Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Johnson Controls International plcJCI · Entity 2940 | VP & President, BTS EMEALA | December 07, 2022 | January 18, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Johnson Controls International plc
Report date December 07, 2022 · Filed January 18, 2023 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 45,718.45 |
Last balance in matching sequence
After 2022-12-08 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2022-12-07 · Grant · Acquired 16,136.85 · Balance 40,392.45 F1: This amendment is being filed to report transactions that were inadvertently omitted from the Form 4 filed on December 9, 2022 related to the vesting of PSUs and related tax withholdings. F2: Represents performance share units for the three-year performance period ended September 30, 2022. The Compensation Committee approved the performance results on November 28, 2022. Row 2 · 2022-12-07 · Tax withholding · Disposed 933 · Balance 39,459.45 Row 3 · 2022-12-08 · Tax withholding · Disposed 106 · Balance 39,353.45 Row 4 · 2022-12-08 · Grant · Acquired 6,365 · Balance 45,718.45 F3: Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $66.77 · Expires 2032-12-08 | Direct | 23,338 |
Reported balance
After 2022-12-08 transaction · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · 2022-12-08 · Grant · Acquired 23,338 · Balance 23,338 F4: Subject to acceleration upon certain events, options become exercisable in two equal installments, on each of the second and third anniversary of grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: This amendment is being filed to report transactions that were inadvertently omitted from the Form 4 filed on December 9, 2022 related to the vesting of PSUs and related tax withholdings.
F2: Represents performance share units for the three-year performance period ended September 30, 2022. The Compensation Committee approved the performance results on November 28, 2022.
F3: Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
F4: Subject to acceleration upon certain events, options become exercisable in two equal installments, on each of the second and third anniversary of grant date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Xylem Inc.
Report date September 27, 2019 · Filed September 30, 2019
Section 16 reporting ended · disclosed 2019-09-30. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2022 Filed Dec 12, 2022 22:23 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 176 | $65.77 | $11,575.52 |
DisclosureSEC source: 0001127602-22-027331 · form4.xml · nonDerivative · entry 1 Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,338.6 Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 21:56 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 23,338 | $0.00 Strike: $66.77 | $0.00 |
DisclosureSEC source: 0001127602-22-027204 · form4.xml · derivative · entry 3 Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,338 Underlying: Ordinary Shares · 23,338 shares Expires 2032-12-08 F2 · shares: Subject to acceleration upon certain events, options become exercisable in two equal installments, on each of the second and third anniversary of grant date. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 21:56 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 6,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-027204 · form4.xml · nonDerivative · entry 2 Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,514.6 F1 · shares: Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 21:56 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 106 | $66.77 | $7,077.62 |
DisclosureSEC source: 0001127602-22-027204 · form4.xml · nonDerivative · entry 1 Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,149.6 Read SEC document |
| December 08, 2022 Filed Jan 18, 2023 22:19 UTC Amendment | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 23,338 | $0.00 Strike: $66.77 | $0.00 |
DisclosureSEC source: 0001127602-23-001670 · form4a.xml · derivative · entry 5 Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,338 Underlying: Ordinary Shares · 23,338 shares Expires 2032-12-08 F4 · shares: Subject to acceleration upon certain events, options become exercisable in two equal installments, on each of the second and third anniversary of grant date. Read SEC document |
| December 08, 2022 Filed Jan 18, 2023 22:19 UTC Amendment | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 6,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-001670 · form4a.xml · nonDerivative · entry 4 Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,718.45 F3 · shares: Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| December 08, 2022 Filed Jan 18, 2023 22:19 UTC Amendment | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 106 | $66.77 | $7,077.62 |
DisclosureSEC source: 0001127602-23-001670 · form4a.xml · nonDerivative · entry 3 Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,353.45 Read SEC document |
| December 07, 2022 Filed Jan 18, 2023 22:19 UTC Amendment | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 933 | $66.39 | $61,941.87 |
DisclosureSEC source: 0001127602-23-001670 · form4a.xml · nonDerivative · entry 2 Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,459.45 Read SEC document |
| December 07, 2022 Filed Jan 18, 2023 22:19 UTC Amendment | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 16,136.85 | $66.39 | $1,071,325.47 |
DisclosureSEC source: 0001127602-23-001670 · form4a.xml · nonDerivative · entry 1 Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,392.45 F1 · kind: This amendment is being filed to report transactions that were inadvertently omitted from the Form 4 filed on December 9, 2022 related to the vesting of PSUs and related tax withholdings. F2 · shares: Represents performance share units for the three-year performance period ended September 30, 2022. The Compensation Committee approved the performance results on November 28, 2022. Read SEC document |
| December 05, 2022 Filed Dec 6, 2022 17:49 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 198 | $67.21 | $13,307.58 |
DisclosureSEC source: 0001127602-22-026954 · form4.xml · nonDerivative · entry 1 Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,255.6 Read SEC document |
| November 08, 2022 Filed Nov 9, 2022 20:27 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 30,551 | $65.03 | $1,986,731.53 |
DisclosureSEC source: 0001127602-22-025174 · form4.xml · nonDerivative · entry 1 Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,453.6 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.00 to $65.11 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 15:48 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 13 | $57.84 | $751.92 |
DisclosureSEC source: 0001127602-22-024681 · form4.xml · nonDerivative · entry 1 Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,004.6 Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 22:06 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 1,875 | $49.22 | $92,287.50 |
DisclosureSEC source: 0001127602-22-023334 · form4.xml · nonDerivative · entry 1 Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,647.68 Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 22:43 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 172 | $79.32 | $13,643.04 |
DisclosureSEC source: 0001127602-21-030826 · form4.xml · nonDerivative · entry 1 Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,587.37 Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 23:09 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 22,861 | $0.00 Strike: $79.54 | $0.00 |
DisclosureSEC source: 0001127602-21-030728 · form4.xml · derivative · entry 2 Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,861 Underlying: Ordinary Shares · 22,861 shares Expires 2031-12-08 F2 · shares: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 23:09 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 5,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030728 · form4.xml · nonDerivative · entry 1 Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,759.37 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| December 05, 2021 Filed Dec 7, 2021 01:29 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 176 | $77.95 | $13,719.20 |
DisclosureSEC source: 0001127602-21-030399 · form4.xml · nonDerivative · entry 1 Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,416.37 Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 21:34 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 42,735 | $0.00 Strike: $45.69 | $0.00 |
DisclosureSEC source: 0001127602-20-031273 · form4.xml · derivative · entry 2 Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,735 Underlying: Ordinary Shares · 42,735 shares Expires 2030-12-10 F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 21:34 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 8,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-031273 · form4.xml · nonDerivative · entry 1 Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,757.36 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI. Read SEC document |
| December 05, 2020 Filed Dec 7, 2020 22:57 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 173 | $45.89 | $7,938.97 |
DisclosureSEC source: 0001127602-20-030723 · form4.xml · nonDerivative · entry 1 Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,003.36 Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 22:31 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 14,702 | $41.97 | $617,042.94 |
DisclosureSEC source: 0001127602-20-028271 · form4.xml · nonDerivative · entry 1 Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,176.36 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.92 to $42.04 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 21:32 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 818 | $40.85 | $33,415.30 |
DisclosureSEC source: 0001127602-20-026056 · form4.xml · nonDerivative · entry 1 Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,537.76 Read SEC document |
| December 05, 2019 Filed Dec 10, 2019 00:03 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 54,869 | $0.00 Strike: $41.75 | $0.00 |
DisclosureSEC source: 0001127602-19-034612 · form4.xml · derivative · entry 2 Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,869 Underlying: Ordinary Shares · 54,869 shares Expires 2029-12-05 F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant. Read SEC document |
| December 05, 2019 Filed Dec 10, 2019 00:03 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 9,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-034612 · form4.xml · nonDerivative · entry 1 Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,148 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 22:25 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 45,568 | $43.89 | $1,999,979.52 |
DisclosureSEC source: 0001127602-19-029508 · form4.xml · nonDerivative · entry 1 Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,568 F1 · kind: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. F2 · shares: Subject to certain acceleration and forfeiture provisions, 33 percent vest on the first anniversary of the grant date and the remaining 66 percent vest on the third anniversary. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 19:16 UTC | Xylem Inc. XYL · Entity 430 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,912 | $0.00 Strike: $48.33 | $0.00 |
DisclosureSEC source: 0001209191-19-039075 · doc4.xml · derivative · entry 7 Brannemo Tomas · CIK 0001607927 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,912 Underlying: Common Stock · 3,912 shares Expires 2027-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options vest in 3 equal annual installments beginning on February 21, 2018. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 19:16 UTC | Xylem Inc. XYL · Entity 430 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,771 | $0.00 Strike: $37.47 | $0.00 |
DisclosureSEC source: 0001209191-19-039075 · doc4.xml · derivative · entry 6 Brannemo Tomas · CIK 0001607927 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,771 shares Expires 2026-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options are fully vested and exercisable. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 19:16 UTC | Xylem Inc. XYL · Entity 430 | Exercise / conversionCommon Stock | 7,000 | $81.90 | $573,267.80 |
DisclosureSEC source: 0001209191-19-039075 · doc4.xml · nonDerivative · entry 5 Brannemo Tomas · CIK 0001607927 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares were sold pursuant to a 10b5-1 plan adopted by the reporting person on May 24, 2019 F2 · price: This price represents the weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"), of sales that were executed at a price of $81.8954 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 19:16 UTC | Xylem Inc. XYL · Entity 430 | SaleCommon Stock | 3,912 | $81.90 | $320,374.80 |
DisclosureSEC source: 0001209191-19-039075 · doc4.xml · nonDerivative · entry 4 Brannemo Tomas · CIK 0001607927 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,390 F2 · price: This price represents the weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"), of sales that were executed at a price of $81.8954 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 19:16 UTC | Xylem Inc. XYL · Entity 430 | Exercise / conversionCommon Stock | 3,912 | $48.33 | $189,066.96 |
DisclosureSEC source: 0001209191-19-039075 · doc4.xml · nonDerivative · entry 3 Brannemo Tomas · CIK 0001607927 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares were sold pursuant to a 10b5-1 plan adopted by the reporting person on May 24, 2019 Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 19:16 UTC | Xylem Inc. XYL · Entity 430 | SaleCommon Stock | 2,771 | $81.90 | $226,932.15 |
DisclosureSEC source: 0001209191-19-039075 · doc4.xml · nonDerivative · entry 2 Brannemo Tomas · CIK 0001607927 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,390 F2 · price: This price represents the weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"), of sales that were executed at a price of $81.8954 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 19:16 UTC | Xylem Inc. XYL · Entity 430 | Exercise / conversionCommon Stock | 2,771 | $37.47 | $103,829.37 |
DisclosureSEC source: 0001209191-19-039075 · doc4.xml · nonDerivative · entry 1 Brannemo Tomas · CIK 0001607927 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares were sold pursuant to a 10b5-1 plan adopted by the reporting person on May 24, 2019 Read SEC document |
| February 26, 2019 Filed Feb 26, 2019 21:49 UTC | Xylem Inc. XYL · Entity 430 | SaleCommon Stock | 1,196 | $75.05 | $89,758.13 |
DisclosureSEC source: 0001209191-19-013587 · doc4.xml · nonDerivative · entry 5 Brannemo Tomas · CIK 0001607927 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,390 F3 · shares: Reflects the sale of shares of common stock to cover the tax liability incident to the vesting of performance stock units granted on February 24, 2016 under the Xylem 2011 Omnibus Incentive Plan. Read SEC document |
| February 26, 2019 Filed Feb 26, 2019 21:49 UTC | Xylem Inc. XYL · Entity 430 | GrantCommon Stock | 3,504 | $75.05 | $262,970.29 |
DisclosureSEC source: 0001209191-19-013587 · doc4.xml · nonDerivative · entry 4 Brannemo Tomas · CIK 0001607927 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,586 F4 · shares: Reflects acquisition of 3,504 shares of common stock upon vesting of performance based restricted stock units granted on February 24, 2016 upon achievement of performance criteria related to Total Shareowner Return. Read SEC document |
| February 26, 2019 Filed Feb 26, 2019 21:49 UTC | Xylem Inc. XYL · Entity 430 | SaleCommon Stock | 1,196 | $75.05 | $89,758.13 |
DisclosureSEC source: 0001209191-19-013587 · doc4.xml · nonDerivative · entry 3 Brannemo Tomas · CIK 0001607927 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,082 F3 · shares: Reflects the sale of shares of common stock to cover the tax liability incident to the vesting of performance stock units granted on February 24, 2016 under the Xylem 2011 Omnibus Incentive Plan. Read SEC document |
| February 26, 2019 Filed Feb 26, 2019 21:49 UTC | Xylem Inc. XYL · Entity 430 | GrantCommon Stock | 3,504 | $75.05 | $262,970.29 |
DisclosureSEC source: 0001209191-19-013587 · doc4.xml · nonDerivative · entry 2 Brannemo Tomas · CIK 0001607927 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,278 F2 · shares: Reflects acquisition of 3,504 shares of common stock upon vesting of performance based restricted stock units granted on February 24, 2016 upon achievement of performance criteria related to ROIC Read SEC document |
| February 26, 2019 Filed Feb 26, 2019 21:49 UTC | Xylem Inc. XYL · Entity 430 | SaleCommon Stock | 229 | $75.05 | $17,186.13 |
DisclosureSEC source: 0001209191-19-013587 · doc4.xml · nonDerivative · entry 1 Brannemo Tomas · CIK 0001607927 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,774 F1 · shares: Reflects the sale of shares of common stock to cover the tax liability incident to the vesting of restricted stock units granted on February 24, 2016 under the Xylem 2011 Omnibus Incentive Plan. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 21:55 UTC | Xylem Inc. XYL · Entity 430 | SaleCommon Stock | 265 | $74.44 | $19,725.96 |
DisclosureSEC source: 0001209191-19-012655 · doc4.xml · nonDerivative · entry 2 Brannemo Tomas · CIK 0001607927 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,303 F3 · shares: Reflects the sale of shares of common stock to cover the tax liability incident to the vesting of restricted stock units granted on February 21, 2018 under the Xylem 2011 Omnibus Incentive Plan. F2 · price: This price represents the approximate weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"), of sales that were executed at prices ranging from $74.40 to $74.53 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 21:55 UTC | Xylem Inc. XYL · Entity 430 | SaleCommon Stock | 294 | $74.44 | $21,884.65 |
DisclosureSEC source: 0001209191-19-012655 · doc4.xml · nonDerivative · entry 1 Brannemo Tomas · CIK 0001607927 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,568 F1 · shares: Reflects the sale of shares of common stock to cover the tax liability incident to the vesting of restricted stock units granted on February 21, 2017 under the Xylem 2011 Omnibus Incentive Plan. F2 · price: This price represents the approximate weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"), of sales that were executed at prices ranging from $74.40 to $74.53 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:55 UTC | Xylem Inc. XYL · Entity 430 | GrantEmployee Stock Option · Derivative | 11,723 | $0.00 Strike: $74.07 | $0.00 |
DisclosureSEC source: 0001209191-19-012655 · doc4.xml · derivative · entry 4 Brannemo Tomas · CIK 0001607927 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,723 Underlying: Common · 11,723 shares Expires 2029-02-20 F5 · derivative.exercise_date: Reflects an award of stock options which are scheduled to vest in three equal annual installments beginning on February 20, 2020. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:55 UTC | Xylem Inc. XYL · Entity 430 | GrantCommon Stock | 2,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012655 · doc4.xml · nonDerivative · entry 3 Brannemo Tomas · CIK 0001607927 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,003 F4 · shares: Reflects an award of restricted stock units which are scheduled to vest in three equal annual installments beginning on February 20, 2020. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 20:13 UTC | Xylem Inc. XYL · Entity 430 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,913 | $0.00 Strike: $48.33 | $0.00 |
DisclosureSEC source: 0001209191-18-017154 · doc4.xml · derivative · entry 10 Brannemo Tomas · CIK 0001607927 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,824 Underlying: Common Stock · 3,913 shares Expires 2027-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options vest in 3 equal annual installments beginning on February 21, 2018. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 20:13 UTC | Xylem Inc. XYL · Entity 430 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,772 | $0.00 Strike: $37.47 | $0.00 |
DisclosureSEC source: 0001209191-18-017154 · doc4.xml · derivative · entry 9 Brannemo Tomas · CIK 0001607927 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,771 Underlying: Common Stock · 2,772 shares Expires 2026-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vest in 3 equal annual installments beginning on February 24, 2017. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 20:13 UTC | Xylem Inc. XYL · Entity 430 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,986 | $0.00 Strike: $35.96 | $0.00 |
DisclosureSEC source: 0001209191-18-017154 · doc4.xml · derivative · entry 8 Brannemo Tomas · CIK 0001607927 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,986 shares Expires 2025-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options are fully vested and exercisable. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 20:13 UTC | Xylem Inc. XYL · Entity 430 | SaleCommon Stock | 1,045 | $73.47 | $76,776.15 |
DisclosureSEC source: 0001209191-18-017154 · doc4.xml · nonDerivative · entry 7 Brannemo Tomas · CIK 0001607927 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,817 Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 20:13 UTC | Xylem Inc. XYL · Entity 430 | SaleCommon Stock | 3,913 | $73.45 | $287,409.85 |
DisclosureSEC source: 0001209191-18-017154 · doc4.xml · nonDerivative · entry 6 Brannemo Tomas · CIK 0001607927 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,862 F1 · price: This price represents the weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"), of sales that were executed at prices ranging from $73.44 to $73.52 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 20:13 UTC | Xylem Inc. XYL · Entity 430 | Exercise / conversionCommon Stock | 3,913 | $48.33 | $189,115.29 |
DisclosureSEC source: 0001209191-18-017154 · doc4.xml · nonDerivative · entry 5 Brannemo Tomas · CIK 0001607927 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 20:13 UTC | Xylem Inc. XYL · Entity 430 | SaleCommon Stock | 2,772 | $73.45 | $203,603.40 |
DisclosureSEC source: 0001209191-18-017154 · doc4.xml · nonDerivative · entry 4 Brannemo Tomas · CIK 0001607927 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,862 F1 · price: This price represents the weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"), of sales that were executed at prices ranging from $73.44 to $73.52 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 20:13 UTC | Xylem Inc. XYL · Entity 430 | Exercise / conversionCommon Stock | 2,772 | $37.47 | $103,866.84 |
DisclosureSEC source: 0001209191-18-017154 · doc4.xml · nonDerivative · entry 3 Brannemo Tomas · CIK 0001607927 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,634 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 20:13 UTC | Xylem Inc. XYL · Entity 430 | SaleCommon Stock | 3,986 | $73.45 | $292,771.70 |
DisclosureSEC source: 0001209191-18-017154 · doc4.xml · nonDerivative · entry 2 Brannemo Tomas · CIK 0001607927 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,862 F1 · price: This price represents the weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"), of sales that were executed at prices ranging from $73.44 to $73.52 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.