Tapewire

Nasdaq · USD

KDP

Keurig Dr Pepper Inc.

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Tapewire entity
3055
SEC CIK
0001418135
Parsed reports
687

Last 12 months

Inside the activity.

1 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 03, 2023 Filed May 3, 2023 13:10 UTC
HARF PETERDirector
OtherCommon Stock 472,892 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-055301 · tm2314491-4_4seq1.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By HFS Holdings S.a r.l.

Disclosed balance after: 3,619,600

F1 · shares: On May 3, 2023, HFS Holdings S.a r.l. ("HFS") received 472,892 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") in connection with the May 3, 2023 distribution of Shares reported by JAB BevCo B.V. The reporting person disclaims beneficial ownership of the Shares, except to the extent of his pecuniary interest therein.

F1 · price: On May 3, 2023, HFS Holdings S.a r.l. ("HFS") received 472,892 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") in connection with the May 3, 2023 distribution of Shares reported by JAB BevCo B.V. The reporting person disclaims beneficial ownership of the Shares, except to the extent of his pecuniary interest therein.

F2 · ownership.nature: These Shares are held by HFS. On the basis of the reporting person's beneficial ownership of HFS, he may be deemed a beneficial owner of Shares held by HFS. The reporting person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein.

Read SEC document
May 03, 2023 Filed May 3, 2023 13:10 UTC OtherCommon Stock 472,892 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-055300 · tm2314491-5_4seq1.xml · nonDerivative · entry 1

Goudet Olivier · CIK 0001578897 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Platin Holdings S.a r.l.

Disclosed balance after: 3,522,801

F1 · shares: On May 3, 2023, Platin Holdings S.a r.l. ("Platin Holdings") received 472,892 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") in connection with the May 3, 2023 distribution of Shares reported by JAB BevCo B.V. The reporting person disclaims beneficial ownership of the Shares, except to the extent of his pecuniary interest therein.

F1 · price: On May 3, 2023, Platin Holdings S.a r.l. ("Platin Holdings") received 472,892 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") in connection with the May 3, 2023 distribution of Shares reported by JAB BevCo B.V. The reporting person disclaims beneficial ownership of the Shares, except to the extent of his pecuniary interest therein.

F2 · ownership.nature: These Shares are held by Platin Holdings. On the basis of the reporting person's beneficial ownership of Platin Holdings, the reporting person may be deemed a beneficial owner of Shares held by Platin Holdings. The reporting person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein.

Read SEC document
May 03, 2023 Filed May 5, 2023 08:21 UTC
Shoemaker AnthonyChief Legal Officer
PurchaseCommon Stock 9,870 $33.02 $325,907.40
Disclosure

SEC source: 0001209191-23-027556 · doc4.xml · nonDerivative · entry 1

Shoemaker Anthony · CIK 0001885848 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,167

F1 · price: The price represents the weighted average purchase price of the shares that were purchased in multiple transactions at prices ranging from $33.02 to $33.03. The reporting person undertakes to provide to the Company, any security holder of the Company or the SEC, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 03, 2023 Filed May 5, 2023 12:20 UTC
Sudhanshu PriyadarshiChief Financial Officer
PurchaseCommon Stock 1,074 $32.99 $35,431.26
Disclosure

SEC source: 0001209191-23-027554 · doc4.xml · nonDerivative · entry 1

Sudhanshu Priyadarshi · CIK 0001808355 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,074

F1 · price: The price represents the weighted average purchase price of the shares that were purchased in multiple transactions at prices ranging from $32.85 to $33.00. The reporting person undertakes to provide to the Company, any security holder of the Company or the SEC, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 24, 2023 Filed Mar 28, 2023 17:05 UTC
Sceppaguercio-Gever Maria A.Chief Corp. Affairs Officer
Exercise / conversionRestricted Stock Unit · Derivative 34,203 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-021429 · doc4.xml · derivative · entry 3

Sceppaguercio-Gever Maria A. · CIK 0001745830 · Chief Corp. Affairs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,203 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: As previously disclosed, these RSUs were granted on August 24, 2018 and vested in full on March 24, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.expiration_date: As previously disclosed, these RSUs were granted on August 24, 2018 and vested in full on March 24, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

Read SEC document
March 24, 2023 Filed Mar 28, 2023 17:05 UTC
Sceppaguercio-Gever Maria A.Chief Corp. Affairs Officer
Tax withholdingCommon Stock 15,493 $34.87 $540,240.91
Disclosure

SEC source: 0001209191-23-021429 · doc4.xml · nonDerivative · entry 2

Sceppaguercio-Gever Maria A. · CIK 0001745830 · Chief Corp. Affairs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,555

F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.

Read SEC document
March 24, 2023 Filed Mar 28, 2023 17:05 UTC
Sceppaguercio-Gever Maria A.Chief Corp. Affairs Officer
Exercise / conversionCommon Stock 34,203 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-021429 · doc4.xml · nonDerivative · entry 1

Sceppaguercio-Gever Maria A. · CIK 0001745830 · Chief Corp. Affairs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock units convert into common stock on a one-for-one basis.

Read SEC document
March 24, 2023 Filed Mar 28, 2023 21:03 UTC
Johnson Roger FrederickChief Supply Chain Officer
Exercise / conversionRestricted Stock Unit · Derivative 21,377 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-021425 · doc4.xml · derivative · entry 3

Johnson Roger Frederick · CIK 0001951569 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,377 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: As previously disclosed, these RSUs were granted on August 24, 2018 and vest in full on March 24, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.expiration_date: As previously disclosed, these RSUs were granted on August 24, 2018 and vest in full on March 24, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

Read SEC document
March 24, 2023 Filed Mar 28, 2023 21:03 UTC
Johnson Roger FrederickChief Supply Chain Officer
Tax withholdingCommon Stock 7,948 $34.87 $277,146.76
Disclosure

SEC source: 0001209191-23-021425 · doc4.xml · nonDerivative · entry 2

Johnson Roger Frederick · CIK 0001951569 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,095

F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.

Read SEC document
March 24, 2023 Filed Mar 28, 2023 21:03 UTC
Johnson Roger FrederickChief Supply Chain Officer
Exercise / conversionCommon Stock 21,377 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-021425 · doc4.xml · nonDerivative · entry 1

Johnson Roger Frederick · CIK 0001951569 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock units convert into common stock on a one-for-one basis.

Read SEC document
March 24, 2023 Filed Mar 28, 2023 20:58 UTC
Archambault Matthew AndrewPresident, Commercial
Exercise / conversionRestricted Stock Unit · Derivative 21,377 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-021424 · doc4.xml · derivative · entry 3

Archambault Matthew Andrew · CIK 0001940063 · President, Commercial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,377 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: As previously disclosed, these RSUs were granted on August 24, 2018 and vested in full on March 24, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F4 · derivative.expiration_date: As previously disclosed, these RSUs were granted on August 24, 2018 and vested in full on March 24, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

Read SEC document
March 24, 2023 Filed Mar 28, 2023 20:58 UTC
Archambault Matthew AndrewPresident, Commercial
Tax withholdingCommon Stock 8,979 $34.87 $313,097.73
Disclosure

SEC source: 0001209191-23-021424 · doc4.xml · nonDerivative · entry 2

Archambault Matthew Andrew · CIK 0001940063 · President, Commercial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,878

F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.

F3 · balance_after: Amount of securities beneficially owned following reported transaction reflects the transfer of 3,887 shares in a transaction exempt from Section 16 pursuant to Rule 16a-12.

Read SEC document
March 24, 2023 Filed Mar 28, 2023 20:58 UTC
Archambault Matthew AndrewPresident, Commercial
Exercise / conversionCommon Stock 21,377 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-021424 · doc4.xml · nonDerivative · entry 1

Archambault Matthew Andrew · CIK 0001940063 · President, Commercial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock units convert into common stock on a one-for-one basis.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 17:54 UTC
Rotem-Wildeman KarinChief R&D Officer
PurchaseCommon Stock 2,070 $34.71 $71,849.70
Disclosure

SEC source: 0001209191-23-019390 · doc4.xml · nonDerivative · entry 2

Rotem-Wildeman Karin · CIK 0001959299 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,171

Read SEC document
March 15, 2023 Filed Mar 16, 2023 17:55 UTC
Shoemaker AnthonyChief Legal Officer
PurchaseCommon Stock 5,297 $34.82 $184,441.54
Disclosure

SEC source: 0001209191-23-019391 · doc4.xml · nonDerivative · entry 1

Shoemaker Anthony · CIK 0001885848 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,297

F1 · price: The price represents the weighted average purchase price of the shares that were purchased in multiple transactions at prices ranging from $34.79 to $34.82. The reporting person undertakes to provide to the Company, any security holder of the Company or the SEC, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 17:54 UTC
Rotem-Wildeman KarinChief R&D Officer
PurchaseCommon Stock 18,101 $34.51 $624,665.51
Disclosure

SEC source: 0001209191-23-019390 · doc4.xml · nonDerivative · entry 1

Rotem-Wildeman Karin · CIK 0001959299 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,101

Read SEC document
March 13, 2023 Filed Mar 14, 2023 22:09 UTC
Sudhanshu PriyadarshiChief Financial Officer
PurchaseCommon Stock 1,475 $34.42 $50,769.50
Disclosure

SEC source: 0001209191-23-018604 · doc4.xml · nonDerivative · entry 2

Priyadarshi Sudhanshu Shekhar · CIK 0001808355 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

F2 · price: The price represents the weighted average purchase price of the shares that were purchased in multiple transactions at prices ranging from $34.25 to $34.50. The reporting person undertakes to provide to the Company, any security holder of the Company or the SEC, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 18:46 UTC
Leyva MauricioGroup President
Exercise / conversionRestricted Stock Unit · Derivative 57,416 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019017 · doc4.xml · derivative · entry 3

Leyva Mauricio · CIK 0001806427 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,278

Underlying: Common Stock · 57,416 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 12, 2020 and vest in three installments as follows: 60% on March 12, 2023; 20% on March 12, 2024, and 20% on March 12, 2025. Sixty percent of the RSUs vested on March 13, 2023, the first trading day following March 12, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 12, 2020 and vest in three installments as follows: 60% on March 12, 2023; 20% on March 12, 2024, and 20% on March 12, 2025. Sixty percent of the RSUs vested on March 13, 2023, the first trading day following March 12, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 18:46 UTC
Leyva MauricioGroup President
Tax withholdingCommon Stock 28,751 $34.25 $984,721.75
Disclosure

SEC source: 0001209191-23-019017 · doc4.xml · nonDerivative · entry 2

Leyva Mauricio · CIK 0001806427 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,511

F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 18:46 UTC
Leyva MauricioGroup President
Exercise / conversionCommon Stock 57,416 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019017 · doc4.xml · nonDerivative · entry 1

Leyva Mauricio · CIK 0001806427 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock units convert into common stock on a one-for-one basis.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 18:47 UTC
Sceppaguercio-Gever Maria A.Chief Corp. Affairs Officer
Exercise / conversionRestricted Stock Unit · Derivative 18,269 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019019 · doc4.xml · derivative · entry 3

Sceppaguercio-Gever Maria A. · CIK 0001745830 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,180

Underlying: Common Stock · 18,269 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 12, 2020 and vest in three installments as follows: 60% on March 12, 2023; 20% on March 12, 2024, and 20% on March 12, 2025. Sixty percent of the RSUs vested on March 13, 2023, the first trading day following March 12, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 12, 2020 and vest in three installments as follows: 60% on March 12, 2023; 20% on March 12, 2024, and 20% on March 12, 2025. Sixty percent of the RSUs vested on March 13, 2023, the first trading day following March 12, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 18:47 UTC
Sceppaguercio-Gever Maria A.Chief Corp. Affairs Officer
Tax withholdingCommon Stock 5,859 $34.25 $200,670.75
Disclosure

SEC source: 0001209191-23-019019 · doc4.xml · nonDerivative · entry 2

Sceppaguercio-Gever Maria A. · CIK 0001745830 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,845

F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 18:47 UTC
Sceppaguercio-Gever Maria A.Chief Corp. Affairs Officer
Exercise / conversionCommon Stock 18,269 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019019 · doc4.xml · nonDerivative · entry 1

Sceppaguercio-Gever Maria A. · CIK 0001745830 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock units convert into common stock on a one-for-one basis.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 22:48 UTC
Stephens Angela A.Senior VP & Controller
Exercise / conversionRestricted Stock Unit · Derivative 11,093 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019021 · doc4.xml · derivative · entry 3

Stephens Angela A. · CIK 0001457301 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,394

Underlying: Common Stock · 11,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 12, 2020 and vest in three installments as follows: 60% on March 12, 2023; 20% on March 12, 2024, and 20% on March 12, 2025. Sixty percent of the RSUs vested on March 13, 2023, the first trading day following March 12, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 12, 2020 and vest in three installments as follows: 60% on March 12, 2023; 20% on March 12, 2024, and 20% on March 12, 2025. Sixty percent of the RSUs vested on March 13, 2023, the first trading day following March 12, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 22:48 UTC
Stephens Angela A.Senior VP & Controller
Tax withholdingCommon Stock 4,163 $34.25 $142,582.75
Disclosure

SEC source: 0001209191-23-019021 · doc4.xml · nonDerivative · entry 2

Stephens Angela A. · CIK 0001457301 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,412

F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3

Read SEC document
March 13, 2023 Filed Mar 15, 2023 22:48 UTC
Stephens Angela A.Senior VP & Controller
Exercise / conversionCommon Stock 11,093 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019021 · doc4.xml · nonDerivative · entry 1

Stephens Angela A. · CIK 0001457301 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock units convert into common stock on a one-for-one basis.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 22:45 UTC
Johnson Roger FrederickChief Supply Chain Officer
Exercise / conversionRestricted Stock Unit · Derivative 11,092 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019015 · doc4.xml · derivative · entry 3

Johnson Roger Frederick · CIK 0001951569 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,395

Underlying: Common Stock · 11,092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 12, 2020 and vest in three installments as follows: 60% on March 12, 2023; 20% on March 12, 2024, and 20% on March 12, 2025. Sixty percent of the RSUs vested on March 13, 2023, the first trading day following March 12, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 12, 2020 and vest in three installments as follows: 60% on March 12, 2023; 20% on March 12, 2024, and 20% on March 12, 2025. Sixty percent of the RSUs vested on March 13, 2023, the first trading day following March 12, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 22:45 UTC
Johnson Roger FrederickChief Supply Chain Officer
Tax withholdingCommon Stock 3,256 $34.25 $111,518.00
Disclosure

SEC source: 0001209191-23-019015 · doc4.xml · nonDerivative · entry 2

Johnson Roger Frederick · CIK 0001951569 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,666

F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 22:45 UTC
Johnson Roger FrederickChief Supply Chain Officer
Exercise / conversionCommon Stock 11,092 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019015 · doc4.xml · nonDerivative · entry 1

Johnson Roger Frederick · CIK 0001951569 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock units convert into common stock on a one-for-one basis.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 22:38 UTC
DeNooyer Mary BethChief Human Resources Officer
Exercise / conversionRestricted Stock Unit · Derivative 18,269 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019006 · doc4.xml · derivative · entry 3

DeNooyer Mary Beth · CIK 0001587484 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,180

Underlying: Common Stock · 18,269 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 12, 2020 and vest in three installments as follows: 60% on March 12, 2023; 20% on March 12, 2024, and 20% on March 12, 2025. Sixty percent of the RSUs vested on March 13, 2023, the first trading day following March 12, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 12, 2020 and vest in three installments as follows: 60% on March 12, 2023; 20% on March 12, 2024, and 20% on March 12, 2025. Sixty percent of the RSUs vested on March 13, 2023, the first trading day following March 12, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

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March 13, 2023 Filed Mar 15, 2023 22:38 UTC
DeNooyer Mary BethChief Human Resources Officer
Tax withholdingCommon Stock 8,606 $34.25 $294,755.50
Disclosure

SEC source: 0001209191-23-019006 · doc4.xml · nonDerivative · entry 2

DeNooyer Mary Beth · CIK 0001587484 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,663

F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 22:38 UTC
DeNooyer Mary BethChief Human Resources Officer
Exercise / conversionCommon Stock 18,269 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019006 · doc4.xml · nonDerivative · entry 1

DeNooyer Mary Beth · CIK 0001587484 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock units convert into common stock on a one-for-one basis.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 22:45 UTC
Gamgort Robert JamesDirector · CEO & Executive Chairman
Exercise / conversionRestricted Stock Unit · Derivative 122,662 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019014 · doc4.xml · derivative · entry 3

Gamgort Robert James · CIK 0001570836 · Director · CEO & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,775

Underlying: Common Stock · 122,662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 12, 2020 and vest in three installments as follows: 60% on March 12, 2023; 20% on March 12, 2024, and 20% on March 12, 2025. Sixty percent of the RSUs vested on March 13, 2023, the first trading day following March 12, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 12, 2020 and vest in three installments as follows: 60% on March 12, 2023; 20% on March 12, 2024, and 20% on March 12, 2025. Sixty percent of the RSUs vested on March 13, 2023, the first trading day following March 12, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

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March 13, 2023 Filed Mar 15, 2023 22:45 UTC
Gamgort Robert JamesDirector · CEO & Executive Chairman
Tax withholdingCommon Stock 49,283 $34.25 $1,687,942.75
Disclosure

SEC source: 0001209191-23-019014 · doc4.xml · nonDerivative · entry 2

Gamgort Robert James · CIK 0001570836 · Director · CEO & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,419,856

F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 22:45 UTC
Gamgort Robert JamesDirector · CEO & Executive Chairman
Exercise / conversionCommon Stock 122,662 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019014 · doc4.xml · nonDerivative · entry 1

Gamgort Robert James · CIK 0001570836 · Director · CEO & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,469,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock units convert into common stock on a one-for-one basis.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 22:37 UTC
Archambault Matthew AndrewPresident, Commercial
Exercise / conversionRestricted Stock Unit · Derivative 11,092 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019005 · doc4.xml · derivative · entry 3

Archambault Matthew Andrew · CIK 0001940063 · President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,395

Underlying: Common Stock · 11,092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 12, 2020 and vest in three installments as follows: 60% on March 12, 2023; 20% on March 12, 2024, and 20% on March 12, 2025. Sixty percent of the RSUs vested on March 13, 2023, the first trading day following March 12, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F4 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 12, 2020 and vest in three installments as follows: 60% on March 12, 2023; 20% on March 12, 2024, and 20% on March 12, 2025. Sixty percent of the RSUs vested on March 13, 2023, the first trading day following March 12, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 22:37 UTC
Archambault Matthew AndrewPresident, Commercial
Tax withholdingCommon Stock 3,189 $34.25 $109,223.25
Disclosure

SEC source: 0001209191-23-019005 · doc4.xml · nonDerivative · entry 2

Archambault Matthew Andrew · CIK 0001940063 · President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,367

F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.

F3 · balance_after: Amount of securities beneficially owned following reported transaction reflects the transfer of 1,543 shares in a transaction exempt from Section 16 pursuant to Rule 16a-12.

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March 13, 2023 Filed Mar 15, 2023 22:37 UTC
Archambault Matthew AndrewPresident, Commercial
Exercise / conversionCommon Stock 11,092 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019005 · doc4.xml · nonDerivative · entry 1

Archambault Matthew Andrew · CIK 0001940063 · President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock units convert into common stock on a one-for-one basis.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 22:09 UTC
Sudhanshu PriyadarshiChief Financial Officer
PurchaseCommon Stock 13,525 $34.46 $466,071.50
Disclosure

SEC source: 0001209191-23-018604 · doc4.xml · nonDerivative · entry 1

Priyadarshi Sudhanshu Shekhar · CIK 0001808355 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,525

F1 · price: The price represents the weighted average purchase price of the shares that were purchased in multiple transactions at prices ranging from $34.10 to $34.51. The reporting person undertakes to provide to the Company, any security holder of the Company or the SEC, upon request, full information regarding the number of shares purchased at each separate price.

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March 10, 2023 Filed Mar 14, 2023 22:09 UTC PurchaseCommon Stock 500 $34.25 $17,125.00
Disclosure

SEC source: 0001209191-23-018606 · doc4.xml · nonDerivative · entry 1

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,501

Read SEC document
March 07, 2023 Filed Mar 9, 2023 21:49 UTC PurchaseCommon Stock 1,000 $34.70 $34,700.00
Disclosure

SEC source: 0001209191-23-017557 · doc4.xml · nonDerivative · entry 1

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,001

Read SEC document
March 07, 2023 Filed Mar 9, 2023 21:48 UTC
Archambault Matthew AndrewPresident, Commercial
SaleCommon Stock 2,700 $34.86 $94,122.00
Disclosure

SEC source: 0001209191-23-017554 · doc4.xml · nonDerivative · entry 1

Archambault Matthew Andrew · CIK 0001940063 · President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,007

F1 · price: The price represents the weighted average sale price of the shares that were sold in multiple transactions at prices ranging from $34.86 to $34.87. The reporting person undertakes to provide to the Company, any security holder of the Company or the SEC, upon request, full information regarding the number of shares purchased at each separate price.

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March 07, 2023 Filed Mar 9, 2023 21:27 UTC OtherCommon Stock 60,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-030603 · tm239039-1_4seq1.xml · nonDerivative · entry 2

Goudet Olivier · CIK 0001578897 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Platin Holdings S.a r.l.

Disclosed balance after: 3,049,909

F1 · kind: Reflects shares transferred to Platin Holdings S.a r.l. ("Platin Holdings"), a holding company that is wholly-owned by the Reporting Person and his spouse, based on a price of $34.82 per share.

F1 · price: Reflects shares transferred to Platin Holdings S.a r.l. ("Platin Holdings"), a holding company that is wholly-owned by the Reporting Person and his spouse, based on a price of $34.82 per share.

F2 · ownership.nature: These Shares are held by Platin Holdings. On the basis of the reporting person's beneficial ownership of Platin Holdings, he may be deemed a beneficial owner of Shares held by Platin Holdings. The reporting person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein. This amount also reflects the merger of Platin Holdings with Platin Capital S.a r.l., a wholly owned subsidiary of Platin Holdings, pursuant to which Platin Holdings was the surviving entity.

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March 07, 2023 Filed Mar 9, 2023 21:27 UTC OtherCommon Stock 60,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-030603 · tm239039-1_4seq1.xml · nonDerivative · entry 1

Goudet Olivier · CIK 0001578897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Reflects shares transferred to Platin Holdings S.a r.l. ("Platin Holdings"), a holding company that is wholly-owned by the Reporting Person and his spouse, based on a price of $34.82 per share.

F1 · price: Reflects shares transferred to Platin Holdings S.a r.l. ("Platin Holdings"), a holding company that is wholly-owned by the Reporting Person and his spouse, based on a price of $34.82 per share.

Read SEC document
March 03, 2023 Filed Mar 6, 2023 21:55 UTC
Sudhanshu PriyadarshiChief Financial Officer
PurchaseCommon Stock 12,000 $34.47 $413,640.00
Disclosure

SEC source: 0001209191-23-016355 · doc4.xml · nonDerivative · entry 2

Priyadarshi Sudhanshu Shekhar · CIK 0001808355 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

F2 · price: The price represents the weighted average purchase price of the shares that were purchased in multiple transactions at prices ranging from $34.45 to $34.50. The reporting person undertakes to provide to the Company, any security holder of the Company or the SEC, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 22:47 UTC
Whitmore JustinChief Strategy Officer
Exercise / conversionRestricted Stock Unit · Derivative 20,412 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016909 · doc4.xml · derivative · entry 3

Whitmore Justin · CIK 0001721646 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,234

Underlying: Common Stock · 20,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in four equal annual installments on each anniversary date of the grant, commencing on March 3, 2023. One fourth of the RSUs vested on March 3, 2023 and were settled in shares of the Issuer's common stock pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in four equal annual installments on each anniversary date of the grant, commencing on March 3, 2023. One fourth of the RSUs vested on March 3, 2023 and were settled in shares of the Issuer's common stock pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 22:47 UTC
Whitmore JustinChief Strategy Officer
Tax withholdingCommon Stock 8,675 $34.55 $299,721.25
Disclosure

SEC source: 0001209191-23-016909 · doc4.xml · nonDerivative · entry 2

Whitmore Justin · CIK 0001721646 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,388

F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 22:47 UTC
Whitmore JustinChief Strategy Officer
Exercise / conversionCommon Stock 20,412 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016909 · doc4.xml · nonDerivative · entry 1

Whitmore Justin · CIK 0001721646 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock units convert into common stock on a one-for-one basis.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 22:41 UTC
Johnson Roger FrederickChief Supply Chain Officer
PurchaseCommon Stock 23,000 $34.55 $794,650.00
Disclosure

SEC source: 0001209191-23-016903 · doc4.xml · nonDerivative · entry 1

Johnson Roger Frederick · CIK 0001951569 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,830

F1 · price: The price represents the weighted average purchase price of the shares that were purchased in multiple transactions at prices ranging from $34.51 to $34.60. The reporting person undertakes to provide to the Company, any security holder of the Company or the SEC, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 22:40 UTC
Archambault Matthew AndrewPresident, Commercial
Exercise / conversionRestricted Stock Unit · Derivative 4,083 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016902 · doc4.xml · derivative · entry 3

Archambault Matthew Andrew · CIK 0001940063 · President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,247

Underlying: Common Stock · 4,083 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in four equal annual installments on each anniversary date of the grant, commencing on March 3, 2023. One fourth of the RSUs vested on March 3, 2023 and were settled in shares of the Issuer's common stock pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F4 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in four equal annual installments on each anniversary date of the grant, commencing on March 3, 2023. One fourth of the RSUs vested on March 3, 2023 and were settled in shares of the Issuer's common stock pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.