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person · Reporting owner

KENNEDY KEVIN

Disclosed activity across 5 companies

Tapewire entity
11209
SEC CIK
0001182379

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DIGITAL REALTY TRUST, INC.DLR · Entity 2981DirectorMay 29, 2026June 02, 2026
DIGITAL REALTY TRUST, L.P.DLR · Entity 32832DirectorMay 29, 2026June 02, 2026
KLA CORPKLAC · Entity 2838DirectorNovember 05, 2025November 07, 2025
Quanergy Systems, Inc.QNGY · Entity 122456Director · CEO; CHAIRMAN OF BOARDAugust 23, 2022August 24, 2022
UL Solutions Inc.ULS · Entity 1747DirectorSeptember 10, 2026September 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DIGITAL REALTY TRUST, INC.

Report date May 29, 2026 · Filed June 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Long-Term Incentive UnitsSEC Table II · derivative / convertible securityDirect13,931 Reported balance After 2026-05-29 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-29 · Grant · Acquired 1,289 · Balance 13,931

F1: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F2: Awards vest on the earlier of (i) the first anniversary of the grant date or (b) the day before the date of the next annual meeting of stockholders of the Company to occur following the grant date. The vested profits interest units have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F2: Awards vest on the earlier of (i) the first anniversary of the grant date or (b) the day before the date of the next annual meeting of stockholders of the Company to occur following the grant date. The vested profits interest units have no expiration date.

DIGITAL REALTY TRUST, L.P.

Report date May 29, 2026 · Filed June 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Long-Term Incentive UnitsSEC Table II · derivative / convertible securityDirect13,931 Reported balance After 2026-05-29 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-29 · Grant · Acquired 1,289 · Balance 13,931

F1: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F2: Awards vest on the earlier of (i) the first anniversary of the grant date or (b) the day before the date of the next annual meeting of stockholders of the Company to occur following the grant date. The vested profits interest units have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F2: Awards vest on the earlier of (i) the first anniversary of the grant date or (b) the day before the date of the next annual meeting of stockholders of the Company to occur following the grant date. The vested profits interest units have no expiration date.

KLA CORP

Report date November 05, 2025 · Filed November 07, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,214.732 Reported balance After 2025-11-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-11-05 · Grant · Acquired 203.732 · Balance 3,214.732

F1: On November 5, 2025, the Reporting Person received an automatic grant of restricted stock units ("RSUs") for 203.732 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 5, 2026, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA.

F2: The number of shares of KLA common stock includes 203.732 shares issuable upon vesting of RSUs.

Common StockSEC Table I · non-derivativeIndirectTrust4,821 Reported balance Holding disclosure · report date 2025-11-05 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 4,821

F3: Shares held by the Kennedy Family Trust U/A/D 11/19/98, of which the Reporting Person is a trustee and beneficiary.

Filing footnotes · ownership attribution and instrument terms

F1: On November 5, 2025, the Reporting Person received an automatic grant of restricted stock units ("RSUs") for 203.732 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 5, 2026, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA.

F2: The number of shares of KLA common stock includes 203.732 shares issuable upon vesting of RSUs.

F3: Shares held by the Kennedy Family Trust U/A/D 11/19/98, of which the Reporting Person is a trustee and beneficiary.

Quanergy Systems, Inc.

Report date August 23, 2022 · Filed August 24, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect150,000 Reported balance After 2022-08-23 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-08-23 · Grant · Acquired 150,000 · Balance 150,000

F1: Each restricted stock unit represents a contingent right to receive one (1) share of the Issuer's Common Stock.

F2: Subject to the reporting person's continuous service with the Company: (i) one half (1/2) of the total number of restricted stock units subject to this award shall vest on November 15, 2023, the first anniversary of the vesting commencement date and (ii) one half (1/2) of the total number of restricted stock units subject to this award shall vest on November 15, 2024, the second anniversary of the vesting commencement date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one (1) share of the Issuer's Common Stock.

F2: Subject to the reporting person's continuous service with the Company: (i) one half (1/2) of the total number of restricted stock units subject to this award shall vest on November 15, 2023, the first anniversary of the vesting commencement date and (ii) one half (1/2) of the total number of restricted stock units subject to this award shall vest on November 15, 2024, the second anniversary of the vesting commencement date.

UL Solutions Inc.

Report date September 10, 2026 · Filed September 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect4,979 Reported balance After 2026-09-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-10 · Grant · Acquired 10 · Balance 4,979

F1: Each restricted stock unit ("RSU") and deferred restricted stock unit ("DRSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: Represents accrual of dividend equivalent rights on DRSUs held by the Reporting Person.

F3: The dividend equivalent rights accrued on DRSUs held by the Reporting Person and vest proportionately with the DRSUs to which they relate. The DRSUs vested on May 1, 2025, and will be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the Reporting Person pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), or (ii) as otherwise provided by the Plan.

F4: Includes DRSUs and all dividend equivalent rights that have accrued on such DRSUs to date.

Deferred Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,814 Reported balance After 2026-09-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-10 · Grant · Acquired 5 · Balance 2,814

F1: Each restricted stock unit ("RSU") and deferred restricted stock unit ("DRSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: Represents accrual of dividend equivalent rights on DRSUs held by the Reporting Person.

F5: The dividend equivalent rights accrued on DRSUs held by the Reporting Person and vest proportionately with the DRSUs to which they relate. The DRSUs vested on May 20, 2026, and will be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the Reporting Person pursuant to the Issuer's Plan, or (ii) as otherwise provided by the Plan.

F4: Includes DRSUs and all dividend equivalent rights that have accrued on such DRSUs to date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,213 Reported balance After 2026-09-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-10 · Grant · Acquired 4 · Balance 2,213

F1: Each restricted stock unit ("RSU") and deferred restricted stock unit ("DRSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F6: Represents accrual of dividend equivalent rights on RSUs held by the Reporting Person.

F7: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest on the earlier of May 20, 2027, or the date of the annual meeting following the May 20, 2026, grant date.

F8: Includes RSUs and all dividend equivalent rights that have accrued on such RSUs to date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") and deferred restricted stock unit ("DRSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: Represents accrual of dividend equivalent rights on DRSUs held by the Reporting Person.

F3: The dividend equivalent rights accrued on DRSUs held by the Reporting Person and vest proportionately with the DRSUs to which they relate. The DRSUs vested on May 1, 2025, and will be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the Reporting Person pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), or (ii) as otherwise provided by the Plan.

F4: Includes DRSUs and all dividend equivalent rights that have accrued on such DRSUs to date.

F5: The dividend equivalent rights accrued on DRSUs held by the Reporting Person and vest proportionately with the DRSUs to which they relate. The DRSUs vested on May 20, 2026, and will be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the Reporting Person pursuant to the Issuer's Plan, or (ii) as otherwise provided by the Plan.

F6: Represents accrual of dividend equivalent rights on RSUs held by the Reporting Person.

F7: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest on the earlier of May 20, 2027, or the date of the annual meeting following the May 20, 2026, grant date.

F8: Includes RSUs and all dividend equivalent rights that have accrued on such RSUs to date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 10, 2026 Filed Sep 14, 2026 21:27 UTC UL Solutions Inc. ULS · Entity 1747 GrantRestricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-004180 · form4.xml · derivative · entry 3

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,213

Underlying: Class A Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and deferred restricted stock unit ("DRSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F6 · shares: Represents accrual of dividend equivalent rights on RSUs held by the Reporting Person.

F7 · derivative.exercise_date: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest on the earlier of May 20, 2027, or the date of the annual meeting following the May 20, 2026, grant date.

F7 · derivative.expiration_date: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest on the earlier of May 20, 2027, or the date of the annual meeting following the May 20, 2026, grant date.

F8 · balance_after: Includes RSUs and all dividend equivalent rights that have accrued on such RSUs to date.

Read SEC document
September 10, 2026 Filed Sep 14, 2026 21:27 UTC UL Solutions Inc. ULS · Entity 1747 GrantDeferred Restricted Stock Units · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-004180 · form4.xml · derivative · entry 2

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,814

Underlying: Class A Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and deferred restricted stock unit ("DRSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: Represents accrual of dividend equivalent rights on DRSUs held by the Reporting Person.

F5 · derivative.exercise_date: The dividend equivalent rights accrued on DRSUs held by the Reporting Person and vest proportionately with the DRSUs to which they relate. The DRSUs vested on May 20, 2026, and will be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the Reporting Person pursuant to the Issuer's Plan, or (ii) as otherwise provided by the Plan.

F5 · derivative.expiration_date: The dividend equivalent rights accrued on DRSUs held by the Reporting Person and vest proportionately with the DRSUs to which they relate. The DRSUs vested on May 20, 2026, and will be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the Reporting Person pursuant to the Issuer's Plan, or (ii) as otherwise provided by the Plan.

F4 · balance_after: Includes DRSUs and all dividend equivalent rights that have accrued on such DRSUs to date.

Read SEC document
September 10, 2026 Filed Sep 14, 2026 21:27 UTC UL Solutions Inc. ULS · Entity 1747 GrantDeferred Restricted Stock Units · Derivative 10 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-004180 · form4.xml · derivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,979

Underlying: Class A Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and deferred restricted stock unit ("DRSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: Represents accrual of dividend equivalent rights on DRSUs held by the Reporting Person.

F3 · derivative.exercise_date: The dividend equivalent rights accrued on DRSUs held by the Reporting Person and vest proportionately with the DRSUs to which they relate. The DRSUs vested on May 1, 2025, and will be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the Reporting Person pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), or (ii) as otherwise provided by the Plan.

F3 · derivative.expiration_date: The dividend equivalent rights accrued on DRSUs held by the Reporting Person and vest proportionately with the DRSUs to which they relate. The DRSUs vested on May 1, 2025, and will be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the Reporting Person pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), or (ii) as otherwise provided by the Plan.

F4 · balance_after: Includes DRSUs and all dividend equivalent rights that have accrued on such DRSUs to date.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 21:20 UTC UL Solutions Inc. ULS · Entity 1747 GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-002892 · form4.xml · derivative · entry 3

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,209

Underlying: Class A Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and deferred restricted stock unit ("DRSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F6 · shares: Represents accrual of dividend equivalent rights on RSUs held by the Reporting Person.

F7 · derivative.exercise_date: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest on the earlier of May 20, 2027, or the date of the annual meeting following the May 20, 2026, grant date.

F7 · derivative.expiration_date: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest on the earlier of May 20, 2027, or the date of the annual meeting following the May 20, 2026, grant date.

F8 · balance_after: Includes RSUs and all dividend equivalent rights that have accrued on such RSUs to date.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 21:20 UTC UL Solutions Inc. ULS · Entity 1747 GrantDeferred Restricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-002892 · form4.xml · derivative · entry 2

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,809

Underlying: Class A Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and deferred restricted stock unit ("DRSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: Represents accrual of dividend equivalent rights on DRSUs held by the Reporting Person.

F5 · derivative.exercise_date: The dividend equivalent rights accrued on DRSUs held by the Reporting Person and vest proportionately with the DRSUs to which they relate. The DRSUs vested on May 20, 2026, and will be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the Reporting Person pursuant to the Issuer's Plan, or (ii) as otherwise provided by the Plan.

F5 · derivative.expiration_date: The dividend equivalent rights accrued on DRSUs held by the Reporting Person and vest proportionately with the DRSUs to which they relate. The DRSUs vested on May 20, 2026, and will be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the Reporting Person pursuant to the Issuer's Plan, or (ii) as otherwise provided by the Plan.

F4 · balance_after: Includes DRSUs and all dividend equivalent rights that have accrued on such DRSUs to date.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 21:20 UTC UL Solutions Inc. ULS · Entity 1747 GrantDeferred Restricted Stock Units · Derivative 7 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-002892 · form4.xml · derivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,969

Underlying: Class A Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and deferred restricted stock unit ("DRSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: Represents accrual of dividend equivalent rights on DRSUs held by the Reporting Person.

F3 · derivative.exercise_date: The dividend equivalent rights accrued on DRSUs held by the Reporting Person and vest proportionately with the DRSUs to which they relate. The DRSUs vested on May 1, 2025, and will be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the Reporting Person pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), or (ii) as otherwise provided by the Plan.

F3 · derivative.expiration_date: The dividend equivalent rights accrued on DRSUs held by the Reporting Person and vest proportionately with the DRSUs to which they relate. The DRSUs vested on May 1, 2025, and will be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the Reporting Person pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), or (ii) as otherwise provided by the Plan.

F4 · balance_after: Includes DRSUs and all dividend equivalent rights that have accrued on such DRSUs to date.

Read SEC document
May 29, 2026 Filed Jun 2, 2026 20:29 UTC DIGITAL REALTY TRUST, L.P. DLR · Entity 32832 GrantLong-Term Incentive Units · Derivative 1,289 $0.00 $0.00
Disclosure

SEC source: 0001182379-26-000004 · form4-06022026_080642.xml · derivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,931

Underlying: Common Units · 1,289 shares

Expires not disclosed

F1 · security: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F1 · derivative.exercise_price: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F2 · shares: Awards vest on the earlier of (i) the first anniversary of the grant date or (b) the day before the date of the next annual meeting of stockholders of the Company to occur following the grant date. The vested profits interest units have no expiration date.

F1 · derivative.exercise_date: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F2 · derivative.expiration_date: Awards vest on the earlier of (i) the first anniversary of the grant date or (b) the day before the date of the next annual meeting of stockholders of the Company to occur following the grant date. The vested profits interest units have no expiration date.

Read SEC document
May 29, 2026 Filed Jun 2, 2026 20:28 UTC DIGITAL REALTY TRUST, INC. DLR · Entity 2981 GrantLong-Term Incentive Units · Derivative 1,289 $0.00 $0.00
Disclosure

SEC source: 0001182379-26-000002 · form4-06022026_080600.xml · derivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,931

Underlying: Common Stock · 1,289 shares

Expires not disclosed

F1 · security: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F1 · derivative.exercise_price: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F2 · shares: Awards vest on the earlier of (i) the first anniversary of the grant date or (b) the day before the date of the next annual meeting of stockholders of the Company to occur following the grant date. The vested profits interest units have no expiration date.

F1 · derivative.exercise_date: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F2 · derivative.expiration_date: Awards vest on the earlier of (i) the first anniversary of the grant date or (b) the day before the date of the next annual meeting of stockholders of the Company to occur following the grant date. The vested profits interest units have no expiration date.

Read SEC document
May 20, 2026 Filed May 23, 2026 01:17 UTC UL Solutions Inc. ULS · Entity 1747 GrantRestricted Stock Units · Derivative 2,206 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-002643 · form4.xml · derivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,206

Underlying: Class A Common Stock · 2,206 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The RSUs will vest on the earlier of the one-year anniversary of the grant date or the date of the annual meeting following the grant date.

F2 · derivative.expiration_date: The RSUs will vest on the earlier of the one-year anniversary of the grant date or the date of the annual meeting following the grant date.

Read SEC document
March 12, 2026 Filed Mar 17, 2026 01:02 UTC UL Solutions Inc. ULS · Entity 1747 GrantDeferred Restricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-001296 · form4.xml · derivative · entry 2

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,805

Underlying: Class A Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: Represents accrual of dividend equivalent rights on deferred restricted stock units held by the Reporting Person.

F5 · derivative.exercise_date: The dividend equivalent rights accrued on deferred restricted stock units held by the Reporting Person and vest proportionately with the deferred restricted stock units to which they relate. The deferred restricted stock units will vest on the earlier of May 20, 2026 or the date of the annual meeting following the grant date and are expected to be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Plan, or (ii) as otherwise provided by the Plan.

F5 · derivative.expiration_date: The dividend equivalent rights accrued on deferred restricted stock units held by the Reporting Person and vest proportionately with the deferred restricted stock units to which they relate. The deferred restricted stock units will vest on the earlier of May 20, 2026 or the date of the annual meeting following the grant date and are expected to be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Plan, or (ii) as otherwise provided by the Plan.

F4 · balance_after: Includes deferred restricted stock units and all dividend equivalent rights that have accrued on such deferred restricted stock units to date.

Read SEC document
March 12, 2026 Filed Mar 17, 2026 01:02 UTC UL Solutions Inc. ULS · Entity 1747 GrantDeferred Restricted Stock Units · Derivative 8 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-001296 · form4.xml · derivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,962

Underlying: Class A Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: Represents accrual of dividend equivalent rights on deferred restricted stock units held by the Reporting Person.

F3 · derivative.exercise_date: The dividend equivalent rights accrued on deferred restricted stock units held by the Reporting Person and vest proportionately with the deferred restricted stock units to which they relate. The deferred restricted stock units vested on May 1, 2025 and are expected to be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), or (ii) as otherwise provided by the Plan.

F3 · derivative.expiration_date: The dividend equivalent rights accrued on deferred restricted stock units held by the Reporting Person and vest proportionately with the deferred restricted stock units to which they relate. The deferred restricted stock units vested on May 1, 2025 and are expected to be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), or (ii) as otherwise provided by the Plan.

F4 · balance_after: Includes deferred restricted stock units and all dividend equivalent rights that have accrued on such deferred restricted stock units to date.

Read SEC document
December 08, 2025 Filed Dec 10, 2025 21:15 UTC UL Solutions Inc. ULS · Entity 1747 GrantDeferred Restricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001182379-25-000006 · form4-12102025_041227.xml · derivative · entry 2

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,801

Underlying: Class A Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: Represents accrual of dividend equivalent rights on deferred restricted stock units held by the Reporting Person.

F5 · derivative.exercise_date: The dividend equivalent rights accrued on deferred restricted stock units held by the Reporting Person and vest proportionately with the deferred restricted stock units to which they relate. The deferred restricted stock units will vest on the earlier of May 20, 2026 or the date of the annual meeting following the grant date and are expected to be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Plan, or (ii) as otherwise provided by the Plan.

F5 · derivative.expiration_date: The dividend equivalent rights accrued on deferred restricted stock units held by the Reporting Person and vest proportionately with the deferred restricted stock units to which they relate. The deferred restricted stock units will vest on the earlier of May 20, 2026 or the date of the annual meeting following the grant date and are expected to be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Plan, or (ii) as otherwise provided by the Plan.

F4 · balance_after: Includes deferred restricted stock units and all dividend equivalent rights that have accrued on such deferred restricted stock units to date.

Read SEC document
December 08, 2025 Filed Dec 10, 2025 21:15 UTC UL Solutions Inc. ULS · Entity 1747 GrantDeferred Restricted Stock Units · Derivative 8 $0.00 $0.00
Disclosure

SEC source: 0001182379-25-000006 · form4-12102025_041227.xml · derivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,954

Underlying: Class A Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: Represents accrual of dividend equivalent rights on deferred restricted stock units held by the Reporting Person.

F3 · derivative.exercise_date: The dividend equivalent rights accrued on deferred restricted stock units held by the Reporting Person and vest proportionately with the deferred restricted stock units to which they relate. The deferred restricted stock units vested on May 1, 2025 and are expected to be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), or (ii) as otherwise provided by the Plan.

F3 · derivative.expiration_date: The dividend equivalent rights accrued on deferred restricted stock units held by the Reporting Person and vest proportionately with the deferred restricted stock units to which they relate. The deferred restricted stock units vested on May 1, 2025 and are expected to be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), or (ii) as otherwise provided by the Plan.

F4 · balance_after: Includes deferred restricted stock units and all dividend equivalent rights that have accrued on such deferred restricted stock units to date.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 21:05 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock 203.732 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-272307 · ownership.xml · nonDerivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,214.732

F1 · shares: On November 5, 2025, the Reporting Person received an automatic grant of restricted stock units ("RSUs") for 203.732 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 5, 2026, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA.

F2 · balance_after: The number of shares of KLA common stock includes 203.732 shares issuable upon vesting of RSUs.

Read SEC document
September 08, 2025 Filed Sep 10, 2025 22:15 UTC UL Solutions Inc. ULS · Entity 1747 GrantDeferred Restricted Stock Unit · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-024155 · form4-09102025_060926.xml · derivative · entry 2

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,797

Underlying: Class A Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: Represents accrual of dividend equivalent rights on deferred restricted stock units held by the Reporting Person.

F5 · derivative.exercise_date: The dividend equivalent rights accrued on deferred restricted stock units held by the Reporting Person and vest proportionately with the deferred restricted stock units to which they relate. The deferred restricted stock units will vest on the earlier of May 20, 2026 or the date of the annual meeting following the grant date and are expected to be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Plan, or (ii) as otherwise provided by the Plan.

F5 · derivative.expiration_date: The dividend equivalent rights accrued on deferred restricted stock units held by the Reporting Person and vest proportionately with the deferred restricted stock units to which they relate. The deferred restricted stock units will vest on the earlier of May 20, 2026 or the date of the annual meeting following the grant date and are expected to be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Plan, or (ii) as otherwise provided by the Plan.

F4 · balance_after: Includes deferred restricted stock units and all dividend equivalent rights that have accrued on such deferred restricted stock units to date.

Read SEC document
September 08, 2025 Filed Sep 10, 2025 22:15 UTC UL Solutions Inc. ULS · Entity 1747 GrantDeferred Restricted Stock Unit · Derivative 10 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-024155 · form4-09102025_060926.xml · derivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,946

Underlying: Class A Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: Represents accrual of dividend equivalent rights on deferred restricted stock units held by the Reporting Person.

F3 · derivative.exercise_date: The dividend equivalent rights accrued on deferred restricted stock units held by the Reporting Person and vest proportionately with the deferred restricted stock units to which they relate. The deferred restricted stock units vested on May 1, 2025 and are expected to be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), or (ii) as otherwise provided by the Plan.

F3 · derivative.expiration_date: The dividend equivalent rights accrued on deferred restricted stock units held by the Reporting Person and vest proportionately with the deferred restricted stock units to which they relate. The deferred restricted stock units vested on May 1, 2025 and are expected to be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), or (ii) as otherwise provided by the Plan.

F4 · balance_after: Includes deferred restricted stock units and all dividend equivalent rights that have accrued on such deferred restricted stock units to date.

Read SEC document
June 09, 2025 Filed Jun 11, 2025 21:15 UTC UL Solutions Inc. ULS · Entity 1747 GrantDeferred Restricted Stock Unit · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-016711 · form4-06112025_050631.xml · derivative · entry 2

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,792

Underlying: Class A Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Issuer's Class A Common Stock.

F2 · shares: Represents accrual of dividend equivalent rights on deferred restricted stock units held by the Reporting Person.

F3 · shares: The dividend equivalent rights have historically been reported as a separate security on Table II, but have been aggregated with the underlying deferred restricted stock units in this Form 4 and will continue to be reported together with the underlying equity award in the future.

F6 · derivative.exercise_date: The dividend equivalent rights accrued on deferred restricted stock units held by the Reporting Person and vest proportionately with the deferred restricted stock units to which they relate. The deferred restricted stock units will vest on the earlier of May 20, 2026 or the date of the annual meeting and are expected to be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Plan, or (ii) as otherwise provided by the Plan.

F6 · derivative.expiration_date: The dividend equivalent rights accrued on deferred restricted stock units held by the Reporting Person and vest proportionately with the deferred restricted stock units to which they relate. The deferred restricted stock units will vest on the earlier of May 20, 2026 or the date of the annual meeting and are expected to be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Plan, or (ii) as otherwise provided by the Plan.

F5 · balance_after: Includes deferred restricted stock units and all dividend equivalent rights that have accrued on such deferred restricted stock units to date.

Read SEC document
June 09, 2025 Filed Jun 11, 2025 21:15 UTC UL Solutions Inc. ULS · Entity 1747 GrantDeferred Restricted Stock Unit · Derivative 9 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-016711 · form4-06112025_050631.xml · derivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,936

Underlying: Class A Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Issuer's Class A Common Stock.

F2 · shares: Represents accrual of dividend equivalent rights on deferred restricted stock units held by the Reporting Person.

F3 · shares: The dividend equivalent rights have historically been reported as a separate security on Table II, but have been aggregated with the underlying deferred restricted stock units in this Form 4 and will continue to be reported together with the underlying equity award in the future.

F4 · derivative.exercise_date: The dividend equivalent rights accrued on deferred restricted stock units held by the Reporting Person and vest proportionately with the deferred restricted stock units to which they relate. The deferred restricted stock units vested on May 1, 2025 and are expected to be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), or (ii) as otherwise provided by the Plan.

F4 · derivative.expiration_date: The dividend equivalent rights accrued on deferred restricted stock units held by the Reporting Person and vest proportionately with the deferred restricted stock units to which they relate. The deferred restricted stock units vested on May 1, 2025 and are expected to be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), or (ii) as otherwise provided by the Plan.

F5 · balance_after: Includes deferred restricted stock units and all dividend equivalent rights that have accrued on such deferred restricted stock units to date.

Read SEC document
June 06, 2025 Filed Jun 10, 2025 21:17 UTC DIGITAL REALTY TRUST, L.P. DLR · Entity 32832 GrantLong-Term Incentive Units · Derivative 1,300 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-016540 · form4-06102025_090601.xml · derivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,642

Underlying: Common Units · 1,300 shares

Expires not disclosed

F1 · security: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F1 · derivative.exercise_price: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F2 · shares: Awards vest on the earlier of (i) the first anniversary of the grant date or (b) the day before the date of the next annual meeting of stockholders of the Company to occur following the grant date. The vested profits interest units have no expiration date.

F1 · derivative.exercise_date: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F2 · derivative.expiration_date: Awards vest on the earlier of (i) the first anniversary of the grant date or (b) the day before the date of the next annual meeting of stockholders of the Company to occur following the grant date. The vested profits interest units have no expiration date.

Read SEC document
June 06, 2025 Filed Jun 10, 2025 21:17 UTC DIGITAL REALTY TRUST, INC. DLR · Entity 2981 GrantLong-Term Incentive Units · Derivative 1,300 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-016541 · form4-06102025_090626.xml · derivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,642

Underlying: Common Stock · 1,300 shares

Expires not disclosed

F1 · security: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F1 · derivative.exercise_price: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F2 · shares: Awards vest on the earlier of (i) the first anniversary of the grant date or (b) the day before the date of the next annual meeting of stockholders of the Company to occur following the grant date. The vested profits interest units have no expiration date.

F1 · derivative.exercise_date: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F2 · derivative.expiration_date: Awards vest on the earlier of (i) the first anniversary of the grant date or (b) the day before the date of the next annual meeting of stockholders of the Company to occur following the grant date. The vested profits interest units have no expiration date.

Read SEC document
May 20, 2025 Filed May 22, 2025 20:15 UTC UL Solutions Inc. ULS · Entity 1747 GrantDeferred Restricted Stock Unit · Derivative 2,787 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014136 · form4-05222025_040513.xml · derivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,787

Underlying: Class A Common Stock · 2,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The deferred restricted stock units will vest on the earlier of the one-year anniversary of the grant date or the date of the annual meeting following the grant date and will be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), or (ii) as otherwise provided by the Plan.

F2 · derivative.expiration_date: The deferred restricted stock units will vest on the earlier of the one-year anniversary of the grant date or the date of the annual meeting following the grant date and will be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), or (ii) as otherwise provided by the Plan.

Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:50 UTC UL Solutions Inc. ULS · Entity 1747 GrantDividend Equivalent Rights · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-007959 · form4-03122025_080301.xml · derivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49

Underlying: Class A Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate.

Read SEC document
December 09, 2024 Filed Dec 12, 2024 01:21 UTC UL Solutions Inc. ULS · Entity 1747 GrantDividend Equivalent Rights · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-049697 · ownership.xml · derivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37

Underlying: Class A Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 21:05 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-124051 · ownership.xml · nonDerivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,011

F1 · shares: On November 6, 2024, the Reporting Person received an automatic grant of restricted stock units ("RSUs") for 350 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 6, 2025, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA.

F2 · balance_after: The number of shares of KLA common stock includes 350 shares issuable upon vesting of RSUs.

Read SEC document
September 09, 2024 Filed Sep 12, 2024 00:38 UTC UL Solutions Inc. ULS · Entity 1747 GrantDividend Equivalent Rights · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-035907 · ownership.xml · derivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26

Underlying: Class A Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 20:30 UTC UL Solutions Inc. ULS · Entity 1747 GrantDividend Equivalent Rights · Derivative 14 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-024737 · ownership.xml · derivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14

Underlying: Class A Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 21:26 UTC DIGITAL REALTY TRUST, L.P. DLR · Entity 32832 GrantLong-Term Incentive Units · Derivative 1,571 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-016396 · form4-06112024_090605.xml · derivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,342

Underlying: Common Units · 1,571 shares

Expires not disclosed

F1 · security: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F1 · derivative.exercise_price: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F2 · shares: Awards vest on the earlier of (i) the first anniversary of the grant date or (b) the day before the date of the next annual meeting of stockholders of the Company to occur following the grant date. The vested profits interest units have no expiration date.

F1 · derivative.exercise_date: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F2 · derivative.expiration_date: Awards vest on the earlier of (i) the first anniversary of the grant date or (b) the day before the date of the next annual meeting of stockholders of the Company to occur following the grant date. The vested profits interest units have no expiration date.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 21:27 UTC DIGITAL REALTY TRUST, INC. DLR · Entity 2981 GrantLong-Term Incentive Units · Derivative 1,571 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-016397 · form4-06112024_090648.xml · derivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,342

Underlying: Common Stock · 1,571 shares

Expires not disclosed

F1 · security: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F1 · derivative.exercise_price: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F2 · shares: Awards vest on the earlier of (i) the first anniversary of the grant date or (b) the day before the date of the next annual meeting of stockholders of the Company to occur following the grant date. The vested profits interest units have no expiration date.

F1 · derivative.exercise_date: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F2 · derivative.expiration_date: Awards vest on the earlier of (i) the first anniversary of the grant date or (b) the day before the date of the next annual meeting of stockholders of the Company to occur following the grant date. The vested profits interest units have no expiration date.

Read SEC document
May 21, 2024 Filed May 23, 2024 22:15 UTC UL Solutions Inc. ULS · Entity 1747 GrantRestricted Stock Unit · Derivative 4,878 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-021210 · ownership.xml · derivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,878

Underlying: Class A Common Stock · 4,878 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units will vest on the earlier of the one-year anniversary of the grant date or the date of the annual meeting following the grant date.

F2 · derivative.expiration_date: The restricted stock units will vest on the earlier of the one-year anniversary of the grant date or the date of the annual meeting following the grant date.

Read SEC document
May 01, 2024 Filed May 6, 2025 22:00 UTC Amendment UL Solutions Inc. ULS · Entity 1747 GrantDeferred Restricted Stock Unit · Derivative 4,878 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-012156 · form4a-05062025_060535.xml · derivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,878

Underlying: Class A Common Stock · 4,878 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred restricted stock unit represents the contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The deferred restricted stock units will vest on the earlier of the one-year anniversary of the grant date or the date of the annual meeting following the grant date and will be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), or (ii) as otherwise provided by the Plan.

F2 · derivative.expiration_date: The deferred restricted stock units will vest on the earlier of the one-year anniversary of the grant date or the date of the annual meeting following the grant date and will be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), or (ii) as otherwise provided by the Plan.

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April 16, 2024 Filed Apr 18, 2024 20:33 UTC UL Solutions Inc. ULS · Entity 1747 GrantRestricted Stock Unit · Derivative 4,881 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-016779 · wk-form4_1713472422.xml · derivative · entry 2

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,881

Underlying: Class A Common Stock · 4,881 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units will vest on the earlier of the one-year anniversary of the grant date or the date of the annual meeting following the grant date.

F2 · derivative.expiration_date: The restricted stock units will vest on the earlier of the one-year anniversary of the grant date or the date of the annual meeting following the grant date.

Read SEC document
April 16, 2024 Filed Apr 18, 2024 20:33 UTC UL Solutions Inc. ULS · Entity 1747 PurchaseClass A Common Stock 35,714 $28.00 $999,992.00
Disclosure

SEC source: 0001628280-24-016779 · wk-form4_1713472422.xml · nonDerivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,714

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:05 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock 493 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-058809 · ownership.xml · nonDerivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,661

F1 · shares: On November 1, 2023, the Reporting Person received an automatic grant of restricted stock units ("RSUs") for 493 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 1, 2024, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA.

F2 · balance_after: The number of shares of KLA common stock includes 493 shares issuable upon vesting of RSUs.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 23:30 UTC DIGITAL REALTY TRUST, L.P. DLR · Entity 32832 GrantLong-Term Incentive Units · Derivative 1,818 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009651 · form4-06122023_110614.xml · derivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,771

Underlying: Common Units · 1,818 shares

Expires not disclosed

F1 · security: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F1 · derivative.exercise_price: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F2 · shares: Awards vest on the earlier of (i) the first anniversary of the grant date or (b) the day before the date of the next annual meeting of stockholders of the Company to occur following the grant date. The vested profits interest units have no expiration date.

F1 · derivative.exercise_date: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F2 · derivative.expiration_date: Awards vest on the earlier of (i) the first anniversary of the grant date or (b) the day before the date of the next annual meeting of stockholders of the Company to occur following the grant date. The vested profits interest units have no expiration date.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 23:31 UTC DIGITAL REALTY TRUST, INC. DLR · Entity 2981 GrantLong-Term Incentive Units · Derivative 1,818 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009654 · form4-06122023_110615.xml · derivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,771

Underlying: Common Stock · 1,818 shares

Expires not disclosed

F1 · security: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F1 · derivative.exercise_price: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F2 · shares: Awards vest on the earlier of (i) the first anniversary of the grant date or (b) the day before the date of the next annual meeting of stockholders of the Company to occur following the grant date. The vested profits interest units have no expiration date.

F1 · derivative.exercise_date: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F2 · derivative.expiration_date: Awards vest on the earlier of (i) the first anniversary of the grant date or (b) the day before the date of the next annual meeting of stockholders of the Company to occur following the grant date. The vested profits interest units have no expiration date.

Read SEC document
November 02, 2022 Filed Nov 4, 2022 20:06 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock 704 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055782 · doc4.xml · nonDerivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,168

F1 · shares: On November 2, 2022, the Reporting Person received an automatic grant of restricted stock units ("RSUs") for 704 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 2, 2023, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA.

F2 · balance_after: The number of shares of KLA common stock includes 704 shares issuable upon vesting of RSUs.

Read SEC document
August 23, 2022 Filed Aug 24, 2022 23:42 UTC Quanergy Systems, Inc. QNGY · Entity 122456 GrantRestricted Stock Unit · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-009016 · form4-08242022_040800.xml · derivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director · CEO; CHAIRMAN OF BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of the Issuer's Common Stock.

F2 · derivative.exercise_date: Subject to the reporting person's continuous service with the Company: (i) one half (1/2) of the total number of restricted stock units subject to this award shall vest on November 15, 2023, the first anniversary of the vesting commencement date and (ii) one half (1/2) of the total number of restricted stock units subject to this award shall vest on November 15, 2024, the second anniversary of the vesting commencement date.

F2 · derivative.expiration_date: Subject to the reporting person's continuous service with the Company: (i) one half (1/2) of the total number of restricted stock units subject to this award shall vest on November 15, 2023, the first anniversary of the vesting commencement date and (ii) one half (1/2) of the total number of restricted stock units subject to this award shall vest on November 15, 2024, the second anniversary of the vesting commencement date.

Read SEC document
June 03, 2022 Filed Jun 8, 2022 00:14 UTC DIGITAL REALTY TRUST, L.P. DLR · Entity 32832 GrantLong-Term Incentive Units · Derivative 1,412 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006249 · form4-06072022_050655.xml · derivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,953

Underlying: Common Units · 1,412 shares

Expires not disclosed

F1 · security: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F1 · derivative.exercise_price: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F2 · shares: Awards vest on the earlier of (i) the first anniversary of the grant date or (b) the day before the date of the next annual meeting of stockholders of the Company to occur following the grant date. The vested profits interest units have no expiration date.

F1 · derivative.exercise_date: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F2 · derivative.expiration_date: Awards vest on the earlier of (i) the first anniversary of the grant date or (b) the day before the date of the next annual meeting of stockholders of the Company to occur following the grant date. The vested profits interest units have no expiration date.

Read SEC document
June 03, 2022 Filed Jun 8, 2022 00:13 UTC DIGITAL REALTY TRUST, INC. DLR · Entity 2981 GrantLong-Term Incentive Units · Derivative 1,412 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006248 · form4-06072022_050602.xml · derivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,953

Underlying: Common Stock · 1,412 shares

Expires not disclosed

F1 · security: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F1 · derivative.exercise_price: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F2 · shares: Awards vest on the earlier of (i) the first anniversary of the grant date or (b) the day before the date of the next annual meeting of stockholders of the Company to occur following the grant date. The vested profits interest units have no expiration date.

F1 · derivative.exercise_date: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F2 · derivative.expiration_date: Awards vest on the earlier of (i) the first anniversary of the grant date or (b) the day before the date of the next annual meeting of stockholders of the Company to occur following the grant date. The vested profits interest units have no expiration date.

Read SEC document
May 19, 2022 Filed May 23, 2022 23:53 UTC Quanergy Systems, Inc. QNGY · Entity 122456 GrantRestricted Stock Unit · Derivative 132,743 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-003114 · edgar.xml · derivative · entry 2

KENNEDY KEVIN · CIK 0001182379 · Director · CEO; Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,743

Underlying: Common Stock · 132,743 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The award was fully vested upon the date of grant.

F3 · derivative.expiration_date: The award was fully vested upon the date of grant.

Read SEC document
May 19, 2022 Filed May 23, 2022 23:53 UTC Quanergy Systems, Inc. QNGY · Entity 122456 GrantRestricted Stock Unit · Derivative 1,066,972 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-003114 · edgar.xml · derivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director · CEO; Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,066,972

Underlying: Common Stock · 1,066,972 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of the Issuer's Common Stock.

F2 · derivative.exercise_date: Subject to the reporting person's continuous service with the Company, one-twelfth (1/12th) of the award shall vest quarterly, with the first vesting date of August 15, 2022, and one twelfth (1/12th) of the award shall vest on each of February 15th, May 15th, August 15th and November 15th, thereafter, until fully vested.

F2 · derivative.expiration_date: Subject to the reporting person's continuous service with the Company, one-twelfth (1/12th) of the award shall vest quarterly, with the first vesting date of August 15, 2022, and one twelfth (1/12th) of the award shall vest on each of February 15th, May 15th, August 15th and November 15th, thereafter, until fully vested.

Read SEC document
February 08, 2022 Filed Feb 11, 2022 02:22 UTC Quanergy Systems, Inc. QNGY · Entity 122456 GrantRestricted Stock Unit · Derivative 1,333,650 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001055 · edgar.xml · derivative · entry 4

KENNEDY KEVIN · CIK 0001182379 · Director · CEO; Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,333,650

Underlying: Common Stock · 1,333,650 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · kind: Received pursuant the Agreement and Plan of Merger, dated as of June 21, 2021, as amended, by and among CITIC Capital Acquisition Corp. ("CCAC"), CITIC Capital Merger Sub Inc. ("Merger Sub") and Quanergy Systems, Inc., a Delaware corporation ("Legacy Quanergy") pursuant to which Merger Sub merged with and into Legacy Quanergy (the "Business Combination"), whereupon the separate existence of Merger Sub ceased and Legacy Quanergy was the surviving company and wholly owned subsidiary of CCAC which subsequently changed its name to Quanergy Systems, Inc. (the "Issuer").

F6 · derivative.exercise_date: One-twelfth (I/12th) vests quarterly from January 13, 2020 provided Participant has not terminated Service on each applicable date (February 15, May 15, August 15, and November 15).

F8 · derivative.expiration_date: In connection with Business Combination, this Legacy Quanergy's outstanding RSU award was converted into an RSU award denominated in shares of Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as described in footnote 6 subject to the reporting person's continued service with the Issuer through the applicable vesting date.

Read SEC document
February 08, 2022 Filed Feb 11, 2022 02:22 UTC Quanergy Systems, Inc. QNGY · Entity 122456 GrantRestricted Stock Unit · Derivative 1,097,229 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001055 · edgar.xml · derivative · entry 3

KENNEDY KEVIN · CIK 0001182379 · Director · CEO; Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,097,229

Underlying: Common Stock · 1,097,229 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · kind: Received pursuant the Agreement and Plan of Merger, dated as of June 21, 2021, as amended, by and among CITIC Capital Acquisition Corp. ("CCAC"), CITIC Capital Merger Sub Inc. ("Merger Sub") and Quanergy Systems, Inc., a Delaware corporation ("Legacy Quanergy") pursuant to which Merger Sub merged with and into Legacy Quanergy (the "Business Combination"), whereupon the separate existence of Merger Sub ceased and Legacy Quanergy was the surviving company and wholly owned subsidiary of CCAC which subsequently changed its name to Quanergy Systems, Inc. (the "Issuer").

F5 · derivative.exercise_date: Fully vested.

F7 · derivative.expiration_date: In connection with Business Combination, this Legacy Quanergy's outstanding RSU award was converted into an RSU award denominated in shares of Issuer's common stock. The RSU is fully vested.

Read SEC document
February 08, 2022 Filed Feb 11, 2022 02:22 UTC Quanergy Systems, Inc. QNGY · Entity 122456 GrantRestricted Stock Unit · Derivative 14,289 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001055 · edgar.xml · derivative · entry 2

KENNEDY KEVIN · CIK 0001182379 · Director · CEO; Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,289

Underlying: Common Stock · 14,289 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · kind: Received pursuant the Agreement and Plan of Merger, dated as of June 21, 2021, as amended, by and among CITIC Capital Acquisition Corp. ("CCAC"), CITIC Capital Merger Sub Inc. ("Merger Sub") and Quanergy Systems, Inc., a Delaware corporation ("Legacy Quanergy") pursuant to which Merger Sub merged with and into Legacy Quanergy (the "Business Combination"), whereupon the separate existence of Merger Sub ceased and Legacy Quanergy was the surviving company and wholly owned subsidiary of CCAC which subsequently changed its name to Quanergy Systems, Inc. (the "Issuer").

F5 · derivative.exercise_date: Fully vested.

F7 · derivative.expiration_date: In connection with Business Combination, this Legacy Quanergy's outstanding RSU award was converted into an RSU award denominated in shares of Issuer's common stock. The RSU is fully vested.

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February 08, 2022 Filed Feb 11, 2022 02:22 UTC Quanergy Systems, Inc. QNGY · Entity 122456 GrantStock Option (right to buy) · Derivative 193,997 Not disclosed Strike: $12.74 Not disclosed
Disclosure

SEC source: 0001179110-22-001055 · edgar.xml · derivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director · CEO; Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,997

Underlying: Common Stock · 193,997 shares

Expires 2029-03-30

F1 · kind: Received pursuant the Agreement and Plan of Merger, dated as of June 21, 2021, as amended, by and among CITIC Capital Acquisition Corp. ("CCAC"), CITIC Capital Merger Sub Inc. ("Merger Sub") and Quanergy Systems, Inc., a Delaware corporation ("Legacy Quanergy") pursuant to which Merger Sub merged with and into Legacy Quanergy (the "Business Combination"), whereupon the separate existence of Merger Sub ceased and Legacy Quanergy was the surviving company and wholly owned subsidiary of CCAC which subsequently changed its name to Quanergy Systems, Inc. (the "Issuer").

F3 · price: Received in connection with Business Combination in exchange for option to acquire 40,000 shares of common stock of Legacy Quanergy for $49.43 per share.

F2 · derivative.exercise_date: The shares shall vest in a series of forty-eight (48) successive equal monthly installments each month from March 31, 2019(the"Vesting Calculation Date"), such that the shares will be fully vested on the four (4) year anniversary of the Vesting Calculation Date. All vesting ceases upon termination of service

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December 29, 2021 Filed Jan 3, 2022 23:54 UTC DIGITAL REALTY TRUST, L.P. DLR · Entity 32832 Exercise / conversionLong-Term Incentive Units · Derivative 150 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000080 · form4-01032022_030104.xml · derivative · entry 3

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,541

Underlying: Common Units · 150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F3 · derivative.exercise_price: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F2 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan previously adopted by Mr. Kennedy.

F3 · derivative.exercise_date: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F4 · derivative.expiration_date: N/A

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December 29, 2021 Filed Jan 3, 2022 23:54 UTC DIGITAL REALTY TRUST, L.P. DLR · Entity 32832 Exercise / conversionCommon Units 150 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-000080 · form4-01032022_030104.xml · nonDerivative · entry 2

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan previously adopted by Mr. Kennedy.

F3 · price: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

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December 29, 2021 Filed Jan 3, 2022 23:54 UTC DIGITAL REALTY TRUST, L.P. DLR · Entity 32832 Exercise / conversionCommon Units 150 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-000080 · form4-01032022_030104.xml · nonDerivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person converted long-term incentive units into common limited partnership units ("Common Units") of the Issuer and subsequently redeemed the Common Units for shares of the common stock of Digital Realty Trust, Inc., a Maryland corporation and the general partner of the Issuer (the "General Partner"), all in accordance with the requirements of the Limited Partnership Agreement of the Issuer.

F2 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan previously adopted by Mr. Kennedy.

F3 · price: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

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December 29, 2021 Filed Jan 3, 2022 23:53 UTC DIGITAL REALTY TRUST, INC. DLR · Entity 2981 Exercise / conversionLong-Term Incentive Units · Derivative 150 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000078 · form4-01032022_030153.xml · derivative · entry 3

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,541

Underlying: Common Stock · 150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F2 · derivative.exercise_price: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F3 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan previously adopted by Mr. Kennedy.

F2 · derivative.exercise_date: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

F4 · derivative.expiration_date: N/A

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December 29, 2021 Filed Jan 3, 2022 23:53 UTC DIGITAL REALTY TRUST, INC. DLR · Entity 2981 SaleCommon Stock 150 $175.07 $26,260.50
Disclosure

SEC source: 0001415889-22-000078 · form4-01032022_030153.xml · nonDerivative · entry 2

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.