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NYSE · USD

JCI

Johnson Controls International plc

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2940
SEC CIK
0000833444
Parsed reports
774

Last 12 months

Inside the activity.

1 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202613
Mar 202600
Apr 202600
May 202605
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2020 Filed Jan 3, 2020 22:10 UTC
Oliver GeorgeChairman & CEO
SaleOrdinary Shares 21,982 $40.99 $901,042.18
Disclosure

SEC source: 0001127602-20-000813 · form4.xml · nonDerivative · entry 3

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 996,417.04

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.74 to $41.17 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 of this Form 4.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 22:10 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionOrdinary Shares 11,675 $40.99 $478,558.25
Disclosure

SEC source: 0001127602-20-000813 · form4.xml · nonDerivative · entry 2

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,018,399.04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 22:10 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionOrdinary Shares 13,877 $40.99 $568,818.23
Disclosure

SEC source: 0001127602-20-000813 · form4.xml · nonDerivative · entry 1

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,006,724.04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2019 Filed Dec 11, 2019 23:42 UTC
Rushing Rodney MPres. Bldg Solutions, North Am
SaleOrdinary Shares 9,460 $42.50 $402,050.00
Disclosure

SEC source: 0001127602-19-034837 · form4.xml · nonDerivative · entry 1

Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,891.47

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 23:43 UTC
Williams Jeffrey MVP & Pres G Prod Bldg Tech Sol
SaleOrdinary Shares 13,598 $42.17 $573,427.66
Disclosure

SEC source: 0001127602-19-034840 · form4.xml · nonDerivative · entry 1

Williams Jeffrey M · CIK 0001629526 · VP & Pres G Prod Bldg Tech Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,195.12

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 07, 2019 Filed Dec 9, 2019 23:56 UTC
Donofrio JohnExec VP & General Counsel
Tax withholdingOrdinary Shares 13,315 $42.09 $560,428.35
Disclosure

SEC source: 0001127602-19-034605 · form4.xml · nonDerivative · entry 3

Donofrio John · CIK 0001330156 · Exec VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,287.741

Read SEC document
December 07, 2019 Filed Dec 10, 2019 00:16 UTC
Stief Brian JExecutive VP and CFO
Tax withholdingOrdinary Shares 2,828 $42.09 $119,030.52
Disclosure

SEC source: 0001127602-19-034628 · form4.xml · nonDerivative · entry 4

Stief Brian J · CIK 0001494478 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,131.44

Read SEC document
December 07, 2019 Filed Dec 10, 2019 00:15 UTC
Oliver GeorgeChairman & CEO
Tax withholdingOrdinary Shares 9,002 $42.09 $378,894.18
Disclosure

SEC source: 0001127602-19-034626 · form4.xml · nonDerivative · entry 4

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 992,847.04

Read SEC document
December 07, 2019 Filed Dec 10, 2019 00:13 UTC
Williams Jeffrey MVP & Pres G Prod Bldg Tech Sol
Tax withholdingOrdinary Shares 2,856 $42.09 $120,209.04
Disclosure

SEC source: 0001127602-19-034624 · form4.xml · nonDerivative · entry 4

Williams Jeffrey M · CIK 0001629526 · VP & Pres G Prod Bldg Tech Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,793.12

Read SEC document
December 07, 2019 Filed Dec 10, 2019 00:08 UTC
VanHimbergen Robert MVP Corporate Controller
Tax withholdingOrdinary Shares 334 $42.09 $14,058.06
Disclosure

SEC source: 0001127602-19-034617 · form4.xml · nonDerivative · entry 3

VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,401.43

Read SEC document
December 07, 2019 Filed Dec 9, 2019 23:59 UTC
MINELLA LYNN CVice President, CHRO
Tax withholdingOrdinary Shares 1,442 $42.09 $60,693.78
Disclosure

SEC source: 0001127602-19-034607 · form4.xml · nonDerivative · entry 3

MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,330.75

Read SEC document
December 06, 2019 Filed Dec 9, 2019 23:56 UTC
Donofrio JohnExec VP & General Counsel
Tax withholdingOrdinary Shares 2,411 $42.09 $101,478.99
Disclosure

SEC source: 0001127602-19-034605 · form4.xml · nonDerivative · entry 2

Donofrio John · CIK 0001330156 · Exec VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,602.741

Read SEC document
December 06, 2019 Filed Dec 10, 2019 00:16 UTC
Stief Brian JExecutive VP and CFO
Tax withholdingOrdinary Shares 3,073 $42.09 $129,342.57
Disclosure

SEC source: 0001127602-19-034628 · form4.xml · nonDerivative · entry 3

Stief Brian J · CIK 0001494478 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,959.44

Read SEC document
December 06, 2019 Filed Dec 10, 2019 00:16 UTC
Stief Brian JExecutive VP and CFO
Tax withholdingOrdinary Shares 22,183 $42.09 $933,682.47
Disclosure

SEC source: 0001127602-19-034628 · form4.xml · nonDerivative · entry 2

Stief Brian J · CIK 0001494478 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,032.44

Read SEC document
December 06, 2019 Filed Dec 10, 2019 00:15 UTC
Oliver GeorgeChairman & CEO
Tax withholdingOrdinary Shares 11,454 $42.09 $482,098.86
Disclosure

SEC source: 0001127602-19-034626 · form4.xml · nonDerivative · entry 3

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,001,849.04

Read SEC document
December 06, 2019 Filed Dec 10, 2019 00:15 UTC
Oliver GeorgeChairman & CEO
Tax withholdingOrdinary Shares 68,210 $42.09 $2,870,958.90
Disclosure

SEC source: 0001127602-19-034626 · form4.xml · nonDerivative · entry 2

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013,303.04

Read SEC document
December 06, 2019 Filed Dec 10, 2019 00:13 UTC
Williams Jeffrey MVP & Pres G Prod Bldg Tech Sol
Tax withholdingOrdinary Shares 3,104 $42.09 $130,647.36
Disclosure

SEC source: 0001127602-19-034624 · form4.xml · nonDerivative · entry 3

Williams Jeffrey M · CIK 0001629526 · VP & Pres G Prod Bldg Tech Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,649.12

Read SEC document
December 06, 2019 Filed Dec 10, 2019 00:13 UTC
Williams Jeffrey MVP & Pres G Prod Bldg Tech Sol
Tax withholdingOrdinary Shares 17,732 $42.09 $746,339.88
Disclosure

SEC source: 0001127602-19-034624 · form4.xml · nonDerivative · entry 2

Williams Jeffrey M · CIK 0001629526 · VP & Pres G Prod Bldg Tech Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,753.12

Read SEC document
December 06, 2019 Filed Dec 10, 2019 00:12 UTC
Rushing Rodney MPres. Bldg Solutions, North Am
Tax withholdingOrdinary Shares 2,019 $42.09 $84,979.71
Disclosure

SEC source: 0001127602-19-034622 · form4.xml · nonDerivative · entry 3

Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,351.47

Read SEC document
December 06, 2019 Filed Dec 10, 2019 00:12 UTC
Rushing Rodney MPres. Bldg Solutions, North Am
Tax withholdingOrdinary Shares 4,121 $42.09 $173,452.89
Disclosure

SEC source: 0001127602-19-034622 · form4.xml · nonDerivative · entry 2

Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,370.47

Read SEC document
December 06, 2019 Filed Dec 10, 2019 00:10 UTC
Leng VisalVP & Pres, APAC BTS
Tax withholdingOrdinary Shares 1,616 $42.09 $68,017.44
Disclosure

SEC source: 0001127602-19-034620 · form4.xml · nonDerivative · entry 2

Leng Visal · CIK 0001754328 · VP & Pres, APAC BTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,775.81

Read SEC document
December 06, 2019 Filed Dec 10, 2019 00:08 UTC
VanHimbergen Robert MVP Corporate Controller
Tax withholdingOrdinary Shares 464 $42.09 $19,529.76
Disclosure

SEC source: 0001127602-19-034617 · form4.xml · nonDerivative · entry 2

VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,735.43

Read SEC document
December 06, 2019 Filed Dec 9, 2019 23:59 UTC
MINELLA LYNN CVice President, CHRO
Tax withholdingOrdinary Shares 1,567 $42.09 $65,955.03
Disclosure

SEC source: 0001127602-19-034607 · form4.xml · nonDerivative · entry 2

MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,772.75

Read SEC document
December 05, 2019 Filed Dec 9, 2019 23:56 UTC
Donofrio JohnExec VP & General Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 75,445 $0.00 Strike: $41.75 $0.00
Disclosure

SEC source: 0001127602-19-034605 · form4.xml · derivative · entry 4

Donofrio John · CIK 0001330156 · Exec VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,445

Underlying: Ordinary Shares · 75,445 shares

Expires 2029-12-05

F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 23:56 UTC
Donofrio JohnExec VP & General Counsel
GrantOrdinary Shares 13,173 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034605 · form4.xml · nonDerivative · entry 1

Donofrio John · CIK 0001330156 · Exec VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,013.741

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI.

Read SEC document
December 05, 2019 Filed Dec 10, 2019 00:16 UTC
Stief Brian JExecutive VP and CFO
GrantEmployee Stock Option (Right to Buy) · Derivative 92,009 $0.00 Strike: $41.75 $0.00
Disclosure

SEC source: 0001127602-19-034628 · form4.xml · derivative · entry 5

Stief Brian J · CIK 0001494478 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,009

Underlying: Ordinary Shares · 92,009 shares

Expires 2029-12-05

F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.

Read SEC document
December 05, 2019 Filed Dec 10, 2019 00:16 UTC
Stief Brian JExecutive VP and CFO
GrantOrdinary Shares 16,065 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034628 · form4.xml · nonDerivative · entry 1

Stief Brian J · CIK 0001494478 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,215.44

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI.

Read SEC document
December 05, 2019 Filed Dec 10, 2019 00:15 UTC
Oliver GeorgeChairman & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 325,788 $0.00 Strike: $41.75 $0.00
Disclosure

SEC source: 0001127602-19-034626 · form4.xml · derivative · entry 5

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,788

Underlying: Ordinary Shares · 325,788 shares

Expires 2029-12-05

F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.

Read SEC document
December 05, 2019 Filed Dec 10, 2019 00:15 UTC
Oliver GeorgeChairman & CEO
GrantOrdinary Shares 56,886 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034626 · form4.xml · nonDerivative · entry 1

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,081,513.04

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI.

Read SEC document
December 05, 2019 Filed Dec 10, 2019 00:13 UTC
Williams Jeffrey MVP & Pres G Prod Bldg Tech Sol
GrantEmployee Stock Option (Right to Buy) · Derivative 102,880 $0.00 Strike: $41.75 $0.00
Disclosure

SEC source: 0001127602-19-034624 · form4.xml · derivative · entry 5

Williams Jeffrey M · CIK 0001629526 · VP & Pres G Prod Bldg Tech Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,880

Underlying: Ordinary Shares · 102,880 shares

Expires 2029-12-05

F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.

Read SEC document
December 05, 2019 Filed Dec 10, 2019 00:13 UTC
Williams Jeffrey MVP & Pres G Prod Bldg Tech Sol
GrantOrdinary Shares 17,964 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034624 · form4.xml · nonDerivative · entry 1

Williams Jeffrey M · CIK 0001629526 · VP & Pres G Prod Bldg Tech Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,485.12

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI.

Read SEC document
December 05, 2019 Filed Dec 10, 2019 00:12 UTC
Rushing Rodney MPres. Bldg Solutions, North Am
GrantEmployee Stock Option (Right to Buy) · Derivative 72,016 $0.00 Strike: $41.75 $0.00
Disclosure

SEC source: 0001127602-19-034622 · form4.xml · derivative · entry 4

Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,016

Underlying: Ordinary Shares · 72,016 shares

Expires 2029-12-05

F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.

Read SEC document
December 05, 2019 Filed Dec 10, 2019 00:12 UTC
Rushing Rodney MPres. Bldg Solutions, North Am
GrantOrdinary Shares 12,574 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034622 · form4.xml · nonDerivative · entry 1

Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,491.47

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI.

Read SEC document
December 05, 2019 Filed Dec 10, 2019 00:10 UTC
Leng VisalVP & Pres, APAC BTS
GrantEmployee Stock Option (Right to Buy) · Derivative 51,440 $0.00 Strike: $41.75 $0.00
Disclosure

SEC source: 0001127602-19-034620 · form4.xml · derivative · entry 3

Leng Visal · CIK 0001754328 · VP & Pres, APAC BTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,440

Underlying: Ordinary Shares · 51,440 shares

Expires 2029-12-05

F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.

Read SEC document
December 05, 2019 Filed Dec 10, 2019 00:10 UTC
Leng VisalVP & Pres, APAC BTS
GrantOrdinary Shares 8,982 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034620 · form4.xml · nonDerivative · entry 1

Leng Visal · CIK 0001754328 · VP & Pres, APAC BTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,391.81

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI.

Read SEC document
December 05, 2019 Filed Dec 10, 2019 00:08 UTC
VanHimbergen Robert MVP Corporate Controller
GrantEmployee Stock Option (Right to Buy) · Derivative 17,146 $0.00 Strike: $41.75 $0.00
Disclosure

SEC source: 0001127602-19-034617 · form4.xml · derivative · entry 5

VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,146

Underlying: Ordinary Shares · 17,146 shares

Expires 2029-12-05

F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.

Read SEC document
December 05, 2019 Filed Dec 10, 2019 00:08 UTC
VanHimbergen Robert MVP Corporate Controller
GrantOrdinary Shares 2,994 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034617 · form4.xml · nonDerivative · entry 1

VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,199.43

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI.

Read SEC document
December 05, 2019 Filed Dec 10, 2019 00:03 UTC
Brannemo TomasVP & President, BTS EMEALA
GrantEmployee Stock Option (Right to Buy) · Derivative 54,869 $0.00 Strike: $41.75 $0.00
Disclosure

SEC source: 0001127602-19-034612 · form4.xml · derivative · entry 2

Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,869

Underlying: Ordinary Shares · 54,869 shares

Expires 2029-12-05

F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.

Read SEC document
December 05, 2019 Filed Dec 10, 2019 00:03 UTC
Brannemo TomasVP & President, BTS EMEALA
GrantOrdinary Shares 9,580 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034612 · form4.xml · nonDerivative · entry 1

Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,148

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI.

Read SEC document
December 05, 2019 Filed Dec 10, 2019 00:06 UTC
ELLIS MICHAEL JEVP Chief Digital Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 68,587 $0.00 Strike: $41.75 $0.00
Disclosure

SEC source: 0001127602-19-034615 · form4.xml · derivative · entry 2

ELLIS MICHAEL J · CIK 0001791056 · EVP Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,587

Underlying: Ordinary Shares · 68,587 shares

Expires 2029-12-05

F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.

Read SEC document
December 05, 2019 Filed Dec 10, 2019 00:06 UTC
ELLIS MICHAEL JEVP Chief Digital Officer
GrantOrdinary Shares 11,976 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034615 · form4.xml · nonDerivative · entry 1

ELLIS MICHAEL J · CIK 0001791056 · EVP Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,222

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI.

Read SEC document
December 05, 2019 Filed Dec 10, 2019 00:00 UTC
RAMASWAMY SREEGANESHVP & Pres, Global Services
GrantEmployee Stock Option (Right to Buy) · Derivative 75,445 $0.00 Strike: $41.75 $0.00
Disclosure

SEC source: 0001127602-19-034609 · form4.xml · derivative · entry 2

RAMASWAMY SREEGANESH · CIK 0001795545 · VP & Pres, Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,445

Underlying: Ordinary Shares · 75,445 shares

Expires 2029-12-05

F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.

Read SEC document
December 05, 2019 Filed Dec 10, 2019 00:00 UTC
RAMASWAMY SREEGANESHVP & Pres, Global Services
GrantOrdinary Shares 13,173 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034609 · form4.xml · nonDerivative · entry 1

RAMASWAMY SREEGANESH · CIK 0001795545 · VP & Pres, Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,937

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 23:59 UTC
MINELLA LYNN CVice President, CHRO
GrantEmployee Stock Option (Right to Buy) · Derivative 44,581 $0.00 Strike: $41.75 $0.00
Disclosure

SEC source: 0001127602-19-034607 · form4.xml · derivative · entry 4

MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,581

Underlying: Ordinary Shares · 44,581 shares

Expires 2029-12-05

F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 23:59 UTC
MINELLA LYNN CVice President, CHRO
GrantOrdinary Shares 7,784 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034607 · form4.xml · nonDerivative · entry 1

MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,339.75

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 21:14 UTC
Stief Brian JExecutive VP and CFO
GrantOrdinary Shares 47,195.65 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034459 · form4.xml · nonDerivative · entry 1

Stief Brian J · CIK 0001494478 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,150.44

F1 · shares: Represents performance shares for the three-year performance period ended September 30, 2019. The Compensation Committee approved the performance results on December 4, 2019.

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December 04, 2019 Filed Dec 6, 2019 21:12 UTC
Williams Jeffrey MVP & Pres G Prod Bldg Tech Sol
GrantOrdinary Shares 29,305.81 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034456 · form4.xml · nonDerivative · entry 1

Williams Jeffrey M · CIK 0001629526 · VP & Pres G Prod Bldg Tech Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,521.12

F1 · shares: Represents performance shares for the three-year performance period ended September 30, 2019. The Compensation Committee approved the performance results on December 4, 2019.

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December 04, 2019 Filed Dec 6, 2019 21:04 UTC
Rushing Rodney MPres. Bldg Solutions, North Am
GrantPhantom Stock Units - Deferred Compensation · Derivative 10,471.96 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034446 · form4.xml · derivative · entry 2

Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,452.31

Underlying: Ordinary Shares · 10,471.96 shares

Expires 2018-10-07

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one ordinary share of JCI plc. The reporting person settled the units of phantom stock in cash.

F1 · shares: Represents performance shares for the three-year performance period ended September 30, 2019. The Compensation Committee approved the performance results on December 4, 2019.

F3 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash .

F3 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash .

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December 04, 2019 Filed Dec 6, 2019 21:04 UTC
Rushing Rodney MPres. Bldg Solutions, North Am
GrantOrdinary Shares 10,470.41 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034446 · form4.xml · nonDerivative · entry 1

Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,917.47

F1 · shares: Represents performance shares for the three-year performance period ended September 30, 2019. The Compensation Committee approved the performance results on December 4, 2019.

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December 04, 2019 Filed Dec 6, 2019 21:07 UTC
Oliver GeorgeChairman & CEO
GrantOrdinary Shares 142,495.82 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034451 · form4.xml · nonDerivative · entry 1

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,022,004.86

F1 · shares: Represents performance shares for the three-year performance period ended September 30, 2019. The Compensation Committee approved the performance results on December 4, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.