Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| i3 Verticals, Inc.IIIV · Entity 5604 | Director | May 13, 2025 | May 15, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
i3 Verticals, Inc.
Report date May 13, 2025 · Filed May 15, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectBy CCSD II, L.P. | 0 |
Last balance in matching sequence
After 2025-05-13 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-05-13 · Conversion · Acquired 40,365 · Balance 40,365 F1: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units"). F2: Represents shares of Class A Common Stock held by CCSD II, L.P. ("CCSD"), of which the Reporting Person serves as a voting member of the investment committee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Row 4 · 2025-05-13 · Sale · Disposed 40,365 · Balance 0 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.51 to $25.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: Represents shares of Class A Common Stock held by CCSD II, L.P. ("CCSD"), of which the Reporting Person serves as a voting member of the investment committee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. |
| Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectBy Claritas Capital Specialty Debt Fund, LP | 0 |
Last balance in matching sequence
After 2025-05-13 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2025-05-13 · Conversion · Acquired 26,980 · Balance 26,980 F1: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units"). F3: Represents shares of Class A Common Stock held by Claritas Capital Specialty Debt Fund, L.P. ("Claritas"), of which the Reporting Person serves as a voting member of the investment committee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Row 5 · 2025-05-13 · Sale · Disposed 26,980 · Balance 0 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.51 to $25.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3: Represents shares of Class A Common Stock held by Claritas Capital Specialty Debt Fund, L.P. ("Claritas"), of which the Reporting Person serves as a voting member of the investment committee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. |
| Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectBy CF i3 Corporation | 0 |
Last balance in matching sequence
After 2025-05-13 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2025-05-13 · Conversion · Acquired 4,515 · Balance 4,515 F1: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units"). F4: Represents shares of Class A Common Stock held by CF i3 Corporation ("CF"), of which the Reporting Person serves as an officer. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Row 6 · 2025-05-13 · Sale · Disposed 4,515 · Balance 0 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.51 to $25.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4: Represents shares of Class A Common Stock held by CF i3 Corporation ("CF"), of which the Reporting Person serves as an officer. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. |
| Class B common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectBy CCSD II, L.P. | 0 |
Reported balance
After 2025-05-13 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2025-05-13 · Other · Disposed 40,365 · Balance 0 F6: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer. F7: Represents shares of Class B Common Stock held by CCSD. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. |
| Class B common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectBy Claritas Capital Specialty Debt Fund, LP | 0 |
Reported balance
After 2025-05-13 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2025-05-13 · Other · Disposed 26,980 · Balance 0 F6: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer. F8: Represents shares of Class B Common Stock held by Claritas. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. |
| Class B common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectBy CF i3 Corporation | 0 |
Reported balance
After 2025-05-13 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2025-05-13 · Other · Disposed 4,515 · Balance 0 F6: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer. F9: Represents shares of Class B Common Stock held by CF. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. |
| Common UnitsSEC Table II · derivative / convertible security | IndirectBy CCSD II, L.P. | 0 |
Reported balance
After 2025-05-13 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2025-05-13 · Conversion · Disposed 40,365 · Balance 0 F10: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F11: Represents Common Units held by CCSD. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. |
| Common UnitsSEC Table II · derivative / convertible security | IndirectBy Claritas Capital Specialty Debt Fund, LP | 0 |
Reported balance
After 2025-05-13 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2025-05-13 · Conversion · Disposed 26,980 · Balance 0 F10: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F12: Represents Common Units held by Claritas. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. |
| Common UnitsSEC Table II · derivative / convertible security | IndirectBy CF i3 Corporation | 0 |
Reported balance
After 2025-05-13 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2025-05-13 · Conversion · Disposed 4,515 · Balance 0 F10: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F13: Represents Common Units held by CF. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. |
| Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 3,876 |
Reported balance
Holding disclosure · report date 2025-05-13 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 3,876 |
| Class B common stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 11,285 |
Reported balance
Holding disclosure · report date 2025-05-13 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 11,285 |
| Common UnitsSEC Table II · derivative / convertible security | Direct | 11,285 |
Reported balance
Holding disclosure · report date 2025-05-13 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 11,285 F10: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units").
F2: Represents shares of Class A Common Stock held by CCSD II, L.P. ("CCSD"), of which the Reporting Person serves as a voting member of the investment committee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F3: Represents shares of Class A Common Stock held by Claritas Capital Specialty Debt Fund, L.P. ("Claritas"), of which the Reporting Person serves as a voting member of the investment committee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F4: Represents shares of Class A Common Stock held by CF i3 Corporation ("CF"), of which the Reporting Person serves as an officer. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.51 to $25.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F6: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer.
F7: Represents shares of Class B Common Stock held by CCSD. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F8: Represents shares of Class B Common Stock held by Claritas. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F9: Represents shares of Class B Common Stock held by CF. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F10: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date.
F11: Represents Common Units held by CCSD. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F12: Represents Common Units held by Claritas. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F13: Represents Common Units held by CF. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2025 Filed May 15, 2025 20:41 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionCommon Units · Derivative | 4,515 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001728688-25-000094 · wk-form4_1747341658.xml · derivative · entry 14 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By CF i3 Corporation Disclosed balance after: 0 Underlying: Class A common stock, par value $0.0001 per share · 4,515 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F10 · price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F10 · derivative.exercise_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F10 · derivative.expiration_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F10 · balance_after: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F13 · ownership.nature: Represents Common Units held by CF. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 13, 2025 Filed May 15, 2025 20:41 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionCommon Units · Derivative | 26,980 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001728688-25-000094 · wk-form4_1747341658.xml · derivative · entry 13 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Claritas Capital Specialty Debt Fund, LP Disclosed balance after: 0 Underlying: Class A common stock, par value $0.0001 per share · 26,980 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F10 · price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F10 · derivative.exercise_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F10 · derivative.expiration_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F10 · balance_after: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F12 · ownership.nature: Represents Common Units held by Claritas. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 13, 2025 Filed May 15, 2025 20:41 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionCommon Units · Derivative | 40,365 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001728688-25-000094 · wk-form4_1747341658.xml · derivative · entry 12 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By CCSD II, L.P. Disclosed balance after: 0 Underlying: Class A common stock, par value $0.0001 per share · 40,365 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F10 · price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F10 · derivative.exercise_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F10 · derivative.expiration_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F10 · balance_after: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F11 · ownership.nature: Represents Common Units held by CCSD. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 13, 2025 Filed May 15, 2025 20:41 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | OtherClass B common stock, par value $0.0001 per share | 4,515 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001728688-25-000094 · wk-form4_1747341658.xml · nonDerivative · entry 9 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By CF i3 Corporation Disclosed balance after: 0 F6 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer. F9 · ownership.nature: Represents shares of Class B Common Stock held by CF. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 13, 2025 Filed May 15, 2025 20:41 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | OtherClass B common stock, par value $0.0001 per share | 26,980 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001728688-25-000094 · wk-form4_1747341658.xml · nonDerivative · entry 8 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Claritas Capital Specialty Debt Fund, LP Disclosed balance after: 0 F6 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer. F8 · ownership.nature: Represents shares of Class B Common Stock held by Claritas. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 13, 2025 Filed May 15, 2025 20:41 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | OtherClass B common stock, par value $0.0001 per share | 40,365 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001728688-25-000094 · wk-form4_1747341658.xml · nonDerivative · entry 7 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By CCSD II, L.P. Disclosed balance after: 0 F6 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer. F7 · ownership.nature: Represents shares of Class B Common Stock held by CCSD. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 13, 2025 Filed May 15, 2025 20:41 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | SaleClass A common stock, par value $0.0001 per share | 4,515 | $24.76 | $111,791.40 |
DisclosureSEC source: 0001728688-25-000094 · wk-form4_1747341658.xml · nonDerivative · entry 6 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By CF i3 Corporation Disclosed balance after: 0 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.51 to $25.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · ownership.nature: Represents shares of Class A Common Stock held by CF i3 Corporation ("CF"), of which the Reporting Person serves as an officer. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 13, 2025 Filed May 15, 2025 20:41 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | SaleClass A common stock, par value $0.0001 per share | 26,980 | $24.82 | $669,643.60 |
DisclosureSEC source: 0001728688-25-000094 · wk-form4_1747341658.xml · nonDerivative · entry 5 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Claritas Capital Specialty Debt Fund, LP Disclosed balance after: 0 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.51 to $25.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · ownership.nature: Represents shares of Class A Common Stock held by Claritas Capital Specialty Debt Fund, L.P. ("Claritas"), of which the Reporting Person serves as a voting member of the investment committee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 13, 2025 Filed May 15, 2025 20:41 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | SaleClass A common stock, par value $0.0001 per share | 40,365 | $24.81 | $1,001,455.65 |
DisclosureSEC source: 0001728688-25-000094 · wk-form4_1747341658.xml · nonDerivative · entry 4 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By CCSD II, L.P. Disclosed balance after: 0 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.51 to $25.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Represents shares of Class A Common Stock held by CCSD II, L.P. ("CCSD"), of which the Reporting Person serves as a voting member of the investment committee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 13, 2025 Filed May 15, 2025 20:41 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionClass A common stock, par value $0.0001 per share | 4,515 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001728688-25-000094 · wk-form4_1747341658.xml · nonDerivative · entry 3 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By CF i3 Corporation Disclosed balance after: 4,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units"). F4 · ownership.nature: Represents shares of Class A Common Stock held by CF i3 Corporation ("CF"), of which the Reporting Person serves as an officer. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 13, 2025 Filed May 15, 2025 20:41 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionClass A common stock, par value $0.0001 per share | 26,980 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001728688-25-000094 · wk-form4_1747341658.xml · nonDerivative · entry 2 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Claritas Capital Specialty Debt Fund, LP Disclosed balance after: 26,980 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units"). F3 · ownership.nature: Represents shares of Class A Common Stock held by Claritas Capital Specialty Debt Fund, L.P. ("Claritas"), of which the Reporting Person serves as a voting member of the investment committee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 13, 2025 Filed May 15, 2025 20:41 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionClass A common stock, par value $0.0001 per share | 40,365 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001728688-25-000094 · wk-form4_1747341658.xml · nonDerivative · entry 1 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By CCSD II, L.P. Disclosed balance after: 40,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units"). F2 · ownership.nature: Represents shares of Class A Common Stock held by CCSD II, L.P. ("CCSD"), of which the Reporting Person serves as a voting member of the investment committee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| February 11, 2025 Filed Feb 12, 2025 21:56 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantClass A common stock, par value $0.0001 per share | 3,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001728688-25-000067 · wk-form4_1739397403.xml · nonDerivative · entry 1 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,876 F1 · shares: Reflects restricted stock units that will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| January 23, 2025 Filed Jan 24, 2025 22:21 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | Disposition to issuerClass B common stock, par value $0.0001 per share | 172 | $0.00 | $0.00 |
DisclosureSEC source: 0001728688-25-000025 · wk-form4_1737757305.xml · nonDerivative · entry 4 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By CF i3 Corporation Disclosed balance after: 4,515 F6 · kind: As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by CF i3 Corporation ("CF") were reduced by 172. F6 · price: As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by CF i3 Corporation ("CF") were reduced by 172. F7 · ownership.nature: Represents shares of Class B Common Stock held by CF, of which the Reporting Person serves as an officer. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2025 Filed Jan 24, 2025 22:21 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | Disposition to issuerClass B common stock, par value $0.0001 per share | 1,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001728688-25-000025 · wk-form4_1737757305.xml · nonDerivative · entry 3 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Claritas Capital Specialty Debt Fund, LP Disclosed balance after: 26,980 F4 · kind: As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by Claritas Capital Specialty Debt Fund, LP ("Claritas") were reduced by 1,032. F4 · price: As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by Claritas Capital Specialty Debt Fund, LP ("Claritas") were reduced by 1,032. F5 · ownership.nature: Represents shares of Class B Common Stock held by Claritas, of which the Reporting Person serves as a voting member of the investment committee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2025 Filed Jan 24, 2025 22:21 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | Disposition to issuerClass B common stock, par value $0.0001 per share | 1,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001728688-25-000025 · wk-form4_1737757305.xml · nonDerivative · entry 2 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By CCSD II, L.P. Disclosed balance after: 40,365 F2 · kind: As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by CCSD II, L.P. ("CCSD") were reduced by 1,545. F2 · price: As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by CCSD II, L.P. ("CCSD") were reduced by 1,545. F3 · ownership.nature: Represents shares of Class B Common Stock held by CCSD, of which the Reporting Person serves as a voting member of the investment committee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| January 23, 2025 Filed Jan 24, 2025 22:21 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | Disposition to issuerClass B common stock, par value $0.0001 per share | 431 | $0.00 | $0.00 |
DisclosureSEC source: 0001728688-25-000025 · wk-form4_1737757305.xml · nonDerivative · entry 1 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,285 F1 · kind: On January 23, 2025, the common units of i3 Verticals, LLC (the "Common Units") were recapitalized through a reverse unit split, which resulted in the retirement without consideration of 369,256 shares of the Issuer's Class B common stock, par value $0.0001 per share (the "Class B Common Stock") in accordance with the Amended and Restated Certificate of Incorporation of the Issuer (collectively, the "Recapitalization"). As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by the Reporting Person were reduced by 431. F1 · price: On January 23, 2025, the common units of i3 Verticals, LLC (the "Common Units") were recapitalized through a reverse unit split, which resulted in the retirement without consideration of 369,256 shares of the Issuer's Class B common stock, par value $0.0001 per share (the "Class B Common Stock") in accordance with the Amended and Restated Certificate of Incorporation of the Issuer (collectively, the "Recapitalization"). As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by the Reporting Person were reduced by 431. Read SEC document |
| February 13, 2024 Filed Feb 14, 2024 21:35 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantStock Option (Right to Buy) · Derivative | 11,508 | $0.00 Strike: $19.22 | $0.00 |
DisclosureSEC source: 0001728688-24-000034 · wk-form4_1707946488.xml · derivative · entry 1 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,508 Underlying: Class A common stock, par value $0.0001 per share · 11,508 shares Expires 2034-02-13 F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| May 12, 2023 Filed May 16, 2023 20:46 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantStock Option (Right to Buy) · Derivative | 10,297 | $0.00 Strike: $21.30 | $0.00 |
DisclosureSEC source: 0001209191-23-029826 · doc4.xml · derivative · entry 1 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,297 Underlying: Class A common stock, par value $0.0001 per share · 10,297 shares Expires 2033-05-12 F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 21, 2022 Filed Aug 9, 2022 20:31 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantStock Option (Right to Buy) · Derivative | 9,141 | $0.00 Strike: $23.65 | $0.00 |
DisclosureSEC source: 0001209191-22-044999 · doc4.xml · derivative · entry 1 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,141 Underlying: Class A common stock, par value $0.0001 per share · 9,141 shares Expires 2032-06-21 F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 16:30 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantStock Option (Right to Buy) · Derivative | 10,162 | $0.00 Strike: $31.66 | $0.00 |
DisclosureSEC source: 0001209191-21-042705 · doc4.xml · derivative · entry 1 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,162 Underlying: Class A common stock, par value $0.0001 per share · 10,162 shares Expires 2031-06-21 F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 21:31 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionCommon Units · Derivative | 14,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-020960 · doc4.xml · derivative · entry 13 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CF i3 Corporation Disclosed balance after: 4,687 Underlying: Class A common stock, par value $0.0001 per share · 14,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F9 · price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F9 · derivative.exercise_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F9 · derivative.expiration_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F9 · balance_after: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F12 · ownership.nature: Represents Common Units held by CF. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 21:31 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionCommon Units · Derivative | 76,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-020960 · doc4.xml · derivative · entry 12 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Claritas Capital Specialty Debt Fund, LP Disclosed balance after: 28,012 Underlying: Class A common stock, par value $0.0001 per share · 76,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F9 · price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F9 · derivative.exercise_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F9 · derivative.expiration_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F9 · balance_after: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F11 · ownership.nature: Represents Common Units held by Claritas. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 21:31 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionCommon Units · Derivative | 110,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-020960 · doc4.xml · derivative · entry 11 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CCSD II, L.P. Disclosed balance after: 41,910 Underlying: Class A common stock, par value $0.0001 per share · 110,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F9 · price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F9 · derivative.exercise_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F9 · derivative.expiration_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F9 · balance_after: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F10 · ownership.nature: Represents Common Units held by CCSD. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 21:31 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | OtherClass B common stock, par value $0.0001 per share | 14,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-020960 · doc4.xml · nonDerivative · entry 9 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CF i3 Corporation Disclosed balance after: 4,687 F5 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer. F8 · ownership.nature: Represents shares of Class B Common Stock held by CF. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 21:31 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | OtherClass B common stock, par value $0.0001 per share | 76,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-020960 · doc4.xml · nonDerivative · entry 8 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Claritas Capital Specialty Debt Fund, LP Disclosed balance after: 28,012 F5 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer. F7 · ownership.nature: Represents shares of Class B Common Stock held by Claritas. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 21:31 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | OtherClass B common stock, par value $0.0001 per share | 110,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-020960 · doc4.xml · nonDerivative · entry 7 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CCSD II, L.P. Disclosed balance after: 41,910 F5 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer. F6 · ownership.nature: Represents shares of Class B Common Stock held by CCSD. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 21:31 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | SaleClass A common stock, par value $0.0001 per share | 14,000 | $32.83 | $459,620.00 |
DisclosureSEC source: 0001209191-21-020960 · doc4.xml · nonDerivative · entry 6 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CF i3 Corporation Disclosed balance after: 0 F4 · ownership.nature: Represents shares of Class A Common Stock held by CF i3 Corporation ("CF"), of which the Reporting Person serves as an officer. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 21:31 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | SaleClass A common stock, par value $0.0001 per share | 76,000 | $32.83 | $2,495,080.00 |
DisclosureSEC source: 0001209191-21-020960 · doc4.xml · nonDerivative · entry 5 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Claritas Capital Specialty Debt Fund, LP Disclosed balance after: 0 F3 · ownership.nature: Represents shares of Class A Common Stock held by Claritas Capital Specialty Debt Fund, L.P. ("Claritas"), of which the Reporting Person serves as a voting member of the investment committee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 21:31 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | SaleClass A common stock, par value $0.0001 per share | 110,000 | $32.83 | $3,611,300.00 |
DisclosureSEC source: 0001209191-21-020960 · doc4.xml · nonDerivative · entry 4 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CCSD II, L.P. Disclosed balance after: 0 F2 · ownership.nature: Represents shares of Class A Common Stock held by CCSD II, L.P. ("CCSD"), of which the Reporting Person serves as a voting member of the investment committee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 21:31 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionClass A common stock, par value $0.0001 per share | 14,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-020960 · doc4.xml · nonDerivative · entry 3 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CF i3 Corporation Disclosed balance after: 14,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units"). F4 · ownership.nature: Represents shares of Class A Common Stock held by CF i3 Corporation ("CF"), of which the Reporting Person serves as an officer. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 21:31 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionClass A common stock, par value $0.0001 per share | 76,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-020960 · doc4.xml · nonDerivative · entry 2 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Claritas Capital Specialty Debt Fund, LP Disclosed balance after: 76,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units"). F3 · ownership.nature: Represents shares of Class A Common Stock held by Claritas Capital Specialty Debt Fund, L.P. ("Claritas"), of which the Reporting Person serves as a voting member of the investment committee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 21:31 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionClass A common stock, par value $0.0001 per share | 110,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-020960 · doc4.xml · nonDerivative · entry 1 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CCSD II, L.P. Disclosed balance after: 110,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units"). F2 · ownership.nature: Represents shares of Class A Common Stock held by CCSD II, L.P. ("CCSD"), of which the Reporting Person serves as a voting member of the investment committee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 21:49 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionCommon Units · Derivative | 18,687 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062969 · doc4.xml · derivative · entry 13 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CF i3 Corporation Disclosed balance after: 18,687 Underlying: Class A common stock, par value $0.0001 per share · 18,687 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F9 · price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F9 · derivative.exercise_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F9 · derivative.expiration_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F9 · balance_after: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F12 · ownership.nature: Represents Common Units held by CF. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 21:49 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionCommon Units · Derivative | 104,011 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062969 · doc4.xml · derivative · entry 12 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Claritas Capital Specialty Debt Fund, LP Disclosed balance after: 104,012 Underlying: Class A common stock, par value $0.0001 per share · 104,011 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F9 · price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F9 · derivative.exercise_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F9 · derivative.expiration_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F9 · balance_after: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F11 · ownership.nature: Represents Common Units held by Claritas. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 21:49 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionCommon Units · Derivative | 151,911 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062969 · doc4.xml · derivative · entry 11 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CCSD II, L.P. Disclosed balance after: 151,910 Underlying: Class A common stock, par value $0.0001 per share · 151,911 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F9 · price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F9 · derivative.exercise_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F9 · derivative.expiration_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F9 · balance_after: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F10 · ownership.nature: Represents Common Units held by CCSD. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 21:49 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | OtherClass B common stock, par value $0.0001 per share | 18,687 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062969 · doc4.xml · nonDerivative · entry 9 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CF i3 Corporation Disclosed balance after: 18,687 F5 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer. F8 · ownership.nature: Represents shares of Class B Common Stock held by CF. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 21:49 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | OtherClass B common stock, par value $0.0001 per share | 104,011 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062969 · doc4.xml · nonDerivative · entry 8 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Claritas Capital Specialty Debt Fund, LP Disclosed balance after: 104,012 F5 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer. F7 · ownership.nature: Represents shares of Class B Common Stock held by Claritas. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 21:49 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | OtherClass B common stock, par value $0.0001 per share | 151,911 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062969 · doc4.xml · nonDerivative · entry 7 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CCSD II, L.P. Disclosed balance after: 151,910 F5 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer. F6 · ownership.nature: Represents shares of Class B Common Stock held by CCSD. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 21:49 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | SaleClass A common stock, par value $0.0001 per share | 18,687 | $27.10 | $506,417.70 |
DisclosureSEC source: 0001209191-20-062969 · doc4.xml · nonDerivative · entry 6 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CF i3 Corporation Disclosed balance after: 0 F4 · ownership.nature: Represents shares of Class A Common Stock held by CF i3 Corporation ("CF"), of which the Reporting Person serves as an officer. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 21:49 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | SaleClass A common stock, par value $0.0001 per share | 104,011 | $27.10 | $2,818,698.10 |
DisclosureSEC source: 0001209191-20-062969 · doc4.xml · nonDerivative · entry 5 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Claritas Capital Specialty Debt Fund, LP Disclosed balance after: 0 F3 · ownership.nature: Represents shares of Class A Common Stock held by Claritas Capital Specialty Debt Fund, L.P. ("Claritas"), of which the Reporting Person serves as a voting member of the investment committee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 21:49 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | SaleClass A common stock, par value $0.0001 per share | 151,911 | $27.10 | $4,116,788.10 |
DisclosureSEC source: 0001209191-20-062969 · doc4.xml · nonDerivative · entry 4 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CCSD II, L.P. Disclosed balance after: 0 F2 · ownership.nature: Represents shares of Class A Common Stock held by CCSD II, L.P. ("CCSD"), of which the Reporting Person serves as a voting member of the investment committee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 21:49 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionClass A common stock, par value $0.0001 per share | 18,687 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062969 · doc4.xml · nonDerivative · entry 3 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CF i3 Corporation Disclosed balance after: 18,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units"). F4 · ownership.nature: Represents shares of Class A Common Stock held by CF i3 Corporation ("CF"), of which the Reporting Person serves as an officer. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 21:49 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionClass A common stock, par value $0.0001 per share | 104,011 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062969 · doc4.xml · nonDerivative · entry 2 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Claritas Capital Specialty Debt Fund, LP Disclosed balance after: 104,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units"). F3 · ownership.nature: Represents shares of Class A Common Stock held by Claritas Capital Specialty Debt Fund, L.P. ("Claritas"), of which the Reporting Person serves as a voting member of the investment committee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 21:49 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | ConversionClass A common stock, par value $0.0001 per share | 151,911 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062969 · doc4.xml · nonDerivative · entry 1 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CCSD II, L.P. Disclosed balance after: 151,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units"). F2 · ownership.nature: Represents shares of Class A Common Stock held by CCSD II, L.P. ("CCSD"), of which the Reporting Person serves as a voting member of the investment committee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| September 15, 2020 Filed Sep 15, 2020 20:36 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | Disposition to issuerCommon Units · Derivative | 9,188 | $22.33 | $205,168.04 |
DisclosureSEC source: 0001209191-20-050470 · doc4.xml · derivative · entry 7 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CF i3 Corporation Disclosed balance after: 37,374 Underlying: Class A common stock, par value $0.0001 per share · 9,188 shares Expires not disclosed F5 · derivative.exercise_price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F6 · kind: Represents the sale of Common Units to the Issuer pursuant to the Common Unit Purchase Agreement entered into in connection with the Issuer's offering of Class A common stock which closed on September 15, 2020, pursuant to the Limited Liability Company Agreement of i3 Verticals, LLC and in accordance with the Registration Rights Agreement among the Issuer and the signatories thereto. F5 · derivative.exercise_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F5 · derivative.expiration_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F5 · balance_after: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F9 · ownership.nature: Represents Common Units held by CF. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| September 15, 2020 Filed Sep 15, 2020 20:36 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | Disposition to issuerCommon Units · Derivative | 51,140 | $22.33 | $1,141,956.20 |
DisclosureSEC source: 0001209191-20-050470 · doc4.xml · derivative · entry 6 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Claritas Capital Specialty Debt Fund, LP Disclosed balance after: 208,023 Underlying: Class A common stock, par value $0.0001 per share · 51,140 shares Expires not disclosed F5 · derivative.exercise_price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F6 · kind: Represents the sale of Common Units to the Issuer pursuant to the Common Unit Purchase Agreement entered into in connection with the Issuer's offering of Class A common stock which closed on September 15, 2020, pursuant to the Limited Liability Company Agreement of i3 Verticals, LLC and in accordance with the Registration Rights Agreement among the Issuer and the signatories thereto. F5 · derivative.exercise_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F5 · derivative.expiration_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F5 · balance_after: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F8 · ownership.nature: Represents Common Units held by Claritas. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| September 15, 2020 Filed Sep 15, 2020 20:36 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | Disposition to issuerCommon Units · Derivative | 74,692 | $22.33 | $1,667,872.36 |
DisclosureSEC source: 0001209191-20-050470 · doc4.xml · derivative · entry 5 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CCSD II, L.P. Disclosed balance after: 303,821 Underlying: Class A common stock, par value $0.0001 per share · 74,692 shares Expires not disclosed F5 · derivative.exercise_price: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F6 · kind: Represents the sale of Common Units to the Issuer pursuant to the Common Unit Purchase Agreement entered into in connection with the Issuer's offering of Class A common stock which closed on September 15, 2020, pursuant to the Limited Liability Company Agreement of i3 Verticals, LLC and in accordance with the Registration Rights Agreement among the Issuer and the signatories thereto. F5 · derivative.exercise_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F5 · derivative.expiration_date: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F5 · balance_after: The Common Units may be redeemed by the holder at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date. F7 · ownership.nature: Represents Common Units held by CCSD. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| September 15, 2020 Filed Sep 15, 2020 20:36 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | Disposition to issuerClass B common stock, par value $0.0001 per share | 9,188 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-050470 · doc4.xml · nonDerivative · entry 3 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CF i3 Corporation Disclosed balance after: 37,374 F1 · kind: Pursuant to the Amended and Restated Certificate of Incorporation of i3 Verticals, Inc. (the "Issuer"), the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of common units in i3 Verticals, LLC (the "Common Units") for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of the Issuer. F1 · price: Pursuant to the Amended and Restated Certificate of Incorporation of i3 Verticals, Inc. (the "Issuer"), the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of common units in i3 Verticals, LLC (the "Common Units") for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of the Issuer. F4 · ownership.nature: Represents shares of Class B Common Stock held by CF i3 Corporation ("CF"), of which the Reporting Person serves as an officer. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| September 15, 2020 Filed Sep 15, 2020 20:36 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | Disposition to issuerClass B common stock, par value $0.0001 per share | 51,140 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-050470 · doc4.xml · nonDerivative · entry 2 HARVEY ROBERT BURTON · CIK 0001738212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Claritas Capital Specialty Debt Fund, LP Disclosed balance after: 208,023 F1 · kind: Pursuant to the Amended and Restated Certificate of Incorporation of i3 Verticals, Inc. (the "Issuer"), the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of common units in i3 Verticals, LLC (the "Common Units") for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of the Issuer. F1 · price: Pursuant to the Amended and Restated Certificate of Incorporation of i3 Verticals, Inc. (the "Issuer"), the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of common units in i3 Verticals, LLC (the "Common Units") for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of the Issuer. F3 · ownership.nature: Represents shares of Class B Common Stock held by Claritas Capital Specialty Debt Fund, L.P. ("Claritas"), of which the Reporting Person serves as a voting member of the investment committee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.