Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
KLA CORP
Report date February 01, 2018 · Filed February 05, 2018
Section 16 reporting ended · disclosed 2018-02-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,232.917 |
Reported balance
After 2018-02-01 transaction · row 1
1 source rowRow 1 · 2018-02-01 · Sale · Disposed 4,237 · Balance 4,232.917 F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2017. |
| Common Stock - Restricted Stock UnitsSEC Table I · non-derivative | Direct | 71,835 |
Reported balance
Holding disclosure · report date 2018-02-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 71,835 F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F3: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. |
Filing footnotes · ownership attribution and instrument terms
F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2017.
F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
F3: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2018 Filed Feb 5, 2018 21:07 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 4,237 | $109.27 | $462,976.99 |
DisclosureSEC source: 0001628280-18-000988 · wf-form4_151786477769129.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,232.917 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2017. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 21:39 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,199 | $101.52 | $324,762.48 |
DisclosureSEC source: 0001628280-17-011547 · wf-form4_151069533799546.xml · nonDerivative · entry 4 Bell Bobby R · CIK 0001498385 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,469.917 F5 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2017. Read SEC document |
| November 11, 2017 Filed Nov 14, 2017 21:39 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 3,492 | $102.44 | $357,720.48 |
DisclosureSEC source: 0001628280-17-011547 · wf-form4_151069533799546.xml · nonDerivative · entry 3 Bell Bobby R · CIK 0001498385 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,668.917 F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on November 10, 2017. Read SEC document |
| November 11, 2017 Filed Nov 14, 2017 21:39 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 6,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-011547 · wf-form4_151069533799546.xml · nonDerivative · entry 2 Bell Bobby R · CIK 0001498385 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,160.917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents 25% of the RSUs that vested from the grant made on November 11, 2016. Read SEC document |
| November 11, 2017 Filed Nov 14, 2017 21:39 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 6,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-011547 · wf-form4_151069533799546.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: Represents 25% of the RSUs that vested from the grant made on November 11, 2016. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 20:03 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 438 | $105.25 | $46,097.31 |
DisclosureSEC source: 0001628280-17-009620 · wf-form4_150706099561664.xml · nonDerivative · entry 2 Bell Bobby R · CIK 0001498385 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,469.917 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2017. F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $105.23 to $105.25. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 20:03 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,798 | $105.54 | $400,840.92 |
DisclosureSEC source: 0001628280-17-009620 · wf-form4_150706099561664.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,907.917 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2017. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 20:32 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,025 | $93.73 | $96,073.25 |
DisclosureSEC source: 0001628280-17-009179 · wf-form4_150490274917294.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,705.917 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2017. Read SEC document |
| August 31, 2017 Filed Sep 6, 2017 00:19 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 4,472 | $93.69 | $418,981.68 |
DisclosureSEC source: 0001628280-17-009074 · wf-form4_150465714846233.xml · nonDerivative · entry 4 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,730.917 F5 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 31, 2017. Read SEC document |
| August 31, 2017 Filed Sep 6, 2017 00:19 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 8,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-009074 · wf-form4_150465714846233.xml · nonDerivative · entry 3 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,202.917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the underlying performance goals were attained (August 31, 2017) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 7, 2014). The shares of common stock will be issued as the performance-based RSUs vest. Read SEC document |
| August 31, 2017 Filed Sep 6, 2017 00:19 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 8,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-009074 · wf-form4_150465714846233.xml · nonDerivative · entry 2 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,526 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F4 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the underlying performance goals were attained (August 31, 2017) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 7, 2014). The shares of common stock will be issued as the performance-based RSUs vest. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 31, 2017 Filed Sep 6, 2017 00:19 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 17,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-009074 · wf-form4_150465714846233.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,096 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On August 7, 2014, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 18,312 shares (based on 125% of the target shares of 14,650) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 31, 2017 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 17,140. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 22:14 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,526 | $89.93 | $317,093.18 |
DisclosureSEC source: 0001628280-17-008828 · wf-form4_150344006115968.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,632.917 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2017. Read SEC document |
| August 07, 2017 Filed Aug 10, 2017 00:05 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,911 | $92.01 | $175,831.11 |
DisclosureSEC source: 0001628280-17-008490 · wf-form4_150232351232711.xml · nonDerivative · entry 2 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,158.917 F2 · shares: Pursuant to such terms of the August 7, 2014 RSU grant, 1,911 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 07, 2017 Filed Aug 10, 2017 00:05 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 3,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-008490 · wf-form4_150232351232711.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,069.917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 7, 2014, the Reporting Person received a grant of RSUs covering 14,650 shares of KLA-Tencor common stock. On August 7, 2017, the Reporting Person vested in 25% of such RSUs. Read SEC document |
| August 06, 2017 Filed Aug 9, 2017 00:15 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 8,300 | $88.83 | $737,289.00 |
DisclosureSEC source: 0001628280-17-008391 · wf-form4_150223770482673.xml · nonDerivative · entry 4 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,407.917 F4 · shares: Pursuant to such terms of the August 6, 2013, August 6, 2013 and August 6, 2015 grants, 8,300 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 06, 2017 Filed Aug 9, 2017 00:15 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 16,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-008391 · wf-form4_150223770482673.xml · nonDerivative · entry 3 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,707.917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On August 6, 2013, August 6, 2013, and August 6, 2015, the Reporting Person received a grant of RSUs or PRSUs covering 13,350 (RSU), 13,350 (PRSU) and 17,650 (RSU) shares of KLA-Tencor common stock, respectively. On August 6, 2017, the Reporting Person vested in 25% of such RSUs and 50% of the PRSUs. Read SEC document |
| August 04, 2017 Filed Aug 9, 2017 00:15 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 3,601 | $88.83 | $319,876.83 |
DisclosureSEC source: 0001628280-17-008391 · wf-form4_150223770482673.xml · nonDerivative · entry 2 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,613.917 F2 · shares: Pursuant to such terms of the August 4, 2016 RSU grant, 3,601 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 04, 2017 Filed Aug 9, 2017 00:15 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 6,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-008391 · wf-form4_150223770482673.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,214.917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 4, 2016, the Reporting Person received a grant of RSUs covering 27,600 shares of KLA-Tencor common stock. On August 4, 2017, the Reporting Person vested in 25% of such RSUs. Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 20:41 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 10,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-008130 · wf-form4_150187925512498.xml · nonDerivative · entry 2 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,612 F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| July 03, 2017 Filed Aug 4, 2017 20:41 UTC | KLA CORP KLAC · Entity 2838 | OtherCommon Stock | 314 | $67.50 | $21,194.69 |
DisclosureSEC source: 0001628280-17-008130 · wf-form4_150187925512498.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314.917 F1 · shares: Represents shares acquired under the KLA-Tencor Corporation Amended and Restated 1997 Employee Stock Purchase Plan. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 21:33 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 5,695 | $100.54 | $572,575.30 |
DisclosureSEC source: 0001628280-17-006425 · wf-form4_149738961511268.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.917 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on October 26, 2016. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 20:57 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 10,933 | $93.61 | $1,023,438.13 |
DisclosureSEC source: 0001628280-17-002716 · wf-form4_149004341535658.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,695.917 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on October 26, 2016. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 23:20 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 2,400 | $87.00 | $208,800.00 |
DisclosureSEC source: 0001628280-17-001023 · wf-form4_148659603711604.xml · nonDerivative · entry 2 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,628.917 F2 · shares: Pursuant to such terms of the February 6, 2013 RSU grant, 2,400 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the vesting date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 23:20 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-001023 · wf-form4_148659603711604.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,028.917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 6, 2013, the Reporting Person received a grant of RSUs covering 25,000 shares of KLA-Tencor common stock. On February 6, 2017, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 02:00 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 26,764 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-021390 · wf-form4_147917521269965.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,856 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On November 11, 2016, the Reporting Person was granted RSUs for 26,764 shares of KLA-Tencor common stock which vest 25% annually beginning November 11, 2017, subject to continued service on each vesting date. F3 · balance_after: Does not include performance-based RSUs held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:12 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 7,682 | $74.47 | $572,109.27 |
DisclosureSEC source: 0001628280-16-020379 · wf-form4_147759911567123.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,778.917 Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 23:17 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 4,354 | $70.80 | $308,263.20 |
DisclosureSEC source: 0001628280-16-019493 · wf-form4_147346300842005.xml · nonDerivative · entry 3 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,460.917 F7 · shares: Pursuant to the terms of the August 6, 2013 RSU grant, 4,354 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on September 7, 2016. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 23:17 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 8,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019493 · wf-form4_147346300842005.xml · nonDerivative · entry 2 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,814.917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: As noted in Footnote 2, on August 6, 2013, the Reporting Person received a grant of performance-based RSUs that, following the completion of fiscal year 2016, was determined by the Compensation Committee of KLA-Tencor's Board of directors (on September 7, 2016) to cover 16,687 shares of KLA-Tencor common stock. On September 7, 2016, the Reporting Person vested in fifty percent (50%) of such performance-based RSUs. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 23:17 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 16,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019493 · wf-form4_147346300842005.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,092 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On August 6, 2013, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 16,687 shares (based on 125% of the target shares of 13,350) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. Following the completion of KLA-Tencor's audited financial statements for the 2016 fiscal year, on September 7, 2016 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 16,687. F3 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the underlying performance goals were attained (September 7, 2016) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 6, 2013). The shares of common stock will be issued as the performance-based RSUs vest. F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. F5 · balance_after: Reflects an increase of 16,687 RSUs in connection with the determination of the level at which the August 6, 2013 performance-based RSUs were attained, less the fifty percent (50%) of such award that vested upon such assessment, as described in footnote 3. Read SEC document |
| August 07, 2016 Filed Aug 9, 2016 23:13 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,912 | $77.63 | $148,428.56 |
DisclosureSEC source: 0001628280-16-018836 · wf-form4_147078438877047.xml · nonDerivative · entry 6 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,471.917 F6 · shares: Pursuant to such terms of the August 7, 2014 RSU grant, 1,912 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the last completed trading day immediately prior to such vesting date. Read SEC document |
| August 07, 2016 Filed Aug 9, 2016 23:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 3,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-018836 · wf-form4_147078438877047.xml · nonDerivative · entry 5 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,383.917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On August 7, 2014, the Reporting Person received a grant of RSUs covering 14,650 shares of KLA-Tencor common stock. On August 7, 2016, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 06, 2016 Filed Aug 9, 2016 23:13 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 2,303 | $77.63 | $178,781.89 |
DisclosureSEC source: 0001628280-16-018836 · wf-form4_147078438877047.xml · nonDerivative · entry 4 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,720.917 F4 · shares: Pursuant to such terms of the August 6, 2014 RSU grant, 2,303 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the last completed trading day immediately prior to such vesting date. Read SEC document |
| August 06, 2016 Filed Aug 9, 2016 23:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 4,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-018836 · wf-form4_147078438877047.xml · nonDerivative · entry 3 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,023.917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On August 6, 2014, the Reporting Person received a grant of RSUs covering 17,650 shares of KLA-Tencor common stock. On August 7, 2016, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 06, 2016 Filed Aug 9, 2016 23:13 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,742 | $77.63 | $135,231.46 |
DisclosureSEC source: 0001628280-16-018836 · wf-form4_147078438877047.xml · nonDerivative · entry 2 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,610.917 F2 · shares: Pursuant to such terms of the August 6, 2014 RSU grant, 1,742 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the last completed trading day immediately prior to such vesting date. Read SEC document |
| August 06, 2016 Filed Aug 9, 2016 23:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 3,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-018836 · wf-form4_147078438877047.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,352.917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 6, 2013, the Reporting Person received a grant of restricted stock units ("RSUs") covering 13,350 shares of KLA-Tencor common stock. On August 6, 2016, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 04, 2016 Filed Aug 9, 2016 00:15 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 27,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-018744 · wf-form4_147070170177893.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,161 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: Represents a grant of RSUs subject only to service-vesting requirements. The Reporting Person will vest twenty-five percent (25%) of the RSUs on the one-year anniversary of the grant date (August 4, 2017) and an additional twenty-five percent (25%) on each annual anniversary of the grant date thereafter through August 4, 2020, in each case subject to the Reporting Person continuing as a service provider to KLA-Tencor through the applicable vesting date. Shares of common stock will be issued as the RSUs vest. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 02, 2016 Filed Aug 4, 2016 21:34 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,370 | $75.72 | $103,736.40 |
DisclosureSEC source: 0001628280-16-018538 · wf-form4_147034643727038.xml · nonDerivative · entry 6 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,015.917 F7 · shares: Pursuant to such terms of the August 2, 2012 RSU grant described in note (6) above, 1,370 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 02, 2016 Filed Aug 4, 2016 21:34 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-018538 · wf-form4_147034643727038.xml · nonDerivative · entry 5 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,385.917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: On August 2, 2012, the Reporting Person received a grant of RSUs covering 10,500 shares of KLA-Tencor common stock. On August 2, 2016, the Reporting Person vested in fifty percent (50%) of such RSUs. Read SEC document |
| August 02, 2016 Filed Aug 4, 2016 21:34 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 5,427 | $75.72 | $410,932.44 |
DisclosureSEC source: 0001628280-16-018538 · wf-form4_147034643727038.xml · nonDerivative · entry 4 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,760.917 F5 · shares: Pursuant to such terms of the August 2, 2012 RSU grant described in note (4) above, 5,427 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 02, 2016 Filed Aug 4, 2016 21:34 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 10,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-018538 · wf-form4_147034643727038.xml · nonDerivative · entry 3 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,187.917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: On August 2, 2012, the Reporting Person received a grant of RSUs covering 20,800 shares of KLA-Tencor common stock. On August 2, 2016, the Reporting Person vested in fifty percent (50%) of such RSUs. Read SEC document |
| August 02, 2016 Filed Aug 4, 2016 21:34 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 2,485 | $75.72 | $188,164.20 |
DisclosureSEC source: 0001628280-16-018538 · wf-form4_147034643727038.xml · nonDerivative · entry 2 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,787.917 F3 · shares: Pursuant to such terms of the August 2, 2012 performance-based RSU grant, 2,485 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 02, 2016 Filed Aug 4, 2016 21:34 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 6,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-018538 · wf-form4_147034643727038.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,272.917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 2, 2012, the Reporting Person received a grant of performance-based restricted stock units ("RSUs") that, following the completion of fiscal year 2014, was determined by the Compensation Committee of KLA-Tencor's Board of Directors (in September 2015) to cover, based on KLA-Tencor's financial performance during fiscal year 2014, 13,125 shares of KLA-Tencor common stock. On August 2, 2016, the Reporting person vested in fifty percent (50%) of the performance-based RSUs. F2 · balance_after: Includes 363 shares acquired by the Reporting Person under the KLA-Tencor Employee Stock Purchase Plan on June 30, 2016. Read SEC document |
| May 04, 2016 Filed May 6, 2016 21:08 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 6,343 | $69.18 | $438,808.74 |
DisclosureSEC source: 0001628280-16-015828 · wf-form4_146256886897806.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347.917 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 5, 2015. Read SEC document |
| February 08, 2016 Filed Feb 10, 2016 22:14 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,844 | $64.60 | $248,322.40 |
DisclosureSEC source: 0001628280-16-010943 · wf-form4_145514245404034.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,690.917 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 5, 2015. Read SEC document |
| February 05, 2016 Filed Feb 9, 2016 21:44 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 2,406 | $65.51 | $157,617.06 |
DisclosureSEC source: 0001628280-16-010879 · wf-form4_145505426459050.xml · nonDerivative · entry 2 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,534.917 F2 · shares: Pursuant to such terms of the February 6, 2013 RSU grant, 2,406 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such determination date (February 5, 2016). Read SEC document |
| February 05, 2016 Filed Feb 9, 2016 21:44 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-010879 · wf-form4_145505426459050.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,940.917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 6, 2013, the Reporting Person received a grant of restricted stock units (RSUs") covering 25,000 shares of KLA-Tencor common stock. On February 5, 2016, the Reporting Person vested twenty-five percent (25%) of such RSUs. Read SEC document |
| January 04, 2016 Filed Jan 6, 2016 22:12 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 6,343 | $68.05 | $431,641.15 |
DisclosureSEC source: 0001628280-16-010142 · wf-form4_145211831237353.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,690.917 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 5, 2015. Read SEC document |
| November 04, 2015 Filed Nov 6, 2015 22:53 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 6,345 | $66.29 | $420,610.05 |
DisclosureSEC source: 0001628280-15-008475 · wf-form4_144685037413466.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,033.917 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 5, 2015. Read SEC document |
| September 08, 2015 Filed Sep 10, 2015 21:23 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 785 | $48.47 | $38,048.95 |
DisclosureSEC source: 0001628280-15-007054 · wf-form4_144192019116278.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,378.917 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 5, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.