Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| i3 Verticals, Inc.IIIV · Entity 5604 | President | February 10, 2026 | February 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
i3 Verticals, Inc.
Report date February 10, 2026 · Filed February 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 35,374 |
Reported balance
After 2026-02-11 transaction · row 1
1 source rowRow 1 · 2026-02-11 · Tax withholding · Disposed 4,626 · Balance 35,374 F1: Reflects the shares withheld to cover the payment of taxes following the vesting of 10,000 restricted stock units originally granted on February 11, 2025. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.09 · Expires 2036-02-10 | Direct | 180,000 |
Reported balance
After 2026-02-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-02-10 · Grant · Acquired 180,000 · Balance 180,000 F2: The options vest ratably in five equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the shares withheld to cover the payment of taxes following the vesting of 10,000 restricted stock units originally granted on February 11, 2025.
F2: The options vest ratably in five equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2026 Filed Feb 12, 2026 17:45 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | Tax withholdingClass A common stock, par value $0.0001 per share | 4,626 | $21.88 | $101,216.88 |
DisclosureSEC source: 0001737443-26-000001 · wk-form4_1770936319.xml · nonDerivative · entry 1 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,374 F1 · shares: Reflects the shares withheld to cover the payment of taxes following the vesting of 10,000 restricted stock units originally granted on February 11, 2025. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 17:45 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantStock Option (Right to Buy) · Derivative | 180,000 | $0.00 Strike: $23.09 | $0.00 |
DisclosureSEC source: 0001737443-26-000001 · wk-form4_1770936319.xml · derivative · entry 2 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,000 Underlying: Class A common stock, par value $0.0001 per share · 180,000 shares Expires 2036-02-10 F2 · derivative.exercise_date: The options vest ratably in five equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| November 21, 2025 Filed Nov 25, 2025 16:35 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | SaleClass A common stock, par value $0.0001 per share | 11,347 | $24.21 | $274,710.87 |
DisclosureSEC source: 0001737443-25-000007 · wk-form4_1764106519.xml · nonDerivative · entry 1 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,653 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 14, 2025 Filed Nov 17, 2025 16:14 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantClass A common stock, par value $0.0001 per share | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001737443-25-000004 · wk-form4_1763414065.xml · nonDerivative · entry 1 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,000 F1 · shares: Represents performance-based restricted stock units which vest based on the achievement of certain adjusted diluted earnings per share targets, which, on November 14, 2025, the Compensation Committee of the Board of Directors of the Issuer determined were achieved. Such performance-based restricted stock units were originally granted on September 2, 2022. Performance-based restricted stock units with respect to 10,000 shares of Class A common stock of the Issuer remain eligible to vest in respect of performance for future fiscal years. Read SEC document |
| November 14, 2025 Filed Dec 31, 2025 18:44 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | Tax withholdingClass A common stock, par value $0.0001 per share | 3,653 | $30.75 | $112,329.75 |
DisclosureSEC source: 0001737443-25-000008 · wk-form4_1767224640.xml · nonDerivative · entry 1 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 F1 · shares: Reflects the shares withheld to cover the payment of taxes following the vesting of 15,000 performance-based restricted stock units originally granted on September 2, 2022. Read SEC document |
| February 11, 2025 Filed Feb 12, 2025 16:55 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantClass A common stock, par value $0.0001 per share | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001728688-25-000058 · wk-form4_1739397301.xml · nonDerivative · entry 1 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 F1 · shares: Reflects restricted stock units that will vest ratably in four equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| January 23, 2025 Filed Jan 24, 2025 17:22 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | Disposition to issuerClass B common stock, par value $0.0001 per share | 3,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001728688-25-000027 · wk-form4_1737757331.xml · nonDerivative · entry 1 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,313 F1 · kind: On January 23, 2025, the common units of i3 Verticals, LLC (the "Common Units") were recapitalized through a reverse unit split, which resulted in the retirement without consideration of 369,256 shares of the Issuer's Class B common stock, par value $0.0001 per share (the "Class B Common Stock") in accordance with the Amended and Restated Certificate of Incorporation of the Issuer (collectively, the "Recapitalization"). As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by the Reporting Person were reduced by 3,687. F1 · price: On January 23, 2025, the common units of i3 Verticals, LLC (the "Common Units") were recapitalized through a reverse unit split, which resulted in the retirement without consideration of 369,256 shares of the Issuer's Class B common stock, par value $0.0001 per share (the "Class B Common Stock") in accordance with the Amended and Restated Certificate of Incorporation of the Issuer (collectively, the "Recapitalization"). As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by the Reporting Person were reduced by 3,687. Read SEC document |
| November 27, 2024 Filed Nov 29, 2024 14:15 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionCommon Units · Derivative | 17,577 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001728688-24-000108 · wk-form4_1732907741.xml · derivative · entry 5 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A common stock, par value $0.0001 per share · 17,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F5 · price: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F5 · derivative.exercise_date: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F6 · derivative.exercise_date: All Common Units are fully vested and have no expiration date. F5 · derivative.expiration_date: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F6 · derivative.expiration_date: All Common Units are fully vested and have no expiration date. F5 · balance_after: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F6 · balance_after: All Common Units are fully vested and have no expiration date. Read SEC document |
| November 27, 2024 Filed Nov 29, 2024 14:15 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | OtherClass B common stock, par value $0.0001 per share | 17,577 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001728688-24-000108 · wk-form4_1732907741.xml · nonDerivative · entry 4 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 F4 · kind: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer. F4 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer. Read SEC document |
| November 27, 2024 Filed Nov 29, 2024 14:15 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | SaleClass A common stock, par value $0.0001 per share | 2,610 | $26.13 | $68,199.30 |
DisclosureSEC source: 0001728688-24-000108 · wk-form4_1732907741.xml · nonDerivative · entry 3 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.79 to $26.20, inclusive. Read SEC document |
| November 27, 2024 Filed Nov 29, 2024 14:15 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | SaleClass A common stock, par value $0.0001 per share | 14,967 | $25.13 | $376,120.71 |
DisclosureSEC source: 0001728688-24-000108 · wk-form4_1732907741.xml · nonDerivative · entry 2 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,610 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.78 to $25.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4 Read SEC document |
| November 27, 2024 Filed Nov 29, 2024 14:15 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionClass A common stock, par value $0.0001 per share | 17,577 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001728688-24-000108 · wk-form4_1732907741.xml · nonDerivative · entry 1 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units"). F1 · price: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units"). Read SEC document |
| February 13, 2024 Filed Feb 14, 2024 16:40 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $19.22 | $0.00 |
DisclosureSEC source: 0001728688-24-000042 · wk-form4_1707946792.xml · derivative · entry 1 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A common stock, par value $0.0001 per share · 100,000 shares Expires 2034-02-13 F1 · derivative.exercise_date: The options vest ratably in four equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 17:17 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantStock Option (Right to Buy) · Derivative | 103,000 | $0.00 Strike: $26.31 | $0.00 |
DisclosureSEC source: 0001209191-23-009846 · doc4.xml · derivative · entry 1 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,000 Underlying: Class A common stock, par value $0.0001 per share · 103,000 shares Expires 2033-02-13 F1 · derivative.exercise_date: The options vest ratably in four equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 17:07 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $26.53 | $0.00 |
DisclosureSEC source: 0001209191-22-009826 · doc4.xml · derivative · entry 1 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Class A common stock, par value $0.0001 per share · 35,000 shares Expires 2032-02-11 F1 · derivative.exercise_date: The options vest ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 16:36 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionCommon Units · Derivative | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-066452 · doc4.xml · derivative · entry 5 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,577 Underlying: Class A common stock, par value $0.0001 per share · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F5 · price: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F5 · derivative.exercise_date: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F6 · derivative.exercise_date: All Common Units are fully vested and have no expiration date. F5 · derivative.expiration_date: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F6 · derivative.expiration_date: All Common Units are fully vested and have no expiration date. F5 · balance_after: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F6 · balance_after: All Common Units are fully vested and have no expiration date. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 16:36 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | OtherClass B common stock, par value $0.0001 per share | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-066452 · doc4.xml · nonDerivative · entry 4 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,577 F4 · kind: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer. F4 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 16:36 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | SaleClass A common stock, par value $0.0001 per share | 964 | $22.25 | $21,449.00 |
DisclosureSEC source: 0001209191-21-066452 · doc4.xml · nonDerivative · entry 3 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2021. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 16:36 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | SaleClass A common stock, par value $0.0001 per share | 14,036 | $21.14 | $296,721.04 |
DisclosureSEC source: 0001209191-21-066452 · doc4.xml · nonDerivative · entry 2 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 964 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.51 to $21.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 16:36 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionClass A common stock, par value $0.0001 per share | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-066452 · doc4.xml · nonDerivative · entry 1 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units"). F1 · price: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units"). Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 16:09 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $34.20 | $0.00 |
DisclosureSEC source: 0001209191-21-010104 · doc4.xml · derivative · entry 1 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Class A common stock, par value $0.0001 per share · 35,000 shares Expires 2031-02-11 F1 · derivative.exercise_date: The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 10:40 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | SaleClass A common stock, par value $0.0001 per share | 16,029 | $28.88 | $462,917.52 |
DisclosureSEC source: 0001209191-20-062414 · doc4.xml · nonDerivative · entry 4 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 to $29.28, inclusive. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 10:40 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionCommon Units · Derivative | 45,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062414 · doc4.xml · derivative · entry 6 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,577 Underlying: Class A common stock, par value $0.0001 per share · 45,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F7 · price: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F7 · derivative.exercise_date: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F8 · derivative.exercise_date: All Common Units are fully vested and have no expiration date. F7 · derivative.expiration_date: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F8 · derivative.expiration_date: All Common Units are fully vested and have no expiration date. F7 · balance_after: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F8 · balance_after: All Common Units are fully vested and have no expiration date. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 10:40 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | OtherClass B common stock, par value $0.0001 per share | 45,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062414 · doc4.xml · nonDerivative · entry 5 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,577 F6 · kind: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer. F6 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 10:40 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | SaleClass A common stock, par value $0.0001 per share | 1,387 | $29.86 | $41,415.82 |
DisclosureSEC source: 0001209191-20-062414 · doc4.xml · nonDerivative · entry 3 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,029 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.50 to $30.27, inclusive. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 10:40 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | SaleClass A common stock, par value $0.0001 per share | 27,584 | $28.85 | $795,798.40 |
DisclosureSEC source: 0001209191-20-062414 · doc4.xml · nonDerivative · entry 2 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,416 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 to $29.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this filing. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 10:40 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionClass A common stock, par value $0.0001 per share | 45,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062414 · doc4.xml · nonDerivative · entry 1 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units"). F1 · price: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units"). Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 17:48 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantStock Option (Right to Buy) · Derivative | 32,000 | $0.00 Strike: $32.25 | $0.00 |
DisclosureSEC source: 0001209191-20-010317 · doc4.xml · derivative · entry 1 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Class A common stock, par value $0.0001 per share · 32,000 shares Expires 2030-02-13 F1 · derivative.exercise_date: The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| May 17, 2019 Filed May 20, 2019 16:31 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | SaleClass A common stock, par value $0.0001 per share | 20,500 | $23.43 | $480,315.00 |
DisclosureSEC source: 0001209191-19-031396 · doc4.xml · nonDerivative · entry 3 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.24 to $23.66, inclusive. Read SEC document |
| May 16, 2019 Filed May 20, 2019 16:31 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | SaleClass A common stock, par value $0.0001 per share | 4,500 | $23.67 | $106,515.00 |
DisclosureSEC source: 0001209191-19-031396 · doc4.xml · nonDerivative · entry 2 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,500 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $23.78, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this filing. Read SEC document |
| May 15, 2019 Filed May 20, 2019 16:31 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionCommon Units · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-031396 · doc4.xml · derivative · entry 5 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,577 Underlying: Class A common stock, par value $0.0001 per share · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F6 · price: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F6 · derivative.exercise_date: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F7 · derivative.exercise_date: 139,888 Common Units are vested, 9,795 Common Units will vest on November 29, 2019 and 27,894 Common Units will vest on August 10, 2020, subject to the Reporting Person's continued service with the Issuer. The Common Units have no expiration date. F6 · derivative.expiration_date: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F7 · derivative.expiration_date: 139,888 Common Units are vested, 9,795 Common Units will vest on November 29, 2019 and 27,894 Common Units will vest on August 10, 2020, subject to the Reporting Person's continued service with the Issuer. The Common Units have no expiration date. F6 · balance_after: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F7 · balance_after: 139,888 Common Units are vested, 9,795 Common Units will vest on November 29, 2019 and 27,894 Common Units will vest on August 10, 2020, subject to the Reporting Person's continued service with the Issuer. The Common Units have no expiration date. Read SEC document |
| May 15, 2019 Filed May 20, 2019 16:31 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | OtherClass B common stock, par value $0.0001 per share | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-031396 · doc4.xml · nonDerivative · entry 4 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,577 F5 · kind: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer. F5 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer. Read SEC document |
| May 15, 2019 Filed May 20, 2019 16:31 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionClass A common stock, par value $0.0001 per share | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-031396 · doc4.xml · nonDerivative · entry 1 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units"). F1 · price: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units"). Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 17:05 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $21.65 | $0.00 |
DisclosureSEC source: 0001209191-19-011630 · doc4.xml · derivative · entry 1 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A common stock, par value $0.0001 per share · 50,000 shares Expires 2029-02-19 F1 · derivative.exercise_date: The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 25, 2018 Filed Jun 25, 2018 21:34 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | OtherCommon Units · Derivative | 202,577 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-008356 · wf-form4_152997683231923.xml · derivative · entry 3 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,577 Underlying: Class A common stock, par value $0.0001 per share · 202,577 shares Expires not disclosed F3 · derivative.exercise_price: The vested Common Units may be redeemed by the Reporting Person at any time following the closing of the Issuer's IPO for an equal number of shares of Class A common stock, par value $0.0001 per share (the "Class A Common Stock") or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F4 · kind: Pursuant to the Reorganization Transactions (as defined in the Registration Statement) as part of the Issuer's IPO, the Reporting Person's equity ownership in i3 Verticals, LLC was converted into newly issued Common Units together with an equal number of Class B Common Stock, in the Issuer. F3 · price: The vested Common Units may be redeemed by the Reporting Person at any time following the closing of the Issuer's IPO for an equal number of shares of Class A common stock, par value $0.0001 per share (the "Class A Common Stock") or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F5 · price: 164,888 Common Units are vested, 9,795 Common Units will vest on November 29, 2019 and 27,894 Common Units will vest on August 10, 2020, subject to the Reporting Person's continued service with the Issuer. The Common Units have no expiration date. F5 · derivative.exercise_date: 164,888 Common Units are vested, 9,795 Common Units will vest on November 29, 2019 and 27,894 Common Units will vest on August 10, 2020, subject to the Reporting Person's continued service with the Issuer. The Common Units have no expiration date. F5 · derivative.expiration_date: 164,888 Common Units are vested, 9,795 Common Units will vest on November 29, 2019 and 27,894 Common Units will vest on August 10, 2020, subject to the Reporting Person's continued service with the Issuer. The Common Units have no expiration date. Read SEC document |
| June 25, 2018 Filed Jun 25, 2018 21:34 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $13.00 | $0.00 |
DisclosureSEC source: 0001628280-18-008356 · wf-form4_152997683231923.xml · derivative · entry 2 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A common stock, par value $0.0001 per share · 100,000 shares Expires 2028-06-25 F2 · derivative.exercise_date: The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 25, 2018 Filed Jun 25, 2018 21:34 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | OtherClass B common stock, par value $0.0001 per share | 202,577 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-008356 · wf-form4_152997683231923.xml · nonDerivative · entry 1 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,577 F1 · kind: Pursuant to the Reorganization Transactions (as defined in i3 Verticals, Inc.'s (the "Issuer") Registration Statement on Form S-1, as amended (File No. 333-225214) (the "Registration Statement")) as part of the Issuer's initial public offering ("IPO"), the Reporting Person's equity ownership in i3 Verticals, LLC was converted into newly issued common units in i3 Verticals, LLC (each a "Common Unit") together with an equal number of shares of Class B common stock, par value $0.0001 per share (the "Class B Common Stock"), in the Issuer. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the holders of Common Units. F1 · price: Pursuant to the Reorganization Transactions (as defined in i3 Verticals, Inc.'s (the "Issuer") Registration Statement on Form S-1, as amended (File No. 333-225214) (the "Registration Statement")) as part of the Issuer's initial public offering ("IPO"), the Reporting Person's equity ownership in i3 Verticals, LLC was converted into newly issued common units in i3 Verticals, LLC (each a "Common Unit") together with an equal number of shares of Class B common stock, par value $0.0001 per share (the "Class B Common Stock"), in the Issuer. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the holders of Common Units. Read SEC document |
| June 20, 2018 Filed Aug 17, 2018 17:07 UTC Amendment | i3 Verticals, Inc. IIIV · Entity 5604 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $13.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047444 · doc4a.xml · derivative · entry 1 STANFORD FREDERICK · CIK 0001737443 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A common stock, par value $0.0001 per share · 100,000 shares Expires 2028-06-20 F1 · date: This Amendment is provided to revise the Transaction Date in Column 3 and the Expiration Date in Column 6. F2 · derivative.exercise_date: The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with i3 Verticals, Inc. F1 · derivative.expiration_date: This Amendment is provided to revise the Transaction Date in Column 3 and the Expiration Date in Column 6. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.