Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WaterBridge Infrastructure LLCWBI · Entity 4046 | Director | September 18, 2026 | September 22, 2026 |
| i3 Verticals, Inc.IIIV · Entity 5604 | Director · Chief Executive Officer · 10% owner | May 14, 2026 | May 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WaterBridge Infrastructure LLC
Report date September 18, 2026 · Filed September 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A SharesSEC Table I · non-derivative | Direct | 86,036 |
Reported balance
After 2026-09-18 transaction · row 1
1 source rowRow 1 · 2026-09-18 · Grant · Acquired 4,536 · Balance 86,036 F1: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one Class A Share. The RSUs will vest on September 18, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one Class A Share. The RSUs will vest on September 18, 2027.
i3 Verticals, Inc.
Report date May 14, 2026 · Filed May 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectBy Daily Family Investment, LLC | 50,000 |
Reported balance
After 2026-05-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-05-14 · Purchase · Acquired 50,000 · Balance 50,000 F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.72 to $19.35, inclusive. The reporting person undertakes to provide to i3 Verticals, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer held by Daily Family Investment, LLC, of which the Reporting Person serves as tax matters partner. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 88,544 |
Reported balance
Holding disclosure · report date 2026-05-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 88,544 |
| Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectBy GSD Family Investments, LLC | 134,800 |
Reported balance
Holding disclosure · report date 2026-05-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 134,800 F3: Represents shares of Class A Common Stock of the Issuer held by GSD Family Investments, LLC. The Reporting Person may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GSD Family Investments, LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectBy Hardsworth LLC | 82,087 |
Reported balance
Holding disclosure · report date 2026-05-14 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 82,087 F4: Represents shares of Class A Common Stock of the Issuer held by Hardsworth LLC. The Reporting Person may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by Hardsworth LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectBy daughter | 10,796 |
Reported balance
Holding disclosure · report date 2026-05-14 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 10,796 F5: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.72 to $19.35, inclusive. The reporting person undertakes to provide to i3 Verticals, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F2: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer held by Daily Family Investment, LLC, of which the Reporting Person serves as tax matters partner. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3: Represents shares of Class A Common Stock of the Issuer held by GSD Family Investments, LLC. The Reporting Person may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GSD Family Investments, LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F4: Represents shares of Class A Common Stock of the Issuer held by Hardsworth LLC. The Reporting Person may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by Hardsworth LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F5: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 18, 2026 Filed Sep 22, 2026 23:37 UTC | WaterBridge Infrastructure LLC WBI · Entity 4046 | GrantClass A Shares | 4,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-398257 · ownership.xml · nonDerivative · entry 1 DAILY GREGORY S · CIK 0001072783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,036 F1 · shares: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one Class A Share. The RSUs will vest on September 18, 2027. Read SEC document |
| May 14, 2026 Filed May 14, 2026 20:34 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | PurchaseClass A common stock, par value $0.0001 per share | 50,000 | $19.23 | $961,500.00 |
DisclosureSEC source: 0001072783-26-000002 · wk-form4_1778790856.xml · nonDerivative · entry 1 DAILY GREGORY S · CIK 0001072783 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Daily Family Investment, LLC Disclosed balance after: 50,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.72 to $19.35, inclusive. The reporting person undertakes to provide to i3 Verticals, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer held by Daily Family Investment, LLC, of which the Reporting Person serves as tax matters partner. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 20:15 UTC | WaterBridge Infrastructure LLC WBI · Entity 4046 | GrantClass A Shares | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-230190 · ownership.xml · nonDerivative · entry 1 DAILY GREGORY S · CIK 0001072783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,500 F1 · shares: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one Class A Share. The RSUs will vest on the first anniversary of the grant date. Read SEC document |
| September 18, 2025 Filed Sep 22, 2025 22:05 UTC | WaterBridge Infrastructure LLC WBI · Entity 4046 | PurchaseClass A Shares | 75,000 | $20.00 | $1,500,000.00 |
DisclosureSEC source: 0001193125-25-211703 · ownership.xml · nonDerivative · entry 1 DAILY GREGORY S · CIK 0001072783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Read SEC document |
| August 06, 2025 Filed Aug 7, 2025 20:49 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GiftCommon Units · Derivative | 335,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001728688-25-000105 · wk-form4_1754599754.xml · derivative · entry 5 DAILY GREGORY S · CIK 0001072783 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By CFD 2025 Exempt Irrevocable Trust Disclosed balance after: 335,511 Underlying: Class A common stock, par value $0.0001 per share · 335,511 shares Expires not disclosed F5 · derivative.exercise_price: The Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F6 · kind: The reporting person transferred these Common Units to the CFD Trust for no consideration. F5 · derivative.exercise_date: The Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F7 · derivative.exercise_date: All Common Units are fully vested and have no expiration date. F5 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F7 · derivative.expiration_date: All Common Units are fully vested and have no expiration date. F8 · ownership.nature: Represents Common Units held by CFD Trust. The Reporting Person disclaims beneficial ownership of such Common Units except to the extent of his pecuniary interest therein. Read SEC document |
| August 06, 2025 Filed Aug 7, 2025 20:49 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GiftCommon Units · Derivative | 335,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001728688-25-000105 · wk-form4_1754599754.xml · derivative · entry 4 DAILY GREGORY S · CIK 0001072783 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,170,657 Underlying: Class A common stock, par value $0.0001 per share · 335,511 shares Expires not disclosed F5 · derivative.exercise_price: The Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F6 · kind: The reporting person transferred these Common Units to the CFD Trust for no consideration. F5 · derivative.exercise_date: The Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F7 · derivative.exercise_date: All Common Units are fully vested and have no expiration date. F5 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F7 · derivative.expiration_date: All Common Units are fully vested and have no expiration date. Read SEC document |
| August 06, 2025 Filed Aug 7, 2025 20:49 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GiftClass B common stock, par value $0.0001 per share | 335,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001728688-25-000105 · wk-form4_1754599754.xml · nonDerivative · entry 2 DAILY GREGORY S · CIK 0001072783 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By CFD 2025 Exempt Irrevocable Trust Disclosed balance after: 335,511 F1 · kind: The Reporting Person transferred these shares of Class B common stock, par value $0.0001 per share (the "Class B Common Stock") of i3 Verticals, Inc. (the "Issuer") to the CFD 2025 Exempt Irrevocable Trust (the "CFD Trust"), for no consideration. F2 · balance_after: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock are cancellable for no consideration on a one-to-one basis upon any redemption of the common units in i3 Verticals, LLC (the "Common Units") for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of the Issuer. F3 · ownership.nature: Represents shares of Class B Common Stock of the Issuer held by the CFD Trust, of which the Reporting Person's spouse is trustee and beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 06, 2025 Filed Aug 7, 2025 20:49 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GiftClass B common stock, par value $0.0001 per share | 335,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001728688-25-000105 · wk-form4_1754599754.xml · nonDerivative · entry 1 DAILY GREGORY S · CIK 0001072783 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,170,657 F1 · kind: The Reporting Person transferred these shares of Class B common stock, par value $0.0001 per share (the "Class B Common Stock") of i3 Verticals, Inc. (the "Issuer") to the CFD 2025 Exempt Irrevocable Trust (the "CFD Trust"), for no consideration. F2 · balance_after: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock are cancellable for no consideration on a one-to-one basis upon any redemption of the common units in i3 Verticals, LLC (the "Common Units") for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of the Issuer. Read SEC document |
| January 23, 2025 Filed Jan 24, 2025 22:22 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | Disposition to issuerClass B common stock, par value $0.0001 per share | 93,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001728688-25-000029 · wk-form4_1737757352.xml · nonDerivative · entry 2 DAILY GREGORY S · CIK 0001072783 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Daily Family Investment, LLC Disclosed balance after: 2,449,437 F2 · kind: As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by Daily Family Investment, LLC were reduced by 93,774. F2 · price: As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by Daily Family Investment, LLC were reduced by 93,774. F3 · ownership.nature: Represents shares of Class B Common Stock held by Daily Family Investment, LLC, of which the Reporting Person serves as tax matters partner. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2025 Filed Jan 24, 2025 22:22 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | Disposition to issuerClass B common stock, par value $0.0001 per share | 172,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001728688-25-000029 · wk-form4_1737757352.xml · nonDerivative · entry 1 DAILY GREGORY S · CIK 0001072783 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,506,168 F1 · kind: On January 23, 2025, the common units of i3 Verticals, LLC (the "Common Units") were recapitalized through a reverse unit split, which resulted in the retirement without consideration of 369,256 shares of the Issuer's Class B common stock, par value $0.0001 per share (the "Class B Common Stock") in accordance with the Amended and Restated Certificate of Incorporation of the Issuer (collectively, the "Recapitalization"). As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by the Reporting Person were reduced by 172,513. F1 · price: On January 23, 2025, the common units of i3 Verticals, LLC (the "Common Units") were recapitalized through a reverse unit split, which resulted in the retirement without consideration of 369,256 shares of the Issuer's Class B common stock, par value $0.0001 per share (the "Class B Common Stock") in accordance with the Amended and Restated Certificate of Incorporation of the Issuer (collectively, the "Recapitalization"). As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by the Reporting Person were reduced by 172,513. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 22:30 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | PurchaseClass A common stock, par value $0.0001 per share | 40,000 | $24.06 | $962,400.00 |
DisclosureSEC source: 0001728688-24-000104 · wk-form4_1732660214.xml · nonDerivative · entry 2 DAILY GREGORY S · CIK 0001072783 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,544 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.04 to $24.08, inclusive. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 22:30 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | PurchaseClass A common stock, par value $0.0001 per share | 48,544 | $23.51 | $1,141,269.44 |
DisclosureSEC source: 0001728688-24-000104 · wk-form4_1732660214.xml · nonDerivative · entry 1 DAILY GREGORY S · CIK 0001072783 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,544 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.48 to $23.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| May 15, 2023 Filed May 16, 2023 15:26 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | PurchaseClass A common stock, par value $0.0001 per share | 22,377 | $21.90 | $490,056.30 |
DisclosureSEC source: 0001209191-23-029669 · doc4.xml · nonDerivative · entry 2 DAILY GREGORY S · CIK 0001072783 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By GSD Family Investments, LLC Disclosed balance after: 134,800 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.65 to $22.05, inclusive. F2 · ownership.nature: Represents shares of Class A common stock held by GSD Family Investments, LLC. The Reporting Person may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GSD Family Investments, LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 12, 2023 Filed May 16, 2023 15:26 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | PurchaseClass A common stock, par value $0.0001 per share | 27,623 | $21.28 | $587,817.44 |
DisclosureSEC source: 0001209191-23-029669 · doc4.xml · nonDerivative · entry 1 DAILY GREGORY S · CIK 0001072783 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By GSD Family Investments, LLC Disclosed balance after: 112,423 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.02 to $21.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4. F2 · ownership.nature: Represents shares of Class A common stock held by GSD Family Investments, LLC. The Reporting Person may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GSD Family Investments, LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 03, 2021 Filed Dec 6, 2021 19:08 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | PurchaseClass A common stock, par value $0.0001 per share | 28,717 | $18.94 | $543,899.98 |
DisclosureSEC source: 0001209191-21-068083 · doc4.xml · nonDerivative · entry 3 DAILY GREGORY S · CIK 0001072783 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Hardsworth LLC Disclosed balance after: 82,087 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.81 to $19.00, inclusive. F2 · ownership.nature: Represents shares of Class A common stock held by Hardsworth LLC. The Reporting Person may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by Hardsworth LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 02, 2021 Filed Dec 6, 2021 19:08 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | PurchaseClass A common stock, par value $0.0001 per share | 15,579 | $19.06 | $296,935.74 |
DisclosureSEC source: 0001209191-21-068083 · doc4.xml · nonDerivative · entry 2 DAILY GREGORY S · CIK 0001072783 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Hardsworth LLC Disclosed balance after: 53,370 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.97 to $19.13, inclusive. F2 · ownership.nature: Represents shares of Class A common stock held by Hardsworth LLC. The Reporting Person may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by Hardsworth LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 02, 2021 Filed Dec 6, 2021 19:08 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | PurchaseClass A common stock, par value $0.0001 per share | 37,791 | $18.52 | $699,889.32 |
DisclosureSEC source: 0001209191-21-068083 · doc4.xml · nonDerivative · entry 1 DAILY GREGORY S · CIK 0001072783 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Hardsworth LLC Disclosed balance after: 37,791 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.97 to $18.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4. F2 · ownership.nature: Represents shares of Class A common stock held by Hardsworth LLC. The Reporting Person may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by Hardsworth LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 22:28 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | PurchaseClass A common stock, par value $0.0001 per share | 84,800 | $23.49 | $1,991,952.00 |
DisclosureSEC source: 0001209191-19-036512 · doc4.xml · nonDerivative · entry 1 DAILY GREGORY S · CIK 0001072783 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By GSD Family Investments, LLC Disclosed balance after: 84,800 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.12 to $23.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Represents shares of Class A common stock held by GSD Family Investments, LLC. The Reporting Person may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GSD Family Investments, LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 25, 2018 Filed Jun 26, 2018 01:34 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | OtherCommon Units · Derivative | 2,543,211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-008357 · wf-form4_152997686363368.xml · derivative · entry 5 DAILY GREGORY S · CIK 0001072783 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Daily Family Investment, LLC Disclosed balance after: 2,543,211 Underlying: Class A common stock, par value $0.0001 per share · 2,543,211 shares Expires not disclosed F5 · derivative.exercise_price: The vested Common Units may be redeemed by the Reporting Person at any time following the closing of the Issuer's IPO for an equal number of shares of Class A common stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F6 · kind: Pursuant to the Reorganization Transactions (as defined in the Registration Statement) as part of the Issuer's IPO, the Reporting Person's equity ownership in i3 Verticals, LLC was converted into newly issued Common Units together with an equal number of Class B Common Stock, in the Issuer. F5 · price: The vested Common Units may be redeemed by the Reporting Person at any time following the closing of the Issuer's IPO for an equal number of shares of Class A common stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F5 · derivative.exercise_date: The vested Common Units may be redeemed by the Reporting Person at any time following the closing of the Issuer's IPO for an equal number of shares of Class A common stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F5 · derivative.expiration_date: The vested Common Units may be redeemed by the Reporting Person at any time following the closing of the Issuer's IPO for an equal number of shares of Class A common stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F7 · ownership.nature: Represents Common Units held by DFI. The Reporting Person disclaims beneficial ownership of such Common Units except to the extent of his pecuniary interest therein. Read SEC document |
| June 25, 2018 Filed Jun 26, 2018 01:34 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | OtherCommon Units · Derivative | 4,678,681 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-008357 · wf-form4_152997686363368.xml · derivative · entry 4 DAILY GREGORY S · CIK 0001072783 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,678,681 Underlying: Class A common stock, par value $0.0001 per share · 4,678,681 shares Expires not disclosed F5 · derivative.exercise_price: The vested Common Units may be redeemed by the Reporting Person at any time following the closing of the Issuer's IPO for an equal number of shares of Class A common stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F6 · kind: Pursuant to the Reorganization Transactions (as defined in the Registration Statement) as part of the Issuer's IPO, the Reporting Person's equity ownership in i3 Verticals, LLC was converted into newly issued Common Units together with an equal number of Class B Common Stock, in the Issuer. F5 · price: The vested Common Units may be redeemed by the Reporting Person at any time following the closing of the Issuer's IPO for an equal number of shares of Class A common stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F5 · derivative.exercise_date: The vested Common Units may be redeemed by the Reporting Person at any time following the closing of the Issuer's IPO for an equal number of shares of Class A common stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F5 · derivative.expiration_date: The vested Common Units may be redeemed by the Reporting Person at any time following the closing of the Issuer's IPO for an equal number of shares of Class A common stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. Read SEC document |
| June 25, 2018 Filed Jun 26, 2018 01:34 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | OtherClass B common stock, par value $0.0001 per share | 2,543,211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-008357 · wf-form4_152997686363368.xml · nonDerivative · entry 3 DAILY GREGORY S · CIK 0001072783 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Daily Family Investment, LLC Disclosed balance after: 2,543,211 F3 · kind: Pursuant to the Reorganization Transactions (as defined in i3 Verticals, Inc.'s (the "Issuer") Registration Statement on Form S-1, as amended (File No. 333-225214) (the "Registration Statement")) as part of the Issuer's initial public offering ("IPO"), the Reporting Person's equity ownership in i3 Verticals, LLC was converted into newly issued common units in i3 Verticals, LLC (each a "Common Unit") together with an equal number of shares of Class B common stock, par value $0.0001 per share (the "Class B Common Stock"), in the Issuer. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the holders of Common Units. F3 · price: Pursuant to the Reorganization Transactions (as defined in i3 Verticals, Inc.'s (the "Issuer") Registration Statement on Form S-1, as amended (File No. 333-225214) (the "Registration Statement")) as part of the Issuer's initial public offering ("IPO"), the Reporting Person's equity ownership in i3 Verticals, LLC was converted into newly issued common units in i3 Verticals, LLC (each a "Common Unit") together with an equal number of shares of Class B common stock, par value $0.0001 per share (the "Class B Common Stock"), in the Issuer. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the holders of Common Units. F4 · ownership.nature: Represents shares of Class B Common Stock held by Daily Family Investment, LLC ("DFI"), of which the Reporting Person serves as tax matters partner. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 25, 2018 Filed Jun 26, 2018 01:34 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | OtherClass B common stock, par value $0.0001 per share | 4,678,681 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-008357 · wf-form4_152997686363368.xml · nonDerivative · entry 2 DAILY GREGORY S · CIK 0001072783 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,678,681 F3 · kind: Pursuant to the Reorganization Transactions (as defined in i3 Verticals, Inc.'s (the "Issuer") Registration Statement on Form S-1, as amended (File No. 333-225214) (the "Registration Statement")) as part of the Issuer's initial public offering ("IPO"), the Reporting Person's equity ownership in i3 Verticals, LLC was converted into newly issued common units in i3 Verticals, LLC (each a "Common Unit") together with an equal number of shares of Class B common stock, par value $0.0001 per share (the "Class B Common Stock"), in the Issuer. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the holders of Common Units. F3 · price: Pursuant to the Reorganization Transactions (as defined in i3 Verticals, Inc.'s (the "Issuer") Registration Statement on Form S-1, as amended (File No. 333-225214) (the "Registration Statement")) as part of the Issuer's initial public offering ("IPO"), the Reporting Person's equity ownership in i3 Verticals, LLC was converted into newly issued common units in i3 Verticals, LLC (each a "Common Unit") together with an equal number of shares of Class B common stock, par value $0.0001 per share (the "Class B Common Stock"), in the Issuer. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the holders of Common Units. Read SEC document |
| June 25, 2018 Filed Jun 26, 2018 01:34 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | OtherClass A common stock, par value $0.0001 per share | 10,796 | $13.00 | $140,348.00 |
DisclosureSEC source: 0001628280-18-008357 · wf-form4_152997686363368.xml · nonDerivative · entry 1 DAILY GREGORY S · CIK 0001072783 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By daughter Disclosed balance after: 10,796 F1 · kind: Represents shares of Class A common stock, par value $0.0001 per share (the "Class A Common Stock") issued pursuant to a voluntary private conversion of certain subordinated notes of i3 Verticals, LLC. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.