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Nasdaq · USD

IMMR

IMMERSION CORP

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Tapewire entity
6143
SEC CIK
0001058811
Parsed reports
308

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202640

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 21, 2020 Filed Oct 23, 2020 18:14 UTC
Haidamus RamziDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 17,610 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-008835 · marketforms-49879.xml · derivative · entry 3

Haidamus Ramzi · CIK 0001350949 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,491

Underlying: Common Stock · 17,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: On February 14, 2019, Reporting Person was granted 281,762 restricted stock units ("RSUs"), 1/4 of the RSUs vesting on January 21, 2020 ("Vest Date"), and an additional 1/16 of the RSUs vesting on each quarterly anniversary of the Vest Date thereafter, subject to Reporting Person's continued service through each such vesting date.

F3 · derivative.expiration_date: On February 14, 2019, Reporting Person was granted 281,762 restricted stock units ("RSUs"), 1/4 of the RSUs vesting on January 21, 2020 ("Vest Date"), and an additional 1/16 of the RSUs vesting on each quarterly anniversary of the Vest Date thereafter, subject to Reporting Person's continued service through each such vesting date.

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October 21, 2020 Filed Oct 23, 2020 18:14 UTC
Haidamus RamziDirector · President and CEO
SaleCommon Stock 8,845 $7.00 $61,915.00
Disclosure

SEC source: 0001214659-20-008835 · marketforms-49879.xml · nonDerivative · entry 2

Haidamus Ramzi · CIK 0001350949 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,008

F2 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligation in connection with the vesting of restricted stock units.

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October 21, 2020 Filed Oct 23, 2020 18:14 UTC
Haidamus RamziDirector · President and CEO
Exercise / conversionCommon Stock 17,610 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-20-008835 · marketforms-49879.xml · nonDerivative · entry 1

Haidamus Ramzi · CIK 0001350949 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
September 14, 2020 Filed Sep 15, 2020 21:56 UTC
Haidamus RamziDirector · President and CEO
SaleCommon Stock 10,000 $8.29 $82,904.00
Disclosure

SEC source: 0001214659-20-007877 · marketforms-49683.xml · nonDerivative · entry 1

Haidamus Ramzi · CIK 0001350949 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,243

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.25 to $8.325. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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September 03, 2020 Filed Sep 5, 2020 00:30 UTC
Singer EricDirector · 10% owner
VIEX Opportunities Fund, LP Series OneSee Explanation of Resposnes
VIEX GP, LLCSee Explanation of Resposnes
VIEX Special Opportunities Fund II, LPSee Explanation of Resposnes
VIEX Special Opportunities GP II, LLCSee Explanation of Resposnes
SaleCommon Stock, $0.001 par value 29,347 $9.21 $270,189.02
Disclosure

SEC source: 0001193805-20-001120 · e619918_4-immr.xml · nonDerivative · entry 9

Singer Eric · CIK 0001443284 · Director · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Resposnes

VIEX GP, LLC · CIK 0001654852 · See Explanation of Resposnes

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Resposnes

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Resposnes

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One

Disclosed balance after: 1,031,997

F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.

F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 03, 2020 Filed Sep 5, 2020 00:30 UTC
Singer EricDirector · 10% owner
VIEX Opportunities Fund, LP Series OneSee Explanation of Resposnes
VIEX GP, LLCSee Explanation of Resposnes
VIEX Special Opportunities Fund II, LPSee Explanation of Resposnes
VIEX Special Opportunities GP II, LLCSee Explanation of Resposnes
SaleCommon Stock, $0.001 par value 23,874 $9.53 $227,509.67
Disclosure

SEC source: 0001193805-20-001120 · e619918_4-immr.xml · nonDerivative · entry 8

Singer Eric · CIK 0001443284 · Director · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Resposnes

VIEX GP, LLC · CIK 0001654852 · See Explanation of Resposnes

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Resposnes

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Resposnes

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One

Disclosed balance after: 1,061,344

F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.

F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 03, 2020 Filed Sep 5, 2020 00:30 UTC
Singer EricDirector · 10% owner
VIEX Opportunities Fund, LP Series OneSee Explanation of Resposnes
VIEX GP, LLCSee Explanation of Resposnes
VIEX Special Opportunities Fund II, LPSee Explanation of Resposnes
VIEX Special Opportunities GP II, LLCSee Explanation of Resposnes
SaleCommon Stock, $0.001 par value 54,062 $9.21 $497,732.62
Disclosure

SEC source: 0001193805-20-001120 · e619918_4-immr.xml · nonDerivative · entry 5

Singer Eric · CIK 0001443284 · Director · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Resposnes

VIEX GP, LLC · CIK 0001654852 · See Explanation of Resposnes

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Resposnes

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Resposnes

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 1,901,089

F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 03, 2020 Filed Sep 5, 2020 00:30 UTC
Singer EricDirector · 10% owner
VIEX Opportunities Fund, LP Series OneSee Explanation of Resposnes
VIEX GP, LLCSee Explanation of Resposnes
VIEX Special Opportunities Fund II, LPSee Explanation of Resposnes
VIEX Special Opportunities GP II, LLCSee Explanation of Resposnes
SaleCommon Stock, $0.001 par value 43,980 $9.53 $419,111.81
Disclosure

SEC source: 0001193805-20-001120 · e619918_4-immr.xml · nonDerivative · entry 4

Singer Eric · CIK 0001443284 · Director · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Resposnes

VIEX GP, LLC · CIK 0001654852 · See Explanation of Resposnes

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Resposnes

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Resposnes

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 1,955,151

F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 03, 2020 Filed Sep 4, 2020 20:59 UTC
MARTIN WILLIAM CDirector · 10% owner
SaleCommon Stock, $0.001 par value 82,623 $9.19 $759,412.78
Disclosure

SEC source: 0000921895-20-002365 · form407738085_09042020.xml · nonDerivative · entry 5

MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 4,109,817

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
September 03, 2020 Filed Sep 4, 2020 20:59 UTC
MARTIN WILLIAM CDirector · 10% owner
SaleCommon Stock, $0.001 par value 67,810 $9.53 $646,168.27
Disclosure

SEC source: 0000921895-20-002365 · form407738085_09042020.xml · nonDerivative · entry 4

MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 4,192,440

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
September 02, 2020 Filed Sep 5, 2020 00:30 UTC
Singer EricDirector · 10% owner
VIEX Opportunities Fund, LP Series OneSee Explanation of Resposnes
VIEX GP, LLCSee Explanation of Resposnes
VIEX Special Opportunities Fund II, LPSee Explanation of Resposnes
VIEX Special Opportunities GP II, LLCSee Explanation of Resposnes
SaleCommon Stock, $0.001 par value 187,211 $10.32 $1,931,849.03
Disclosure

SEC source: 0001193805-20-001120 · e619918_4-immr.xml · nonDerivative · entry 7

Singer Eric · CIK 0001443284 · Director · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Resposnes

VIEX GP, LLC · CIK 0001654852 · See Explanation of Resposnes

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Resposnes

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Resposnes

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One

Disclosed balance after: 1,085,218

F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.

F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 02, 2020 Filed Sep 5, 2020 00:30 UTC
Singer EricDirector · 10% owner
VIEX Opportunities Fund, LP Series OneSee Explanation of Resposnes
VIEX GP, LLCSee Explanation of Resposnes
VIEX Special Opportunities Fund II, LPSee Explanation of Resposnes
VIEX Special Opportunities GP II, LLCSee Explanation of Resposnes
SaleCommon Stock, $0.001 par value 23,635 $10.14 $239,739.26
Disclosure

SEC source: 0001193805-20-001120 · e619918_4-immr.xml · nonDerivative · entry 6

Singer Eric · CIK 0001443284 · Director · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Resposnes

VIEX GP, LLC · CIK 0001654852 · See Explanation of Resposnes

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Resposnes

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Resposnes

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One

Disclosed balance after: 1,272,429

F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.

F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 02, 2020 Filed Sep 5, 2020 00:30 UTC
Singer EricDirector · 10% owner
VIEX Opportunities Fund, LP Series OneSee Explanation of Resposnes
VIEX GP, LLCSee Explanation of Resposnes
VIEX Special Opportunities Fund II, LPSee Explanation of Resposnes
VIEX Special Opportunities GP II, LLCSee Explanation of Resposnes
SaleCommon Stock, $0.001 par value 345,187 $10.32 $3,562,019.17
Disclosure

SEC source: 0001193805-20-001120 · e619918_4-immr.xml · nonDerivative · entry 3

Singer Eric · CIK 0001443284 · Director · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Resposnes

VIEX GP, LLC · CIK 0001654852 · See Explanation of Resposnes

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Resposnes

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Resposnes

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 1,999,131

F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 02, 2020 Filed Sep 5, 2020 00:30 UTC
Singer EricDirector · 10% owner
VIEX Opportunities Fund, LP Series OneSee Explanation of Resposnes
VIEX GP, LLCSee Explanation of Resposnes
VIEX Special Opportunities Fund II, LPSee Explanation of Resposnes
VIEX Special Opportunities GP II, LLCSee Explanation of Resposnes
SaleCommon Stock, $0.001 par value 43,580 $10.14 $442,049.37
Disclosure

SEC source: 0001193805-20-001120 · e619918_4-immr.xml · nonDerivative · entry 2

Singer Eric · CIK 0001443284 · Director · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Resposnes

VIEX GP, LLC · CIK 0001654852 · See Explanation of Resposnes

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Resposnes

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Resposnes

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 2,344,318

F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 20:59 UTC
MARTIN WILLIAM CDirector · 10% owner
SaleCommon Stock, $0.001 par value 504,980 $10.30 $5,201,697.98
Disclosure

SEC source: 0000921895-20-002365 · form407738085_09042020.xml · nonDerivative · entry 3

MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 4,260,250

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 20:59 UTC
MARTIN WILLIAM CDirector · 10% owner
SaleCommon Stock, $0.001 par value 67,215 $10.14 $681,681.09
Disclosure

SEC source: 0000921895-20-002365 · form407738085_09042020.xml · nonDerivative · entry 2

MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 4,765,230

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
September 01, 2020 Filed Sep 4, 2020 00:00 UTC
Singer EricDirector · 10% owner
VIEX Opportunities Fund, LP Series OneSee Explanation of Resposnes
VIEX GP, LLCSee Explanation of Resposnes
VIEX Special Opportunities Fund II, LPSee Explanation of Resposnes
VIEX Special Opportunities GP II, LLCSee Explanation of Resposnes
OtherCommon Stock, $0.001 par value 61,870 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-007677 · marketforms-49600.xml · nonDerivative · entry 3

Singer Eric · CIK 0001443284 · Director · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Resposnes

VIEX GP, LLC · CIK 0001654852 · See Explanation of Resposnes

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Resposnes

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Resposnes

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One

Disclosed balance after: 1,296,064

F4 · shares: Represents a distribution of shares of the Issuer from Series One to a limited partner of Series One for no consideration.

F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F5 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 21, 2020 Filed Jul 23, 2020 23:13 UTC
Haidamus RamziDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 17,610 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-006515 · marketforms-49355.xml · derivative · entry 3

Haidamus Ramzi · CIK 0001350949 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,101

Underlying: Common Stock · 17,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: On February 14, 2019, Reporting Person was granted 281,762 restricted stock units ("RSUs"), 1/4 of the RSUs vesting on January 21, 2020 ("Vest Date"), and an additional 1/16 of the RSUs vesting on each quarterly anniversary of the Vest Date thereafter, subject to Reporting Person's continued service through each such vesting date.

F3 · derivative.expiration_date: On February 14, 2019, Reporting Person was granted 281,762 restricted stock units ("RSUs"), 1/4 of the RSUs vesting on January 21, 2020 ("Vest Date"), and an additional 1/16 of the RSUs vesting on each quarterly anniversary of the Vest Date thereafter, subject to Reporting Person's continued service through each such vesting date.

Read SEC document
July 21, 2020 Filed Jul 23, 2020 23:13 UTC
Haidamus RamziDirector · President and CEO
SaleCommon Stock 8,970 $6.69 $59,997.64
Disclosure

SEC source: 0001214659-20-006515 · marketforms-49355.xml · nonDerivative · entry 2

Haidamus Ramzi · CIK 0001350949 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,243

F2 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligation in connection with the vesting of restricted stock units.

Read SEC document
July 21, 2020 Filed Jul 23, 2020 23:13 UTC
Haidamus RamziDirector · President and CEO
Exercise / conversionCommon Stock 17,610 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-20-006515 · marketforms-49355.xml · nonDerivative · entry 1

Haidamus Ramzi · CIK 0001350949 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 12, 2020 Filed Jun 17, 2020 00:08 UTC
MARTIN WILLIAM CDirector · 10% owner
GrantCommon Stock, $0.001 par value 18,543 $0.00 $0.00
Disclosure

SEC source: 0000921895-20-001788 · form407738085-06162020.xml · nonDerivative · entry 1

MARTIN WILLIAM C · CIK 0001205885 · Director · 10% owner

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,030

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of June 12, 2020 or (ii) the date of the Issuer's 2021 annual meeting of stockholders (the "2021 Annual Meeting"), provided that the 2021 Annual Meeting is at least 50 weeks apart from the 2020 annual meeting of stockholders.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 20:07 UTC
Fink FranzDirector
GrantCommon Stock 18,543 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-009519 · wf-form4_159233805668377.xml · nonDerivative · entry 1

Fink Franz · CIK 0001296307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,763

F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of June 12, 2020 or (ii) the date of the Issuer's 2021 annual meeting of stockholders (the "2021 Annual Meeting"), provided that the 2021 Annual Meeting is at least 50 weeks apart from the 2020 annual meeting of stockholders.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 20:07 UTC GrantCommon Stock 18,543 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-009518 · wf-form4_159233800304079.xml · nonDerivative · entry 1

Agarwal Sumit · CIK 0001779870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,466

F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of June 12, 2020 or (ii) the date of the Issuer's 2021 annual meeting of stockholders (the "2021 Annual Meeting"), provided that the 2021 Annual Meeting is at least 50 weeks apart from the 2020 annual meeting of stockholders.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 20:04 UTC GrantCommon Stock 18,543 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-009513 · wf-form4_159233786800989.xml · nonDerivative · entry 1

Frey Matthew B · CIK 0001571285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,030

F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of June 12, 2020 or (ii) the date of the Issuer's 2021 annual meeting of stockholders (the "2021 Annual Meeting"), provided that the 2021 Annual Meeting is at least 50 weeks apart from the 2020 annual meeting of stockholders.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 20:06 UTC GrantCommon Stock 18,543 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-009517 · wf-form4_159233794939304.xml · nonDerivative · entry 1

DOMENIK STEPHEN L · CIK 0001189256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,763

F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of June 12, 2020 or (ii) the date of the Issuer's 2021 annual meeting of stockholders (the "2021 Annual Meeting"), provided that the 2021 Annual Meeting is at least 50 weeks apart from the 2020 annual meeting of stockholders.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 20:02 UTC GrantCommon Stock 18,543 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-009510 · wf-form4_159233774116512.xml · nonDerivative · entry 1

Holt Sharon E · CIK 0001299510 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,390

F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of June 12, 2020 or (ii) the date of the Issuer's 2021 annual meeting of stockholders (the "2021 Annual Meeting"), provided that the 2021 Annual Meeting is at least 50 weeks apart from the 2020 annual meeting of stockholders.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 20:03 UTC
Singer EricDirector · 10% owner
GrantCommon Stock 18,543 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-009511 · wf-form4_159233780499459.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,763

F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of June 12, 2020 or (ii) the date of the Issuer's 2021 annual meeting of stockholders (the "2021 Annual Meeting"), provided that the 2021 Annual Meeting is at least 50 weeks apart from the 2020 annual meeting of stockholders.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 18:57 UTC
Okada Michael RudolfGeneral Counsel
Exercise / conversionCommon Stock · Derivative 25,934 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-009328 · wf-form4_159198824020004.xml · derivative · entry 3

Okada Michael Rudolf · CIK 0001779492 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,928

Underlying: Common Stock · 25,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On July 15, 2019, the Reporting Person was granted 77,800 RSUs, 1/3 of which vested on June 10, 2020, and an additional 1/3 of the RSUs will vest annually thereafter, subject to the Reporting Person's continued service through each such vesting date.

F2 · derivative.expiration_date: On July 15, 2019, the Reporting Person was granted 77,800 RSUs, 1/3 of which vested on June 10, 2020, and an additional 1/3 of the RSUs will vest annually thereafter, subject to the Reporting Person's continued service through each such vesting date.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 18:57 UTC
Okada Michael RudolfGeneral Counsel
Tax withholdingCommon Stock 9,355 $6.61 $61,836.55
Disclosure

SEC source: 0001628280-20-009328 · wf-form4_159198824020004.xml · nonDerivative · entry 2

Okada Michael Rudolf · CIK 0001779492 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,579

Read SEC document
June 10, 2020 Filed Jun 12, 2020 18:57 UTC
Okada Michael RudolfGeneral Counsel
Exercise / conversionCommon Stock 25,934 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-20-009328 · wf-form4_159198824020004.xml · nonDerivative · entry 1

Okada Michael Rudolf · CIK 0001779492 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 18:38 UTC
Smith JaredVP of Worldwide Sales
Exercise / conversionRestricted Stock Units · Derivative 26,667 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-009065 · wf-form4_159138231875408.xml · derivative · entry 3

Smith Jared · CIK 0001778386 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,359

Underlying: Common Stock · 26,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On July 15, 2019, the Reporting Person was granted 80,000 RSUs, 1/3 of which vested on June 4, 2020, and an additional 1/3 of the RSUs will vest annually thereafter, subject to the Reporting Person's continued service through each such vesting date.

F2 · derivative.expiration_date: On July 15, 2019, the Reporting Person was granted 80,000 RSUs, 1/3 of which vested on June 4, 2020, and an additional 1/3 of the RSUs will vest annually thereafter, subject to the Reporting Person's continued service through each such vesting date.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 18:38 UTC
Smith JaredVP of Worldwide Sales
Tax withholdingCommon Stock 9,402 $6.72 $63,181.44
Disclosure

SEC source: 0001628280-20-009065 · wf-form4_159138231875408.xml · nonDerivative · entry 2

Smith Jared · CIK 0001778386 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,265

Read SEC document
June 03, 2020 Filed Jun 5, 2020 18:38 UTC
Smith JaredVP of Worldwide Sales
Exercise / conversionCommon Stock 26,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-20-009065 · wf-form4_159138231875408.xml · nonDerivative · entry 1

Smith Jared · CIK 0001778386 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 21:10 UTC
Haidamus RamziDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 17,610 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-005400 · wf-form4_158767621582674.xml · derivative · entry 3

Haidamus Ramzi · CIK 0001350949 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,711

Underlying: Common Stock · 17,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: On February 14, 2019, Reporting Person was granted 281,762 restricted stock units ("RSUs"), 1/4 of the RSUs vesting on January 21, 2020 ("Vest Date"), and an additional 1/16 of the RSUs vesting on each quarterly anniversary of the Vest Date thereafter, subject to Reporting Person's continued service through each such vesting date.

F3 · derivative.expiration_date: On February 14, 2019, Reporting Person was granted 281,762 restricted stock units ("RSUs"), 1/4 of the RSUs vesting on January 21, 2020 ("Vest Date"), and an additional 1/16 of the RSUs vesting on each quarterly anniversary of the Vest Date thereafter, subject to Reporting Person's continued service through each such vesting date.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 21:10 UTC
Haidamus RamziDirector · President and CEO
SaleCommon Stock 7,611 $6.03 $45,894.33
Disclosure

SEC source: 0001628280-20-005400 · wf-form4_158767621582674.xml · nonDerivative · entry 2

Haidamus Ramzi · CIK 0001350949 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,603

F2 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligation in connection with the vesting of restricted stock units.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 21:10 UTC
Haidamus RamziDirector · President and CEO
Exercise / conversionCommon Stock 17,610 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-20-005400 · wf-form4_158767621582674.xml · nonDerivative · entry 1

Haidamus Ramzi · CIK 0001350949 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 00:29 UTC
Akerman AaronChief Financial Officer
PurchaseCommon Stock 3,000 $5.41 $16,230.00
Disclosure

SEC source: 0001628280-20-003506 · wf-form4_158405934189960.xml · nonDerivative · entry 1

Akerman Aaron · CIK 0001799626 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Read SEC document
March 09, 2020 Filed Mar 12, 2020 00:32 UTC
Okada Michael RudolfGeneral Counsel
GrantRestricted Stock Units · Derivative 55,062 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003423 · wf-form4_158397315537136.xml · derivative · entry 1

Okada Michael Rudolf · CIK 0001779492 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,062

Underlying: Common Stock · 55,062 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 1/3rd of the restricted stock units shall vest on March 9, 2021, and an additional 1/3rd of the restricted stock units shall vest annually thereafter, subject to Reporting Person's continued service through each such date.

F2 · derivative.expiration_date: 1/3rd of the restricted stock units shall vest on March 9, 2021, and an additional 1/3rd of the restricted stock units shall vest annually thereafter, subject to Reporting Person's continued service through each such date.

Read SEC document
March 09, 2020 Filed Mar 12, 2020 00:31 UTC
Haidamus RamziDirector · President and CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 316,056 $7.54 Strike: $7.54 $2,382,430.13
Disclosure

SEC source: 0001628280-20-003422 · wf-form4_158397309515678.xml · derivative · entry 2

Haidamus Ramzi · CIK 0001350949 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,056

Underlying: Common Stock · 316,056 shares

Expires 2027-03-09

F3 · derivative.exercise_date: The option will vest in three equal annual installments beginning on March 9, 2021, subject to the Reporting Person's continued service through each such date.

Read SEC document
March 09, 2020 Filed Mar 12, 2020 00:31 UTC
Haidamus RamziDirector · President and CEO
GrantRestricted Stock Units · Derivative 44,176 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003422 · wf-form4_158397309515678.xml · derivative · entry 1

Haidamus Ramzi · CIK 0001350949 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,176

Underlying: Common Stock · 44,176 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units will vest on March 9, 2021, subject to the Reporting Person's continued service through such date.

F2 · derivative.expiration_date: 100% of the restricted stock units will vest on March 9, 2021, subject to the Reporting Person's continued service through such date.

Read SEC document
March 09, 2020 Filed Mar 12, 2020 00:30 UTC
Smith JaredVP of Worldwide Sales
GrantRestricted Stock Units · Derivative 53,026 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003421 · wf-form4_158397301361504.xml · derivative · entry 1

Smith Jared · CIK 0001778386 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,052

Underlying: Common Stock · 53,026 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 1/3rd of the restricted stock units shall vest on March 9, 2021, and an additional 1/3rd of the restricted stock units shall vest annually thereafter, subject to Reporting Person's continued service through each such date.

F2 · derivative.expiration_date: 1/3rd of the restricted stock units shall vest on March 9, 2021, and an additional 1/3rd of the restricted stock units shall vest annually thereafter, subject to Reporting Person's continued service through each such date.

Read SEC document
March 09, 2020 Filed Mar 12, 2020 00:29 UTC
Singer EricDirector · 10% owner
GrantCommon Stock 4,220 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003420 · wf-form4_158397293127064.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,220

F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of June 14, 2020 or (ii) the date of the Issuer's 2020 annual meeting of stockholders (the "2020 Annual Meeting"), provided that the 2020 Annual Meeting is at least 50 weeks apart from the 2019 annual meeting of stockholders.

Read SEC document
March 09, 2020 Filed Mar 12, 2020 00:25 UTC GrantCommon Stock 4,220 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003418 · wf-form4_158397272512794.xml · nonDerivative · entry 1

DOMENIK STEPHEN L · CIK 0001189256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,220

F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of June 14, 2020 or (ii) the date of the Issuer's 2020 annual meeting of stockholders (the "2020 Annual Meeting"), provided that the 2020 Annual Meeting is at least 50 weeks apart from the 2019 annual meeting of stockholders.

Read SEC document
March 09, 2020 Filed Mar 27, 2020 23:33 UTC
Fink FranzDirector
GrantCommon Stock 4,220 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-004245 · wf-form4_158535200982695.xml · nonDerivative · entry 1

Fink Franz · CIK 0001296307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,220

F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of June 14, 2020 or (ii) the date of the Issuer's 2020 annual meeting of stockholders (the "2020 Annual Meeting"), provided that the 2020 Annual Meeting is at least 50 weeks apart from the 2019 annual meeting of stockholders.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 21:11 UTC
Haidamus RamziDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 70,441 $0.00 $0.00
Disclosure

SEC source: 0001350949-20-000002 · primary_doc.xml · derivative · entry 3

Haidamus Ramzi · CIK 0001350949 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,321

Underlying: Common Stock · 70,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On February 14, 2019, Reporting Person was granted 281,762 restricted stock units ("RSUs"), 1/4 of the RSUs vesting on January 21, 2020 ("Vest Date"), and an additional 1/16 of the RSUs vesting on each quarterly anniversary of the Vest Date thereafter, subject to Reporting Person's continued service through each such vesting date.

F2 · derivative.expiration_date: On February 14, 2019, Reporting Person was granted 281,762 restricted stock units ("RSUs"), 1/4 of the RSUs vesting on January 21, 2020 ("Vest Date"), and an additional 1/16 of the RSUs vesting on each quarterly anniversary of the Vest Date thereafter, subject to Reporting Person's continued service through each such vesting date.

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January 21, 2020 Filed Jan 23, 2020 21:11 UTC
Haidamus RamziDirector · President and CEO
Tax withholdingCommon Stock 25,637 $7.55 $193,559.35
Disclosure

SEC source: 0001350949-20-000002 · primary_doc.xml · nonDerivative · entry 2

Haidamus Ramzi · CIK 0001350949 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,604

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January 21, 2020 Filed Jan 23, 2020 21:11 UTC
Haidamus RamziDirector · President and CEO
Exercise / conversionCommon Stock 70,441 Not disclosed Not disclosed
Disclosure

SEC source: 0001350949-20-000002 · primary_doc.xml · nonDerivative · entry 1

Haidamus Ramzi · CIK 0001350949 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

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January 13, 2020 Filed Jan 16, 2020 01:08 UTC
Akerman AaronSee Remarks
GrantRestricted Stock Units · Derivative 70,000 $0.00 $0.00
Disclosure

SEC source: 0001799626-20-000002 · primary_doc.xml · derivative · entry 2

Akerman Aaron · CIK 0001799626 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 1/3rd of the restricted stock units shall vest on the one-year anniversary of January 13, 2020, and an additional 1/3rd of the restricted stock units subject to the grant shall vest annually on the same day of the year thereafter, subject to Reporting Person's continued employment with the Issuer through each such date.

F3 · derivative.expiration_date: 1/3rd of the restricted stock units shall vest on the one-year anniversary of January 13, 2020, and an additional 1/3rd of the restricted stock units subject to the grant shall vest annually on the same day of the year thereafter, subject to Reporting Person's continued employment with the Issuer through each such date.

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January 13, 2020 Filed Jan 16, 2020 01:08 UTC
Akerman AaronSee Remarks
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 140,000 $0.00 Strike: $7.67 $0.00
Disclosure

SEC source: 0001799626-20-000002 · primary_doc.xml · derivative · entry 1

Akerman Aaron · CIK 0001799626 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 140,000 shares

Expires 2027-01-13

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on January 13, 2021, and an additional 1/48th of the shares subject to the option shall vest on the same day of each month thereafter until 100% of the shares subject to the option shall be vested on January 13, 2024, subject to Reporting Person's continued employment with the Issuer through each such date.

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December 13, 2019 Filed Dec 18, 2019 00:16 UTC
GANIS SIDDirector
PurchaseCommon Stock 3,675 $6.86 $25,210.50
Disclosure

SEC source: 0001222245-19-000003 · primary_doc.xml · nonDerivative · entry 1

GANIS SID · CIK 0001222245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,598

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.