Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CISCO SYSTEMS, INC.CSCO · Entity 2802 | President & COO | March 12, 2015 | March 17, 2015 |
| KLA CORPKLAC · Entity 2838 | Director | November 06, 2024 | November 08, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CISCO SYSTEMS, INC.
Report date March 12, 2015 · Filed March 17, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 523,332 |
Ending reported balance
After 2015-03-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2015-03-12 · Tax withholding · Disposed 26,090 · Balance 541,265 F1: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person in a Form 4 filed with the Commission on March 21, 2011. Row 2 · 2015-03-16 · Sale · Disposed 17,933 · Balance 523,332 F2: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 18, 2014. F3: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $28.30 to $28.37. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 26,198 |
Reported balance
Holding disclosure · report date 2015-03-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 26,198 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person in a Form 4 filed with the Commission on March 21, 2011.
F2: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 18, 2014.
F3: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $28.30 to $28.37. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
KLA CORP
Report date November 06, 2024 · Filed November 08, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,028 |
Reported balance
After 2024-11-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-11-06 · Grant · Acquired 350 · Balance 15,028 F1: On November 6, 2024, the Reporting Person received an automatic grant of restricted stock units ("RSUs") for 350 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 6, 2025, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA. F2: The number of shares of KLA common stock includes 350 shares issuable upon vesting of RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 6, 2024, the Reporting Person received an automatic grant of restricted stock units ("RSUs") for 350 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 6, 2025, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA.
F2: The number of shares of KLA common stock includes 350 shares issuable upon vesting of RSUs.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CONCENTRIX SERVICESOURCE INC.
Report date July 20, 2022 · Filed July 20, 2022
Section 16 reporting ended · disclosed 2022-07-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-07-20 transaction · row 1
1 source rowRow 1 · 2022-07-20 · Disposition to issuer · Disposed 2,530,104 · Balance 0 F1: This amount includes 974,613 restricted stock units of ServiceSource subject to time-based vesting (each an "RSU"). F2: On July 20, 2022, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated May 6, 2022, by and among ServiceSource International, Inc. ("ServiceSource"), Concentrix Corporation ("Parent"), and Concentrix Merger Sub Inc., a direct, wholly-owned subsidiary of Parent ("Acquisition Sub"), Acquisition Sub merged with and into ServiceSource, with ServiceSource surviving as a wholly-owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, and by virtue of the Merger, each issued and outstanding share of ServiceSource common stock, par value $0.0001 per share, was converted into the right to receive $1.50 in cash, without interest (the "Merger Consideration"). F3: (Continued from Footnote 2) Pursuant to the Merger Agreement each RSU that was outstanding immediately prior to the effective time of the Merger by an individual who is not a continuing employee after the effective time of the Merger automatically vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the total number of shares of ServiceSource common stock underlying such RSU multiplied by (ii) the Merger Consideration, plus any dividend equivalent amounts accrued with respect to such RSU. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.20 · Expires 2028-12-07 | Direct | 0 |
Reported balance
After 2022-07-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-07-20 · Disposition to issuer · Disposed 1,000,000 · Balance 0 F4: One-half of the shares subject to the option vested on December 7, 2019 and one twenty-fourth of the shares vested monthly thereafter. F5: Pursuant to the Merger Agreement each outstanding option to purchase ServiceSource common stock (each a "Company Option") that was outstanding immediately prior to the effective time of the Merger automatically vested (if unvested) and was cancelled and, if the exercise price per share of the ServiceSource common stock was less than the Merger Consideration, was converted into the right to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Company Option multiplied by (ii) the total number of shares of ServiceSource common stock underlying such Company Option. |
Filing footnotes · ownership attribution and instrument terms
F1: This amount includes 974,613 restricted stock units of ServiceSource subject to time-based vesting (each an "RSU").
F2: On July 20, 2022, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated May 6, 2022, by and among ServiceSource International, Inc. ("ServiceSource"), Concentrix Corporation ("Parent"), and Concentrix Merger Sub Inc., a direct, wholly-owned subsidiary of Parent ("Acquisition Sub"), Acquisition Sub merged with and into ServiceSource, with ServiceSource surviving as a wholly-owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, and by virtue of the Merger, each issued and outstanding share of ServiceSource common stock, par value $0.0001 per share, was converted into the right to receive $1.50 in cash, without interest (the "Merger Consideration").
F3: (Continued from Footnote 2) Pursuant to the Merger Agreement each RSU that was outstanding immediately prior to the effective time of the Merger by an individual who is not a continuing employee after the effective time of the Merger automatically vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the total number of shares of ServiceSource common stock underlying such RSU multiplied by (ii) the Merger Consideration, plus any dividend equivalent amounts accrued with respect to such RSU.
F4: One-half of the shares subject to the option vested on December 7, 2019 and one twenty-fourth of the shares vested monthly thereafter.
F5: Pursuant to the Merger Agreement each outstanding option to purchase ServiceSource common stock (each a "Company Option") that was outstanding immediately prior to the effective time of the Merger automatically vested (if unvested) and was cancelled and, if the exercise price per share of the ServiceSource common stock was less than the Merger Consideration, was converted into the right to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Company Option multiplied by (ii) the total number of shares of ServiceSource common stock underlying such Company Option.
FINJAN HOLDINGS, INC.
Report date July 23, 2020 · Filed July 27, 2020
Section 16 reporting ended · disclosed 2020-07-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-07-23 transaction · row 1
1 source rowRow 1 · 2020-07-23 · Other · Disposed 616,558 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among Finjan Holdings, Inc., CFIP Goldfish Holdings LLC and CFIP Goldfish Merger Sub Inc., on June 24, 2020, CFIP Goldfish Merger Sub Inc. made an offer (the "Offer") to purchase each outstanding share of the Finjan Holdings, Inc.'s common stock for $1.55 per share, in cash, without interest and subject to applicable withholding. The shares shown on this line were tendered in the Offer. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2020-07-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-07-24 · Disposition to issuer · Disposed 16,555 · Balance 0 F2: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, each outstanding restricted stock unit became fully vested and was canceled and converted into the right to receive the merger consideration of $1.55 in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among Finjan Holdings, Inc., CFIP Goldfish Holdings LLC and CFIP Goldfish Merger Sub Inc., on June 24, 2020, CFIP Goldfish Merger Sub Inc. made an offer (the "Offer") to purchase each outstanding share of the Finjan Holdings, Inc.'s common stock for $1.55 per share, in cash, without interest and subject to applicable withholding. The shares shown on this line were tendered in the Offer.
F2: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, each outstanding restricted stock unit became fully vested and was canceled and converted into the right to receive the merger consideration of $1.55 in cash.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 06, 2024 Filed Nov 8, 2024 21:05 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-124056 · ownership.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,028 F1 · shares: On November 6, 2024, the Reporting Person received an automatic grant of restricted stock units ("RSUs") for 350 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 6, 2025, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA. F2 · balance_after: The number of shares of KLA common stock includes 350 shares issuable upon vesting of RSUs. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 20:05 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 493 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-058804 · ownership.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,678 F1 · shares: On November 1, 2023, the Reporting Person received an automatic grant of restricted stock units ("RSUs") for 493 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 1, 2024, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA. F2 · balance_after: The number of shares of KLA common stock includes 493 shares issuable upon vesting of RSUs. Read SEC document |
| November 02, 2022 Filed Nov 4, 2022 20:05 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 704 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-055776 · doc4.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,185 F1 · shares: On November 2, 2022, the Reporting Person received an automatic grant of restricted stock units ("RSUs") for 704 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 2, 2023, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA. F2 · balance_after: The number of shares of KLA common stock includes 704 shares issuable upon vesting of RSUs. Read SEC document |
| July 20, 2022 Filed Jul 20, 2022 16:28 UTC | CONCENTRIX SERVICESOURCE INC. SREV · Entity 125270 | Disposition to issuerOption · Derivative | 1,000,000 | $0.30 Strike: $1.20 | $300,000.00 |
DisclosureSEC source: 0001415889-22-007827 · form4-07202022_010729.xml · derivative · entry 2 MOORE GARY B · CIK 0001493191 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000,000 shares Expires 2028-12-07 F4 · derivative.exercise_date: One-half of the shares subject to the option vested on December 7, 2019 and one twenty-fourth of the shares vested monthly thereafter. F5 · derivative.exercise_date: Pursuant to the Merger Agreement each outstanding option to purchase ServiceSource common stock (each a "Company Option") that was outstanding immediately prior to the effective time of the Merger automatically vested (if unvested) and was cancelled and, if the exercise price per share of the ServiceSource common stock was less than the Merger Consideration, was converted into the right to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Company Option multiplied by (ii) the total number of shares of ServiceSource common stock underlying such Company Option. Read SEC document |
| July 20, 2022 Filed Jul 20, 2022 16:28 UTC | CONCENTRIX SERVICESOURCE INC. SREV · Entity 125270 | Disposition to issuerCommon Stock | 2,530,104 | $1.50 | $3,795,156.00 |
DisclosureSEC source: 0001415889-22-007827 · form4-07202022_010729.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: This amount includes 974,613 restricted stock units of ServiceSource subject to time-based vesting (each an "RSU"). F2 · price: On July 20, 2022, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated May 6, 2022, by and among ServiceSource International, Inc. ("ServiceSource"), Concentrix Corporation ("Parent"), and Concentrix Merger Sub Inc., a direct, wholly-owned subsidiary of Parent ("Acquisition Sub"), Acquisition Sub merged with and into ServiceSource, with ServiceSource surviving as a wholly-owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, and by virtue of the Merger, each issued and outstanding share of ServiceSource common stock, par value $0.0001 per share, was converted into the right to receive $1.50 in cash, without interest (the "Merger Consideration"). F3 · price: (Continued from Footnote 2) Pursuant to the Merger Agreement each RSU that was outstanding immediately prior to the effective time of the Merger by an individual who is not a continuing employee after the effective time of the Merger automatically vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the total number of shares of ServiceSource common stock underlying such RSU multiplied by (ii) the Merger Consideration, plus any dividend equivalent amounts accrued with respect to such RSU. Read SEC document |
| May 13, 2022 Filed May 16, 2022 17:04 UTC | CONCENTRIX SERVICESOURCE INC. SREV · Entity 125270 | Tax withholdingCommon Stock | 56,067 | $1.44 | $80,736.48 |
DisclosureSEC source: 0001415889-22-005040 · form4-05162022_020541.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,530,104 F1 · shares: The reported securities were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:18 UTC | CONCENTRIX SERVICESOURCE INC. SREV · Entity 125270 | GrantCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002303 · form4-03032022_010327.xml · nonDerivative · entry 2 MOORE GARY B · CIK 0001493191 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,586,171 F2 · shares: The reported shares are represented by restricted stock units that vest in three equal annual installments beginning on March 1, 2023. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:18 UTC | CONCENTRIX SERVICESOURCE INC. SREV · Entity 125270 | GrantCommon Stock | 298,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002303 · form4-03032022_010327.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,086,171 F1 · shares: Reflects shares of Common Stock earned and delivered on performance stock units previously granted based upon the satisfaction of certain performance criteria. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 20:15 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 558 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-022021 · wf-form4_163614329961883.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,481 F1 · shares: On November 3, 2021, the Reporting Person received an automatic grant of RSUs for 558 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 3, 2021, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA. F2 · balance_after: The number of shares of KLA common stock includes 558 shares issuable upon vesting of RSUs. Read SEC document |
| May 13, 2021 Filed May 14, 2021 16:55 UTC | CONCENTRIX SERVICESOURCE INC. SREV · Entity 125270 | Tax withholdingCommon Stock | 36,067 | $1.34 | $48,329.78 |
DisclosureSEC source: 0001415889-21-002474 · form4-05142021_010539.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,787,386 F1 · shares: The reported securities were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| May 11, 2021 Filed May 12, 2021 20:08 UTC | KLA CORP KLAC · Entity 2838 | PurchaseCommon Stock | 377 | $301.03 | $113,486.43 |
DisclosureSEC source: 0001628280-21-010004 · wf-form4_162085009166454.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,017 Read SEC document |
| March 01, 2021 Filed Mar 1, 2021 20:10 UTC | CONCENTRIX SERVICESOURCE INC. SREV · Entity 125270 | GrantCommon Stock | 511,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-003683 · wf-form4_161464738585969.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,823,453 F1 · shares: The reported shares are represented by restricted stock units that vest in three equal annual installments beginning on March 1, 2022. Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 19:59 UTC | CONCENTRIX SERVICESOURCE INC. SREV · Entity 125270 | Tax withholdingCommon Stock | 67,625 | $1.65 | $111,581.25 |
DisclosureSEC source: 0001628280-20-017236 · wf-form4_160747554115204.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,311,533 F1 · shares: The reported securities were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:24 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 906 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-015958 · wf-form4_160469784324700.xml · nonDerivative · entry 3 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 906 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F3 · shares: On November 4, 2020, the Reporting Person received an automatic grant of RSUs for 906 shares of KLA common stock. The RSUs will vest upon the earliest to occur of (i) November 4, 2021, (ii) immediately prior to the next annual meeting of stockholders and (iii) ten days prior to a change of control of KLA. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:24 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-015958 · wf-form4_160469784324700.xml · nonDerivative · entry 2 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On November 5, 2019, the Reporting Person received an automatic grant of RSUs for 1,162 shares of KLA common stock. On November 4, 2020, the RSUs vested in full. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:24 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 1,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-015958 · wf-form4_160469784324700.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F2 · shares: On November 5, 2019, the Reporting Person received an automatic grant of RSUs for 1,162 shares of KLA common stock. On November 4, 2020, the RSUs vested in full. Read SEC document |
| August 19, 2020 Filed Aug 19, 2020 18:45 UTC | CONCENTRIX SERVICESOURCE INC. SREV · Entity 125270 | PurchaseCommon Stock | 11,764 | $1.63 | $19,175.32 |
DisclosureSEC source: 0001628280-20-012898 · wf-form4_159787709095552.xml · nonDerivative · entry 2 MOORE GARY B · CIK 0001493191 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,379,158 F2 · price: The price reported in Column 4 is the weighted average price which has been rounded to the nearest cent. The shares were purchased in multiple transactions at prices ranging from $1.625 to $1.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| August 18, 2020 Filed Aug 19, 2020 18:45 UTC | CONCENTRIX SERVICESOURCE INC. SREV · Entity 125270 | PurchaseCommon Stock | 49,732 | $1.57 | $78,079.24 |
DisclosureSEC source: 0001628280-20-012898 · wf-form4_159787709095552.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,367,394 F1 · price: The price reported in Column 4 is the weighted average price which has been rounded to the nearest cent. The shares were purchased in multiple transactions at prices ranging from $1.495 to $1.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| July 24, 2020 Filed Jul 27, 2020 12:03 UTC | FINJAN HOLDINGS, INC. FNJN · Entity 147606 | Disposition to issuerRestricted Stock Units · Derivative | 16,555 | $1.55 Strike: $0.00 | $25,660.25 |
DisclosureSEC source: 0001104659-20-086711 · a4.xml · derivative · entry 2 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,555 shares Expires not disclosed F2 · kind: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, each outstanding restricted stock unit became fully vested and was canceled and converted into the right to receive the merger consideration of $1.55 in cash. F2 · derivative.exercise_date: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, each outstanding restricted stock unit became fully vested and was canceled and converted into the right to receive the merger consideration of $1.55 in cash. F2 · derivative.expiration_date: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, each outstanding restricted stock unit became fully vested and was canceled and converted into the right to receive the merger consideration of $1.55 in cash. Read SEC document |
| July 23, 2020 Filed Jul 27, 2020 12:03 UTC | FINJAN HOLDINGS, INC. FNJN · Entity 147606 | OtherCommon Stock | 616,558 | $1.55 | $955,664.90 |
DisclosureSEC source: 0001104659-20-086711 · a4.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among Finjan Holdings, Inc., CFIP Goldfish Holdings LLC and CFIP Goldfish Merger Sub Inc., on June 24, 2020, CFIP Goldfish Merger Sub Inc. made an offer (the "Offer") to purchase each outstanding share of the Finjan Holdings, Inc.'s common stock for $1.55 per share, in cash, without interest and subject to applicable withholding. The shares shown on this line were tendered in the Offer. Read SEC document |
| May 13, 2020 Filed May 14, 2020 17:19 UTC | CONCENTRIX SERVICESOURCE INC. SREV · Entity 125270 | GrantCommon Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-007829 · wf-form4_158949114847513.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,317,662 F1 · shares: The reported shares are represented by restricted stock units that vest in three equal annual installments beginning on May 13, 2021. Read SEC document |
| May 12, 2020 Filed May 13, 2020 15:15 UTC | CONCENTRIX SERVICESOURCE INC. SREV · Entity 125270 | PurchaseCommon Stock | 78,125 | $1.31 | $102,343.75 |
DisclosureSEC source: 0001628280-20-007664 · wf-form4_158939731808696.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 917,662 F1 · price: The price reported in Column 4 is the weighted average price which has been rounded to the nearest cent. The shares were purchased in multiple transactions at prices ranging from $1.24 to $1.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 05, 2020 Filed May 6, 2020 16:58 UTC | FINJAN HOLDINGS, INC. FNJN · Entity 147606 | Exercise / conversionRestricted Stock Units · Derivative | 2,760 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001366340-20-000021 · wf-form4_158879867537509.xml · derivative · entry 2 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,555 Underlying: Common Stock · 2,760 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") granted to the reporting person represents the contingent right to receive one share of common stock of Finjan Holdings, Inc. or its equivalent cash value, subject to the terms and conditions of the Finjan Holdings, Inc. Amended and Restated 2014 Incentive Compensation Plan. F2 · derivative.exercise_date: A total of 33,113 RSUs were granted on May 1, 2019. The RSUs vested one-third on November 5, 2019 and an additional 8.3333% of the RSUs vest every three calendar months following such date. The RSUs will be settled upon vesting. F2 · derivative.expiration_date: A total of 33,113 RSUs were granted on May 1, 2019. The RSUs vested one-third on November 5, 2019 and an additional 8.3333% of the RSUs vest every three calendar months following such date. The RSUs will be settled upon vesting. Read SEC document |
| May 05, 2020 Filed May 6, 2020 16:58 UTC | FINJAN HOLDINGS, INC. FNJN · Entity 147606 | Exercise / conversionCommon Stock | 2,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001366340-20-000021 · wf-form4_158879867537509.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 16:48 UTC | FINJAN HOLDINGS, INC. FNJN · Entity 147606 | Exercise / conversionRestricted Stock Units · Derivative | 2,760 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001366340-20-000008 · wf-form4_158102569421139.xml · derivative · entry 2 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,315 Underlying: Common Stock · 2,760 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") granted to the reporting person represents the contingent right to receive one share of common stock of Finjan Holdings, Inc. or its equivalent cash value, subject to the terms and conditions of the Finjan Holdings, Inc. 2014 Amended and Restated Incentive Compensation Plan. F2 · derivative.exercise_date: A total of 33,113 RSUs were granted on May 1, 2019. The RSUs vested one-third on November 5, 2019 and an additional 8.3333% of the RSUs vest every three calendar months following such date. The RSUs will be settled upon vesting. F2 · derivative.expiration_date: A total of 33,113 RSUs were granted on May 1, 2019. The RSUs vested one-third on November 5, 2019 and an additional 8.3333% of the RSUs vest every three calendar months following such date. The RSUs will be settled upon vesting. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 16:48 UTC | FINJAN HOLDINGS, INC. FNJN · Entity 147606 | Exercise / conversionCommon Stock | 2,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001366340-20-000008 · wf-form4_158102569421139.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2019 Filed Dec 9, 2019 16:43 UTC | CONCENTRIX SERVICESOURCE INC. SREV · Entity 125270 | Tax withholdingCommon Stock | 67,625 | $1.60 | $108,200.00 |
DisclosureSEC source: 0001123292-19-001334 · edgar.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 839,537 F1 · shares: The reported securities were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 16:20 UTC | CONCENTRIX SERVICESOURCE INC. SREV · Entity 125270 | Tax withholdingCommon Stock | 6,469 | $1.28 | $8,280.32 |
DisclosureSEC source: 0001123292-19-001264 · edgar.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 907,162 F1 · shares: The reported securities were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 17:39 UTC | FINJAN HOLDINGS, INC. FNJN · Entity 147606 | Exercise / conversionRestricted Stock Units · Derivative | 11,038 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001366340-19-000052 · wf-form4_157307997820951.xml · derivative · entry 2 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,075 Underlying: Common Stock · 11,038 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") granted to the reporting person represents the contingent right to receive one share of common stock of Finjan Holdings, Inc. or its equivalent cash value, subject to the terms and conditions of the Finjan Holdings, Inc. 2014 Amended and Restated Incentive Compensation Plan. F2 · derivative.exercise_date: A total of 33,113 RSUs were granted on May 10, 2019. The RSUs vested one-third on November 5, 2019 and an additional 8.33% of the RSUs vest every three calendar months following such date. The RSUs will be settled upon vesting. F2 · derivative.expiration_date: A total of 33,113 RSUs were granted on May 10, 2019. The RSUs vested one-third on November 5, 2019 and an additional 8.33% of the RSUs vest every three calendar months following such date. The RSUs will be settled upon vesting. Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 17:39 UTC | FINJAN HOLDINGS, INC. FNJN · Entity 147606 | Exercise / conversionCommon Stock | 11,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001366340-19-000052 · wf-form4_157307997820951.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 611,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 21:58 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 1,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-013698 · wf-form4_157316392238149.xml · nonDerivative · entry 3 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,162 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F3 · shares: On November 5, 2019, the reporting person received an automatic grant of RSUs for 1,162 shares of KLA common stock. The RSUs will vest upon the earliest to occur of (i) November 5, 2020, (ii) immediately prior to the next annual meeting of stockholders and (iii) ten days prior to a change of control of KLA. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 21:58 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-013698 · wf-form4_157316392238149.xml · nonDerivative · entry 2 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On November 7, 2018, the reporting person received an automatic grant of RSUs for 2,072 shares of KLA common stock. On November 5, 2019, the RSUs vested in full. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 21:58 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 2,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-013698 · wf-form4_157316392238149.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F2 · shares: On November 7, 2018, the reporting person received an automatic grant of RSUs for 2,072 shares of KLA common stock. On November 5, 2019, the RSUs vested in full. Read SEC document |
| August 19, 2019 Filed Aug 19, 2019 16:52 UTC | CONCENTRIX SERVICESOURCE INC. SREV · Entity 125270 | PurchaseCommon Stock | 95,390 | $0.87 | $82,989.30 |
DisclosureSEC source: 0001123292-19-001075 · edgar.xml · nonDerivative · entry 2 MOORE GARY B · CIK 0001493191 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 913,631 F2 · price: The price reported in Column 4 is the weighted average price which has been rounded to the nearest cent. The shares were purchased in multiple transactions at prices ranging from $0.85 to $0.875, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| August 16, 2019 Filed Aug 19, 2019 16:52 UTC | CONCENTRIX SERVICESOURCE INC. SREV · Entity 125270 | PurchaseCommon Stock | 21,610 | $0.82 | $17,720.20 |
DisclosureSEC source: 0001123292-19-001075 · edgar.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 818,241 F1 · price: The price reported in Column 4 is the weighted average price which has been rounded to the nearest cent. The shares were purchased in multiple transactions at prices ranging from $0.7963 to $0.835, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 16, 2019 Filed May 17, 2019 17:30 UTC | CONCENTRIX SERVICESOURCE INC. SREV · Entity 125270 | Tax withholdingCommon Stock | 9,567 | $0.97 | $9,279.99 |
DisclosureSEC source: 0001123292-19-000802 · edgar.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 796,631 F1 · shares: The reported securities were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| May 13, 2019 Filed May 13, 2019 20:32 UTC | CONCENTRIX SERVICESOURCE INC. SREV · Entity 125270 | PurchaseCommon Stock | 100,000 | $0.98 | $98,000.00 |
DisclosureSEC source: 0001123292-19-000754 · edgar.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 806,198 F1 · price: The price reported in Column 4 is the weighted average price which has been rounded to the nearest cent. The shares were purchased in multiple transactions at prices ranging from $0.96 to $0.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 01, 2019 Filed May 3, 2019 18:46 UTC | FINJAN HOLDINGS, INC. FNJN · Entity 147606 | GrantRestricted Stock Units · Derivative | 33,113 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001366340-19-000024 · wf-form4_155692356653444.xml · derivative · entry 1 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,113 Underlying: Common Stock · 33,113 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") granted to the reporting person represents the contingent right to receive one share of common stock of Finjan Holdings, Inc. or its equivalent cash value, subject to the terms and conditions of the Finjan Holdings, Inc. Amended and Restated 2014 Incentive Compensation Plan. F2 · derivative.exercise_date: The RSUs vest one-third on November 5, 2019 and an additional 8.3333% of the RSUs vest every three calendar months following such date. The RSUs will be settled upon vesting. F2 · derivative.expiration_date: The RSUs vest one-third on November 5, 2019 and an additional 8.3333% of the RSUs vest every three calendar months following such date. The RSUs will be settled upon vesting. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 16:15 UTC | CONCENTRIX SERVICESOURCE INC. SREV · Entity 125270 | GrantEmployee Stock Option (right to buy) · Derivative | 1,000,000 | $0.00 Strike: $1.20 | $0.00 |
DisclosureSEC source: 0001123292-18-001110 · edgar.xml · derivative · entry 2 MOORE GARY B · CIK 0001493191 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2028-12-07 F2 · derivative.exercise_date: One-half of the shares subject to the option vest on December 7, 2019 and one twenty-fourth of the shares vest monthly thereafter. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 16:15 UTC | CONCENTRIX SERVICESOURCE INC. SREV · Entity 125270 | GrantCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-18-001110 · edgar.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 706,198 F1 · shares: The reported shares are represented by restricted stock units that vest in equal installments on December 7, 2019 and December 7, 2020. Read SEC document |
| November 07, 2018 Filed Nov 9, 2018 13:09 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 2,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-014057 · wf-form4_154176893314001.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,072 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On November 7, 2018 the reporting person received an automatic grant of RSUs in connection with the annual meeting of stockholders for 2,072 shares of Common Stock. The RSUs vest on the earliest to occur of 10 days prior to a change of control, the next annual meeting of stockholders and the one year anniversary of the grant date. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 16:00 UTC | FINJAN HOLDINGS, INC. FNJN · Entity 147606 | Exercise / conversionRestricted Stock Units · Derivative | 200,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001366340-18-000062 · wf-form4_154162444165455.xml · derivative · entry 2 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") granted to the reporting person represents the contingent right to receive one share of common stock of Finjan Holdings, Inc. or its equivalent cash value, subject to the terms and conditions of the Finjan Holdings, Inc. 2014 Incentive Compensation Plan. F2 · derivative.exercise_date: A total of 200,000 RSUs were granted on March 7, 2018. The RSUs vested 100% on November 5, 2018. F2 · derivative.expiration_date: A total of 200,000 RSUs were granted on March 7, 2018. The RSUs vested 100% on November 5, 2018. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 16:00 UTC | FINJAN HOLDINGS, INC. FNJN · Entity 147606 | Exercise / conversionCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001366340-18-000062 · wf-form4_154162444165455.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 21:01 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-013602 · wf-form4_154145169099972.xml · nonDerivative · entry 2 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,406 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On November 1, 2017 the reporting person received an automatic grant of RSUs for 1,902 shares. On November 1, 2018 those RSUs vested. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 21:01 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 1,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-013602 · wf-form4_154145169099972.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On November 1, 2017 the reporting person received an automatic grant of RSUs for 1,902 shares. On November 1, 2018 those RSUs vested. Read SEC document |
| May 16, 2018 Filed May 18, 2018 18:44 UTC | CONCENTRIX SERVICESOURCE INC. SREV · Entity 125270 | GrantCommon Stock | 35,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-18-000733 · edgar.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,198 F1 · shares: The reported shares are represented by restricted stock units, or RSUs. All of the RSUs vest on May 16, 2019. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 16:01 UTC | FINJAN HOLDINGS, INC. FNJN · Entity 147606 | GrantRestricted Stock Units · Derivative | 200,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001366340-18-000012 · wf-form4_152062927984969.xml · derivative · entry 1 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") granted to the reporting person represents the contingent right to receive one share of common stock of Finjan Holdings, Inc. or its equivalent cash value, subject to the terms and conditions of the Finjan Holdings, Inc. Amended and Restated 2014 Incentive Compensation Plan. F2 · derivative.exercise_date: The RSUs vest 100% on November 5, 2018. The RSUs will settled upon vesting. F2 · derivative.expiration_date: The RSUs vest 100% on November 5, 2018. The RSUs will settled upon vesting. Read SEC document |
| November 05, 2017 Filed Nov 6, 2017 17:27 UTC | FINJAN HOLDINGS, INC. FNJN · Entity 147606 | Exercise / conversionCommon Stock · Derivative | 200,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001366340-17-000093 · wf-form4_151000725267752.xml · derivative · entry 2 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") granted to the reporting person represents the contingent right to receive one share of common stock of Finjan Holdings, Inc. or its equivalent cash value, subject to the terms and conditions of the Finjan Holdings, Inc. 2014 Incentive Compensation Plan. F2 · derivative.exercise_date: A total of 200,000 RSUs were granted on March 22, 2017. The RSUs vested 100% on November 5, 2017. F2 · derivative.expiration_date: A total of 200,000 RSUs were granted on March 22, 2017. The RSUs vested 100% on November 5, 2017. Read SEC document |
| November 05, 2017 Filed Nov 6, 2017 17:27 UTC | FINJAN HOLDINGS, INC. FNJN · Entity 147606 | Exercise / conversionCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001366340-17-000093 · wf-form4_151000725267752.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2017 Filed Nov 2, 2017 22:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,141 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-010743 · wf-form4_150966078609216.xml · nonDerivative · entry 3 MOORE GARY B · CIK 0001493191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,504 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.