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Nasdaq · USD

IIIV

i3 Verticals, Inc.

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Tapewire entity
5604
SEC CIK
0001728688
Parsed reports
213

Last 12 months

Inside the activity.

1 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2023 Filed Feb 15, 2023 22:15 UTC
CHRISTIANS PAULChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $26.31 $0.00
Disclosure

SEC source: 0001209191-23-009840 · doc4.xml · derivative · entry 1

CHRISTIANS PAUL · CIK 0001954402 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A common stock, par value $0.0001 per share · 75,000 shares

Expires 2033-02-13

F1 · derivative.exercise_date: The options vest ratably in four equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 17:05 UTC PurchaseClass A common stock, par value $0.0001 per share 2,000 $24.80 $49,600.00
Disclosure

SEC source: 0001209191-22-058879 · doc4.xml · nonDerivative · entry 1

MORGAN DAVID K. · CIK 0001737455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
November 22, 2022 Filed Nov 23, 2022 17:30 UTC PurchaseClass A common stock, par value $0.0001 per share 1,000 $23.73 $23,730.00
Disclosure

SEC source: 0001209191-22-058728 · doc4.xml · nonDerivative · entry 1

MORGAN DAVID K. · CIK 0001737455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Read SEC document
November 16, 2022 Filed Nov 17, 2022 22:16 UTC
CHRISTIANS PAULChief Operating Officer
GrantClass A common stock, par value $0.0001 per share 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057601 · doc4.xml · nonDerivative · entry 1

CHRISTIANS PAUL · CIK 0001954402 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · shares: Reflects restricted stock units that will vest ratably in four equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
August 29, 2022 Filed Aug 30, 2022 16:55 UTC
PANAGAKIS PETEChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $24.24 $0.00
Disclosure

SEC source: 0001209191-22-048009 · doc4.xml · derivative · entry 1

PANAGAKIS PETE · CIK 0001944618 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A common stock, par value $0.0001 per share · 50,000 shares

Expires 2032-08-29

F1 · derivative.exercise_date: The options vest ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
June 21, 2022 Filed Aug 9, 2022 16:34 UTC GrantStock Option (Right to Buy) · Derivative 9,141 $0.00 Strike: $23.65 $0.00
Disclosure

SEC source: 0001209191-22-045015 · doc4.xml · derivative · entry 1

WILDS DAVID M · CIK 0001062406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,141

Underlying: Class A common stock, par value $0.0001 per share · 9,141 shares

Expires 2032-06-21

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
June 21, 2022 Filed Aug 9, 2022 16:29 UTC GrantStock Option (Right to Buy) · Derivative 9,141 $0.00 Strike: $23.65 $0.00
Disclosure

SEC source: 0001209191-22-044990 · doc4.xml · derivative · entry 1

COURTNEY ELIZABETH S. · CIK 0001742559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,141

Underlying: Class A common stock, par value $0.0001 per share · 9,141 shares

Expires 2032-06-21

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
June 21, 2022 Filed Aug 9, 2022 16:30 UTC GrantStock Option (Right to Buy) · Derivative 9,141 $0.00 Strike: $23.65 $0.00
Disclosure

SEC source: 0001209191-22-044994 · doc4.xml · derivative · entry 1

HARRISON JOHN C. · CIK 0001738150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,141

Underlying: Class A common stock, par value $0.0001 per share · 9,141 shares

Expires 2032-06-21

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
June 21, 2022 Filed Aug 9, 2022 16:33 UTC GrantStock Option (Right to Buy) · Derivative 9,141 $0.00 Strike: $23.65 $0.00
Disclosure

SEC source: 0001209191-22-045011 · doc4.xml · derivative · entry 1

MORGAN DAVID K. · CIK 0001737455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,141

Underlying: Class A common stock, par value $0.0001 per share · 9,141 shares

Expires 2032-06-21

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
June 21, 2022 Filed Aug 9, 2022 20:33 UTC GrantStock Option (Right to Buy) · Derivative 9,141 $0.00 Strike: $23.65 $0.00
Disclosure

SEC source: 0001209191-22-045009 · doc4.xml · derivative · entry 1

MCKENNA TIMOTHY · CIK 0001738750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,141

Underlying: Class A common stock, par value $0.0001 per share · 9,141 shares

Expires 2032-06-21

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
June 21, 2022 Filed Aug 9, 2022 20:32 UTC GrantStock Option (Right to Buy) · Derivative 9,141 $0.00 Strike: $23.65 $0.00
Disclosure

SEC source: 0001209191-22-045007 · doc4.xml · derivative · entry 1

Jenkins Decosta · CIK 0001848489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,141

Underlying: Class A common stock, par value $0.0001 per share · 9,141 shares

Expires 2032-06-21

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
June 21, 2022 Filed Aug 9, 2022 20:31 UTC GrantStock Option (Right to Buy) · Derivative 9,141 $0.00 Strike: $23.65 $0.00
Disclosure

SEC source: 0001209191-22-044999 · doc4.xml · derivative · entry 1

HARVEY ROBERT BURTON · CIK 0001738212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,141

Underlying: Class A common stock, par value $0.0001 per share · 9,141 shares

Expires 2032-06-21

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
June 08, 2022 Filed Jun 9, 2022 16:08 UTC
BERTKE ROBERTChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $13.00 $0.00
Disclosure

SEC source: 0001209191-22-035356 · doc4.xml · derivative · entry 4

BERTKE ROBERT · CIK 0001737502 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,300

Underlying: Class A common stock, par value $0.0001 per share · 7,500 shares

Expires 2028-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
June 08, 2022 Filed Jun 9, 2022 16:08 UTC
BERTKE ROBERTChief Technology Officer
SaleClass A common stock, par value $0.0001 per share 2,324 $24.72 $57,449.28
Disclosure

SEC source: 0001209191-22-035356 · doc4.xml · nonDerivative · entry 3

BERTKE ROBERT · CIK 0001737502 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 08, 2022 Filed Jun 9, 2022 16:08 UTC
BERTKE ROBERTChief Technology Officer
Tax withholdingClass A common stock, par value $0.0001 per share 5,176 $24.74 $128,054.24
Disclosure

SEC source: 0001209191-22-035356 · doc4.xml · nonDerivative · entry 2

BERTKE ROBERT · CIK 0001737502 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,324

Read SEC document
June 08, 2022 Filed Jun 9, 2022 16:08 UTC
BERTKE ROBERTChief Technology Officer
Exercise / conversionClass A common stock, par value $0.0001 per share 7,500 $13.00 $97,500.00
Disclosure

SEC source: 0001209191-22-035356 · doc4.xml · nonDerivative · entry 1

BERTKE ROBERT · CIK 0001737502 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 17:08 UTC
WHITSON CLAY MDirector · Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $26.53 $0.00
Disclosure

SEC source: 0001209191-22-009827 · doc4.xml · derivative · entry 1

WHITSON CLAY M · CIK 0001072796 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class A common stock, par value $0.0001 per share · 35,000 shares

Expires 2032-02-11

F1 · derivative.exercise_date: The options vest ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 17:07 UTC GrantStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $26.53 $0.00
Disclosure

SEC source: 0001209191-22-009826 · doc4.xml · derivative · entry 1

STANFORD FREDERICK · CIK 0001737443 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class A common stock, par value $0.0001 per share · 35,000 shares

Expires 2032-02-11

F1 · derivative.exercise_date: The options vest ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 17:05 UTC
MAPLE PAULGeneral Counsel and Secretary
GrantStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $26.53 $0.00
Disclosure

SEC source: 0001209191-22-009824 · doc4.xml · derivative · entry 1

MAPLE PAUL · CIK 0001737439 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class A common stock, par value $0.0001 per share · 35,000 shares

Expires 2032-02-11

F1 · derivative.exercise_date: The options vest ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 17:05 UTC
BERTKE ROBERTChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $26.53 $0.00
Disclosure

SEC source: 0001209191-22-009823 · doc4.xml · derivative · entry 1

BERTKE ROBERT · CIK 0001737502 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A common stock, par value $0.0001 per share · 20,000 shares

Expires 2032-02-11

F1 · derivative.exercise_date: The options vest ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 22:06 UTC
SMITH GEOFFREY C.VP of Finance
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $26.53 $0.00
Disclosure

SEC source: 0001209191-22-009825 · doc4.xml · derivative · entry 1

SMITH GEOFFREY C. · CIK 0001868020 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A common stock, par value $0.0001 per share · 30,000 shares

Expires 2032-02-11

F1 · derivative.exercise_date: The options vest ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
December 03, 2021 Filed Dec 6, 2021 19:08 UTC
DAILY GREGORY SDirector · Chief Executive Officer · 10% owner
PurchaseClass A common stock, par value $0.0001 per share 28,717 $18.94 $543,899.98
Disclosure

SEC source: 0001209191-21-068083 · doc4.xml · nonDerivative · entry 3

DAILY GREGORY S · CIK 0001072783 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hardsworth LLC

Disclosed balance after: 82,087

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.81 to $19.00, inclusive.

F2 · ownership.nature: Represents shares of Class A common stock held by Hardsworth LLC. The Reporting Person may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by Hardsworth LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 02, 2021 Filed Dec 6, 2021 19:08 UTC
DAILY GREGORY SDirector · Chief Executive Officer · 10% owner
PurchaseClass A common stock, par value $0.0001 per share 15,579 $19.06 $296,935.74
Disclosure

SEC source: 0001209191-21-068083 · doc4.xml · nonDerivative · entry 2

DAILY GREGORY S · CIK 0001072783 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hardsworth LLC

Disclosed balance after: 53,370

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.97 to $19.13, inclusive.

F2 · ownership.nature: Represents shares of Class A common stock held by Hardsworth LLC. The Reporting Person may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by Hardsworth LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 02, 2021 Filed Dec 6, 2021 19:08 UTC
DAILY GREGORY SDirector · Chief Executive Officer · 10% owner
PurchaseClass A common stock, par value $0.0001 per share 37,791 $18.52 $699,889.32
Disclosure

SEC source: 0001209191-21-068083 · doc4.xml · nonDerivative · entry 1

DAILY GREGORY S · CIK 0001072783 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hardsworth LLC

Disclosed balance after: 37,791

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.97 to $18.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4.

F2 · ownership.nature: Represents shares of Class A common stock held by Hardsworth LLC. The Reporting Person may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by Hardsworth LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 21:46 UTC GrantStock Option (Right to Buy) · Derivative 5,968 $0.00 Strike: $20.65 $0.00
Disclosure

SEC source: 0001209191-21-066808 · doc4.xml · derivative · entry 1

Jenkins Decosta · CIK 0001848489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,968

Underlying: Class A common stock, par value $0.0001 per share · 5,968 shares

Expires 2031-11-23

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 16:36 UTC ConversionCommon Units · Derivative 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-066452 · doc4.xml · derivative · entry 5

STANFORD FREDERICK · CIK 0001737443 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,577

Underlying: Class A common stock, par value $0.0001 per share · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled.

F5 · price: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled.

F5 · derivative.exercise_date: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled.

F6 · derivative.exercise_date: All Common Units are fully vested and have no expiration date.

F5 · derivative.expiration_date: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled.

F6 · derivative.expiration_date: All Common Units are fully vested and have no expiration date.

F5 · balance_after: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled.

F6 · balance_after: All Common Units are fully vested and have no expiration date.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 16:36 UTC OtherClass B common stock, par value $0.0001 per share 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-066452 · doc4.xml · nonDerivative · entry 4

STANFORD FREDERICK · CIK 0001737443 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,577

F4 · kind: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer.

F4 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 16:36 UTC SaleClass A common stock, par value $0.0001 per share 964 $22.25 $21,449.00
Disclosure

SEC source: 0001209191-21-066452 · doc4.xml · nonDerivative · entry 3

STANFORD FREDERICK · CIK 0001737443 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2021.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 16:36 UTC SaleClass A common stock, par value $0.0001 per share 14,036 $21.14 $296,721.04
Disclosure

SEC source: 0001209191-21-066452 · doc4.xml · nonDerivative · entry 2

STANFORD FREDERICK · CIK 0001737443 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 964

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.51 to $21.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 16:36 UTC ConversionClass A common stock, par value $0.0001 per share 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-066452 · doc4.xml · nonDerivative · entry 1

STANFORD FREDERICK · CIK 0001737443 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units").

F1 · price: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units").

Read SEC document
October 22, 2021 Filed Jan 24, 2025 17:46 UTC GiftCommon Units · Derivative 3,687 $0.00 $0.00
Disclosure

SEC source: 0001728688-25-000033 · wk-form4_1737758803.xml · derivative · entry 4

WILDS DAVID M · CIK 0001062406 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Front Street Equities, LLC

Disclosed balance after: 268,475

Underlying: Class A common stock, par value $0.0001 per share · 3,687 shares

Expires not disclosed

F3 · derivative.exercise_price: The common units in i3 Verticals, LLC (the "Common Units") may be redeemed by the holder at any time for an equal number of shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of the Issuer or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date.

F3 · derivative.exercise_date: The common units in i3 Verticals, LLC (the "Common Units") may be redeemed by the holder at any time for an equal number of shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of the Issuer or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date.

F3 · derivative.expiration_date: The common units in i3 Verticals, LLC (the "Common Units") may be redeemed by the holder at any time for an equal number of shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of the Issuer or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date.

F4 · ownership.nature: Represents Common Units held by Front Street Equities, LLC and First Avenue Partners II, L.P. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of these Common Units in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.

Read SEC document
October 22, 2021 Filed Jan 24, 2025 17:46 UTC GiftClass B common stock, par value $0.0001 per share 3,687 $0.00 $0.00
Disclosure

SEC source: 0001728688-25-000033 · wk-form4_1737758803.xml · nonDerivative · entry 1

WILDS DAVID M · CIK 0001062406 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Front Street Equities, LLC

Disclosed balance after: 268,475

F1 · ownership.nature: Represents shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") of i3 Verticals, Inc. (the "Issuer") held by Front Street Equities, LLC and First Avenue Partners II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.

Read SEC document
September 24, 2021 Filed Sep 28, 2021 17:05 UTC
MAPLE PAULGeneral Counsel and Secretary
GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $25.22 $0.00
Disclosure

SEC source: 0001209191-21-057941 · doc4.xml · derivative · entry 1

MAPLE PAUL · CIK 0001737439 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A common stock, par value $0.0001 per share · 20,000 shares

Expires 2031-09-24

F1 · derivative.exercise_date: The options vest ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

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June 22, 2021 Filed Jun 23, 2021 16:28 UTC
SMITH GEOFFREY C.VP of Finance
GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $31.80 $0.00
Disclosure

SEC source: 0001209191-21-042701 · doc4.xml · derivative · entry 1

SMITH GEOFFREY C. · CIK 0001868020 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A common stock, par value $0.0001 per share · 20,000 shares

Expires 2031-06-22

F1 · derivative.exercise_date: The options vest ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

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June 21, 2021 Filed Jun 23, 2021 12:31 UTC GrantStock Option (Right to Buy) · Derivative 10,162 $0.00 Strike: $31.66 $0.00
Disclosure

SEC source: 0001209191-21-042708 · doc4.xml · derivative · entry 1

WILDS DAVID M · CIK 0001062406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,162

Underlying: Class A common stock, par value $0.0001 per share · 10,162 shares

Expires 2031-06-21

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

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June 21, 2021 Filed Jun 23, 2021 12:28 UTC
WHITSON CLAY MDirector · Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 7,692 $0.00 Strike: $13.00 $0.00
Disclosure

SEC source: 0001209191-21-042702 · doc4.xml · derivative · entry 2

WHITSON CLAY M · CIK 0001072796 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,924

Underlying: Class A common stock, par value $0.0001 per share · 7,692 shares

Expires 2028-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

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June 21, 2021 Filed Jun 23, 2021 12:28 UTC
WHITSON CLAY MDirector · Chief Financial Officer
Exercise / conversionClass A common stock, par value $0.0001 per share 7,692 $13.00 $99,996.00
Disclosure

SEC source: 0001209191-21-042702 · doc4.xml · nonDerivative · entry 1

WHITSON CLAY M · CIK 0001072796 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 21, 2021 Filed Jun 23, 2021 12:29 UTC GrantStock Option (Right to Buy) · Derivative 10,162 $0.00 Strike: $31.66 $0.00
Disclosure

SEC source: 0001209191-21-042703 · doc4.xml · derivative · entry 1

COURTNEY ELIZABETH S. · CIK 0001742559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,162

Underlying: Class A common stock, par value $0.0001 per share · 10,162 shares

Expires 2031-06-21

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

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June 21, 2021 Filed Jun 23, 2021 12:29 UTC GrantStock Option (Right to Buy) · Derivative 10,162 $0.00 Strike: $31.66 $0.00
Disclosure

SEC source: 0001209191-21-042704 · doc4.xml · derivative · entry 1

HARRISON JOHN C. · CIK 0001738150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,162

Underlying: Class A common stock, par value $0.0001 per share · 10,162 shares

Expires 2031-06-21

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 12:31 UTC GrantStock Option (Right to Buy) · Derivative 10,162 $0.00 Strike: $31.66 $0.00
Disclosure

SEC source: 0001209191-21-042707 · doc4.xml · derivative · entry 1

MORGAN DAVID K. · CIK 0001737455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,162

Underlying: Class A common stock, par value $0.0001 per share · 10,162 shares

Expires 2031-06-21

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

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June 21, 2021 Filed Jun 23, 2021 16:30 UTC GrantStock Option (Right to Buy) · Derivative 10,162 $0.00 Strike: $31.66 $0.00
Disclosure

SEC source: 0001209191-21-042706 · doc4.xml · derivative · entry 1

MCKENNA TIMOTHY · CIK 0001738750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,162

Underlying: Class A common stock, par value $0.0001 per share · 10,162 shares

Expires 2031-06-21

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

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June 21, 2021 Filed Jun 23, 2021 16:30 UTC GrantStock Option (Right to Buy) · Derivative 10,162 $0.00 Strike: $31.66 $0.00
Disclosure

SEC source: 0001209191-21-042705 · doc4.xml · derivative · entry 1

HARVEY ROBERT BURTON · CIK 0001738212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,162

Underlying: Class A common stock, par value $0.0001 per share · 10,162 shares

Expires 2031-06-21

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

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June 10, 2021 Filed Jun 11, 2021 12:50 UTC PurchaseClass A common stock, par value $0.0001 per share 3,000 $31.67 $95,010.00
Disclosure

SEC source: 0001209191-21-039780 · doc4.xml · nonDerivative · entry 1

MORGAN DAVID K. · CIK 0001737455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Read SEC document
March 15, 2021 Filed Mar 16, 2021 17:33 UTC ConversionCommon Units · Derivative 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-020962 · doc4.xml · derivative · entry 6

WILDS DAVID M · CIK 0001062406 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Front Street Equities, LLC

Disclosed balance after: 272,162

Underlying: Class A common stock, par value $0.0001 per share · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date.

F6 · price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date.

F6 · derivative.exercise_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date.

F6 · derivative.expiration_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date.

F6 · balance_after: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date.

F7 · ownership.nature: Represents Common Units held by Front Street Equities, LLC and First Avenue Partners II, L.P. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of these Common Units in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.

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March 15, 2021 Filed Mar 16, 2021 17:33 UTC OtherClass B common stock, par value $0.0001 per share 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-020962 · doc4.xml · nonDerivative · entry 3

WILDS DAVID M · CIK 0001062406 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Front Street Equities, LLC

Disclosed balance after: 272,162

F3 · kind: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer.

F3 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer.

F4 · ownership.nature: Represents shares of Class B Common Stock held by Front Street Equities, LLC and First Avenue Partners II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.

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March 15, 2021 Filed Mar 16, 2021 17:33 UTC SaleClass A common stock, par value $0.0001 per share 200,000 $32.83 $6,566,000.00
Disclosure

SEC source: 0001209191-21-020962 · doc4.xml · nonDerivative · entry 2

WILDS DAVID M · CIK 0001062406 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Front Street Equities, LLC

Disclosed balance after: 0

F2 · ownership.nature: Represents shares of Class A Common Stock held by Front Street Equities, LLC and First Avenue Partners II, L.P. Front Street Equities, LLC is the General Partner of, and exercises voting and investment power over shares held by, First Avenue Partners II, L.P. Voting and investment decisions at Front Street Equities, LLC are made by David Wilds, who serves as (a) a limited partner and managing member of First Avenue Partners II, L.P., and (b) the sole member of Front Street Equities, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.

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March 15, 2021 Filed Mar 16, 2021 17:33 UTC ConversionClass A common stock, par value $0.0001 per share 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-020962 · doc4.xml · nonDerivative · entry 1

WILDS DAVID M · CIK 0001062406 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Front Street Equities, LLC

Disclosed balance after: 200,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units").

F2 · ownership.nature: Represents shares of Class A Common Stock held by Front Street Equities, LLC and First Avenue Partners II, L.P. Front Street Equities, LLC is the General Partner of, and exercises voting and investment power over shares held by, First Avenue Partners II, L.P. Voting and investment decisions at Front Street Equities, LLC are made by David Wilds, who serves as (a) a limited partner and managing member of First Avenue Partners II, L.P., and (b) the sole member of Front Street Equities, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 17:30 UTC ConversionCommon Units · Derivative 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-020955 · doc4.xml · derivative · entry 4

HARRISON JOHN C. · CIK 0001738150 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HMP III Equity Holdings, LLC

Disclosed balance after: 81,606

Underlying: Class A common stock, par value $0.0001 per share · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date.

F5 · price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date.

F5 · derivative.exercise_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date.

F5 · derivative.expiration_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date.

F5 · balance_after: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date.

F6 · ownership.nature: Represents Common Units held by HMPEH. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

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March 15, 2021 Filed Mar 16, 2021 17:30 UTC OtherClass B common stock, par value $0.0001 per share 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-020955 · doc4.xml · nonDerivative · entry 3

HARRISON JOHN C. · CIK 0001738150 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HMP III Equity Holdings, LLC

Disclosed balance after: 81,606

F3 · kind: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer.

F3 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer.

F4 · ownership.nature: Represents shares of Class B Common Stock held by HMPEH. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 17:30 UTC SaleClass A common stock, par value $0.0001 per share 200,000 $32.83 $6,566,000.00
Disclosure

SEC source: 0001209191-21-020955 · doc4.xml · nonDerivative · entry 2

HARRISON JOHN C. · CIK 0001738150 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HMP III Equity Holdings, LLC

Disclosed balance after: 0

F2 · ownership.nature: Represents shares of Class A Common Stock held by HMP III Equity Holdings, LLC ("HMPEH"). Decisions regarding the voting or disposition of the shares held by the foregoing are made by an investment committee or committees (or authorized sub-committees or designees thereof), of which the Reporting Person is a member. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.