Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EMCORE CORPEMKR · Entity 82711 | Director | October 03, 2022 | October 04, 2022 |
| IMMERSION CORPIMMR · Entity 6143 | Director | June 12, 2020 | June 16, 2020 |
| Peraso Inc.MOSY · Entity 8062 | Director | February 01, 2018 | February 05, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EMCORE CORP
Report date October 03, 2022 · Filed October 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 217,159 |
Reported balance
After 2022-10-03 transaction · row 1
1 source rowRow 1 · 2022-10-03 · Grant · Acquired 12,125 · Balance 217,159 F1: The shares of common stock were issued pursuant to Issuer's Director Compensation Policy and the Reporting Person's election made on June 8, 2021 to receive his fees payable for Board service to the Issuer for the quarter ended September 30, 2022 in the form of shares of the Issuer's common stock in lieu of the corresponding cash amount, based on the Issuer's closing price of $1.67 on September 30, 2022, the last trading day of the applicable quarter. |
| Common StockSEC Table I · non-derivative | IndirectBy the Stephen and Christine Domenik Trust, Stephen and Christine Domenik, Trustees | 10,000 |
Reported balance
Holding disclosure · report date 2022-10-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of common stock were issued pursuant to Issuer's Director Compensation Policy and the Reporting Person's election made on June 8, 2021 to receive his fees payable for Board service to the Issuer for the quarter ended September 30, 2022 in the form of shares of the Issuer's common stock in lieu of the corresponding cash amount, based on the Issuer's closing price of $1.67 on September 30, 2022, the last trading day of the applicable quarter.
IMMERSION CORP
Report date June 12, 2020 · Filed June 16, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,763 |
Reported balance
After 2020-06-12 transaction · row 1
1 source rowRow 1 · 2020-06-12 · Grant · Acquired 18,543 · Balance 22,763 F1: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of June 12, 2020 or (ii) the date of the Issuer's 2021 annual meeting of stockholders (the "2021 Annual Meeting"), provided that the 2021 Annual Meeting is at least 50 weeks apart from the 2020 annual meeting of stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of June 12, 2020 or (ii) the date of the Issuer's 2021 annual meeting of stockholders (the "2021 Annual Meeting"), provided that the 2021 Annual Meeting is at least 50 weeks apart from the 2020 annual meeting of stockholders.
Peraso Inc.
Report date February 01, 2018 · Filed February 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 20,000 |
Reported balance
After 2018-02-01 transaction · row 1
1 source rowRow 1 · 2018-02-01 · Grant · Acquired 20,000 · Balance 20,000 F1: Restricted Stock Unit ("RSU") award granted February 1, 2018. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The entire award vests and becomes non-forfeitable on February 1, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Unit ("RSU") award granted February 1, 2018. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The entire award vests and becomes non-forfeitable on February 1, 2019.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RADISYS CORP
Report date December 11, 2018 · Filed December 11, 2018
Section 16 reporting ended · disclosed 2018-12-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.90 · Expires 2025-02-07 | Direct | 0 |
Reported balance
After 2018-12-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-12-11 · Disposition to issuer · Disposed 80,000 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated June 29, 2018, by and among Radisys Corporation, Reliance Industries Limited and Integrated Cloud Orchestration (ICO), Inc., an Oregon corporation and wholly owned subsidiary of Reliance Industries Limited (the "Merger Agreement" and the transactions contemplated therein, the "Merger"), which became effective on December 11, 2018 (the "Effective Time"), these options were canceled at the Effective Time of the Merger in exchange for the right to receive a cash payment of $65,600, representing the difference between the merger consideration of $1.72 per share and the exercise price of the option, less withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger, dated June 29, 2018, by and among Radisys Corporation, Reliance Industries Limited and Integrated Cloud Orchestration (ICO), Inc., an Oregon corporation and wholly owned subsidiary of Reliance Industries Limited (the "Merger Agreement" and the transactions contemplated therein, the "Merger"), which became effective on December 11, 2018 (the "Effective Time"), these options were canceled at the Effective Time of the Merger in exchange for the right to receive a cash payment of $65,600, representing the difference between the merger consideration of $1.72 per share and the exercise price of the option, less withholding taxes.
YuMe Inc
Report date February 02, 2018 · Filed February 07, 2018
Section 16 reporting ended · disclosed 2018-02-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.19 · Expires 2027-08-02 | Direct | 0 |
Reported balance
After 2018-02-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-02-02 · Disposition to issuer · Disposed 45,056 · Balance 0 F1: Disposed of upon the closing of the exchange offer initiated by Redwood Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among RhythmOne plc, ("RhythmOne"), Purchaser (a wholly owned subsidiary of RhythmOne), Redwood Merger Sub II, Inc., and Issuer, dated as of September 4, 2017 (the "Merger Agreement"), whereby (continued below) |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of upon the closing of the exchange offer initiated by Redwood Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among RhythmOne plc, ("RhythmOne"), Purchaser (a wholly owned subsidiary of RhythmOne), Redwood Merger Sub II, Inc., and Issuer, dated as of September 4, 2017 (the "Merger Agreement"), whereby (continued below)
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 03, 2022 Filed Oct 4, 2022 16:46 UTC | EMCORE CORP EMKR · Entity 82711 | GrantCommon Stock | 12,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-22-012006 · marketforms-57248.xml · nonDerivative · entry 1 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,159 F1 · price: The shares of common stock were issued pursuant to Issuer's Director Compensation Policy and the Reporting Person's election made on June 8, 2021 to receive his fees payable for Board service to the Issuer for the quarter ended September 30, 2022 in the form of shares of the Issuer's common stock in lieu of the corresponding cash amount, based on the Issuer's closing price of $1.67 on September 30, 2022, the last trading day of the applicable quarter. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 16:05 UTC | EMCORE CORP EMKR · Entity 82711 | GrantCommon Stock | 6,596 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-22-008587 · marketforms-56596.xml · nonDerivative · entry 1 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,034 F1 · price: The shares of common stock were issued pursuant to Issuer's Director Compensation Policy and the Reporting Person's election made on June 8, 2021 to receive his fees payable for Board service to the Issuer for the quarter ended June 30, 2022 in the form of shares of the Issuer's common stock in lieu of the corresponding cash amount, based on the Issuer's closing price of $3.07 on June 30, 2022, the last trading day of the applicable quarter. Read SEC document |
| April 26, 2022 Filed Apr 27, 2022 16:09 UTC | EMCORE CORP EMKR · Entity 82711 | GrantCommon Stock | 5,472 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-22-005890 · marketforms-56034.xml · nonDerivative · entry 1 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,438 F1 · price: The shares of common stock were issued pursuant to Issuer's Director Compensation Policy and the Reporting Person's election made on June 8, 2021 to receive his fees payable for Board service to the Issuer for the quarter ended March 31, 2022 in the form of shares of the Issuer's common stock in lieu of the corresponding cash amount, based on the Issuer's closing price of $3.70 on March 31, 2022, the last trading day of the applicable quarter. Read SEC document |
| January 03, 2022 Filed Jan 3, 2022 16:08 UTC | EMCORE CORP EMKR · Entity 82711 | GrantCommon Stock | 2,901 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-22-000083 · marketforms-54864.xml · nonDerivative · entry 1 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,966 F1 · price: The shares of common stock were issued pursuant to Issuer's Director Compensation Policy and the Reporting Person's election made on June 8, 2021 to receive his fees payable for Board service to the Issuer for the quarter ended December 31, 2021 in the form of shares of the Issuer's common stock in lieu of the corresponding cash amount, based on the Issuer's closing price of $6.98 on December 31, 2021, the last trading day of the applicable quarter. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 16:14 UTC | EMCORE CORP EMKR · Entity 82711 | GrantCommon Stock | 2,707 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-21-010056 · marketforms-53922.xml · nonDerivative · entry 1 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,065 F1 · price: The shares of common stock were issued pursuant to Issuer's Director Compensation Policy and the Reporting Person's election made on June 8, 2021 to receive his fees payable for Board service to the Issuer for the quarter ended September 30, 2021 in the form of shares of the Issuer's common stock in lieu of the corresponding cash amount, based on the Issuer's closing price of $7.48 on September 30, 2021, the last trading day of the applicable quarter. Read SEC document |
| June 30, 2021 Filed Jun 30, 2021 19:50 UTC | EMCORE CORP EMKR · Entity 82711 | GrantCommon Stock | 2,196 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-21-007100 · marketforms-53191.xml · nonDerivative · entry 1 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,358 F1 · price: The shares of common stock were issued pursuant to Issuer's Director Compensation Policy and the Reporting Person's election made on June 8, 2021 to receive his fees payable for Board service to the Issuer for the quarter ended June 30, 2021 in the form of shares of the Issuer's common stock in lieu of the corresponding cash amount, based on the Issuer's closing price of $9.22 on June 30, 2021, the last trading day of the applicable quarter. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 16:06 UTC | EMCORE CORP EMKR · Entity 82711 | GrantCommon Stock | 1,599 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-21-003888 · marketforms-52173.xml · nonDerivative · entry 1 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,162 F1 · price: The shares of common stock were issued pursuant to Issuer's Director Compensation Policy and the Reporting Person's election made on March 11, 2021 to receive a portion of his fees payable for Board service to the Issuer for the quarter ended March 31, 2021 in the form of shares of the Issuer's common stock in lieu of the corresponding cash amount, based on the Issuer's closing price of $5.46 on March 31, 2021, the last trading day of the applicable quarter. Read SEC document |
| March 19, 2021 Filed Mar 22, 2021 16:13 UTC | EMCORE CORP EMKR · Entity 82711 | GrantRestricted Stock Units | 19,058 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-21-003320 · marketforms-51875.xml · nonDerivative · entry 4 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,563 F2 · price: The restricted stock units were issued pursuant to the EMCORE Corporation 2019 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest as to 1/3 of the underlying shares on the earlier of (i) each of the first three anniversaries of the grant date or (ii) the day prior to the Issuer's annual meeting of shareholders for the applicable year, in each case subject to the Reporting Person's continued service as the Issuer's Board Chairman. Read SEC document |
| March 19, 2021 Filed Mar 22, 2021 16:13 UTC | EMCORE CORP EMKR · Entity 82711 | GrantRestricted Stock Units | 33,632 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-21-003320 · marketforms-51875.xml · nonDerivative · entry 3 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,505 F1 · price: Each restricted stock unit represents a contingent right to receive one share of EMCORE common stock. The restricted stock units were issued pursuant to the EMCORE Corporation 2019 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest as to 1/3 of the underlying shares on the earlier of (i) each of the first three anniversaries of the grant date or (ii) the day prior to the Issuer's annual meeting of shareholders for the applicable year, in each case subject to the Reporting Person's continued service as a non-employee director. Read SEC document |
| March 18, 2021 Filed Mar 22, 2021 16:13 UTC | EMCORE CORP EMKR · Entity 82711 | Exercise / conversionRestricted Stock Units · Derivative | 66,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-003320 · marketforms-51875.xml · derivative · entry 5 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,095 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit converts into a share of the Issuer's common stock on a one-for-one basis. F4 · derivative.exercise_date: On March 20, 2020, the Reporting Person was granted 66,095 restricted stock units, vesting in full on the earlier of (i) the day immediately prior to the Issuer's 2021 annual meeting of shareholders or (ii) March 20, 2021. F4 · derivative.expiration_date: On March 20, 2020, the Reporting Person was granted 66,095 restricted stock units, vesting in full on the earlier of (i) the day immediately prior to the Issuer's 2021 annual meeting of shareholders or (ii) March 20, 2021. Read SEC document |
| March 18, 2021 Filed Mar 22, 2021 16:13 UTC | EMCORE CORP EMKR · Entity 82711 | Exercise / conversionCommon Stock | 66,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-003320 · marketforms-51875.xml · nonDerivative · entry 1 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2020 Filed Aug 20, 2020 16:19 UTC | EMCORE CORP EMKR · Entity 82711 | PurchaseCommon Stock | 1,790 | $3.59 | $6,427.89 |
DisclosureSEC source: 0001214659-20-007394 · marketforms-49505.xml · nonDerivative · entry 1 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,778 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.57 to $3.60, inclusive. The reporting person undertakes to provide EMCORE Corporation, any securityholder of EMCORE Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above in this footnote (1). Read SEC document |
| August 19, 2020 Filed Aug 19, 2020 18:10 UTC | EMCORE CORP EMKR · Entity 82711 | PurchaseCommon Stock | 5,763 | $3.50 | $20,187.79 |
DisclosureSEC source: 0001214659-20-007385 · marketforms-49496.xml · nonDerivative · entry 1 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,988 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.47 to $3.55, inclusive. The reporting person undertakes to provide EMCORE Corporation, any securityholder of EMCORE Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above in this footnote (1). Read SEC document |
| August 18, 2020 Filed Aug 18, 2020 17:16 UTC | EMCORE CORP EMKR · Entity 82711 | PurchaseCommon Stock | 2,447 | $3.38 | $8,278.20 |
DisclosureSEC source: 0001214659-20-007338 · marketforms-49484.xml · nonDerivative · entry 1 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,225 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.34 to $3.39, inclusive. The reporting person undertakes to provide EMCORE Corporation, any securityholder of EMCORE Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above in this footnote (1). Read SEC document |
| August 10, 2020 Filed Aug 10, 2020 20:31 UTC | EMCORE CORP EMKR · Entity 82711 | PurchaseCommon Stock | 10,000 | $3.42 | $34,240.00 |
DisclosureSEC source: 0001214659-20-006937 · marketforms-49429.xml · nonDerivative · entry 1 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,778 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.395 to $3.48, inclusive. The reporting person undertakes to provide EMCORE Corporation, any securityholder of EMCORE Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above in this footnote (1). Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 20:06 UTC | IMMERSION CORP IMMR · Entity 6143 | GrantCommon Stock | 18,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-009517 · wf-form4_159233794939304.xml · nonDerivative · entry 1 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,763 F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of June 12, 2020 or (ii) the date of the Issuer's 2021 annual meeting of stockholders (the "2021 Annual Meeting"), provided that the 2021 Annual Meeting is at least 50 weeks apart from the 2020 annual meeting of stockholders. Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 16:26 UTC | EMCORE CORP EMKR · Entity 82711 | GrantRestricted Stock Units · Derivative | 66,095 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-20-002826 · marketforms-48197.xml · derivative · entry 4 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,095 Underlying: Emcore Common Stock · 66,095 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of EMCORE common stock. F1 · shares: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. F1 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. F5 · derivative.exercise_date: The restricted stock unit were issued pursuant to the EMCORE Corporation 2019 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on the earlier of March 20, 2021 or the day prior to the Issuer's 2021 annual meeting of shareholders. F5 · derivative.expiration_date: The restricted stock unit were issued pursuant to the EMCORE Corporation 2019 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on the earlier of March 20, 2021 or the day prior to the Issuer's 2021 annual meeting of shareholders. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 16:26 UTC | EMCORE CORP EMKR · Entity 82711 | Exercise / conversionRestricted Stock Units · Derivative | 14,062 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-20-002826 · marketforms-48197.xml · derivative · entry 3 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Emcore Common Stock · 14,062 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two. F1 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. F3 · derivative.exercise_date: Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person. F3 · derivative.expiration_date: Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 16:26 UTC | EMCORE CORP EMKR · Entity 82711 | Exercise / conversionCommon Stock | 14,062 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-20-002826 · marketforms-48197.xml · nonDerivative · entry 1 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. Read SEC document |
| March 09, 2020 Filed Mar 12, 2020 00:25 UTC | IMMERSION CORP IMMR · Entity 6143 | GrantCommon Stock | 4,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-003418 · wf-form4_158397272512794.xml · nonDerivative · entry 1 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,220 F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of June 14, 2020 or (ii) the date of the Issuer's 2020 annual meeting of stockholders (the "2020 Annual Meeting"), provided that the 2020 Annual Meeting is at least 50 weeks apart from the 2019 annual meeting of stockholders. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 16:17 UTC | EMCORE CORP EMKR · Entity 82711 | PurchaseCommon Stock | 10,000 | $3.44 | $34,420.00 |
DisclosureSEC source: 0001214659-20-001517 · marketforms-47709.xml · nonDerivative · entry 1 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 40,716 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.42 to $3.45, inclusive. The reporting person undertakes to provide EMCORE Corporation, any securityholder of EMCORE Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above in this footnote (1). F2 · ownership.nature: The shares of common stock were purchased, and are held directly, by the Stephen and Christine Domenik Trust, Stephen and Christine Domenik, Trustees. Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 17:11 UTC | EMCORE CORP EMKR · Entity 82711 | GrantRestricted Stock Units · Derivative | 14,062 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-19-002268 · marketforms-44606.xml · derivative · entry 1 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,062 Underlying: Emcore Common Stock · 14,062 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of EMCORE common stock. F2 · shares: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. F2 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. F3 · derivative.exercise_date: The restricted stock unit were issued pursuant to the EMCORE Corporation 2019 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on the earlier of March 22, 2020 or the day prior to the Issuer's 2020 annual meeting of shareholders. F3 · derivative.expiration_date: The restricted stock unit were issued pursuant to the EMCORE Corporation 2019 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on the earlier of March 22, 2020 or the day prior to the Issuer's 2020 annual meeting of shareholders. Read SEC document |
| March 16, 2019 Filed Mar 18, 2019 17:06 UTC | EMCORE CORP EMKR · Entity 82711 | Exercise / conversionRestricted Stock Units · Derivative | 9,075 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-19-002182 · marketforms-44507.xml · derivative · entry 2 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Emcore Common Stock · 9,075 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two. F1 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. F3 · derivative.exercise_date: Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person. The restricted stock units vested on the earlier of March 16, 2019 or the day prior to Emcore's 2019 annual shareholder meeting. F3 · derivative.expiration_date: Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person. The restricted stock units vested on the earlier of March 16, 2019 or the day prior to Emcore's 2019 annual shareholder meeting. Read SEC document |
| March 16, 2019 Filed Mar 18, 2019 17:06 UTC | EMCORE CORP EMKR · Entity 82711 | Exercise / conversionCommon Stock | 9,075 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-19-002182 · marketforms-44507.xml · nonDerivative · entry 1 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. Read SEC document |
| December 11, 2018 Filed Dec 11, 2018 17:29 UTC | RADISYS CORP RSYS · Entity 161880 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 80,000 | Not disclosed Strike: $0.90 | Not disclosed |
DisclosureSEC source: 0000873044-18-000218 · edgardoc.xml · derivative · entry 1 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,000 shares Expires 2025-02-07 F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated June 29, 2018, by and among Radisys Corporation, Reliance Industries Limited and Integrated Cloud Orchestration (ICO), Inc., an Oregon corporation and wholly owned subsidiary of Reliance Industries Limited (the "Merger Agreement" and the transactions contemplated therein, the "Merger"), which became effective on December 11, 2018 (the "Effective Time"), these options were canceled at the Effective Time of the Merger in exchange for the right to receive a cash payment of $65,600, representing the difference between the merger consideration of $1.72 per share and the exercise price of the option, less withholding taxes. F1 · derivative.exercise_date: Pursuant to the terms of the Agreement and Plan of Merger, dated June 29, 2018, by and among Radisys Corporation, Reliance Industries Limited and Integrated Cloud Orchestration (ICO), Inc., an Oregon corporation and wholly owned subsidiary of Reliance Industries Limited (the "Merger Agreement" and the transactions contemplated therein, the "Merger"), which became effective on December 11, 2018 (the "Effective Time"), these options were canceled at the Effective Time of the Merger in exchange for the right to receive a cash payment of $65,600, representing the difference between the merger consideration of $1.72 per share and the exercise price of the option, less withholding taxes. Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 17:04 UTC | EMCORE CORP EMKR · Entity 82711 | GrantRestricted Stock Units · Derivative | 9,075 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-18-002232 · marketforms-41472.xml · derivative · entry 3 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,075 Underlying: Emcore Common Stock · 9,075 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of EMCORE common stock. F1 · shares: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. F1 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. F5 · derivative.exercise_date: The restricted stock unit were issued pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on the earlier of March 16, 2019 or the day prior to the Issuer's 2019 annual meeting of shareholders. F5 · derivative.expiration_date: The restricted stock unit were issued pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on the earlier of March 16, 2019 or the day prior to the Issuer's 2019 annual meeting of shareholders. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 17:04 UTC | EMCORE CORP EMKR · Entity 82711 | Exercise / conversionRestricted Stock Units · Derivative | 7,330 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-18-002232 · marketforms-41472.xml · derivative · entry 2 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Emcore Common Stock · 7,330 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two. F1 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. F3 · derivative.exercise_date: Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person. F3 · derivative.expiration_date: Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 17:04 UTC | EMCORE CORP EMKR · Entity 82711 | Exercise / conversionCommon Stock | 7,330 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-18-002232 · marketforms-41472.xml · nonDerivative · entry 1 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 16:35 UTC | RADISYS CORP RSYS · Entity 161880 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $0.90 | $0.00 |
DisclosureSEC source: 0000873044-18-000013 · edgardoc.xml · derivative · entry 1 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2025-02-07 F1 · derivative.exercise_date: Vesting schedule is one year from the date of grant, option shall be exercisable for one-third of the total option shares and shall be exercisable in monthly increments equal to 1/36th of the total option shares, cumulatively, each month thereafter. Read SEC document |
| February 02, 2018 Filed Feb 7, 2018 08:18 UTC | YuMe Inc YUME · Entity 169668 | Disposition to issuerStock Options (right to buy) · Derivative | 45,056 | Not disclosed Strike: $4.19 | Not disclosed |
DisclosureSEC source: 0001437749-18-001855 · rdgdoc.xml · derivative · entry 1 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,056 shares Expires 2027-08-02 F1 · derivative.exercise_price: Disposed of upon the closing of the exchange offer initiated by Redwood Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among RhythmOne plc, ("RhythmOne"), Purchaser (a wholly owned subsidiary of RhythmOne), Redwood Merger Sub II, Inc., and Issuer, dated as of September 4, 2017 (the "Merger Agreement"), whereby (continued below) F1 · price: Disposed of upon the closing of the exchange offer initiated by Redwood Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among RhythmOne plc, ("RhythmOne"), Purchaser (a wholly owned subsidiary of RhythmOne), Redwood Merger Sub II, Inc., and Issuer, dated as of September 4, 2017 (the "Merger Agreement"), whereby (continued below) F1 · derivative.exercise_date: Disposed of upon the closing of the exchange offer initiated by Redwood Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among RhythmOne plc, ("RhythmOne"), Purchaser (a wholly owned subsidiary of RhythmOne), Redwood Merger Sub II, Inc., and Issuer, dated as of September 4, 2017 (the "Merger Agreement"), whereby (continued below) Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 17:56 UTC | Peraso Inc. MOSY · Entity 8062 | GrantRestricted Stock Units | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001645383-18-000005 · primary_doc.xml · nonDerivative · entry 1 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · price: Restricted Stock Unit ("RSU") award granted February 1, 2018. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The entire award vests and becomes non-forfeitable on February 1, 2019. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 19:48 UTC | Peraso Inc. MOSY · Entity 8062 | OtherOption to purchase common stock · Derivative | 2,000 | Not disclosed Strike: $30.90 | Not disclosed |
DisclosureSEC source: 0001645383-17-000022 · primary_doc.xml · derivative · entry 6 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2018-07-19 F6 · price: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on July 19, 2012 to purchase 2,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on July 20, 2012. The canceled option was exercisable in full as of July 19, 2013 . Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. F6 · derivative.exercise_date: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on July 19, 2012 to purchase 2,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on July 20, 2012. The canceled option was exercisable in full as of July 19, 2013 . Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 19:48 UTC | Peraso Inc. MOSY · Entity 8062 | OtherOption to purchase common stock · Derivative | 12,000 | Not disclosed Strike: $30.90 | Not disclosed |
DisclosureSEC source: 0001645383-17-000022 · primary_doc.xml · derivative · entry 5 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2018-07-19 F5 · price: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on July 19, 2012 to purchase 12,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on July 20, 2012. The canceled option was exercisable in full as of July 19, 2013. Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. F5 · derivative.exercise_date: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on July 19, 2012 to purchase 12,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on July 20, 2012. The canceled option was exercisable in full as of July 19, 2013. Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 19:48 UTC | Peraso Inc. MOSY · Entity 8062 | OtherOption to purchase common stock · Derivative | 4,000 | Not disclosed Strike: $41.90 | Not disclosed |
DisclosureSEC source: 0001645383-17-000022 · primary_doc.xml · derivative · entry 4 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2019-07-18 F4 · price: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on July 18, 2013 to purchase 4,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC July 19, 2013. The canceled option was exercisable in full as of July 18, 2014 . Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. F4 · derivative.exercise_date: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on July 18, 2013 to purchase 4,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC July 19, 2013. The canceled option was exercisable in full as of July 18, 2014 . Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 19:48 UTC | Peraso Inc. MOSY · Entity 8062 | OtherOption to purchase common stock · Derivative | 4,000 | Not disclosed Strike: $31.00 | Not disclosed |
DisclosureSEC source: 0001645383-17-000022 · primary_doc.xml · derivative · entry 3 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2020-07-18 F3 · price: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on July 18, 2014 to purchase 4,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on July 22, 2014. The canceled option was exercisable in full as of July 18, 2015 . Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. F3 · derivative.exercise_date: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on July 18, 2014 to purchase 4,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on July 22, 2014. The canceled option was exercisable in full as of July 18, 2015 . Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 19:48 UTC | Peraso Inc. MOSY · Entity 8062 | OtherOption to purchase common stock · Derivative | 4,000 | Not disclosed Strike: $17.00 | Not disclosed |
DisclosureSEC source: 0001645383-17-000022 · primary_doc.xml · derivative · entry 2 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2021-07-16 F2 · price: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on July 16, 2015 to purchase 4,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on July 20, 2015. The canceled option was exercisable in full as of July 16, 2016. Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. F2 · derivative.exercise_date: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on July 16, 2015 to purchase 4,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on July 20, 2015. The canceled option was exercisable in full as of July 16, 2016. Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 19:48 UTC | Peraso Inc. MOSY · Entity 8062 | OtherOption to purchase common stock · Derivative | 4,000 | Not disclosed Strike: $5.30 | Not disclosed |
DisclosureSEC source: 0001645383-17-000022 · primary_doc.xml · derivative · entry 1 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2022-07-22 F1 · price: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on July 22, 2016 to purchase 4,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on July 26, 2016. The canceled option was exercisable in full as of July 22, 2017 . Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. F1 · derivative.exercise_date: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on July 22, 2016 to purchase 4,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on July 26, 2016. The canceled option was exercisable in full as of July 22, 2017 . Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 18:54 UTC | YuMe Inc YUME · Entity 169668 | GrantCommon Stock Options · Derivative | 45,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-013848 · rdgdoc.xml · derivative · entry 1 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,056 Underlying: Common Stock · 45,056 shares Expires not disclosed F1 · derivative.exercise_price: Each common stock option represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: On August 2, 2017 the Reporting Person was granted 45,056 common stock options, which will vest over three years in three equal annual installments commencing on July 27, 2018. F2 · derivative.expiration_date: On August 2, 2017 the Reporting Person was granted 45,056 common stock options, which will vest over three years in three equal annual installments commencing on July 27, 2018. Read SEC document |
| March 17, 2017 Filed Mar 20, 2017 16:50 UTC | EMCORE CORP EMKR · Entity 82711 | GrantRestriced Stock Units · Derivative | 7,330 | $8.90 | $65,237.00 |
DisclosureSEC source: 0001214659-17-002088 · marketforms-38435.xml · derivative · entry 2 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,330 Underlying: Emcore Common Stock · 7,330 shares Expires not disclosed F2 · derivative.exercise_price: The restricted stock units were awarded to the Reporting Person for his service as a non-employee director. F1 · kind: The restricted stock unit were issued pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on March 17, 2018. F1 · shares: The restricted stock unit were issued pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on March 17, 2018. F1 · derivative.exercise_date: The restricted stock unit were issued pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on March 17, 2018. F1 · derivative.expiration_date: The restricted stock unit were issued pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on March 17, 2018. F1 · derivative.underlying_shares: The restricted stock unit were issued pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on March 17, 2018. F1 · balance_after: The restricted stock unit were issued pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on March 17, 2018. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 13:38 UTC | EMCORE CORP EMKR · Entity 82711 | GrantCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-000370 · marketforms-37602.xml · nonDerivative · entry 1 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,311 F1 · shares: The shares were acquired pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. F2 · price: The shares of common stock were awarded to the Reporting Person for his service as a non-employee director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.