Last 12 months
Inside the activity.
1 purchase rows · 15 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 3 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 5 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 06, 2020 Filed Dec 8, 2020 23:52 UTC |
VanHimbergen Robert MVP Corporate Controller
|
Tax withholdingOrdinary Shares | 570 | $45.89 | $26,157.30 |
DisclosureSEC source: 0001127602-20-030919 · form4.xml · nonDerivative · entry 2 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,354.98 Read SEC document |
| December 06, 2020 Filed Dec 8, 2020 23:51 UTC |
Stief Brian JVice Chairman
|
Tax withholdingOrdinary Shares | 3,326 | $45.89 | $152,630.14 |
DisclosureSEC source: 0001127602-20-030918 · form4.xml · nonDerivative · entry 2 Stief Brian J · CIK 0001494478 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,276.06 Read SEC document |
| December 06, 2020 Filed Dec 8, 2020 23:50 UTC |
Williams Jeffrey MVP & Pres G Prod Bldg Tech Sol
|
Tax withholdingOrdinary Shares | 2,478 | $45.89 | $113,715.42 |
DisclosureSEC source: 0001127602-20-030916 · form4.xml · nonDerivative · entry 2 Williams Jeffrey M · CIK 0001629526 · VP & Pres G Prod Bldg Tech Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,624.47 Read SEC document |
| December 05, 2020 Filed Dec 7, 2020 23:05 UTC |
Leng VisalVP & Pres, APAC BTS
|
Tax withholdingOrdinary Shares | 677 | $45.89 | $31,067.53 |
DisclosureSEC source: 0001127602-20-030730 · form4.xml · nonDerivative · entry 1 Leng Visal · CIK 0001754328 · VP & Pres, APAC BTS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,092.75 Read SEC document |
| December 05, 2020 Filed Dec 7, 2020 23:01 UTC |
ELLIS MICHAEL JEVP Chief Digital & Customer O
|
Tax withholdingOrdinary Shares | 1,203 | $45.89 | $55,205.67 |
DisclosureSEC source: 0001127602-20-030728 · form4.xml · nonDerivative · entry 1 ELLIS MICHAEL J · CIK 0001791056 · EVP Chief Digital & Customer O 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,485.18 Read SEC document |
| December 05, 2020 Filed Dec 7, 2020 23:00 UTC |
MANNING NATHAN DVP & Pres, North America
|
Tax withholdingOrdinary Shares | 1,157 | $45.89 | $53,094.73 |
DisclosureSEC source: 0001127602-20-030725 · form4.xml · nonDerivative · entry 1 MANNING NATHAN D · CIK 0001828573 · VP & Pres, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,181.44 Read SEC document |
| December 05, 2020 Filed Dec 7, 2020 22:59 UTC |
RAMASWAMY SREEGANESHVP & Pres, Global Services
|
Tax withholdingOrdinary Shares | 1,323 | $45.89 | $60,712.47 |
DisclosureSEC source: 0001127602-20-030724 · form4.xml · nonDerivative · entry 1 RAMASWAMY SREEGANESH · CIK 0001795545 · VP & Pres, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,446.13 Read SEC document |
| December 05, 2020 Filed Dec 7, 2020 22:57 UTC |
Brannemo TomasVP & President, BTS EMEALA
|
Tax withholdingOrdinary Shares | 173 | $45.89 | $7,938.97 |
DisclosureSEC source: 0001127602-20-030723 · form4.xml · nonDerivative · entry 1 Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,003.36 Read SEC document |
| December 05, 2020 Filed Dec 9, 2020 01:47 UTC |
MINELLA LYNN CVice President, CHRO
|
Tax withholdingOrdinary Shares | 1,254 | $45.89 | $57,546.06 |
DisclosureSEC source: 0001127602-20-030930 · form4.xml · nonDerivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,463.25 Read SEC document |
| December 05, 2020 Filed Dec 8, 2020 23:54 UTC |
Donofrio JohnExec VP & General Counsel
|
Tax withholdingOrdinary Shares | 1,444 | $45.89 | $66,265.16 |
DisclosureSEC source: 0001127602-20-030921 · form4.xml · nonDerivative · entry 1 Donofrio John · CIK 0001330156 · Exec VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,791.051 Read SEC document |
| December 05, 2020 Filed Dec 8, 2020 23:53 UTC |
Oliver GeorgeChairman & CEO
|
Tax withholdingOrdinary Shares | 9,162 | $45.89 | $420,444.18 |
DisclosureSEC source: 0001127602-20-030920 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013,703.08 Read SEC document |
| December 05, 2020 Filed Dec 8, 2020 23:52 UTC |
VanHimbergen Robert MVP Corporate Controller
|
Tax withholdingOrdinary Shares | 482 | $45.89 | $22,118.98 |
DisclosureSEC source: 0001127602-20-030919 · form4.xml · nonDerivative · entry 1 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,924.98 Read SEC document |
| December 05, 2020 Filed Dec 8, 2020 23:51 UTC |
Stief Brian JVice Chairman
|
Tax withholdingOrdinary Shares | 2,587 | $45.89 | $118,717.43 |
DisclosureSEC source: 0001127602-20-030918 · form4.xml · nonDerivative · entry 1 Stief Brian J · CIK 0001494478 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,602.06 Read SEC document |
| December 05, 2020 Filed Dec 8, 2020 23:50 UTC |
Williams Jeffrey MVP & Pres G Prod Bldg Tech Sol
|
Tax withholdingOrdinary Shares | 2,893 | $45.89 | $132,759.77 |
DisclosureSEC source: 0001127602-20-030916 · form4.xml · nonDerivative · entry 1 Williams Jeffrey M · CIK 0001629526 · VP & Pres G Prod Bldg Tech Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,102.47 Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 16:03 UTC |
RAMASWAMY SREEGANESHVP & Pres, Global Services
|
Tax withholdingOrdinary Shares | 5,701 | $45.89 | $261,618.89 |
DisclosureSEC source: 0001127602-20-030537 · form4.xml · nonDerivative · entry 1 RAMASWAMY SREEGANESH · CIK 0001795545 · VP & Pres, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,769.13 Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 21:27 UTC |
Williams Jeffrey MVP & Pres G Prod Bldg Tech Sol
|
SaleOrdinary Shares | 13,000 | $47.50 | $617,500.00 |
DisclosureSEC source: 0001127602-20-028634 · form4.xml · nonDerivative · entry 1 Williams Jeffrey M · CIK 0001629526 · VP & Pres G Prod Bldg Tech Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,995.47 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 22:33 UTC |
VanHimbergen Robert MVP Corporate Controller
|
GiftOrdinary Shares | 725 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028273 · form4.xml · nonDerivative · entry 2 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,406.98 Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 22:33 UTC |
VanHimbergen Robert MVP Corporate Controller
|
SaleOrdinary Shares | 4,200 | $42.76 | $179,592.00 |
DisclosureSEC source: 0001127602-20-028273 · form4.xml · nonDerivative · entry 1 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,131.98 Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 22:31 UTC |
Brannemo TomasVP & President, BTS EMEALA
|
SaleOrdinary Shares | 14,702 | $41.97 | $617,042.94 |
DisclosureSEC source: 0001127602-20-028271 · form4.xml · nonDerivative · entry 1 Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,176.36 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.92 to $42.04 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. Read SEC document |
| November 03, 2020 Filed Nov 4, 2020 19:06 UTC |
Williams Jeffrey MVP & Pres G Prod Bldg Tech Sol
|
SaleOrdinary Shares | 1,217 | $45.00 | $54,765.00 |
DisclosureSEC source: 0001127602-20-028097 · form4.xml · nonDerivative · entry 1 Williams Jeffrey M · CIK 0001629526 · VP & Pres G Prod Bldg Tech Sol 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,995.47 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 22:13 UTC |
VanHimbergen Robert MVP Corporate Controller
|
GrantOrdinary Shares | 24,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-026387 · form4.xml · nonDerivative · entry 1 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,251.55 F1 · kind: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. F2 · shares: Subject to certain acceleration and forfeiture provisions, shares vest on the third anniversary of the grant date. F3 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 21:32 UTC |
Brannemo TomasVP & President, BTS EMEALA
|
Tax withholdingOrdinary Shares | 818 | $40.85 | $33,415.30 |
DisclosureSEC source: 0001127602-20-026056 · form4.xml · nonDerivative · entry 1 Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,537.76 Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 16:51 UTC |
Stief Brian JVice Chairman and CFO
|
OtherRestricted Share Units · Derivative | 108,551.95 | $42.29 Strike: $0.00 | $4,590,661.97 |
DisclosureSEC source: 0001127602-20-025279 · form4.xml · derivative · entry 1 Stief Brian J · CIK 0001494478 · Vice Chairman and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,656.98 Underlying: Restricted Share Units · 108,551.95 shares Expires not disclosed F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · kind: The reporting person elected to diversify their holdings in the share unit account under the Johnson Controls International plc Senior Executive Deferred Compensation Plan into other investment options available under the Plan. F3 · derivative.exercise_date: Vested restricted share units will be credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan. F3 · derivative.expiration_date: Vested restricted share units will be credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan. F4 · balance_after: The Number of Derivative Securities Beneficially Owned was erroneously reported as 0 on prior Form 4 due to a clerical error omitting unvested restricted stock units that will be credited to the reporting person's account under the Company's Deferred Compensation Plan, which were previously reported on Form 4. Read SEC document |
| September 11, 2020 Filed Sep 14, 2020 22:36 UTC |
Donofrio JohnExec VP & General Counsel
|
SaleOrdinary Shares | 38,290 | $42.04 | $1,609,711.60 |
DisclosureSEC source: 0001127602-20-025085 · form4.xml · nonDerivative · entry 1 Donofrio John · CIK 0001330156 · Exec VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,915.241 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.00 to $42.09 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 18:16 UTC |
Oliver GeorgeChairman & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,674 | $0.00 Strike: $21.14 | $0.00 |
DisclosureSEC source: 0001127602-20-024691 · form4.xml · derivative · entry 5 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 11,674 shares Expires 2021-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 18:16 UTC |
Oliver GeorgeChairman & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,876 | $0.00 Strike: $17.79 | $0.00 |
DisclosureSEC source: 0001127602-20-024691 · form4.xml · derivative · entry 4 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 13,876 shares Expires 2020-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 18:16 UTC |
Oliver GeorgeChairman & CEO
|
SaleOrdinary Shares | 21,991 | $40.85 | $898,332.35 |
DisclosureSEC source: 0001127602-20-024691 · form4.xml · nonDerivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,022,079.75 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.38 to $41.17 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 18:16 UTC |
Oliver GeorgeChairman & CEO
|
Exercise / conversionOrdinary Shares | 11,674 | $21.14 | $246,788.36 |
DisclosureSEC source: 0001127602-20-024691 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,044,070.75 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 18:16 UTC |
Oliver GeorgeChairman & CEO
|
Exercise / conversionOrdinary Shares | 13,876 | $17.79 | $246,854.04 |
DisclosureSEC source: 0001127602-20-024691 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,032,396.75 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 21:45 UTC |
Stief Brian JExecutive VP and CFO
|
OtherDeferred Compensation · Derivative | 56,379.058 | $38.92 Strike: $0.00 | $2,194,272.94 |
DisclosureSEC source: 0001127602-20-022727 · form4.xml · derivative · entry 2 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Phantom Stock Units - Deferred Compensation · 56,379.058 shares Expires not disclosed F2 · shares: The reporting person elected to diversify their holdings in the share unit account under the Johnson Controls International plc Senior Executive Deferred Compensation Plan into other investment options available under the Plan. F3 · derivative.exercise_date: Phantom stock units settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F3 · derivative.expiration_date: Phantom stock units settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 21:45 UTC |
Stief Brian JExecutive VP and CFO
|
SaleOrdinary Shares | 61,953 | $38.54 | $2,387,668.62 |
DisclosureSEC source: 0001127602-20-022727 · form4.xml · nonDerivative · entry 1 Stief Brian J · CIK 0001494478 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,970.65 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.32 to $38.78 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 21:42 UTC |
VanHimbergen Robert MVP Corporate Controller
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,419 | $0.00 Strike: $25.67 | $0.00 |
DisclosureSEC source: 0001127602-20-022726 · form4.xml · derivative · entry 6 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 10,419 shares Expires 2022-10-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 21:42 UTC |
VanHimbergen Robert MVP Corporate Controller
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,837 | $0.00 Strike: $26.30 | $0.00 |
DisclosureSEC source: 0001127602-20-022726 · form4.xml · derivative · entry 5 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 6,837 shares Expires 2021-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 21:42 UTC |
VanHimbergen Robert MVP Corporate Controller
|
SaleOrdinary Shares | 17,256 | $38.51 | $664,528.56 |
DisclosureSEC source: 0001127602-20-022726 · form4.xml · nonDerivative · entry 3 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,669.55 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.38 to $38.62 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 21:42 UTC |
VanHimbergen Robert MVP Corporate Controller
|
Exercise / conversionOrdinary Shares | 10,419 | $25.67 | $267,455.73 |
DisclosureSEC source: 0001127602-20-022726 · form4.xml · nonDerivative · entry 2 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,925.55 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 21:42 UTC |
VanHimbergen Robert MVP Corporate Controller
|
Exercise / conversionOrdinary Shares | 6,837 | $26.30 | $179,813.10 |
DisclosureSEC source: 0001127602-20-022726 · form4.xml · nonDerivative · entry 1 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,506.55 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 21:37 UTC |
Oliver GeorgeChairman & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,674 | $0.00 Strike: $21.14 | $0.00 |
DisclosureSEC source: 0001127602-20-022723 · form4.xml · derivative · entry 5 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,674 Underlying: Ordinary Shares · 11,674 shares Expires 2021-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 21:37 UTC |
Oliver GeorgeChairman & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,877 | $0.00 Strike: $17.79 | $0.00 |
DisclosureSEC source: 0001127602-20-022723 · form4.xml · derivative · entry 4 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,876 Underlying: Ordinary Shares · 13,877 shares Expires 2020-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 21:37 UTC |
Oliver GeorgeChairman & CEO
|
SaleOrdinary Shares | 22,174 | $38.66 | $857,246.84 |
DisclosureSEC source: 0001127602-20-022723 · form4.xml · nonDerivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,018,520.75 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 21:37 UTC |
Oliver GeorgeChairman & CEO
|
Exercise / conversionOrdinary Shares | 11,674 | $21.14 | $246,788.36 |
DisclosureSEC source: 0001127602-20-022723 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,040,694.75 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 21:37 UTC |
Oliver GeorgeChairman & CEO
|
Exercise / conversionOrdinary Shares | 13,877 | $17.79 | $246,871.83 |
DisclosureSEC source: 0001127602-20-022723 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,029,020.75 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 19:24 UTC |
Oliver GeorgeChairman & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,674 | $0.00 Strike: $21.14 | $0.00 |
DisclosureSEC source: 0001127602-20-020841 · form4.xml · derivative · entry 5 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,348 Underlying: Ordinary Shares · 11,674 shares Expires 2021-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 19:24 UTC |
Oliver GeorgeChairman & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,877 | $0.00 Strike: $17.79 | $0.00 |
DisclosureSEC source: 0001127602-20-020841 · form4.xml · derivative · entry 4 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,753 Underlying: Ordinary Shares · 13,877 shares Expires 2020-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 19:24 UTC |
Oliver GeorgeChairman & CEO
|
SaleOrdinary Shares | 22,620 | $34.17 | $772,925.40 |
DisclosureSEC source: 0001127602-20-020841 · form4.xml · nonDerivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,014,246.65 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.90 to $34.55 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 19:24 UTC |
Oliver GeorgeChairman & CEO
|
Exercise / conversionOrdinary Shares | 11,674 | $21.14 | $246,788.36 |
DisclosureSEC source: 0001127602-20-020841 · form4.xml · nonDerivative · entry 2 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,036,866.65 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 19:24 UTC |
Oliver GeorgeChairman & CEO
|
Exercise / conversionOrdinary Shares | 13,877 | $17.79 | $246,871.83 |
DisclosureSEC source: 0001127602-20-020841 · form4.xml · nonDerivative · entry 1 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,025,192.65 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 14, 2020 Filed Jun 16, 2020 18:46 UTC |
MINELLA LYNN CVice President, CHRO
|
Tax withholdingOrdinary Shares | 11,395 | $34.45 | $392,557.75 |
DisclosureSEC source: 0001127602-20-019710 · form4.xml · nonDerivative · entry 1 MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,961.21 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 19:29 UTC |
Oliver GeorgeChairman & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,675 | $0.00 Strike: $21.14 | $0.00 |
DisclosureSEC source: 0001127602-20-018658 · form4.xml · derivative · entry 5 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,022 Underlying: Ordinary Shares · 11,675 shares Expires 2021-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 19:29 UTC |
Oliver GeorgeChairman & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,877 | $0.00 Strike: $17.79 | $0.00 |
DisclosureSEC source: 0001127602-20-018658 · form4.xml · derivative · entry 4 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,630 Underlying: Ordinary Shares · 13,877 shares Expires 2020-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 19:29 UTC |
Oliver GeorgeChairman & CEO
|
SaleOrdinary Shares | 22,935 | $31.58 | $724,287.30 |
DisclosureSEC source: 0001127602-20-018658 · form4.xml · nonDerivative · entry 3 Oliver George · CIK 0001403297 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,011,315.65 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.20 to $31.82 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.