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Nasdaq · USD

IIIV

i3 Verticals, Inc.

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5604
SEC CIK
0001728688
Parsed reports
213

Last 12 months

Inside the activity.

1 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 23, 2025 Filed Jan 24, 2025 22:22 UTC Disposition to issuerClass B common stock, par value $0.0001 per share 1,422 $0.00 $0.00
Disclosure

SEC source: 0001728688-25-000028 · wk-form4_1737757341.xml · nonDerivative · entry 1

MCKENNA TIMOTHY · CIK 0001738750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,165

F1 · kind: On January 23, 2025, the common units of i3 Verticals, LLC (the "Common Units") were recapitalized through a reverse unit split, which resulted in the retirement without consideration of 369,256 shares of the Issuer's Class B common stock, par value $0.0001 per share (the "Class B Common Stock") in accordance with the Amended and Restated Certificate of Incorporation of the Issuer (collectively, the "Recapitalization"). As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by the Reporting Person were reduced by 1,422.

F1 · price: On January 23, 2025, the common units of i3 Verticals, LLC (the "Common Units") were recapitalized through a reverse unit split, which resulted in the retirement without consideration of 369,256 shares of the Issuer's Class B common stock, par value $0.0001 per share (the "Class B Common Stock") in accordance with the Amended and Restated Certificate of Incorporation of the Issuer (collectively, the "Recapitalization"). As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by the Reporting Person were reduced by 1,422.

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January 23, 2025 Filed Jan 24, 2025 22:21 UTC Disposition to issuerClass B common stock, par value $0.0001 per share 172 $0.00 $0.00
Disclosure

SEC source: 0001728688-25-000025 · wk-form4_1737757305.xml · nonDerivative · entry 4

HARVEY ROBERT BURTON · CIK 0001738212 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By CF i3 Corporation

Disclosed balance after: 4,515

F6 · kind: As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by CF i3 Corporation ("CF") were reduced by 172.

F6 · price: As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by CF i3 Corporation ("CF") were reduced by 172.

F7 · ownership.nature: Represents shares of Class B Common Stock held by CF, of which the Reporting Person serves as an officer. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

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January 23, 2025 Filed Jan 24, 2025 22:21 UTC Disposition to issuerClass B common stock, par value $0.0001 per share 1,032 $0.00 $0.00
Disclosure

SEC source: 0001728688-25-000025 · wk-form4_1737757305.xml · nonDerivative · entry 3

HARVEY ROBERT BURTON · CIK 0001738212 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Claritas Capital Specialty Debt Fund, LP

Disclosed balance after: 26,980

F4 · kind: As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by Claritas Capital Specialty Debt Fund, LP ("Claritas") were reduced by 1,032.

F4 · price: As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by Claritas Capital Specialty Debt Fund, LP ("Claritas") were reduced by 1,032.

F5 · ownership.nature: Represents shares of Class B Common Stock held by Claritas, of which the Reporting Person serves as a voting member of the investment committee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

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January 23, 2025 Filed Jan 24, 2025 22:21 UTC Disposition to issuerClass B common stock, par value $0.0001 per share 1,545 $0.00 $0.00
Disclosure

SEC source: 0001728688-25-000025 · wk-form4_1737757305.xml · nonDerivative · entry 2

HARVEY ROBERT BURTON · CIK 0001738212 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By CCSD II, L.P.

Disclosed balance after: 40,365

F2 · kind: As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by CCSD II, L.P. ("CCSD") were reduced by 1,545.

F2 · price: As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by CCSD II, L.P. ("CCSD") were reduced by 1,545.

F3 · ownership.nature: Represents shares of Class B Common Stock held by CCSD, of which the Reporting Person serves as a voting member of the investment committee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

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January 23, 2025 Filed Jan 24, 2025 22:21 UTC Disposition to issuerClass B common stock, par value $0.0001 per share 431 $0.00 $0.00
Disclosure

SEC source: 0001728688-25-000025 · wk-form4_1737757305.xml · nonDerivative · entry 1

HARVEY ROBERT BURTON · CIK 0001738212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,285

F1 · kind: On January 23, 2025, the common units of i3 Verticals, LLC (the "Common Units") were recapitalized through a reverse unit split, which resulted in the retirement without consideration of 369,256 shares of the Issuer's Class B common stock, par value $0.0001 per share (the "Class B Common Stock") in accordance with the Amended and Restated Certificate of Incorporation of the Issuer (collectively, the "Recapitalization"). As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by the Reporting Person were reduced by 431.

F1 · price: On January 23, 2025, the common units of i3 Verticals, LLC (the "Common Units") were recapitalized through a reverse unit split, which resulted in the retirement without consideration of 369,256 shares of the Issuer's Class B common stock, par value $0.0001 per share (the "Class B Common Stock") in accordance with the Amended and Restated Certificate of Incorporation of the Issuer (collectively, the "Recapitalization"). As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by the Reporting Person were reduced by 431.

Read SEC document
November 27, 2024 Filed Nov 29, 2024 14:15 UTC ConversionCommon Units · Derivative 17,577 Not disclosed Not disclosed
Disclosure

SEC source: 0001728688-24-000108 · wk-form4_1732907741.xml · derivative · entry 5

STANFORD FREDERICK · CIK 0001737443 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A common stock, par value $0.0001 per share · 17,577 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled.

F5 · price: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled.

F5 · derivative.exercise_date: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled.

F6 · derivative.exercise_date: All Common Units are fully vested and have no expiration date.

F5 · derivative.expiration_date: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled.

F6 · derivative.expiration_date: All Common Units are fully vested and have no expiration date.

F5 · balance_after: The vested Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled.

F6 · balance_after: All Common Units are fully vested and have no expiration date.

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November 27, 2024 Filed Nov 29, 2024 14:15 UTC OtherClass B common stock, par value $0.0001 per share 17,577 Not disclosed Not disclosed
Disclosure

SEC source: 0001728688-24-000108 · wk-form4_1732907741.xml · nonDerivative · entry 4

STANFORD FREDERICK · CIK 0001737443 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F4 · kind: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer.

F4 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the Common Units for shares of Class A Common Stock of the Issuer.

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November 27, 2024 Filed Nov 29, 2024 14:15 UTC SaleClass A common stock, par value $0.0001 per share 2,610 $26.13 $68,199.30
Disclosure

SEC source: 0001728688-24-000108 · wk-form4_1732907741.xml · nonDerivative · entry 3

STANFORD FREDERICK · CIK 0001737443 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.79 to $26.20, inclusive.

Read SEC document
November 27, 2024 Filed Nov 29, 2024 14:15 UTC SaleClass A common stock, par value $0.0001 per share 14,967 $25.13 $376,120.71
Disclosure

SEC source: 0001728688-24-000108 · wk-form4_1732907741.xml · nonDerivative · entry 2

STANFORD FREDERICK · CIK 0001737443 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,610

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.78 to $25.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4

Read SEC document
November 27, 2024 Filed Nov 29, 2024 14:15 UTC ConversionClass A common stock, par value $0.0001 per share 17,577 Not disclosed Not disclosed
Disclosure

SEC source: 0001728688-24-000108 · wk-form4_1732907741.xml · nonDerivative · entry 1

STANFORD FREDERICK · CIK 0001737443 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units").

F1 · price: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of i3 Verticals, Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common units in i3 Verticals, LLC (the "Common Units").

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November 25, 2024 Filed Nov 26, 2024 22:30 UTC
DAILY GREGORY SDirector · Chief Executive Officer · 10% owner
PurchaseClass A common stock, par value $0.0001 per share 40,000 $24.06 $962,400.00
Disclosure

SEC source: 0001728688-24-000104 · wk-form4_1732660214.xml · nonDerivative · entry 2

DAILY GREGORY S · CIK 0001072783 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,544

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.04 to $24.08, inclusive.

Read SEC document
November 22, 2024 Filed Nov 26, 2024 22:30 UTC
DAILY GREGORY SDirector · Chief Executive Officer · 10% owner
PurchaseClass A common stock, par value $0.0001 per share 48,544 $23.51 $1,141,269.44
Disclosure

SEC source: 0001728688-24-000104 · wk-form4_1732660214.xml · nonDerivative · entry 1

DAILY GREGORY S · CIK 0001072783 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,544

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.48 to $23.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

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November 16, 2024 Filed Dec 31, 2025 23:46 UTC
CHRISTIANS PAULChief Revenue Officer
Tax withholdingClass A common stock, par value $0.0001 per share 305 $24.82 $7,570.10
Disclosure

SEC source: 0001954402-25-000009 · wk-form4_1767224762.xml · nonDerivative · entry 2

CHRISTIANS PAUL · CIK 0001954402 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,208

F1 · shares: Reflects the shares withheld to cover the payment of taxes following the vesting of 1,250 restricted stock units originally granted on November 16, 2022.

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September 20, 2024 Filed Sep 23, 2024 21:28 UTC
SMITH GEOFFREY C.Chief Financial Officer
GrantClass A common stock, par value $0.0001 per share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001868020-24-000002 · wk-form4_1727126880.xml · nonDerivative · entry 1

SMITH GEOFFREY C. · CIK 0001868020 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,404

F1 · shares: Reflects restricted stock units that will vest ratably in four equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 13, 2024 Filed Feb 14, 2024 16:40 UTC GrantStock Option (Right to Buy) · Derivative 11,508 $0.00 Strike: $19.22 $0.00
Disclosure

SEC source: 0001728688-24-000043 · wk-form4_1707946830.xml · derivative · entry 1

WILDS DAVID M · CIK 0001062406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,508

Underlying: Class A common stock, par value $0.0001 per share · 11,508 shares

Expires 2034-02-13

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 13, 2024 Filed Feb 14, 2024 16:38 UTC
WHITSON CLAY MDirector · Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $19.22 $0.00
Disclosure

SEC source: 0001728688-24-000038 · wk-form4_1707946691.xml · derivative · entry 1

WHITSON CLAY M · CIK 0001072796 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A common stock, par value $0.0001 per share · 100,000 shares

Expires 2034-02-13

F1 · derivative.exercise_date: The options vest ratably in four equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 13, 2024 Filed Feb 14, 2024 16:41 UTC
PANAGAKIS PETEChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $19.22 $0.00
Disclosure

SEC source: 0001728688-24-000044 · wk-form4_1707946854.xml · derivative · entry 1

PANAGAKIS PETE · CIK 0001944618 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A common stock, par value $0.0001 per share · 25,000 shares

Expires 2034-02-13

F1 · derivative.exercise_date: The options vest ratably in four equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 13, 2024 Filed Feb 14, 2024 16:37 UTC GrantStock Option (Right to Buy) · Derivative 11,508 $0.00 Strike: $19.22 $0.00
Disclosure

SEC source: 0001728688-24-000036 · wk-form4_1707946594.xml · derivative · entry 1

COURTNEY ELIZABETH S. · CIK 0001742559 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,508

Underlying: Class A common stock, par value $0.0001 per share · 11,508 shares

Expires 2034-02-13

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 13, 2024 Filed Feb 14, 2024 16:38 UTC GrantStock Option (Right to Buy) · Derivative 11,508 $0.00 Strike: $19.22 $0.00
Disclosure

SEC source: 0001728688-24-000037 · wk-form4_1707946636.xml · derivative · entry 1

HARRISON JOHN C. · CIK 0001738150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,508

Underlying: Class A common stock, par value $0.0001 per share · 11,508 shares

Expires 2034-02-13

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 13, 2024 Filed Feb 14, 2024 16:40 UTC GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $19.22 $0.00
Disclosure

SEC source: 0001728688-24-000042 · wk-form4_1707946792.xml · derivative · entry 1

STANFORD FREDERICK · CIK 0001737443 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A common stock, par value $0.0001 per share · 100,000 shares

Expires 2034-02-13

F1 · derivative.exercise_date: The options vest ratably in four equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 13, 2024 Filed Feb 14, 2024 16:36 UTC
MAPLE PAULGeneral Counsel and Secretary
GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $19.22 $0.00
Disclosure

SEC source: 0001728688-24-000035 · wk-form4_1707946545.xml · derivative · entry 1

MAPLE PAUL · CIK 0001737439 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A common stock, par value $0.0001 per share · 75,000 shares

Expires 2034-02-13

F1 · derivative.exercise_date: The options vest ratably in four equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 13, 2024 Filed Feb 14, 2024 16:43 UTC GrantStock Option (Right to Buy) · Derivative 11,508 $0.00 Strike: $19.22 $0.00
Disclosure

SEC source: 0001728688-24-000047 · wk-form4_1707946965.xml · derivative · entry 1

MORGAN DAVID K. · CIK 0001737455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,508

Underlying: Class A common stock, par value $0.0001 per share · 11,508 shares

Expires 2034-02-13

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 13, 2024 Filed Feb 14, 2024 21:42 UTC GrantStock Option (Right to Buy) · Derivative 11,508 $0.00 Strike: $19.22 $0.00
Disclosure

SEC source: 0001728688-24-000046 · wk-form4_1707946919.xml · derivative · entry 1

MCKENNA TIMOTHY · CIK 0001738750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,508

Underlying: Class A common stock, par value $0.0001 per share · 11,508 shares

Expires 2034-02-13

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 13, 2024 Filed Feb 14, 2024 21:41 UTC GrantStock Option (Right to Buy) · Derivative 11,508 $0.00 Strike: $19.22 $0.00
Disclosure

SEC source: 0001728688-24-000045 · wk-form4_1707946880.xml · derivative · entry 1

Jenkins Decosta · CIK 0001848489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,508

Underlying: Class A common stock, par value $0.0001 per share · 11,508 shares

Expires 2034-02-13

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 13, 2024 Filed Feb 14, 2024 21:39 UTC
LAISURE CHRISTOPHERPresident - Public Sector
GrantStock Option (Right to Buy) · Derivative 55,000 $0.00 Strike: $19.22 $0.00
Disclosure

SEC source: 0001728688-24-000041 · wk-form4_1707946766.xml · derivative · entry 1

LAISURE CHRISTOPHER · CIK 0001954770 · President - Public Sector

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Class A common stock, par value $0.0001 per share · 55,000 shares

Expires 2034-02-13

F1 · derivative.exercise_date: The options vest ratably in four equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 13, 2024 Filed Feb 14, 2024 21:39 UTC
CHRISTIANS PAULChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $19.22 $0.00
Disclosure

SEC source: 0001728688-24-000040 · wk-form4_1707946747.xml · derivative · entry 1

CHRISTIANS PAUL · CIK 0001954402 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A common stock, par value $0.0001 per share · 75,000 shares

Expires 2034-02-13

F1 · derivative.exercise_date: The options vest ratably in four equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 13, 2024 Filed Feb 14, 2024 21:35 UTC GrantStock Option (Right to Buy) · Derivative 11,508 $0.00 Strike: $19.22 $0.00
Disclosure

SEC source: 0001728688-24-000034 · wk-form4_1707946488.xml · derivative · entry 1

HARVEY ROBERT BURTON · CIK 0001738212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,508

Underlying: Class A common stock, par value $0.0001 per share · 11,508 shares

Expires 2034-02-13

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 13, 2024 Filed Feb 14, 2024 21:39 UTC
SMITH GEOFFREY C.SVP of Finance
GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $19.22 $0.00
Disclosure

SEC source: 0001728688-24-000039 · wk-form4_1707946728.xml · derivative · entry 1

SMITH GEOFFREY C. · CIK 0001868020 · SVP of Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A common stock, par value $0.0001 per share · 75,000 shares

Expires 2034-02-13

F1 · derivative.exercise_date: The options vest ratably in four equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
November 16, 2023 Filed Dec 31, 2025 23:46 UTC
CHRISTIANS PAULChief Revenue Officer
Tax withholdingClass A common stock, par value $0.0001 per share 305 $20.30 $6,191.50
Disclosure

SEC source: 0001954402-25-000009 · wk-form4_1767224762.xml · nonDerivative · entry 1

CHRISTIANS PAUL · CIK 0001954402 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,513

F1 · shares: Reflects the shares withheld to cover the payment of taxes following the vesting of 1,250 restricted stock units originally granted on November 16, 2022.

Read SEC document
August 18, 2023 Filed Aug 21, 2023 20:47 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $13.00 $0.00
Disclosure

SEC source: 0001209191-23-046721 · doc4.xml · derivative · entry 4

MCKENNA TIMOTHY · CIK 0001738750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock, par value $0.0001 per share · 10,000 shares

Expires 2028-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
August 18, 2023 Filed Aug 21, 2023 20:47 UTC SaleClass A common stock, par value $0.0001 per share 2,687 $22.27 $59,839.49
Disclosure

SEC source: 0001209191-23-046721 · doc4.xml · nonDerivative · entry 3

MCKENNA TIMOTHY · CIK 0001738750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.26 to $22.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 18, 2023 Filed Aug 21, 2023 20:47 UTC Tax withholdingClass A common stock, par value $0.0001 per share 7,313 $22.32 $163,226.16
Disclosure

SEC source: 0001209191-23-046721 · doc4.xml · nonDerivative · entry 2

MCKENNA TIMOTHY · CIK 0001738750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,687

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August 18, 2023 Filed Aug 21, 2023 20:47 UTC Exercise / conversionClass A common stock, par value $0.0001 per share 10,000 $13.00 $130,000.00
Disclosure

SEC source: 0001209191-23-046721 · doc4.xml · nonDerivative · entry 1

MCKENNA TIMOTHY · CIK 0001738750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 15, 2023 Filed May 16, 2023 15:26 UTC
DAILY GREGORY SDirector · Chief Executive Officer · 10% owner
PurchaseClass A common stock, par value $0.0001 per share 22,377 $21.90 $490,056.30
Disclosure

SEC source: 0001209191-23-029669 · doc4.xml · nonDerivative · entry 2

DAILY GREGORY S · CIK 0001072783 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By GSD Family Investments, LLC

Disclosed balance after: 134,800

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.65 to $22.05, inclusive.

F2 · ownership.nature: Represents shares of Class A common stock held by GSD Family Investments, LLC. The Reporting Person may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GSD Family Investments, LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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May 12, 2023 Filed May 16, 2023 16:48 UTC GrantStock Option (Right to Buy) · Derivative 10,297 $0.00 Strike: $21.30 $0.00
Disclosure

SEC source: 0001209191-23-029832 · doc4.xml · derivative · entry 1

WILDS DAVID M · CIK 0001062406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,297

Underlying: Class A common stock, par value $0.0001 per share · 10,297 shares

Expires 2033-05-12

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

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May 12, 2023 Filed May 16, 2023 15:26 UTC
DAILY GREGORY SDirector · Chief Executive Officer · 10% owner
PurchaseClass A common stock, par value $0.0001 per share 27,623 $21.28 $587,817.44
Disclosure

SEC source: 0001209191-23-029669 · doc4.xml · nonDerivative · entry 1

DAILY GREGORY S · CIK 0001072783 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By GSD Family Investments, LLC

Disclosed balance after: 112,423

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.02 to $21.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.

F2 · ownership.nature: Represents shares of Class A common stock held by GSD Family Investments, LLC. The Reporting Person may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GSD Family Investments, LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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May 12, 2023 Filed May 16, 2023 16:43 UTC
WHITSON CLAY MDirector · Chief Financial Officer
GiftCommon Units · Derivative 35,570 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029823 · doc4.xml · derivative · entry 3

WHITSON CLAY M · CIK 0001072796 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Clay M. Whitson 2018 GRAT

Disclosed balance after: 0

Underlying: Class A common stock, par value $0.0001 per share · 35,570 shares

Expires not disclosed

F5 · derivative.exercise_price: The Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled.

F6 · kind: The reporting person caused the Trust to transfer for no consideration these Common Units.

F5 · derivative.exercise_date: The Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled.

F7 · derivative.exercise_date: All Common Units are fully vested and have no expiration date.

F5 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for an equal number of shares of Class A Common Stock or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled.

F7 · derivative.expiration_date: All Common Units are fully vested and have no expiration date.

F8 · ownership.nature: Represents Common Units held by the Trust.

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May 12, 2023 Filed May 16, 2023 16:43 UTC
WHITSON CLAY MDirector · Chief Financial Officer
GiftClass B common stock, par value $0.0001 per share 35,570 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029823 · doc4.xml · nonDerivative · entry 1

WHITSON CLAY M · CIK 0001072796 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Clay M. Whitson 2018 GRAT

Disclosed balance after: 0

F1 · kind: The reporting person caused the Clay M. Whitson 2018 Grantor Retained Annuity Trust (the "Trust") to transfer for no consideration these shares of Class B common stock, par value $0.0001 per share (the "Class B Common Stock") of i3 Verticals, Inc. (the "Issuer").

F2 · ownership.nature: Represents shares of Class B Common Stock of the Issuer held by the Trust.

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May 12, 2023 Filed May 16, 2023 16:44 UTC GrantStock Option (Right to Buy) · Derivative 10,297 $0.00 Strike: $21.30 $0.00
Disclosure

SEC source: 0001209191-23-029824 · doc4.xml · derivative · entry 1

COURTNEY ELIZABETH S. · CIK 0001742559 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,297

Underlying: Class A common stock, par value $0.0001 per share · 10,297 shares

Expires 2033-05-12

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

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May 12, 2023 Filed May 16, 2023 16:45 UTC GrantStock Option (Right to Buy) · Derivative 10,297 $0.00 Strike: $21.30 $0.00
Disclosure

SEC source: 0001209191-23-029825 · doc4.xml · derivative · entry 1

HARRISON JOHN C. · CIK 0001738150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,297

Underlying: Class A common stock, par value $0.0001 per share · 10,297 shares

Expires 2033-05-12

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
May 12, 2023 Filed May 16, 2023 16:47 UTC GrantStock Option (Right to Buy) · Derivative 10,297 $0.00 Strike: $21.30 $0.00
Disclosure

SEC source: 0001209191-23-029829 · doc4.xml · derivative · entry 1

MORGAN DAVID K. · CIK 0001737455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,297

Underlying: Class A common stock, par value $0.0001 per share · 10,297 shares

Expires 2033-05-12

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

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May 12, 2023 Filed May 16, 2023 20:47 UTC GrantStock Option (Right to Buy) · Derivative 10,297 $0.00 Strike: $21.30 $0.00
Disclosure

SEC source: 0001209191-23-029828 · doc4.xml · derivative · entry 1

MCKENNA TIMOTHY · CIK 0001738750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,297

Underlying: Class A common stock, par value $0.0001 per share · 10,297 shares

Expires 2033-05-12

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

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May 12, 2023 Filed May 16, 2023 20:46 UTC GrantStock Option (Right to Buy) · Derivative 10,297 $0.00 Strike: $21.30 $0.00
Disclosure

SEC source: 0001209191-23-029827 · doc4.xml · derivative · entry 1

Jenkins Decosta · CIK 0001848489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,297

Underlying: Class A common stock, par value $0.0001 per share · 10,297 shares

Expires 2033-05-12

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
May 12, 2023 Filed May 16, 2023 20:46 UTC GrantStock Option (Right to Buy) · Derivative 10,297 $0.00 Strike: $21.30 $0.00
Disclosure

SEC source: 0001209191-23-029826 · doc4.xml · derivative · entry 1

HARVEY ROBERT BURTON · CIK 0001738212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,297

Underlying: Class A common stock, par value $0.0001 per share · 10,297 shares

Expires 2033-05-12

F1 · derivative.exercise_date: The options will vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

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February 13, 2023 Filed Feb 15, 2023 17:18 UTC
WHITSON CLAY MDirector · Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 101,076 $0.00 Strike: $26.31 $0.00
Disclosure

SEC source: 0001209191-23-009847 · doc4.xml · derivative · entry 1

WHITSON CLAY M · CIK 0001072796 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,076

Underlying: Class A common stock, par value $0.0001 per share · 101,076 shares

Expires 2033-02-13

F1 · derivative.exercise_date: The options vest ratably in four equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

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February 13, 2023 Filed Feb 15, 2023 17:16 UTC
PANAGAKIS PETEChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $26.31 $0.00
Disclosure

SEC source: 0001209191-23-009844 · doc4.xml · derivative · entry 1

PANAGAKIS PETE · CIK 0001944618 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A common stock, par value $0.0001 per share · 25,000 shares

Expires 2033-02-13

F1 · derivative.exercise_date: The options vest ratably in four equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

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February 13, 2023 Filed Feb 15, 2023 17:17 UTC GrantStock Option (Right to Buy) · Derivative 103,000 $0.00 Strike: $26.31 $0.00
Disclosure

SEC source: 0001209191-23-009846 · doc4.xml · derivative · entry 1

STANFORD FREDERICK · CIK 0001737443 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,000

Underlying: Class A common stock, par value $0.0001 per share · 103,000 shares

Expires 2033-02-13

F1 · derivative.exercise_date: The options vest ratably in four equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

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February 13, 2023 Filed Feb 15, 2023 17:16 UTC
MAPLE PAULGeneral Counsel and Secretary
GrantStock Option (Right to Buy) · Derivative 74,667 $0.00 Strike: $26.31 $0.00
Disclosure

SEC source: 0001209191-23-009843 · doc4.xml · derivative · entry 1

MAPLE PAUL · CIK 0001737439 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,667

Underlying: Class A common stock, par value $0.0001 per share · 74,667 shares

Expires 2033-02-13

F1 · derivative.exercise_date: The options vest ratably in four equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

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February 13, 2023 Filed Feb 15, 2023 22:17 UTC
SMITH GEOFFREY C.SVP of Finance
GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $26.31 $0.00
Disclosure

SEC source: 0001209191-23-009845 · doc4.xml · derivative · entry 1

SMITH GEOFFREY C. · CIK 0001868020 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A common stock, par value $0.0001 per share · 75,000 shares

Expires 2033-02-13

F1 · derivative.exercise_date: The options vest ratably in four equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

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February 13, 2023 Filed Feb 15, 2023 22:16 UTC
LAISURE CHRISTOPHERPresident - Public Sector
GrantStock Option (Right to Buy) · Derivative 55,000 $0.00 Strike: $26.31 $0.00
Disclosure

SEC source: 0001209191-23-009841 · doc4.xml · derivative · entry 1

LAISURE CHRISTOPHER · CIK 0001954770 · President - Public Sector

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Class A common stock, par value $0.0001 per share · 55,000 shares

Expires 2033-02-13

F1 · derivative.exercise_date: The options vest ratably in four equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.