectorJanuary 21, 2021January 22, 2021
RAMBUS INCRMBS · Entity 3575DirectorJune 02, 2026June 03, 2026
TAKEDA PHARMACEUTICAL CO LTDTAK · Entity 2662DirectorMarch 18, 2026March 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KLA CORP

Report date November 06, 2024 · Filed November 08, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect14,766 Reported balance After 2024-11-06 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-11-06 · Grant · Acquired 350 · Balance 14,766

F1: On November 6, 2024, the Reporting Person received an automatic grant of restricted stock units ("RSUs") for 350 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 6, 2025, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA.

F2: The number of shares of KLA common stock includes 350 shares issuable upon vesting of RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: On November 6, 2024, the Reporting Person received an automatic grant of restricted stock units ("RSUs") for 350 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 6, 2025, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA.

F2: The number of shares of KLA common stock includes 350 shares issuable upon vesting of RSUs.

One Equity Partners Open Water I Corp.

Report date January 21, 2021 · Filed January 22, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B common stockSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2021-01-21 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: As described in the issuer's registration statement on Form S-1 (File No. 333- 251925) under the heading "Description of Securities--Founder Shares", the Class B common stock, par value $0.0001, will automatically convert into Class A common stock, par value $0.0001, of the issuer at the time of the issuer's initial business combination on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333- 251925) under the heading "Description of Securities--Founder Shares", the Class B common stock, par value $0.0001, will automatically convert into Class A common stock, par value $0.0001, of the issuer at the time of the issuer's initial business combination on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

RAMBUS INC

Report date June 02, 2026 · Filed June 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect49,519 Ending reported balance After 2026-06-02 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-02 · Sale · Disposed 5,000 · Balance 54,519

F1: All shares sold at an exact price of $163.00.

Row 2 · 2026-06-02 · Sale · Disposed 5,000 · Balance 49,519

F2: All shares sold at an exact price of $158.00.

Filing footnotes · ownership attribution and instrument terms

F1: All shares sold at an exact price of $163.00.

F2: All shares sold at an exact price of $158.00.

TAKEDA PHARMACEUTICAL CO LTD

Report date March 18, 2026 · Filed March 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
American Depositary SharesSEC Table I · non-derivativeDirect7,600 Reported balance Holding disclosure · report date 2026-03-18 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 7,600

Ordinary SharesSEC Table I · non-derivativeDirect17,800 Reported balance Holding disclosure · report date 2026-03-18 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 17,800

F1: Includes 12,800 restricted stock units (RSUs). Each RSU represents a contingent right to receive one Ordinary Share, which will be converted into an equivalent number of American Depositary Shares following vest. The RSUs vest on the following schedule: June 1, 2026 (3,100 shares), June 1, 2027 (3,400 shares), June 1, 2028 (3,200 shares) and upon conclusion of the director's board service (3,100 shares).

Tax Obligation AwardSEC Table II · derivative / convertible security · Expires 2026-06-01DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance Not disclosed

F2: Each Tax Obligation Award is the economic equivalent of one Ordinary Share that, upon vest, will be converted to a cash payment primarily to cover tax obligations at the then-current market price of the Ordinary Shares.

Tax Obligation AwardSEC Table II · derivative / convertible security · Expires 2027-06-01DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance Not disclosed

F2: Each Tax Obligation Award is the economic equivalent of one Ordinary Share that, upon vest, will be converted to a cash payment primarily to cover tax obligations at the then-current market price of the Ordinary Shares.

Tax Obligation AwardSEC Table II · derivative / convertible security · Expires 2028-06-01DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance Not disclosed

F2: Each Tax Obligation Award is the economic equivalent of one Ordinary Share that, upon vest, will be converted to a cash payment primarily to cover tax obligations at the then-current market price of the Ordinary Shares.

Tax Obligation AwardSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance Not disclosed

F2: Each Tax Obligation Award is the economic equivalent of one Ordinary Share that, upon vest, will be converted to a cash payment primarily to cover tax obligations at the then-current market price of the Ordinary Shares.

F3: Vests upon conclusion of the director's service on the board.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 12,800 restricted stock units (RSUs). Each RSU represents a contingent right to receive one Ordinary Share, which will be converted into an equivalent number of American Depositary Shares following vest. The RSUs vest on the following schedule: June 1, 2026 (3,100 shares), June 1, 2027 (3,400 shares), June 1, 2028 (3,200 shares) and upon conclusion of the director's board service (3,100 shares).

F2: Each Tax Obligation Award is the economic equivalent of one Ordinary Share that, upon vest, will be converted to a cash payment primarily to cover tax obligations at the then-current market price of the Ordinary Shares.

F3: Vests upon conclusion of the director's service on the board.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

InvenSense Inc

Report date May 18, 2017 · Filed May 22, 2017

Section 16 reporting ended · disclosed 2017-05-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-05-18 transaction · row 1
1 source row

Row 1 · 2017-05-18 · Disposition to issuer · Disposed 22,705 · Balance 0

F1: Disposed of in connection with the acquisition of the Issuer by TDK Corporation (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of December 21, 2016, by and among the Issuer, TDK Corporation and TDK Sensor Solutions Corporation, (the "Merger Agreement"), whereby each share of Issuer common stock ("Issuer Common Stock") other than certain shares owned by the Issuer, TDK Corporation and their respective subsidiaries and shares subject to appraisal rights, was automatically cancelled and converted into the right to receive $13.00 in cash, without interest (the "Merger Consideration").

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2017-05-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-05-18 · Disposition to issuer · Disposed 15,638 · Balance 0

F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive at settlement one share of Invensense common stock at no cost.

F4: Disposed of pursuant to the Merger Agreement, whereby each vested restricted stock unit of Issuer Common Stock ("RSU") was cancelled in exchange for the right to receive a cash payment equal to the product of the Merger Consideration multiplied by the total number of shares subject to the vested RSU. Pursuant to the terms of the applicable RSU award agreement, 100% of the unvested RSUs held by the Reporting Person became fully vested upon the change in control of the Issuer effected by the Merger.

F3: Subject to the Reporting Person's continuing service to the corporation and the provisions in the Invensense's standard form of RSU award agreement, the shares will vest on December 31, 2017. Shares will be delivered to the reporting person on each vest date; provided, however, that settlement of each RSU will be deferred to the first permissible trading day for the corporation's common stock, if later than the applicable vesting date, but no later than March 15th of the year following the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of in connection with the acquisition of the Issuer by TDK Corporation (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of December 21, 2016, by and among the Issuer, TDK Corporation and TDK Sensor Solutions Corporation, (the "Merger Agreement"), whereby each share of Issuer common stock ("Issuer Common Stock") other than certain shares owned by the Issuer, TDK Corporation and their respective subsidiaries and shares subject to appraisal rights, was automatically cancelled and converted into the right to receive $13.00 in cash, without interest (the "Merger Consideration").

F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive at settlement one share of Invensense common stock at no cost.

F3: Subject to the Reporting Person's continuing service to the corporation and the provisions in the Invensense's standard form of RSU award agreement, the shares will vest on December 31, 2017. Shares will be delivered to the reporting person on each vest date; provided, however, that settlement of each RSU will be deferred to the first permissible trading day for the corporation's common stock, if later than the applicable vesting date, but no later than March 15th of the year following the vesting date.

F4: Disposed of pursuant to the Merger Agreement, whereby each vested restricted stock unit of Issuer Common Stock ("RSU") was cancelled in exchange for the right to receive a cash payment equal to the product of the Merger Consideration multiplied by the total number of shares subject to the vested RSU. Pursuant to the terms of the applicable RSU award agreement, 100% of the unvested RSUs held by the Reporting Person became fully vested upon the change in control of the Issuer effected by the Merger.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2026 Filed Jun 3, 2026 22:10 UTC RAMBUS INC RMBS · Entity 3575 SaleCommon Stock 5,000 $158.00 $790,000.00
Disclosure

SEC source: 0001193125-26-255892 · ownership.xml · nonDerivative · entry 2

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,519

F2 · price: All shares sold at an exact price of $158.00.

Read SEC document
June 02, 2026 Filed Jun 3, 2026 22:10 UTC RAMBUS INC RMBS · Entity 3575 SaleCommon Stock 5,000 $163.00 $815,000.00
Disclosure

SEC source: 0001193125-26-255892 · ownership.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,519

F1 · price: All shares sold at an exact price of $163.00.

Read SEC document
May 26, 2026 Filed May 27, 2026 22:43 UTC RAMBUS INC RMBS · Entity 3575 SaleCommon Stock 5,000 $157.57 $787,850.50
Disclosure

SEC source: 0001193125-26-242350 · ownership.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,519

F1 · price: All shares sold at an exact price of $157.5701.

Read SEC document
April 01, 2026 Filed Apr 4, 2026 01:19 UTC RAMBUS INC RMBS · Entity 3575 GrantCommon Stock 2,223 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-142667 · ownership.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,519

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2027 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

Read SEC document
August 13, 2025 Filed Aug 15, 2025 16:02 UTC RAMBUS INC RMBS · Entity 3575 SaleCommon Stock 1,075 $77.75 $83,581.25
Disclosure

SEC source: 0001318086-25-000007 · ownership.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,296

F1 · price: All shares sold at an exact price of $77.750000

Read SEC document
August 04, 2025 Filed Aug 6, 2025 17:20 UTC RAMBUS INC RMBS · Entity 3575 SaleCommon Stock 1,111 $75.00 $83,325.00
Disclosure

SEC source: 0000950170-25-103749 · ownership.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,371

F1 · price: All shares sold at an exact price of $75.000000

Read SEC document
April 01, 2025 Filed Apr 3, 2025 19:51 UTC RAMBUS INC RMBS · Entity 3575 GrantCommon Stock 3,824 $0.00 $0.00
Disclosure

SEC source: 0000917273-25-000055 · wk-form4_1743709887.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,482

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2026 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 21:05 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-124049 · ownership.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,766

F1 · shares: On November 6, 2024, the Reporting Person received an automatic grant of restricted stock units ("RSUs") for 350 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 6, 2025, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA.

F2 · balance_after: The number of shares of KLA common stock includes 350 shares issuable upon vesting of RSUs.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 21:39 UTC RAMBUS INC RMBS · Entity 3575 GrantCommon Stock 2,972 $0.00 $0.00
Disclosure

SEC source: 0000917273-24-000072 · wk-form4_1712093944.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,658

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2025 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

Read SEC document
November 08, 2023 Filed Nov 9, 2023 21:18 UTC RAMBUS INC RMBS · Entity 3575 SaleCommon Stock 8,000 $60.00 $480,000.00
Disclosure

SEC source: 0000917273-23-000035 · wk-form4_1699564700.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,686

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:05 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock 493 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-058801 · ownership.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,416

F1 · shares: On November 1, 2023, the Reporting Person received an automatic grant of restricted stock units ("RSUs") for 493 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 1, 2024, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA.

F2 · balance_after: The number of shares of KLA common stock includes 493 shares issuable upon vesting of RSUs.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 18:45 UTC RAMBUS INC RMBS · Entity 3575 GrantCommon Stock 3,653 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-023228 · doc4.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,686

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 3, 2024 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

Read SEC document
November 02, 2022 Filed Nov 4, 2022 20:05 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock 704 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055779 · doc4.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,182

F1 · shares: On November 2, 2022, the Reporting Person received an automatic grant of restricted stock units ("RSUs") for 704 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 2, 2023, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA.

F2 · balance_after: The number of shares of KLA common stock includes 704 shares issuable upon vesting of RSUs.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 15:32 UTC RAMBUS INC RMBS · Entity 3575 GrantCommon Stock 5,408 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-022168 · doc4.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,033

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2023 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 20:16 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock 558 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-022022 · wf-form4_163614334347073.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,478

F1 · shares: On November 3, 2021, the Reporting Person received an automatic grant of RSUs for 558 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 3, 2021, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA.

F2 · balance_after: The number of shares of KLA common stock includes 558 shares issuable upon vesting of RSUs.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 23:34 UTC RAMBUS INC RMBS · Entity 3575 GrantCommon Stock 8,538 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-024831 · doc4.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,625

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2022 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:24 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock - Restricted Stock Units 906 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015960 · wf-form4_160469787863560.xml · nonDerivative · entry 3

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 906

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F3 · shares: On November 4, 2020, the Reporting Person received an automatic grant of RSUs for 906 shares of KLA common stock. The RSUs will vest upon the earliest to occur of (i) November 4, 2021, (ii) immediately prior to the next annual meeting of stockholders and (iii) ten days prior to a change of control of KLA.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:24 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 1,162 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015960 · wf-form4_160469787863560.xml · nonDerivative · entry 2

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 5, 2019, the Reporting Person received an automatic grant of RSUs for 1,162 shares of KLA common stock. On November 4, 2020, the RSUs vested in full.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:24 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock - Restricted Stock Units 1,162 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015960 · wf-form4_160469787863560.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On November 5, 2019, the Reporting Person received an automatic grant of RSUs for 1,162 shares of KLA common stock. On November 4, 2020, the RSUs vested in full.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:17 UTC RAMBUS INC RMBS · Entity 3575 GrantCommon Stock 13,927 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022694 · doc4.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,087

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2021 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

F2 · balance_after: Reflects 5,898 Restricted Stock Units canceled per the Restricted Stock Unit Termination agreement dated October 24, 2019.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:57 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock - Restricted Stock Units 1,162 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-013693 · wf-form4_157316381674953.xml · nonDerivative · entry 3

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,162

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F3 · shares: On November 5, 2019, the reporting person received an automatic grant of RSUs for 1,162 shares of KLA common stock. The RSUs will vest upon the earliest to occur of (i) November 5, 2020, (ii) immediately prior to the next annual meeting of stockholders and (iii) ten days prior to a change of control of KLA.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:57 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 2,072 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-013693 · wf-form4_157316381674953.xml · nonDerivative · entry 2

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 7, 2018, the reporting person received an automatic grant of RSUs for 2,072 shares of KLA common stock. On November 5, 2019, the RSUs vested in full.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:57 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock - Restricted Stock Units 2,072 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-013693 · wf-form4_157316381674953.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On November 7, 2018, the reporting person received an automatic grant of RSUs for 2,072 shares of KLA common stock. On November 5, 2019, the RSUs vested in full.

Read SEC document
May 01, 2019 Filed May 2, 2019 20:34 UTC RAMBUS INC RMBS · Entity 3575 GrantCommon Stock 14,156 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027009 · doc4.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,058

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest May 1, 2020 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 00:43 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 2,141 $117.43 $251,417.63
Disclosure

SEC source: 0001628280-19-002904 · wf-form4_155252416577873.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,780

Read SEC document
November 07, 2018 Filed Nov 9, 2018 13:08 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock - Restricted Stock Units 2,072 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-014055 · wf-form4_154176888168499.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,072

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On November 7, 2018 the reporting person received an automatic grant of RSUs in connection with the annual meeting of stockholders for 2,072 shares of Common Stock. The RSUs vest on the earliest to occur of 10 days prior to a change of control, the next annual meeting of stockholders and the one year anniversary of the grant date.

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November 01, 2018 Filed Nov 5, 2018 21:04 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 1,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-013606 · wf-form4_154145182877460.xml · nonDerivative · entry 2

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 1, 2017 the reporting person received an automatic grant of RSUs for 1,902 shares. On November 1, 2018 those RSUs vested.

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November 01, 2018 Filed Nov 5, 2018 21:04 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock - Restricted Stock Units 1,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-013606 · wf-form4_154145182877460.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On November 1, 2017 the reporting person received an automatic grant of RSUs for 1,902 shares. On November 1, 2018 those RSUs vested.

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October 01, 2018 Filed Oct 3, 2018 23:46 UTC RAMBUS INC RMBS · Entity 3575 GrantCommon Stock 14,110 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-026115 · doc4.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,902

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest October 1, 2019 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

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February 01, 2018 Filed Feb 5, 2018 21:02 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 500 $109.27 $54,635.00
Disclosure

SEC source: 0001628280-18-000985 · wf-form4_151786450885840.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,019

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on August 1, 2017.

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January 25, 2018 Filed Jan 29, 2018 21:06 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 1,775 $120.00 $213,000.00
Disclosure

SEC source: 0001628280-18-000667 · wf-form4_151725996998396.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,519

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on August 1, 2017.

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January 18, 2018 Filed Jan 22, 2018 21:10 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 2,375 $115.00 $273,125.00
Disclosure

SEC source: 0001628280-18-000533 · wf-form4_151665542265734.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,294

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on August 1, 2017.

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January 02, 2018 Filed Jan 4, 2018 01:22 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 500 $105.84 $52,921.50
Disclosure

SEC source: 0001628280-18-000124 · wf-form4_151502891716461.xml · nonDerivative · entry 3

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,669

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on August 1, 2017.

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December 14, 2017 Filed Jan 4, 2018 01:22 UTC KLA CORP KLAC · Entity 2838 GiftCommon Stock 962 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-000124 · wf-form4_151502891716461.xml · nonDerivative · entry 2

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,169

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December 11, 2017 Filed Jan 4, 2018 01:22 UTC KLA CORP KLAC · Entity 2838 GiftCommon Stock 98 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-000124 · wf-form4_151502891716461.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,131

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December 01, 2017 Filed Dec 5, 2017 21:31 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 500 $101.26 $50,630.00
Disclosure

SEC source: 0001628280-17-012112 · wf-form4_151250947436401.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,229

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on August 1, 2017.

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November 02, 2017 Filed Nov 6, 2017 13:41 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock - Restricted Stock Units 2,141 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010906 · wf-form4_150997569419894.xml · nonDerivative · entry 3

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

Read SEC document
November 01, 2017 Filed Nov 6, 2017 13:41 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 2,141 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010906 · wf-form4_150997569419894.xml · nonDerivative · entry 4

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2017 Filed Nov 6, 2017 13:41 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock - Restricted Stock Units 1,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010906 · wf-form4_150997569419894.xml · nonDerivative · entry 2

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,043

F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F3 · shares: Award vests on the earliest to occur of the next annual meeting of stockholders, the one year anniversary of the grant date and 10 days prior to a change of control.

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November 01, 2017 Filed Nov 6, 2017 13:41 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 500 $110.00 $55,000.00
Disclosure

SEC source: 0001628280-17-010906 · wf-form4_150997569419894.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,588

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on August 1, 2017.

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October 02, 2017 Filed Oct 4, 2017 20:16 UTC RAMBUS INC RMBS · Entity 3575 GrantCommon Stock 11,792 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-055795 · doc4.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,792

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock.

F2 · shares: All of the restricted stock units will vest on October 2, 2018 or the first business trading day thereafter.

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June 01, 2017 Filed Jun 5, 2017 21:04 UTC RAMBUS INC RMBS · Entity 3575 GrantDirector Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $12.04 $0.00
Disclosure

SEC source: 0001209191-17-037801 · doc4.xml · derivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2027-06-01

F1 · derivative.exercise_date: Twelve and one-half percent (12.5%) of the shares subject to the option will vest six (6) months after the date of grant, and one forty-second (1/42nd) of the remaining shares will vest monthly thereafter until fully vested on the fourth (4th) anniversary of the grant date.

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May 18, 2017 Filed May 22, 2017 19:06 UTC InvenSense Inc INVN · Entity 175895 Disposition to issuerRestricted Stock Unit (RSU) · Derivative 15,638 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001209191-17-034493 · doc4.xml · derivative · entry 2

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,638 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive at settlement one share of Invensense common stock at no cost.

F4 · price: Disposed of pursuant to the Merger Agreement, whereby each vested restricted stock unit of Issuer Common Stock ("RSU") was cancelled in exchange for the right to receive a cash payment equal to the product of the Merger Consideration multiplied by the total number of shares subject to the vested RSU. Pursuant to the terms of the applicable RSU award agreement, 100% of the unvested RSUs held by the Reporting Person became fully vested upon the change in control of the Issuer effected by the Merger.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing service to the corporation and the provisions in the Invensense's standard form of RSU award agreement, the shares will vest on December 31, 2017. Shares will be delivered to the reporting person on each vest date; provided, however, that settlement of each RSU will be deferred to the first permissible trading day for the corporation's common stock, if later than the applicable vesting date, but no later than March 15th of the year following the vesting date.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing service to the corporation and the provisions in the Invensense's standard form of RSU award agreement, the shares will vest on December 31, 2017. Shares will be delivered to the reporting person on each vest date; provided, however, that settlement of each RSU will be deferred to the first permissible trading day for the corporation's common stock, if later than the applicable vesting date, but no later than March 15th of the year following the vesting date.

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May 18, 2017 Filed May 22, 2017 19:06 UTC InvenSense Inc INVN · Entity 175895 Disposition to issuerCommon Stock 22,705 $13.00 $295,165.00
Disclosure

SEC source: 0001209191-17-034493 · doc4.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of in connection with the acquisition of the Issuer by TDK Corporation (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of December 21, 2016, by and among the Issuer, TDK Corporation and TDK Sensor Solutions Corporation, (the "Merger Agreement"), whereby each share of Issuer common stock ("Issuer Common Stock") other than certain shares owned by the Issuer, TDK Corporation and their respective subsidiaries and shares subject to appraisal rights, was automatically cancelled and converted into the right to receive $13.00 in cash, without interest (the "Merger Consideration").

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February 07, 2017 Filed Feb 9, 2017 20:14 UTC InvenSense Inc INVN · Entity 175895 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 20,450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009331 · doc4.xml · derivative · entry 2

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,638

Underlying: Common Stock · 20,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive at settlement one share of Invensense common stock at no cost.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing service to the corporation and the provisions in the Invensense's standard form of RSU award agreement, the shares will vest on December 31, 2016. Shares will be delivered to the reporting person on each vest date; provided, however, that settlement of each RSU will be deferred to the first permissible trading day for the corporation's common stock, if later than the applicable vesting date, but no later than March 15th of the year following the vesting date.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing service to the corporation and the provisions in the Invensense's standard form of RSU award agreement, the shares will vest on December 31, 2016. Shares will be delivered to the reporting person on each vest date; provided, however, that settlement of each RSU will be deferred to the first permissible trading day for the corporation's common stock, if later than the applicable vesting date, but no later than March 15th of the year following the vesting date.

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February 07, 2017 Filed Feb 9, 2017 20:14 UTC InvenSense Inc INVN · Entity 175895 Exercise / conversionCommon Stock 20,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009331 · doc4.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive at settlement one share of Invensense common stock at no cost.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 18:02 UTC InvenSense Inc INVN · Entity 175895 GrantRestricted Stock Unit (RSU) · Derivative 15,638 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-002303 · doc4.xml · derivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,088

Underlying: Common Stock · 15,638 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive at settlement one share of Invensense common stock at no cost.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing service to the corporation and the provisions in the Invensense's standard form of RSU award agreement, the shares will vest on December 31, 2017. Shares will be delivered to the reporting person on each vest date; provided, however, that settlement of each RSU will be deferred to the first permissible trading day for the corporation's common stock, if later than the applicable vesting date, but no later than March 15th of the year following the vesting date.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing service to the corporation and the provisions in the Invensense's standard form of RSU award agreement, the shares will vest on December 31, 2017. Shares will be delivered to the reporting person on each vest date; provided, however, that settlement of each RSU will be deferred to the first permissible trading day for the corporation's common stock, if later than the applicable vesting date, but no later than March 15th of the year following the vesting date.

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November 02, 2016 Filed Nov 3, 2016 21:12 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock - Restricted Stock Units 2,141 $0.00 $0.00
Disclosure

SEC source: 0001628280-16-020788 · wf-form4_147820755686940.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,535

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: Represents a grant of RSUs that, pursuant to KLA-Tencor's outside director compensation program, was automatically granted to the Reporting Person on the date of KLA-Tencor's annual meeting of stockholders with respect to the Reporting Person's service on the Board of Directors for the upcoming year. The RSUs will fully vest one year from date of grant and will be deliverable on such date.

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November 04, 2015 Filed Nov 6, 2015 23:02 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock - Restricted Stock Units 2,394 $0.00 $0.00
Disclosure

SEC source: 0001628280-15-008484 · wf-form4_144685092546807.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,363

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: Represents a grant of RSUs that, pursuant to KLA-Tencor's outside director compensation program, was automatically granted to the Reporting Person on the date of KLA-Tencor's annual meeting of stockholders with respect to the Reporting Person's service on the Board of Directors for the upcoming year. The RSUs will fully vest one year from date of grant and will be deliverable on such date.

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November 05, 2014 Filed Nov 6, 2014 01:48 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock - Restricted Stock Units 1,969 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-035689 · rrd418172.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,825

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: Represents a grant of RSUs that, pursuant to KLA-Tencor's outside director compensation program, was automatically granted to the Reporting Person on the date of KLA-Tencor's annual meeting of stockholders with respect to the Reporting Person's service on the Board of Directors for the upcoming year. The RSUs will fully vest one year from date of grant and will be deliverable on such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.