Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| i3 Verticals, Inc.IIIV · Entity 5604 | Director | February 10, 2026 | February 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
i3 Verticals, Inc.
Report date February 10, 2026 · Filed February 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 10,372 |
Reported balance
After 2026-02-10 transaction · row 1
1 source rowRow 1 · 2026-02-10 · Grant · Acquired 6,496 · Balance 10,372 F1: Reflects restricted stock units that will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted stock units that will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2026 Filed Feb 12, 2026 17:44 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantClass A common stock, par value $0.0001 per share | 6,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001738150-26-000001 · wk-form4_1770936276.xml · nonDerivative · entry 1 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,372 F1 · shares: Reflects restricted stock units that will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| May 13, 2025 Filed May 15, 2025 16:41 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionCommon Units · Derivative | 78,597 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001728688-25-000095 · wk-form4_1747341670.xml · derivative · entry 5 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By HMP III Equity Holdings, LLC Disclosed balance after: 0 Underlying: Class A common stock, par value $0.0001 per share · 78,597 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F6 · price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F6 · derivative.exercise_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F6 · derivative.expiration_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F6 · balance_after: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F7 · ownership.nature: Represents Common Units held by HMPEH. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 13, 2025 Filed May 15, 2025 16:41 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | OtherClass B common stock, par value $0.0001 per share | 78,597 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001728688-25-000095 · wk-form4_1747341670.xml · nonDerivative · entry 3 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By HMP III Equity Holdings, LLC Disclosed balance after: 0 F4 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer. F5 · ownership.nature: Represents shares of Class B Common Stock held by HMPEH. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 13, 2025 Filed May 15, 2025 16:41 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | SaleClass A common stock, par value $0.0001 per share | 78,597 | $24.81 | $1,949,991.57 |
DisclosureSEC source: 0001728688-25-000095 · wk-form4_1747341670.xml · nonDerivative · entry 2 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By HMP III Equity Holdings, LLC Disclosed balance after: 0 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.51 to $25.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Represents shares of Class A Common Stock held by HMP III Equity Holdings, LLC ("HMPEH"). Decisions regarding the voting or disposition of the shares held by the foregoing are made by an investment committee or committees (or authorized sub-committees or designees thereof), of which the Reporting Person is a member. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 13, 2025 Filed May 15, 2025 16:41 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionClass A common stock, par value $0.0001 per share | 78,597 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001728688-25-000095 · wk-form4_1747341670.xml · nonDerivative · entry 1 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By HMP III Equity Holdings, LLC Disclosed balance after: 78,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units"). F2 · ownership.nature: Represents shares of Class A Common Stock held by HMP III Equity Holdings, LLC ("HMPEH"). Decisions regarding the voting or disposition of the shares held by the foregoing are made by an investment committee or committees (or authorized sub-committees or designees thereof), of which the Reporting Person is a member. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| February 11, 2025 Filed Feb 12, 2025 16:55 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantClass A common stock, par value $0.0001 per share | 3,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001728688-25-000062 · wk-form4_1739397348.xml · nonDerivative · entry 1 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,876 F1 · shares: Reflects restricted stock units that will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| January 23, 2025 Filed Jan 24, 2025 17:22 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | Disposition to issuerClass B common stock, par value $0.0001 per share | 3,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001728688-25-000030 · wk-form4_1737757363.xml · nonDerivative · entry 1 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By HMP III Equity Holdings, LLC Disclosed balance after: 78,597 F1 · kind: On January 23, 2025, the common units of i3 Verticals, LLC (the "Common Units") were recapitalized through a reverse unit split, which resulted in the retirement without consideration of 369,256 shares of the Issuer's Class B common stock, par value $0.0001 per share (the "Class B Common Stock") in accordance with the Amended and Restated Certificate of Incorporation of the Issuer (collectively, the "Recapitalization"). As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by the Reporting Person were reduced by 3,009. F1 · price: On January 23, 2025, the common units of i3 Verticals, LLC (the "Common Units") were recapitalized through a reverse unit split, which resulted in the retirement without consideration of 369,256 shares of the Issuer's Class B common stock, par value $0.0001 per share (the "Class B Common Stock") in accordance with the Amended and Restated Certificate of Incorporation of the Issuer (collectively, the "Recapitalization"). As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by the Reporting Person were reduced by 3,009. F2 · ownership.nature: Represents shares of Class B Common Stock held by HMP III Equity Holdings, LLC. Decisions regarding the voting or disposition of the shares held by the foregoing are made by an investment committee or committees (or authorized sub-committees or designees thereof), of which the Reporting Person is a member. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| February 13, 2024 Filed Feb 14, 2024 16:38 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantStock Option (Right to Buy) · Derivative | 11,508 | $0.00 Strike: $19.22 | $0.00 |
DisclosureSEC source: 0001728688-24-000037 · wk-form4_1707946636.xml · derivative · entry 1 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,508 Underlying: Class A common stock, par value $0.0001 per share · 11,508 shares Expires 2034-02-13 F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| May 12, 2023 Filed May 16, 2023 16:45 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantStock Option (Right to Buy) · Derivative | 10,297 | $0.00 Strike: $21.30 | $0.00 |
DisclosureSEC source: 0001209191-23-029825 · doc4.xml · derivative · entry 1 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,297 Underlying: Class A common stock, par value $0.0001 per share · 10,297 shares Expires 2033-05-12 F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 21, 2022 Filed Aug 9, 2022 16:30 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantStock Option (Right to Buy) · Derivative | 9,141 | $0.00 Strike: $23.65 | $0.00 |
DisclosureSEC source: 0001209191-22-044994 · doc4.xml · derivative · entry 1 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,141 Underlying: Class A common stock, par value $0.0001 per share · 9,141 shares Expires 2032-06-21 F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 12:29 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantStock Option (Right to Buy) · Derivative | 10,162 | $0.00 Strike: $31.66 | $0.00 |
DisclosureSEC source: 0001209191-21-042704 · doc4.xml · derivative · entry 1 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,162 Underlying: Class A common stock, par value $0.0001 per share · 10,162 shares Expires 2031-06-21 F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 17:30 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionCommon Units · Derivative | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-020955 · doc4.xml · derivative · entry 4 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By HMP III Equity Holdings, LLC Disclosed balance after: 81,606 Underlying: Class A common stock, par value $0.0001 per share · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F5 · price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F5 · derivative.exercise_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F5 · derivative.expiration_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F5 · balance_after: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F6 · ownership.nature: Represents Common Units held by HMPEH. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 17:30 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | OtherClass B common stock, par value $0.0001 per share | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-020955 · doc4.xml · nonDerivative · entry 3 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By HMP III Equity Holdings, LLC Disclosed balance after: 81,606 F3 · kind: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer. F3 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer. F4 · ownership.nature: Represents shares of Class B Common Stock held by HMPEH. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 17:30 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | SaleClass A common stock, par value $0.0001 per share | 200,000 | $32.83 | $6,566,000.00 |
DisclosureSEC source: 0001209191-21-020955 · doc4.xml · nonDerivative · entry 2 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By HMP III Equity Holdings, LLC Disclosed balance after: 0 F2 · ownership.nature: Represents shares of Class A Common Stock held by HMP III Equity Holdings, LLC ("HMPEH"). Decisions regarding the voting or disposition of the shares held by the foregoing are made by an investment committee or committees (or authorized sub-committees or designees thereof), of which the Reporting Person is a member. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 17:30 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionClass A common stock, par value $0.0001 per share | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-020955 · doc4.xml · nonDerivative · entry 1 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By HMP III Equity Holdings, LLC Disclosed balance after: 200,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units"). F1 · price: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units"). F2 · ownership.nature: Represents shares of Class A Common Stock held by HMP III Equity Holdings, LLC ("HMPEH"). Decisions regarding the voting or disposition of the shares held by the foregoing are made by an investment committee or committees (or authorized sub-committees or designees thereof), of which the Reporting Person is a member. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 16:48 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionCommon Units · Derivative | 280,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062967 · doc4.xml · derivative · entry 4 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By HMP III Equity Holdings, LLC Disclosed balance after: 281,606 Underlying: Class A common stock, par value $0.0001 per share · 280,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F5 · price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F5 · derivative.exercise_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F5 · derivative.expiration_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F5 · balance_after: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F6 · ownership.nature: Represents Common Units held by HMPEH. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 16:48 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | OtherClass B common stock, par value $0.0001 per share | 280,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062967 · doc4.xml · nonDerivative · entry 3 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By HMP III Equity Holdings, LLC Disclosed balance after: 281,606 F3 · kind: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer. F3 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer. F4 · ownership.nature: Represents shares of Class B Common Stock held by HMPEH. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 16:48 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | SaleClass A common stock, par value $0.0001 per share | 280,000 | $27.10 | $7,588,000.00 |
DisclosureSEC source: 0001209191-20-062967 · doc4.xml · nonDerivative · entry 2 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By HMP III Equity Holdings, LLC Disclosed balance after: 0 F2 · ownership.nature: Represents shares of Class A Common Stock held by HMP III Equity Holdings, LLC ("HMPEH"). Decisions regarding the voting or disposition of the shares held by the foregoing are made by an investment committee or committees (or authorized sub-committees or designees thereof), of which the Reporting Person is a member. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 16:48 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionClass A common stock, par value $0.0001 per share | 280,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062967 · doc4.xml · nonDerivative · entry 1 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By HMP III Equity Holdings, LLC Disclosed balance after: 280,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units"). F1 · price: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units"). F2 · ownership.nature: Represents shares of Class A Common Stock held by HMP III Equity Holdings, LLC ("HMPEH"). Decisions regarding the voting or disposition of the shares held by the foregoing are made by an investment committee or committees (or authorized sub-committees or designees thereof), of which the Reporting Person is a member. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| September 15, 2020 Filed Sep 15, 2020 16:35 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | Disposition to issuerCommon Units · Derivative | 138,066 | $22.33 | $3,083,013.78 |
DisclosureSEC source: 0001209191-20-050469 · doc4.xml · derivative · entry 2 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By HMP III Equity Holdings, LLC Disclosed balance after: 561,606 Underlying: Class A common stock, par value $0.0001 per share · 138,066 shares Expires not disclosed F3 · derivative.exercise_price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F4 · kind: Represents the sale of Common Units to the Issuer pursuant to the Common Unit Purchase Agreement entered into in connection with the Issuer's offering of Class A common stock which closed on September 15, 2020, pursuant to the Limited Liability Company Agreement of i3 Verticals, LLC and in accordance with the Registration Rights Agreement among the Issuer and the signatories thereto, including the reporting persons. F3 · derivative.exercise_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F3 · derivative.expiration_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F3 · balance_after: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F5 · ownership.nature: Represents Common Units held by HMPEH. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| September 15, 2020 Filed Sep 15, 2020 16:35 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | Disposition to issuerClass B common stock, par value $0.0001 per share | 138,066 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-050469 · doc4.xml · nonDerivative · entry 1 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By HMP III Equity Holdings, LLC Disclosed balance after: 561,606 F1 · kind: Pursuant to the Amended and Restated Certificate of Incorporation of i3 Verticals, Inc. (the "Issuer"), the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of common units in i3 Verticals, LLC (the "Common Units") for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of the Issuer. F1 · price: Pursuant to the Amended and Restated Certificate of Incorporation of i3 Verticals, Inc. (the "Issuer"), the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of common units in i3 Verticals, LLC (the "Common Units") for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of the Issuer. F2 · ownership.nature: Represents shares of Class B Common Stock held by HMP III Equity Holdings, LLC ("HMPEH"). Decisions regarding the voting or disposition of the shares held by the foregoing are made by an investment committee or committees (or authorized sub-committees or designees thereof), of which the Reporting Person is a member. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| June 22, 2020 Filed Jun 23, 2020 11:29 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $29.69 | $0.00 |
DisclosureSEC source: 0001209191-20-038368 · doc4.xml · derivative · entry 1 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class A common stock, par value $0.0001 per share · 10,000 shares Expires 2030-06-22 F1 · derivative.exercise_date: The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 11:39 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $26.84 | $0.00 |
DisclosureSEC source: 0001209191-19-038692 · doc4.xml · derivative · entry 1 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class A common stock, par value $0.0001 per share · 10,000 shares Expires 2029-06-20 F1 · derivative.exercise_date: The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 14:39 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | Disposition to issuerCommon Units · Derivative | 1,059,806 | $21.61 | $22,902,407.66 |
DisclosureSEC source: 0001209191-19-036336 · doc4.xml · derivative · entry 2 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By HMP III GP, LLC Disclosed balance after: 699,672 Underlying: Class A common stock, par value $0.0001 per share · 1,059,806 shares Expires not disclosed F3 · derivative.exercise_price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F4 · kind: Represents the sale of Common Units to the Issuer pursuant to the Common Unit Purchase Agreement entered into in connection with the Issuer's offering of Class A common stock which closed on June 10, 2019, pursuant to the Limited Liability Company Agreement of i3 Verticals, LLC and in accordance with the Registration Rights Agreement among the Issuer and the signatories thereto, including the reporting persons. F3 · derivative.exercise_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F3 · derivative.expiration_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F3 · balance_after: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F5 · ownership.nature: Represents Common Units held by HMPEH. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 14:39 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | Disposition to issuerClass B common stock, par value $0.0001 per share | 1,059,806 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-036336 · doc4.xml · nonDerivative · entry 1 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By HMP III GP, LLC Disclosed balance after: 699,672 F1 · kind: Pursuant to the Amended and Restated Certificate of Incorporation of i3 Verticals, Inc. (the "Issuer"), the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of common units in i3 Verticals, LLC (the "Common Units") for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of the Issuer. F1 · price: Pursuant to the Amended and Restated Certificate of Incorporation of i3 Verticals, Inc. (the "Issuer"), the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of common units in i3 Verticals, LLC (the "Common Units") for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of the Issuer. F2 · ownership.nature: Represents shares of Class B Common Stock held by HMP III Equity Holdings, LLC ("HMPEH"). Decisions regarding the voting or disposition of the shares held by the foregoing are made by an investment committee or committees (or authorized sub-committees or designees thereof), of which the Reporting Person is a member. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| June 25, 2018 Filed Jun 25, 2018 21:30 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | OtherCommon Units · Derivative | 1,759,478 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-008349 · wf-form4_152997659734052.xml · derivative · entry 3 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By HMP III GP, LLC Disclosed balance after: 1,759,478 Underlying: Class A common stock, par value $0.0001 per share · 1,759,478 shares Expires not disclosed F4 · derivative.exercise_price: The vested Common Units may be redeemed by the Reporting Person at any time following the closing of the Issuer's IPO for an equal number of shares of Class A common stock, par value $0.0001 per share (the "Class A Common Stock") or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F5 · kind: Pursuant to the Reorganization Transactions (as defined in the Registration Statement) as part of the Issuer's IPO, the Reporting Person's equity ownership in i3 Verticals, LLC was converted into newly issued Common Units together with an equal number of Class B Common Stock, in the Issuer. F4 · price: The vested Common Units may be redeemed by the Reporting Person at any time following the closing of the Issuer's IPO for an equal number of shares of Class A common stock, par value $0.0001 per share (the "Class A Common Stock") or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F4 · derivative.exercise_date: The vested Common Units may be redeemed by the Reporting Person at any time following the closing of the Issuer's IPO for an equal number of shares of Class A common stock, par value $0.0001 per share (the "Class A Common Stock") or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F4 · derivative.expiration_date: The vested Common Units may be redeemed by the Reporting Person at any time following the closing of the Issuer's IPO for an equal number of shares of Class A common stock, par value $0.0001 per share (the "Class A Common Stock") or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F6 · ownership.nature: Represents Common Units held by HMPEH and HMPLP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| June 25, 2018 Filed Jun 25, 2018 21:30 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $13.00 | $0.00 |
DisclosureSEC source: 0001628280-18-008349 · wf-form4_152997659734052.xml · derivative · entry 2 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class A common stock, par value $0.0001 per share · 10,000 shares Expires 2028-06-25 F3 · derivative.exercise_date: The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 25, 2018 Filed Jun 25, 2018 21:30 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | OtherClass B common stock, par value $0.0001 per share | 1,759,478 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-008349 · wf-form4_152997659734052.xml · nonDerivative · entry 1 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By HMP III GP, LLC Disclosed balance after: 1,759,478 F1 · kind: Pursuant to the Reorganization Transactions (as defined in i3 Verticals, Inc.'s (the "Issuer") Registration Statement on Form S-1, as amended (File No. 333-225214) (the "Registration Statement")) as part of the Issuer's initial public offering ("IPO"), the Reporting Person's equity ownership in i3 Verticals, LLC was converted into newly issued common units in i3 Verticals, LLC (each a "Common Unit") together with an equal number of shares of Class B common stock, par value $0.0001 per share (the "Class B Common Stock"), in the Issuer. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the holders of Common Units. F1 · price: Pursuant to the Reorganization Transactions (as defined in i3 Verticals, Inc.'s (the "Issuer") Registration Statement on Form S-1, as amended (File No. 333-225214) (the "Registration Statement")) as part of the Issuer's initial public offering ("IPO"), the Reporting Person's equity ownership in i3 Verticals, LLC was converted into newly issued common units in i3 Verticals, LLC (each a "Common Unit") together with an equal number of shares of Class B common stock, par value $0.0001 per share (the "Class B Common Stock"), in the Issuer. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the holders of Common Units. F2 · ownership.nature: Represents shares of Class B Common Stock held by HMP III Equity Holdings, LLC ("HMPEH") and Harbert Mezzanine Partners III, L.P. ("HMPLP"). HMP III GP, LLC ("HMPGP") is the General Partner of HMPLP which is the managing member of HMPEH. The Reporting Person serves as a voting member of the investment committee of HMPGP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| June 20, 2018 Filed Aug 17, 2018 17:03 UTC Amendment | i3 Verticals, Inc. IIIV · Entity 5604 | GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $13.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047431 · doc4a.xml · derivative · entry 1 HARRISON JOHN C. · CIK 0001738150 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class A common stock, par value $0.0001 per share · 10,000 shares Expires 2028-06-20 F1 · date: This Amendment is provided to revise the Transaction Date in Column 3 and the Expiration Date in Column 6. F2 · derivative.exercise_date: The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with i3 Verticals, Inc. F1 · derivative.expiration_date: This Amendment is provided to revise the Transaction Date in Column 3 and the Expiration Date in Column 6. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.