Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Keurig Dr Pepper Inc.KDP · Entity 3055 | Chief Strategy Officer | March 04, 2024 | March 06, 2024 |
| TYSON FOODS, INC.TSN · Entity 3273 | EVP Alternative Proteins | November 20, 2020 | December 21, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Keurig Dr Pepper Inc.
Report date March 04, 2024 · Filed March 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 143,296 |
Ending reported balance
After 2024-03-04 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-03-04 · Exercise / conversion · Acquired 23,515 · Balance 134,903 F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Row 2 · 2024-03-04 · Exercise / conversion · Acquired 20,412 · Balance 155,315 F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Row 3 · 2024-03-04 · Tax withholding · Disposed 12,019 · Balance 143,296 F2: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 15,676 |
Reported balance
After 2024-03-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-03-04 · Exercise / conversion · Disposed 23,515 · Balance 15,676 F3: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 40,822 |
Reported balance
After 2024-03-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-03-04 · Exercise / conversion · Disposed 20,412 · Balance 40,822 F4: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in four installments as follows: 25% on March 3, 2023; 25% on March 3, 2024; 25% on March 3, 2025; and 25% on March 3, 2026. Twenty-five percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 41,238 |
Reported balance
After 2024-03-04 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-03-04 · Grant · Acquired 41,238 · Balance 41,238 F5: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.
F3: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.
F4: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in four installments as follows: 25% on March 3, 2023; 25% on March 3, 2024; 25% on March 3, 2025; and 25% on March 3, 2026. Twenty-five percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.
F5: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.
TYSON FOODS, INC.
Report date November 20, 2020 · Filed December 21, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Qualified Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $60.74 · Expires 2030-11-20 | Direct | 30,161 |
Reported balance
After 2020-11-20 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2020-11-20 · Grant · Acquired 30,161 · Balance 30,161 F1: This Form 4 amendment is being filed simply to correct the number of Non-Qualified Stock Options reported on the reporting person's Form 4 filed November 24, 2020. F2: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 amendment is being filed simply to correct the number of Non-Qualified Stock Options reported on the reporting person's Form 4 filed November 24, 2020.
F2: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2024 Filed Mar 6, 2024 00:12 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 41,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001418135-24-000018 · wk-form4_1709683907.xml · derivative · entry 6 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,238 Underlying: Common Stock · 41,238 shares Expires not disclosed F5 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting. F5 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting. F5 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 00:12 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionRestricted Stock Unit · Derivative | 20,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001418135-24-000018 · wk-form4_1709683907.xml · derivative · entry 5 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,822 Underlying: Common Stock · 20,412 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in four installments as follows: 25% on March 3, 2023; 25% on March 3, 2024; 25% on March 3, 2025; and 25% on March 3, 2026. Twenty-five percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. F4 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in four installments as follows: 25% on March 3, 2023; 25% on March 3, 2024; 25% on March 3, 2025; and 25% on March 3, 2026. Twenty-five percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. F4 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in four installments as follows: 25% on March 3, 2023; 25% on March 3, 2024; 25% on March 3, 2025; and 25% on March 3, 2026. Twenty-five percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 00:12 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionRestricted Stock Unit · Derivative | 23,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001418135-24-000018 · wk-form4_1709683907.xml · derivative · entry 4 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,676 Underlying: Common Stock · 23,515 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. F3 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. F3 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 00:12 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Tax withholdingCommon Stock | 12,019 | $29.10 | $349,752.90 |
DisclosureSEC source: 0001418135-24-000018 · wk-form4_1709683907.xml · nonDerivative · entry 3 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,296 F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 00:12 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 20,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001418135-24-000018 · wk-form4_1709683907.xml · nonDerivative · entry 2 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,315 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 00:12 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 23,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001418135-24-000018 · wk-form4_1709683907.xml · nonDerivative · entry 1 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 22:47 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionRestricted Stock Unit · Derivative | 20,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016909 · doc4.xml · derivative · entry 3 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,234 Underlying: Common Stock · 20,412 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in four equal annual installments on each anniversary date of the grant, commencing on March 3, 2023. One fourth of the RSUs vested on March 3, 2023 and were settled in shares of the Issuer's common stock pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. F3 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in four equal annual installments on each anniversary date of the grant, commencing on March 3, 2023. One fourth of the RSUs vested on March 3, 2023 and were settled in shares of the Issuer's common stock pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 22:47 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Tax withholdingCommon Stock | 8,675 | $34.55 | $299,721.25 |
DisclosureSEC source: 0001209191-23-016909 · doc4.xml · nonDerivative · entry 2 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,388 F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 22:47 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 20,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016909 · doc4.xml · nonDerivative · entry 1 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:44 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 35,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-015608 · doc4.xml · derivative · entry 1 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,098 Underlying: Common Stock · 35,098 shares Expires not disclosed F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 1, 2026; 20% on March 1, 2027, and 20% on March 1, 2028. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 1, 2026; 20% on March 1, 2027, and 20% on March 1, 2028. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 1, 2026; 20% on March 1, 2027, and 20% on March 1, 2028. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| May 03, 2022 Filed May 4, 2022 20:25 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 1,611 | $37.13 | $59,808.38 |
DisclosureSEC source: 0001209191-22-027085 · doc4.xml · nonDerivative · entry 2 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,587 Read SEC document |
| May 02, 2022 Filed May 4, 2022 20:25 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 64,000 | $37.52 | $2,401,280.00 |
DisclosureSEC source: 0001209191-22-027085 · doc4.xml · nonDerivative · entry 1 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,976 Read SEC document |
| May 02, 2022 Filed Mar 2, 2023 22:51 UTC Amendment | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 64 | $37.52 | $2,401.28 |
DisclosureSEC source: 0001209191-23-014881 · doc4a.xml · nonDerivative · entry 1 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,040 F1 · security: On May 4, 2022, the Reporting Person filed a Form 4 reporting securities acquired on May 2, 2022. This amendment is being filed to correct the number of shares of the Issuer's Common Stock acquired, which were improperly reported due to an administrative error. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:28 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 31,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016260 · doc4.xml · derivative · entry 1 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,081 Underlying: Common Stock · 31,081 shares Expires not disclosed F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 2, 2025; 20% on March 2, 2026, and 20% on March 2, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 2, 2025; 20% on March 2, 2026, and 20% on March 2, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 2, 2025; 20% on March 2, 2026, and 20% on March 2, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 22:08 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 6,355 | $37.72 | $239,710.60 |
DisclosureSEC source: 0001209191-22-014131 · doc4.xml · nonDerivative · entry 1 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,976 F1 · price: The price represents the weighted average purchase price of the shares acquired. These shares were acquired in multiple transactions at prices ranging from $36.90-$37.79. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price. Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 23:17 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 11 | $34.90 | $383.90 |
DisclosureSEC source: 0001209191-21-053037 · doc4.xml · nonDerivative · entry 2 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,621 Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 23:17 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 1,025 | $34.34 | $35,198.50 |
DisclosureSEC source: 0001209191-21-053037 · doc4.xml · nonDerivative · entry 1 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,610 Read SEC document |
| May 24, 2021 Filed May 26, 2021 21:02 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 100 | $36.82 | $3,681.50 |
DisclosureSEC source: 0001209191-21-035969 · doc4.xml · nonDerivative · entry 4 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,585 Read SEC document |
| May 24, 2021 Filed May 26, 2021 21:02 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 100 | $36.82 | $3,681.90 |
DisclosureSEC source: 0001209191-21-035969 · doc4.xml · nonDerivative · entry 3 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,485 Read SEC document |
| May 24, 2021 Filed May 26, 2021 21:02 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 3,855 | $36.82 | $141,941.10 |
DisclosureSEC source: 0001209191-21-035969 · doc4.xml · nonDerivative · entry 2 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,385 Read SEC document |
| May 24, 2021 Filed May 26, 2021 21:02 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 5,330 | $36.93 | $196,810.25 |
DisclosureSEC source: 0001209191-21-035969 · doc4.xml · nonDerivative · entry 1 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,530 Read SEC document |
| May 20, 2021 Filed May 21, 2021 20:57 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 7,623 | $36.18 | $275,800.14 |
DisclosureSEC source: 0001209191-21-034976 · doc4.xml · nonDerivative · entry 2 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,200 Read SEC document |
| May 20, 2021 Filed May 21, 2021 20:57 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 1,293 | $36.16 | $46,758.76 |
DisclosureSEC source: 0001209191-21-034976 · doc4.xml · nonDerivative · entry 1 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,577 Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:46 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 3,289 | $36.18 | $118,996.02 |
DisclosureSEC source: 0001209191-21-030358 · doc4.xml · nonDerivative · entry 1 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,284 Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:30 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 37,275 | $33.30 | $1,241,313.41 |
DisclosureSEC source: 0001209191-21-021447 · doc4.xml · nonDerivative · entry 2 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,995 Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:30 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 109 | $33.52 | $3,654.21 |
DisclosureSEC source: 0001209191-21-021447 · doc4.xml · nonDerivative · entry 1 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,720 Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 22:23 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 97,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-018315 · doc4.xml · derivative · entry 3 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,976 Underlying: Common Stock · 97,976 shares Expires not disclosed F3 · security: Represents matching restricted stock units ("Matching RSUs") granted to the Reporting Person in connection with the Issuer's Elite Investment Program ("Elite Program"). These Matching RSUs vest on March 3, 2026 ("Vesting Date"), unless forfeited prior to the Vesting Date pursuant to the Elite Program. If at any time starting on March 3, 2022 through the Vesting Date, the Reporting Person owns fewer than 97,976 shares of Common Stock but more than 32,659 shares of Common Stock, a pro rata portion of the Matching RSU grant will be forfeited. If at any time starting on March 3, 2022 through the Vesting Date, the Reporting Person owns fewer than 32,659 shares of Common Stock, the entire Matching RSU grant will be forfeited. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_price: Represents matching restricted stock units ("Matching RSUs") granted to the Reporting Person in connection with the Issuer's Elite Investment Program ("Elite Program"). These Matching RSUs vest on March 3, 2026 ("Vesting Date"), unless forfeited prior to the Vesting Date pursuant to the Elite Program. If at any time starting on March 3, 2022 through the Vesting Date, the Reporting Person owns fewer than 97,976 shares of Common Stock but more than 32,659 shares of Common Stock, a pro rata portion of the Matching RSU grant will be forfeited. If at any time starting on March 3, 2022 through the Vesting Date, the Reporting Person owns fewer than 32,659 shares of Common Stock, the entire Matching RSU grant will be forfeited. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: Represents matching restricted stock units ("Matching RSUs") granted to the Reporting Person in connection with the Issuer's Elite Investment Program ("Elite Program"). These Matching RSUs vest on March 3, 2026 ("Vesting Date"), unless forfeited prior to the Vesting Date pursuant to the Elite Program. If at any time starting on March 3, 2022 through the Vesting Date, the Reporting Person owns fewer than 97,976 shares of Common Stock but more than 32,659 shares of Common Stock, a pro rata portion of the Matching RSU grant will be forfeited. If at any time starting on March 3, 2022 through the Vesting Date, the Reporting Person owns fewer than 32,659 shares of Common Stock, the entire Matching RSU grant will be forfeited. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.expiration_date: Represents matching restricted stock units ("Matching RSUs") granted to the Reporting Person in connection with the Issuer's Elite Investment Program ("Elite Program"). These Matching RSUs vest on March 3, 2026 ("Vesting Date"), unless forfeited prior to the Vesting Date pursuant to the Elite Program. If at any time starting on March 3, 2022 through the Vesting Date, the Reporting Person owns fewer than 97,976 shares of Common Stock but more than 32,659 shares of Common Stock, a pro rata portion of the Matching RSU grant will be forfeited. If at any time starting on March 3, 2022 through the Vesting Date, the Reporting Person owns fewer than 32,659 shares of Common Stock, the entire Matching RSU grant will be forfeited. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 22:23 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 81,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-018315 · doc4.xml · derivative · entry 2 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,646 Underlying: Common Stock · 81,646 shares Expires not disclosed F2 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest in four installments as follows: 25% on March 3, 2023; 25% on March 3, 2024; 25% on March 3, 2025; and 25% on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in four installments as follows: 25% on March 3, 2023; 25% on March 3, 2024; 25% on March 3, 2025; and 25% on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in four installments as follows: 25% on March 3, 2023; 25% on March 3, 2024; 25% on March 3, 2025; and 25% on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 22:23 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 39,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-018315 · doc4.xml · derivative · entry 1 Whitmore Justin · CIK 0001721646 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,191 Underlying: Common Stock · 39,191 shares Expires not disclosed F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:27 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 1 | $0.00 Strike: $60.74 | $0.00 |
DisclosureSEC source: 0000100493-20-000172 · wf-form4_160625321221844.xml · derivative · entry 9 Whitmore Justin · CIK 0001721646 · EVP Alternative Proteins 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Class A Common Stock · 1 shares Expires 2030-11-20 F13 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:27 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantPerformance Shares · Derivative | 22,225.88 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000100493-20-000172 · wf-form4_160625321221844.xml · derivative · entry 8 Whitmore Justin · CIK 0001721646 · EVP Alternative Proteins 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,225.88 Underlying: Class A Common Stock · 22,225.88 shares Expires not disclosed F12 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F12 · price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F12 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F12 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:27 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 5,597.629 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000172 · wf-form4_160625321221844.xml · nonDerivative · entry 6 Whitmore Justin · CIK 0001721646 · EVP Alternative Proteins 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,202.762 F9 · kind: Award of restricted stock units ("RSUs") which vest in equal annual increments on each of the first and second anniversary dates of the grant and become fully vested after two years. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F10 · balance_after: Includes 4,412.034 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved; 2,323.022 shares of Class A Common Stock which vest on May 10, 2022 if the performance metric described in the applicable SIA is achieved; 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved; 5,597.629 RSUs which vest in equal annual installments on each of the first and second anniversary dates of the grant and become fully vested on November 20, 2022; and 5,556.47 shares of Class A Common Stock which vest on November 20, 2023. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:27 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 5,556.47 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000172 · wf-form4_160625321221844.xml · nonDerivative · entry 5 Whitmore Justin · CIK 0001721646 · EVP Alternative Proteins 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,605.133 F7 · kind: Restricted Stock award of Class A Common Stock which vests on November 20, 2023. F8 · balance_after: Includes 4,412.034 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved; 2,323.022 shares of Class A Common Stock which vest on May 10, 2022 if the performance metric described in the applicable SIA is achieved; 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved and 5,556.47 shares of Class A Common Stock which vest on November 20, 2023. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:27 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 618 | $60.74 | $37,537.32 |
DisclosureSEC source: 0000100493-20-000172 · wf-form4_160625321221844.xml · nonDerivative · entry 4 Whitmore Justin · CIK 0001721646 · EVP Alternative Proteins 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,048.663 F6 · kind: Pursuant to an election made by the Reporting Person, these shares were sold by the Reporting Person to the Issuer on November 20, 2020, to satisfy tax withholding obligations related to the vesting described in footnote 5. F4 · balance_after: Includes 4,412.034 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved; 2,323.022 shares of Class A Common Stock which vest on May 10, 2022 if the performance metric described in the applicable SIA is achieved and 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:27 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 1,393.805 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000172 · wf-form4_160625321221844.xml · nonDerivative · entry 3 Whitmore Justin · CIK 0001721646 · EVP Alternative Proteins 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,666.663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: On November 17, 2017 the Reporting Person received a grant of 8,977.812 performance shares which vested or expired on November 20, 2020 subject to the achievement of performance criteria in the applicable SIA. The performance criteria were (a) a cumulative operating income target of $11,326 million for the 2018-2020 fiscal years and (b) a favorable comparison of the relative shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over the 2018-2020 fiscal years. The performance shares could vest at a level of 50%-200% per performance criteria and were previously reported in the aggregate as derivative securities at the 200% level. On November 20, 2020, 1,393.805 shares vested and are reported herein as acquired non-derivatives securities and the remainder of the award expired. F4 · balance_after: Includes 4,412.034 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved; 2,323.022 shares of Class A Common Stock which vest on May 10, 2022 if the performance metric described in the applicable SIA is achieved and 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:27 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 781 | $60.74 | $47,437.94 |
DisclosureSEC source: 0000100493-20-000172 · wf-form4_160625321221844.xml · nonDerivative · entry 2 Whitmore Justin · CIK 0001721646 · EVP Alternative Proteins 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,272.858 F3 · kind: On November 20, 2020, 2,393.159 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 781 shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations. F4 · balance_after: Includes 4,412.034 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved; 2,323.022 shares of Class A Common Stock which vest on May 10, 2022 if the performance metric described in the applicable SIA is achieved and 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 20, 2020 Filed Dec 21, 2020 14:33 UTC Amendment | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 30,161 | $0.00 Strike: $60.74 | $0.00 |
DisclosureSEC source: 0000100493-20-000200 · wf-form4a_160856121595076.xml · derivative · entry 1 Whitmore Justin · CIK 0001721646 · EVP Alternative Proteins 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,161 Underlying: Class A Common Stock · 30,161 shares Expires 2030-11-20 F1 · kind: This Form 4 amendment is being filed simply to correct the number of Non-Qualified Stock Options reported on the reporting person's Form 4 filed November 24, 2020. F2 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years. Read SEC document |
| September 16, 2020 Filed Nov 24, 2020 21:27 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionPerformance Shares · Derivative | 8,977.812 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000172 · wf-form4_160625321221844.xml · derivative · entry 7 Whitmore Justin · CIK 0001721646 · EVP Alternative Proteins 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,977.812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 5. The remainder of the award expired. F11 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 5. The remainder of the award expired. F11 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 5. The remainder of the award expired. Read SEC document |
| September 16, 2020 Filed Nov 24, 2020 21:27 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 170.371 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000172 · wf-form4_160625321221844.xml · nonDerivative · entry 1 Whitmore Justin · CIK 0001721646 · EVP Alternative Proteins 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,053.858 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 2,393.159 shares which vested on November 20, 2020; 4,412.034 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 2,323.022 shares of Class A Common Stock which vest on May 10, 2022 if the performance metric described in the applicable SIA is achieved and and 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| May 12, 2020 Filed May 14, 2020 18:59 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 1,330 | $60.08 | $79,906.40 |
DisclosureSEC source: 0000100493-20-000082 · wf-form4_158948271749175.xml · nonDerivative · entry 2 Whitmore Justin · CIK 0001721646 · EVP Alternative Proteins 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,883.487 F3 · kind: On May 12, 2020, 4,489.848 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 1,330 shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations. F4 · balance_after: Includes 2,361.395 shares which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved and the Reporting Person is employed by the Issuer on the vesting date; 4,353.473 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved; 2,292.189 shares of Class A Common Stock which vest on May 10, 2022 if the performance metric described in the applicable SIA is achieved and and 3,658.577 shares of Class A Common Stock which vest on May 10, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| March 16, 2020 Filed May 14, 2020 18:59 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 239.113 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000082 · wf-form4_158948271749175.xml · nonDerivative · entry 1 Whitmore Justin · CIK 0001721646 · EVP Alternative Proteins 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,213.487 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 4,489.848 shares of Class A Common Stock which vested on May 12, 2020; 2,361.395 shares which vest on November 13, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved and the Reporting Person is employed by the Issuer on the vesting date; 4,353.473 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved; 2,292.189 shares of Class A Common Stock which vest on May 10, 2022 if the performance metric described in the applicable SIA is achieved and and 3,658.577 shares of Class A Common Stock which vest on May 10, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 19,392 | $0.00 Strike: $89.98 | $0.00 |
DisclosureSEC source: 0000100493-19-000145 · wf-form4_157428583635129.xml · derivative · entry 4 Whitmore Justin · CIK 0001721646 · EVP Alternative Proteins 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,392 Underlying: Class A Common Stock · 19,392 shares Expires 2029-11-18 F6 · kind: The stock options vest at 33 1/3 percent on each of the first, second, and third anniversary dates of the grant. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantPerformance Shares · Derivative | 14,447.656 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000100493-19-000145 · wf-form4_157428583635129.xml · derivative · entry 3 Whitmore Justin · CIK 0001721646 · EVP Alternative Proteins 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,447.656 Underlying: Class A Common Stock · 14,447.656 shares Expires not disclosed F5 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA) are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F5 · price: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA) are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F5 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA) are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F5 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA) are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 3,611.914 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000145 · wf-form4_157428583635129.xml · nonDerivative · entry 2 Whitmore Justin · CIK 0001721646 · EVP Alternative Proteins 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,974.374 F3 · kind: Award of Class A Common Stock which vests on November 18, 2022 if the performance metric described in the applicable Stock Incentive Award Agreement (the "SIA") is achieved. The performance metric is the achievement of a three year (fiscal 2020-2022) cumulative adjusted operating income target as set forth in the SIA. If the performance metric is not achieved, the award expires. F4 · balance_after: Includes 4,470.283 shares of Class A Common Stock which vest on May 12, 2020 if the Reporting Person is employed by the Issuer on the vesting date; 2,331.277 shares which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved and the Reporting Person is employed by the Issuer on the vesting date; 4,297.947 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved; 2,262.953 shares of Class A Common Stock which vest on May 10, 2022 if the performance metric described in the applicable SIA is achieved and and 3,611.914 shares of Class A Common Stock which vest on May 10, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| September 16, 2019 Filed Nov 20, 2019 21:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 124.667 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000145 · wf-form4_157428583635129.xml · nonDerivative · entry 1 Whitmore Justin · CIK 0001721646 · EVP Alternative Proteins 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,362.46 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 4,470.283 shares of Class A Common Stock which vest on May 12, 2020 if the Reporting Person is employed by the Issuer on the vesting date; 2,331.277 shares which vest on November 13, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved and the Reporting Person is employed by the Issuer on the vesting date; 4,297.947 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 2,262.953 shares of Class A Common Stock which vest on May 10, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| May 10, 2019 Filed May 13, 2019 17:12 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 2,242.827 | $79.81 | $179,000.02 |
DisclosureSEC source: 0000100493-19-000082 · wf-form4_155776754609496.xml · nonDerivative · entry 2 Whitmore Justin · CIK 0001721646 · EVP Cont Impr & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,237.793 F3 · kind: Award of Class A Common Stock which vests on May 10, 2022 if the performance metric described in the applicable SIA is achieved. The performance metric is the achievement of a target cumulative adjusted operating income from March 31, 2019 to October 2, 2021 as set forth in the SIA. If the performance metric is not achieved, the award expires. F4 · balance_after: Includes 4,424.701 shares of Class A Common Stock which vest on May 12, 2020 if the Reporting Person is employed by the Issuer on the vesting date and 2,310.543 shares which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved and the Reporting Person is employed by the Issuer on the vesting date; 4,259.722 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 2,242.827 shares of Class A Common Stock which vest on May 10, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| March 19, 2019 Filed May 13, 2019 17:12 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 110.303 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000082 · wf-form4_155776754609496.xml · nonDerivative · entry 1 Whitmore Justin · CIK 0001721646 · EVP Cont Impr & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,994.966 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 4,424.701 shares of Class A Common Stock which vest on May 12, 2020 if the Reporting Person is employed by the Issuer on the vesting date and 2,310.543 shares which vest on November 13, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved and the Reporting Person is employed by the Issuer on the vesting date; and 4,259.722 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 17:02 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantPerformance Shares · Derivative | 16,829.35 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000100493-18-000127 · wf-form4_154281971283375.xml · derivative · entry 4 Whitmore Justin · CIK 0001721646 · EVP Cont Impr & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,829.35 Underlying: Class A Common Stock · 16,829.35 shares Expires not disclosed F6 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F6 · price: Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F6 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F6 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 17:02 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 22,027 | $59.42 Strike: $59.42 | $1,308,844.34 |
DisclosureSEC source: 0000100493-18-000127 · wf-form4_154281971283375.xml · derivative · entry 3 Whitmore Justin · CIK 0001721646 · EVP Cont Impr & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,027 Underlying: Class A Common Stock · 22,027 shares Expires 2028-11-19 F5 · kind: The stock options vest at 33 1/3% on each of the first, second, and third anniversary dates of the grant. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 17:02 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 4,207.338 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000127 · wf-form4_154281971283375.xml · nonDerivative · entry 2 Whitmore Justin · CIK 0001721646 · EVP Cont Impr & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,884.663 F3 · kind: Award of Class A Common Stock which vests on November 29, 2021 if the performance metric described in the applicable SIA is achieved. The performance metric is the achievement of a three year (fiscal 2019-2021) cumulative adjusted operating income target as set forth in the SIA. If the performance metric is not achieved, the award expires. F4 · balance_after: Includes 4,395.195 shares of Class A Common Stock which vest on May 12, 2020 if the Reporting Person is employed by the Issuer on the vesting date and 2,282.13 shares which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved and the Reporting Person is employed by the Issuer on the vesting date; and 4,207.338 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.