Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
KLA CORP
Report date February 01, 2020 · Filed February 03, 2020
Section 16 reporting ended · disclosed 2020-02-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Restricted Stock UnitsSEC Table I · non-derivative | Direct | 30,525 |
Reported balance
After 2020-02-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-02-01 · Exercise / conversion · Disposed 1,775 · Balance 30,525 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F2: On February 1, 2017, the reporting person was granted 7,100 RSUs. On February 1, 2020, 25% of the RSUs vested. F3: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. |
| Common StockSEC Table I · non-derivative | Direct | 1,131 |
Ending reported balance
After 2020-02-01 transaction · row 3
2 source rows · reconciled sequenceRow 2 · 2020-02-01 · Exercise / conversion · Acquired 1,775 · Balance 1,775 F2: On February 1, 2017, the reporting person was granted 7,100 RSUs. On February 1, 2020, 25% of the RSUs vested. Row 3 · 2020-02-01 · Tax withholding · Disposed 644 · Balance 1,131 F4: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on January 31, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.
F2: On February 1, 2017, the reporting person was granted 7,100 RSUs. On February 1, 2020, 25% of the RSUs vested.
F3: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.
F4: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on January 31, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2020 Filed Feb 3, 2020 22:56 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 644 | $165.74 | $106,736.56 |
DisclosureSEC source: 0001628280-20-000950 · wf-form4_158077059535256.xml · nonDerivative · entry 3 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,131 F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on January 31, 2020. Read SEC document |
| February 01, 2020 Filed Feb 3, 2020 22:56 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-000950 · wf-form4_158077059535256.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On February 1, 2017, the reporting person was granted 7,100 RSUs. On February 1, 2020, 25% of the RSUs vested. Read SEC document |
| February 01, 2020 Filed Feb 3, 2020 22:56 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 1,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-000950 · wf-form4_158077059535256.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F2 · shares: On February 1, 2017, the reporting person was granted 7,100 RSUs. On February 1, 2020, 25% of the RSUs vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 22:25 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 11,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-014419 · wf-form4_157437508853658.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,300 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F2 · shares: On March 20, 2019, the reporting person was granted performance-based RSUs that would be eligible to vest, subject to continued service on each vesting date, in three equal installments as early as the third, fourth and fifth anniversaries of the grant date provided that the trailing 20-day average of the closing price of KLA common stock plus cash dividends distributed per share since the grant date exceeded $174.5865, $203.6843 and $232.782, respectively. On November 20, 2019, it was determined that the 20-day trailing average plus cash dividends distributed per share since the grant date exceeded the first threshold of $174.5865. As a result, 11,050 shares became eligible to vest on March 20, 2022, subject to continued service on that date. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| November 11, 2019 Filed Nov 14, 2019 02:31 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 674 | $175.13 | $118,037.62 |
DisclosureSEC source: 0001628280-19-014165 · wf-form4_157369864963268.xml · nonDerivative · entry 4 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2018. Read SEC document |
| November 11, 2019 Filed Nov 14, 2019 02:31 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 664 | $174.43 | $115,821.52 |
DisclosureSEC source: 0001628280-19-014165 · wf-form4_157369864963268.xml · nonDerivative · entry 3 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674 F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on November 11, 2019. Read SEC document |
| November 11, 2019 Filed Nov 14, 2019 02:31 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-014165 · wf-form4_157369864963268.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On November 11, 2016 the reporting person was granted RSUs for an aggregate of 5,353 shares. On November 11, 2019, 25% of the RSUs vested. Read SEC document |
| November 11, 2019 Filed Nov 14, 2019 02:31 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 1,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-014165 · wf-form4_157369864963268.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F2 · shares: On November 11, 2016 the reporting person was granted RSUs for an aggregate of 5,353 shares. On November 11, 2019, 25% of the RSUs vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 23:29 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 885 | $174.78 | $154,680.30 |
DisclosureSEC source: 0001628280-19-013377 · wf-form4_157299654317059.xml · nonDerivative · entry 4 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2018. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 23:29 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 872 | $172.42 | $150,350.24 |
DisclosureSEC source: 0001628280-19-013377 · wf-form4_157299654317059.xml · nonDerivative · entry 3 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 885 F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on November 1, 2019. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 23:29 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-013377 · wf-form4_157299654317059.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On November 1, 2017, the Reporting Person was granted RSUs for 7,029 shares. On November 1, 2019, 25% of the RSUs vested. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 23:29 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 1,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-013377 · wf-form4_157299654317059.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F2 · shares: On November 1, 2017, the Reporting Person was granted RSUs for 7,029 shares. On November 1, 2019, 25% of the RSUs vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 07, 2019 Filed Aug 8, 2019 20:00 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,859 | $134.16 | $517,723.44 |
DisclosureSEC source: 0001628280-19-010443 · wf-form4_156529442324736.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2018. Read SEC document |
| August 06, 2019 Filed Aug 7, 2019 22:57 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 630 | $131.87 | $83,078.10 |
DisclosureSEC source: 0001628280-19-010342 · wf-form4_156521861095495.xml · nonDerivative · entry 11 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,859 F5 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2018. Read SEC document |
| August 06, 2019 Filed Aug 7, 2019 22:57 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,091 | $135.64 | $147,983.24 |
DisclosureSEC source: 0001628280-19-010342 · wf-form4_156521861095495.xml · nonDerivative · entry 10 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,489 F7 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 6, 2019. Read SEC document |
| August 06, 2019 Filed Aug 7, 2019 22:57 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-010342 · wf-form4_156521861095495.xml · nonDerivative · entry 9 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: On August 6, 2015, the reporting person was granted 5,003 RSUs. On August 6, 2019, the remaining RSUs vested. Read SEC document |
| August 06, 2019 Filed Aug 7, 2019 22:57 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-010342 · wf-form4_156521861095495.xml · nonDerivative · entry 8 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,345 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F8 · shares: On August 6, 2015, the reporting person was granted 5,003 RSUs. On August 6, 2019, the remaining RSUs vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 06, 2019 Filed Aug 7, 2019 22:57 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 2,706 | $135.64 | $367,041.84 |
DisclosureSEC source: 0001628280-19-010342 · wf-form4_156521861095495.xml · nonDerivative · entry 7 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,380 F7 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 6, 2019. Read SEC document |
| August 06, 2019 Filed Aug 7, 2019 22:57 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 5,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-010342 · wf-form4_156521861095495.xml · nonDerivative · entry 6 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: On August 6, 2015, the reporting person was granted performance RSUs that the Compensation Committee determined in 2018 was for 10,912 shares based on the satisfaction of performance criteria. On August 6, 2019, the remaining shares vested. Read SEC document |
| August 06, 2019 Filed Aug 7, 2019 22:57 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 5,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-010342 · wf-form4_156521861095495.xml · nonDerivative · entry 5 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F6 · shares: On August 6, 2015, the reporting person was granted performance RSUs that the Compensation Committee determined in 2018 was for 10,912 shares based on the satisfaction of performance criteria. On August 6, 2019, the remaining shares vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 22:57 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,049 | $130.10 | $396,674.90 |
DisclosureSEC source: 0001628280-19-010342 · wf-form4_156521861095495.xml · nonDerivative · entry 4 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630 F5 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2018. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 22:57 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 621 | $133.24 | $82,742.04 |
DisclosureSEC source: 0001628280-19-010342 · wf-form4_156521861095495.xml · nonDerivative · entry 3 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,679 F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 2, 2019. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 22:57 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-010342 · wf-form4_156521861095495.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On August 3, 2017, the reporting person was granted 5,003 RSUs. On August 3, 2019, 25% of those shares vested but were not released until August 5, 2019. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 22:57 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 1,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-010342 · wf-form4_156521861095495.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F2 · shares: On August 3, 2017, the reporting person was granted 5,003 RSUs. On August 3, 2019, 25% of those shares vested but were not released until August 5, 2019. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 04, 2019 Filed Aug 6, 2019 20:02 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,711 | $133.24 | $227,973.64 |
DisclosureSEC source: 0001628280-19-010118 · wf-form4_156512176182714.xml · nonDerivative · entry 6 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,049 F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 2, 2019. Read SEC document |
| August 04, 2019 Filed Aug 6, 2019 20:02 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 3,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-010118 · wf-form4_156512176182714.xml · nonDerivative · entry 5 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On August 4, 2016, the reporting person was granted 13,800 RSUs. On August 4, 2019, 25% of those RSUs vested. Read SEC document |
| August 04, 2019 Filed Aug 6, 2019 20:02 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 3,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-010118 · wf-form4_156512176182714.xml · nonDerivative · entry 4 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F5 · shares: On August 4, 2016, the reporting person was granted 13,800 RSUs. On August 4, 2019, 25% of those RSUs vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 20:02 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 989 | $133.24 | $131,774.36 |
DisclosureSEC source: 0001628280-19-010118 · wf-form4_156512176182714.xml · nonDerivative · entry 3 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,310 F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 2, 2019. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 20:02 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-010118 · wf-form4_156512176182714.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On August 2, 2018, the reporting person was granted 9,196 RSUs. On August 2, 2019, 25% of those RSUs vested. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 20:02 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 2,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-010118 · wf-form4_156512176182714.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F2 · shares: On August 2, 2018, the reporting person was granted 9,196 RSUs. On August 2, 2019, 25% of those RSUs vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 21:12 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 274 | $121.36 | $33,252.64 |
DisclosureSEC source: 0001628280-19-008596 · wf-form4_156218834946052.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2018. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 21:12 UTC | KLA CORP KLAC · Entity 2838 | OtherCommon Stock | 274 | $77.27 | $21,173.08 |
DisclosureSEC source: 0001628280-19-008596 · wf-form4_156218834946052.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274 F1 · shares: Represents shares acquired under the KLA-Tencor Corporation Amended and Restated 1997 Employee Stock Purchase Plan. F2 · price: Purchase price represents 85% of the closing price of the registrant's common stock on the ESPP start date. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:09 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,114 | $107.00 | $119,198.00 |
DisclosureSEC source: 0001628280-19-000962 · wf-form4_154940092893852.xml · nonDerivative · entry 4 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2018. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:09 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 661 | $106.96 | $70,700.56 |
DisclosureSEC source: 0001628280-19-000962 · wf-form4_154940092893852.xml · nonDerivative · entry 3 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,114 F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on February 1, 2019. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:09 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-000962 · wf-form4_154940092893852.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On February 1, 2017 the reporting person received a grant of RSUs for an aggregate of 7,100 shares of common stock. On February 1, 2019 25% of those RSUs vested. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:09 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 1,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-000962 · wf-form4_154940092893852.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On February 1, 2017 the reporting person received a grant of RSUs for an aggregate of 7,100 shares of common stock. On February 1, 2019 25% of those RSUs vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 21:07 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 674 | $93.74 | $63,180.76 |
DisclosureSEC source: 0001628280-18-014350 · wf-form4_154222960290229.xml · nonDerivative · entry 4 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017. Read SEC document |
| November 11, 2018 Filed Nov 14, 2018 21:07 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 664 | $95.28 | $63,265.92 |
DisclosureSEC source: 0001628280-18-014350 · wf-form4_154222960290229.xml · nonDerivative · entry 3 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674 F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on November 9, 2018. Read SEC document |
| November 11, 2018 Filed Nov 14, 2018 21:07 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-014350 · wf-form4_154222960290229.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On November 11, 2018 the reporting person was granted RSUs for an aggregate of 5,353 shares. On November 11, 2018, 25% of the RSUs vested. Read SEC document |
| November 11, 2018 Filed Nov 14, 2018 21:07 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 1,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-014350 · wf-form4_154222960290229.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On November 11, 2018 the reporting person was granted RSUs for an aggregate of 5,353 shares. On November 11, 2018, 25% of the RSUs vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 21:04 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 886 | $95.10 | $84,258.60 |
DisclosureSEC source: 0001628280-18-013609 · wf-form4_154145187173772.xml · nonDerivative · entry 4 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 21:04 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 872 | $94.92 | $82,770.24 |
DisclosureSEC source: 0001628280-18-013609 · wf-form4_154145187173772.xml · nonDerivative · entry 3 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 886 F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on November 1, 2018. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 21:04 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-013609 · wf-form4_154145187173772.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On November 1, 2017 the reporting person was granted RSUs for 7,029 shares. On November 1, 2018, 25% of those shares vested. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 21:04 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 1,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-013609 · wf-form4_154145187173772.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On November 1, 2017 the reporting person was granted RSUs for 7,029 shares. On November 1, 2018, 25% of those shares vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 20:02 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 649 | $116.42 | $75,556.58 |
DisclosureSEC source: 0001628280-18-011590 · wf-form4_153609130421151.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:04 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 168 | $118.13 | $19,845.84 |
DisclosureSEC source: 0001628280-18-011012 · wf-form4_153393145683204.xml · nonDerivative · entry 5 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 649 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:04 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 500 | $117.20 | $58,601.00 |
DisclosureSEC source: 0001628280-18-011012 · wf-form4_153393145683204.xml · nonDerivative · entry 4 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 817 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017. F5 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $117.00 to $117.45. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:04 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,500 | $115.92 | $173,875.50 |
DisclosureSEC source: 0001628280-18-011012 · wf-form4_153393145683204.xml · nonDerivative · entry 3 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,317 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017. F4 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $115.69 to $116.01. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:04 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 326 | $117.90 | $38,434.42 |
DisclosureSEC source: 0001628280-18-011012 · wf-form4_153393145683204.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,817 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017. F3 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $117.75 to $118.13. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:04 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 600 | $116.00 | $69,601.80 |
DisclosureSEC source: 0001628280-18-011012 · wf-form4_153393145683204.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,143 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017. F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $116.00 to $116.02. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.