Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IMMERSION CORPIMMR · Entity 6143 | Interim CEO/VP Worldwide Sales | June 03, 2021 | June 07, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IMMERSION CORP
Report date June 03, 2021 · Filed June 07, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,379 |
Ending reported balance
After 2021-06-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-06-03 · Exercise / conversion · Acquired 26,667 · Balance 52,701 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Row 2 · 2021-06-04 · Tax withholding · Disposed 9,322 · Balance 43,379 F2: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligation in connection with the vesting of the RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 26,666 |
Reported balance
After 2021-06-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-06-03 · Exercise / conversion · Disposed 26,667 · Balance 26,666 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3: On July 15, 2019, the Reporting Person was granted 80,000 RSUs, 1/3 of which vested on June 3, 2020, 1/3 of which vested on June 3, 2021, and an additional 1/3 of which will vest on June 3, 2022, subject to Reporting Person's continued service through each such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F2: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligation in connection with the vesting of the RSUs.
F3: On July 15, 2019, the Reporting Person was granted 80,000 RSUs, 1/3 of which vested on June 3, 2020, 1/3 of which vested on June 3, 2021, and an additional 1/3 of which will vest on June 3, 2022, subject to Reporting Person's continued service through each such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 04, 2021 Filed Jun 7, 2021 22:00 UTC | IMMERSION CORP IMMR · Entity 6143 | Tax withholdingCommon Stock | 9,322 | $8.64 | $80,542.08 |
DisclosureSEC source: 0001214659-21-006370 · marketforms-53049.xml · nonDerivative · entry 2 Smith Jared · CIK 0001778386 · Interim CEO/VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,379 F2 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligation in connection with the vesting of the RSUs. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 22:00 UTC | IMMERSION CORP IMMR · Entity 6143 | Exercise / conversionRestricted Stock Units · Derivative | 26,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-006370 · marketforms-53049.xml · derivative · entry 3 Smith Jared · CIK 0001778386 · Interim CEO/VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,666 Underlying: Common Stock · 26,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: On July 15, 2019, the Reporting Person was granted 80,000 RSUs, 1/3 of which vested on June 3, 2020, 1/3 of which vested on June 3, 2021, and an additional 1/3 of which will vest on June 3, 2022, subject to Reporting Person's continued service through each such date. F3 · derivative.expiration_date: On July 15, 2019, the Reporting Person was granted 80,000 RSUs, 1/3 of which vested on June 3, 2020, 1/3 of which vested on June 3, 2021, and an additional 1/3 of which will vest on June 3, 2022, subject to Reporting Person's continued service through each such date. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 22:00 UTC | IMMERSION CORP IMMR · Entity 6143 | Exercise / conversionCommon Stock | 26,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-21-006370 · marketforms-53049.xml · nonDerivative · entry 1 Smith Jared · CIK 0001778386 · Interim CEO/VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 17, 2021 Filed Mar 17, 2021 23:01 UTC | IMMERSION CORP IMMR · Entity 6143 | SaleCommon Stock | 2,750 | $10.13 | $27,857.50 |
DisclosureSEC source: 0001214659-21-003250 · marketforms-52036.xml · nonDerivative · entry 3 Smith Jared · CIK 0001778386 · Interim CEO/VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,034 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:01 UTC | IMMERSION CORP IMMR · Entity 6143 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $7.46 | $0.00 |
DisclosureSEC source: 0001214659-21-003250 · marketforms-52036.xml · derivative · entry 4 Smith Jared · CIK 0001778386 · Interim CEO/VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 30,000 shares Expires 2026-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the shares vested and became exercisable on June 3, 2020. Thereafter, 2.0833% of the shares vest and become exercisable on each monthly anniversary of that date until 100% vested on June 3, 2023, subject to Reporting Person's continued service through each vesting date. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:01 UTC | IMMERSION CORP IMMR · Entity 6143 | SaleCommon Stock | 33,500 | $10.82 | $362,547.05 |
DisclosureSEC source: 0001214659-21-003250 · marketforms-52036.xml · nonDerivative · entry 2 Smith Jared · CIK 0001778386 · Interim CEO/VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,784 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $10.60 to $11.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:01 UTC | IMMERSION CORP IMMR · Entity 6143 | Exercise / conversionCommon Stock | 30,000 | $7.46 | $223,800.00 |
DisclosureSEC source: 0001214659-21-003250 · marketforms-52036.xml · nonDerivative · entry 1 Smith Jared · CIK 0001778386 · Interim CEO/VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 00:27 UTC | IMMERSION CORP IMMR · Entity 6143 | Tax withholdingCommon Stock | 6,657 | $10.37 | $69,033.09 |
DisclosureSEC source: 0001214659-21-003019 · marketforms-51868.xml · nonDerivative · entry 2 Smith Jared · CIK 0001778386 · Interim CEO/VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,284 F3 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligation in connection with the vesting of the RSUs. Read SEC document |
| March 09, 2021 Filed Mar 12, 2021 00:27 UTC | IMMERSION CORP IMMR · Entity 6143 | Exercise / conversionRestricted Stock Units · Derivative | 17,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-003019 · marketforms-51868.xml · derivative · entry 3 Smith Jared · CIK 0001778386 · Interim CEO/VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,350 Underlying: Common Stock · 17,676 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: On March 9, 2020, the Reporting Person was granted 55,062 RSUs, 1/3 of which vested on March 9, 2021, and an additional 1/3 of the RSUs will vest annually thereafter, subject to Reporting Person's continued service through each such date. F4 · derivative.expiration_date: On March 9, 2020, the Reporting Person was granted 55,062 RSUs, 1/3 of which vested on March 9, 2021, and an additional 1/3 of the RSUs will vest annually thereafter, subject to Reporting Person's continued service through each such date. Read SEC document |
| March 09, 2021 Filed Mar 12, 2021 00:27 UTC | IMMERSION CORP IMMR · Entity 6143 | Exercise / conversionCommon Stock | 17,676 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-21-003019 · marketforms-51868.xml · nonDerivative · entry 1 Smith Jared · CIK 0001778386 · Interim CEO/VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: 2,000 shares were purchased on January 31st, 2021 at a price of $5.7375 per share under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 23:32 UTC | IMMERSION CORP IMMR · Entity 6143 | GrantPerformance-Based Restricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-009419 · marketforms-50116.xml · derivative · entry 2 Smith Jared · CIK 0001778386 · Interim CEO/VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2025-11-10 F2 · derivative.exercise_price: Grant of 100,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between November 10, 2020 and November 10, 2025; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a four (4) year-period commencing on November 10, 2020. F2 · derivative.exercise_date: Grant of 100,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between November 10, 2020 and November 10, 2025; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a four (4) year-period commencing on November 10, 2020. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 18:38 UTC | IMMERSION CORP IMMR · Entity 6143 | Exercise / conversionRestricted Stock Units · Derivative | 26,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-009065 · wf-form4_159138231875408.xml · derivative · entry 3 Smith Jared · CIK 0001778386 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,359 Underlying: Common Stock · 26,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: On July 15, 2019, the Reporting Person was granted 80,000 RSUs, 1/3 of which vested on June 4, 2020, and an additional 1/3 of the RSUs will vest annually thereafter, subject to the Reporting Person's continued service through each such vesting date. F2 · derivative.expiration_date: On July 15, 2019, the Reporting Person was granted 80,000 RSUs, 1/3 of which vested on June 4, 2020, and an additional 1/3 of the RSUs will vest annually thereafter, subject to the Reporting Person's continued service through each such vesting date. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 18:38 UTC | IMMERSION CORP IMMR · Entity 6143 | Tax withholdingCommon Stock | 9,402 | $6.72 | $63,181.44 |
DisclosureSEC source: 0001628280-20-009065 · wf-form4_159138231875408.xml · nonDerivative · entry 2 Smith Jared · CIK 0001778386 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,265 Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 18:38 UTC | IMMERSION CORP IMMR · Entity 6143 | Exercise / conversionCommon Stock | 26,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-20-009065 · wf-form4_159138231875408.xml · nonDerivative · entry 1 Smith Jared · CIK 0001778386 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 09, 2020 Filed Mar 12, 2020 00:30 UTC | IMMERSION CORP IMMR · Entity 6143 | GrantRestricted Stock Units · Derivative | 53,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-003421 · wf-form4_158397301361504.xml · derivative · entry 1 Smith Jared · CIK 0001778386 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,052 Underlying: Common Stock · 53,026 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 1/3rd of the restricted stock units shall vest on March 9, 2021, and an additional 1/3rd of the restricted stock units shall vest annually thereafter, subject to Reporting Person's continued service through each such date. F2 · derivative.expiration_date: 1/3rd of the restricted stock units shall vest on March 9, 2021, and an additional 1/3rd of the restricted stock units shall vest annually thereafter, subject to Reporting Person's continued service through each such date. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 21:26 UTC | IMMERSION CORP IMMR · Entity 6143 | GrantRestricted Stock Units · Derivative | 80,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-014940 · doc1.xml · derivative · entry 2 Smith Jared · CIK 0001778386 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires not disclosed F2 · derivative.exercise_date: 1/3 of the RSUs will vest on June 3, 2020 and on each following anniversary until fully vested on June 3, 2022. Each RSU represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.expiration_date: 1/3 of the RSUs will vest on June 3, 2020 and on each following anniversary until fully vested on June 3, 2022. Each RSU represents a contingent right to receive one share of Issuer's common stock. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 21:26 UTC | IMMERSION CORP IMMR · Entity 6143 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $7.46 | $0.00 |
DisclosureSEC source: 0001567619-19-014940 · doc1.xml · derivative · entry 1 Smith Jared · CIK 0001778386 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2026-07-15 F1 · derivative.exercise_date: 25% of the shares will vest and become exercisable on June 3, 2020. Thereafter, 2.0833% of the shares will vest and become exercisable on each monthly anniversary of that date until 100% vested on June 3, 2023, subject to Reporting Person's continued service through each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.