Agarwal Sumit

SEC source: 0000899243-22-019540 · doc4.xml · nonDerivative · entry 1

Agarwal Sumit · CIK 0001779870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,468

F1 · shares: Represents a grant of restricted stock pursuant to and in accordance with the Company's director compensation policy, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of May 23, 2022 or (ii) the date of the Issuer's 2023 annual meeting of stockholders, subject to acceleration in full upon the occurrence of certain events.

SEC source: 0001214659-22-001363 · marketforms-55120.xml · nonDerivative · entry 1

Agarwal Sumit · CIK 0001779870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,617

F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of May 13, 2021 or (ii) the date of the Issuer's 2022 annual meeting of stockholders, subject to acceleration in full upon the occurrence of certain events.

SEC source: 0001214659-21-005608 · marketforms-52793.xml · nonDerivative · entry 1

Agarwal Sumit · CIK 0001779870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,140

F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of May 13, 2021 or (ii) the date of the Issuer's 2022 annual meeting of stockholders.

SEC source: 0001214659-21-005689 · marketforms-52846.xml · nonDerivative · entry 1

Agarwal Sumit · CIK 0001779870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,779

F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of May 13, 2021 or (ii) the date of the Issuer's 2022 annual meeting of stockholders.

F2 · shares: This amendment is being filed solely to correct the number of securities acquired and the amount of securities beneficially owned following reporting transaction used to report a single transaction in Table I of the reporting person's Form 4 filed on May 17, 2021. The original Form 4 incorrectly reported 14,674 securities acquired and 60,140 securities owned following the reporting transaction, due to an error.

SEC source: 0001214659-21-006081 · marketforms-52950.xml · nonDerivative · entry 1

Agarwal Sumit · CIK 0001779870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,466

F1 · kind: This amendment is being filed solely to reverse the previously reported grant of restricted stock to the reporting person on the original form 4 filed on May 17, 2021, as amended on May 18, 2021 (the "Original Form 4"). The Original Form 4 reported the grant of 17,313 restricted shares, which grant was approved by the Immersion Board of Directors on May 13, 2021. Such grant was intended to be made under the Company's 2011 Equity Incentive Plan (the "Plan"). However, the Plan had expired at the time such grant was approved; and therefore, such grant could not be made. On May 19, 2021, following the filing of the Original Form 4 but before any restricted shares purportedly granted actually were issued to the reporting person, the Company identified the termination of the Plan and therefore did not issue the restricted shares to the reporting person. As a result, the grant was not effective under the issuer's grant procedures.

F2 · kind: Continued from footnote 1: The Immersion Board of Director has rescinded the prior approval of such grant and has confirmed that the reporting person had no right to the restricted shares previously reported on the Original Form 4.

F1 · shares: This amendment is being filed solely to reverse the previously reported grant of restricted stock to the reporting person on the original form 4 filed on May 17, 2021, as amended on May 18, 2021 (the "Original Form 4"). The Original Form 4 reported the grant of 17,313 restricted shares, which grant was approved by the Immersion Board of Directors on May 13, 2021. Such grant was intended to be made under the Company's 2011 Equity Incentive Plan (the "Plan"). However, the Plan had expired at the time such grant was approved; and therefore, such grant could not be made. On May 19, 2021, following the filing of the Original Form 4 but before any restricted shares purportedly granted actually were issued to the reporting person, the Company identified the termination of the Plan and therefore did not issue the restricted shares to the reporting person. As a result, the grant was not effective under the issuer's grant procedures.

F2 · shares: Continued from footnote 1: The Immersion Board of Director has rescinded the prior approval of such grant and has confirmed that the reporting person had no right to the restricted shares previously reported on the Original Form 4.

F1 · price: This amendment is being filed solely to reverse the previously reported grant of restricted stock to the reporting person on the original form 4 filed on May 17, 2021, as amended on May 18, 2021 (the "Original Form 4"). The Original Form 4 reported the grant of 17,313 restricted shares, which grant was approved by the Immersion Board of Directors on May 13, 2021. Such grant was intended to be made under the Company's 2011 Equity Incentive Plan (the "Plan"). However, the Plan had expired at the time such grant was approved; and therefore, such grant could not be made. On May 19, 2021, following the filing of the Original Form 4 but before any restricted shares purportedly granted actually were issued to the reporting person, the Company identified the termination of the Plan and therefore did not issue the restricted shares to the reporting person. As a result, the grant was not effective under the issuer's grant procedures.

F2 · price: Continued from footnote 1: The Immersion Board of Director has rescinded the prior approval of such grant and has confirmed that the reporting person had no right to the restricted shares previously reported on the Original Form 4.

F1 · balance_after: This amendment is being filed solely to reverse the previously reported grant of restricted stock to the reporting person on the original form 4 filed on May 17, 2021, as amended on May 18, 2021 (the "Original Form 4"). The Original Form 4 reported the grant of 17,313 restricted shares, which grant was approved by the Immersion Board of Directors on May 13, 2021. Such grant was intended to be made under the Company's 2011 Equity Incentive Plan (the "Plan"). However, the Plan had expired at the time such grant was approved; and therefore, such grant could not be made. On May 19, 2021, following the filing of the Original Form 4 but before any restricted shares purportedly granted actually were issued to the reporting person, the Company identified the termination of the Plan and therefore did not issue the restricted shares to the reporting person. As a result, the grant was not effective under the issuer's grant procedures.

F2 · balance_after: Continued from footnote 1: The Immersion Board of Director has rescinded the prior approval of such grant and has confirmed that the reporting person had no right to the restricted shares previously reported on the Original Form 4.

SEC source: 0001628280-20-009518 · wf-form4_159233800304079.xml · nonDerivative · entry 1

Agarwal Sumit · CIK 0001779870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,466

F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of June 12, 2020 or (ii) the date of the Issuer's 2021 annual meeting of stockholders (the "2021 Annual Meeting"), provided that the 2021 Annual Meeting is at least 50 weeks apart from the 2020 annual meeting of stockholders.

SEC source: 0001779870-19-000001 · primary_doc.xml · nonDerivative · entry 1

Agarwal Sumit · CIK 0001779870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,923

SEC source: 0001567619-19-013561 · doc1.xml · nonDerivative · entry 1

Agarwal Sumit · CIK 0001779870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,923

F1 · shares: Represents a grant of restricted stock, which will vest as to 100% of the shares on the one-year anniversary of the date of grant, June 14, 2019, subject to continued service through such vesting date. For the purposes of this grant, the vesting period will be deemed to be one year if it runs from the date of Issuer's 2019 annual meeting of stockholders, June 14, 2019, to the next annual meeting of stockholders provided that such annual meetings are at least 50 weeks apart.